AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Positions: 1,886; +22 vs. Q1 2023
Portfolio value: $16.6B; +$1.10B (+7.1%) vs. Q1 2023
Filed: Jul 10, 2023; SEC

Holdings of AE Wealth Management LLC in Q2 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	2,674,118	$518.7M	3.1%	+110,287+4.3%	Added	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	6,785,651	$353.6M	2.1%	−216,014−3.1%	Reduced	–
Vanguard S&P 500 ETF922908363	ETF	806,352	$328.4M	2.0%	−28,548−3.4%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	724,620	$323.0M	1.9%	−77,879−9.7%	Reduced	–
MSFTMicrosoft Corp	Stock	935,764	$318.7M	1.9%	+128,013+15.8%	Added	History
SPYSPDR S&P 500 ETF Trust	ETF	704,742	$312.4M	1.9%	+44,344+6.7%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	750,253	$277.2M	1.7%	+95,207+14.5%	Added	–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	2,962,625	$272.0M	1.6%	−1,223,953−29.2%	Reduced	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,154,016	$183.0M	1.1%	−75,962−6.2%	Reduced	–
iShares Tr46436E718	0-3 MTH TREASURY	1,723,046	$173.4M	1.0%	+1,213,383+238.1%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	610,157	$172.7M	1.0%	+108,062+21.5%	Added	–
Dimensional ETF Trust25434V716	US SUSTAINABILTY	5,945,375	$170.7M	1.0%	+183,454+3.2%	Added	–
AMZNAmazon Com Inc	Stock	1,274,441	$166.1M	1.0%	+46,274+3.8%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	2,836,480	$139.8M	0.8%	−53,911−1.9%	Reduced	–
NVDANVIDIA Corp	Stock	293,144	$124.0M	0.7%	−51,935−15.1%	Reduced	History
iShares Tr464287432	20 YR TR BD ETF	1,181,615	$121.6M	0.7%	−1,077,678−47.7%	Reduced	–
iShares Tr464289420	RUS TP200 VL ETF	1,758,376	$118.6M	0.7%	−53,182−2.9%	Reduced	–
GOOGLAlphabet Inc.	Stock	897,468	$107.4M	0.6%	+231,685+34.8%	Added	History
iShares Russell 2000 ETF464287655	ETF	555,092	$104.0M	0.6%	+58,078+11.7%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	1,082,628	$103.3M	0.6%	−68,925−6.0%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	725,595	$103.1M	0.6%	−240,065−24.9%	Reduced	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	462,880	$102.0M	0.6%	+170,857+58.5%	Added	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,205,735	$101.4M	0.6%	+168,601+8.3%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	1,744,931	$100.7M	0.6%	+366,390+26.6%	Added	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,575,084	$96.1M	0.6%	−57,393−3.5%	Reduced	–
XOMExxonMobil Holdings Corp	COM	832,026	$89.2M	0.5%	−297,498−26.3%	Reduced	History
iShares MSCI USA Quality Factor ETF46432F339	ETF	655,323	$88.4M	0.5%	+231,830+54.7%	Added	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	2,494,874	$83.4M	0.5%	−185,650−6.9%	Reduced	–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	1,553,977	$77.8M	0.5%	+139,782+9.9%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,689,007	$73.0M	0.4%	+48,057+2.9%	Added	–
iShares Tr464288877	EAFE VALUE ETF	1,442,894	$70.6M	0.4%	−89,517−5.8%	Reduced	–
TSLATesla, Inc.	Stock	267,688	$70.1M	0.4%	−6,231−2.3%	Reduced	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	938,216	$69.7M	0.4%	+207,147+28.3%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,385,946	$69.5M	0.4%	−120,761−8.0%	Reduced	–
CVXChevron Corp	Stock	426,061	$67.0M	0.4%	−111,828−20.8%	Reduced	History
Collaborative Investmnt Ser19423L623	MOHR GROWTH ETF	3,338,512	$66.1M	0.4%	−596,297−15.2%	Reduced	–
PGProcter & Gamble Co	Stock	427,502	$64.9M	0.4%	+51,724+13.8%	Added	History
UNHUnitedHealth Group Inc	Stock	133,276	$64.1M	0.4%	+8,294+6.6%	Added	History
JPMJPMorgan Chase & Co	Stock	433,466	$63.0M	0.4%	+83,985+24.0%	Added	History
GLDSPDR Gold Trust	ETF	351,581	$62.7M	0.4%	+97,044+38.1%	Added	History
iShares Russell Mid-Cap Value ETF464287473	ETF	563,048	$61.8M	0.4%	−30,165−5.1%	Reduced	–
iShares Tr46435G326	CORE MSCI INTL	989,759	$60.5M	0.4%	−107,538−9.8%	Reduced	–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	2,015,094	$59.3M	0.4%	+347,482+20.8%	Added	–
BRK.BBerkshire Hathaway Inc	Stock	171,442	$58.5M	0.4%	+18,090+11.8%	Added	History
Schwab U.S. Large-Cap ETF808524201	ETF	1,112,854	$58.3M	0.4%	−14,645−1.3%	Reduced	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	166,456	$57.2M	0.3%	+52,397+45.9%	Added	History
iShares Core S&P Small Cap ETF464287804	ETF	572,110	$57.0M	0.3%	+16,067+2.9%	Added	–
iShares Tr464288414	NATIONAL MUN ETF	527,463	$56.3M	0.3%	+39,726+8.1%	Added	–
VZVerizon Communications Inc	Stock	1,497,058	$55.7M	0.3%	+305,670+25.7%	Added	History
Collaborative Investmnt Ser19423L615	MINDFUL CNSRVTV	2,556,940	$55.7M	0.3%	−493,709−16.2%	Reduced	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	989,567	$54.8M	0.3%	+385,749+63.9%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	515,435	$54.7M	0.3%	+10,261+2.0%	Added	–
JNJJohnson & Johnson	Stock	322,839	$53.4M	0.3%	+33,333+11.5%	Added	History
HDHome Depot, Inc.	Stock	171,923	$53.4M	0.3%	+12,269+7.7%	Added	History
MCDMcDonalds Corp	Stock	176,621	$52.7M	0.3%	−905−0.5%	Reduced	History
PFEPfizer Inc	Stock	1,424,926	$52.3M	0.3%	+472,231+49.6%	Added	History
METAMeta Platforms, Inc.	Stock	180,445	$51.8M	0.3%	−39,874−18.1%	Reduced	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	519,468	$50.9M	0.3%	+90,932+21.2%	Added	–
VVisa Inc.	Stock	213,884	$50.8M	0.3%	+40,756+23.5%	Added	History
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	864,826	$50.7M	0.3%	+56,937+7.0%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	1,094,482	$50.5M	0.3%	+235,695+27.4%	Added	–
CSCOCisco Systems, Inc.	Stock	965,036	$49.9M	0.3%	+153,368+18.9%	Added	History
WMTWalmart Inc.	Stock	303,658	$47.7M	0.3%	+11,202+3.8%	Added	History
First Tr Exchng Traded FD VI33740U844	FT VEST U.S	1,397,244	$46.7M	0.3%	+1,397,244	New	–
MRKMerck & Co., Inc.	Stock	403,232	$46.5M	0.3%	−99,297−19.8%	Reduced	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	612,692	$46.3M	0.3%	−7,027−1.1%	Reduced	–
iShares Tr464287440	7-10 YR TRSY BD	479,536	$46.3M	0.3%	−1,002,324−67.6%	Reduced	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	209,522	$46.1M	0.3%	+50,473+31.7%	Added	–
Aim ETF Products Trust00888H406	ALLIANZIM US EQT	1,519,143	$45.3M	0.3%	+506,267+50.0%	Added	–
Vanguard Information Technology ETF92204A702	ETF	100,304	$44.4M	0.3%	+3,228+3.3%	Added	–
PEPPepsiCo Inc	Stock	237,005	$43.9M	0.3%	+2,903+1.2%	Added	History
TAT&T Inc.	Stock	2,741,786	$43.7M	0.3%	+43,430+1.6%	Added	History
iShares Tr464288661	3 7 YR TREAS BD	375,385	$43.3M	0.3%	−109,171−22.5%	Reduced	–
Dimensional ETF Trust25434V104	US CORE EQT MKT	1,378,132	$42.7M	0.3%	+144,108+11.7%	Added	–
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,611,198	$41.5M	0.2%	−25,835−1.6%	Reduced	–
ABBVAbbVie Inc.	Stock	307,005	$41.4M	0.2%	−7,704−2.4%	Reduced	History
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	852,733	$40.8M	0.2%	+852,733	New	–
Aim ETF Products Trust00888H737	ALLIA US JUN ETF	1,551,210	$40.0M	0.2%	+1,551,210	New	–
PMPhilip Morris International Inc.	Stock	408,984	$39.9M	0.2%	+20,706+5.3%	Added	History
Vanguard Long-Term Treasury ETF92206C847	ETF	619,679	$39.4M	0.2%	+43,607+7.6%	Added	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	792,644	$39.2M	0.2%	+45,294+6.1%	Added	–
iShares Tr464287721	U.S. TECH ETF	359,681	$39.2M	0.2%	+30,475+9.3%	Added	–
Innovator ETFs Trust45782C680	US EQTY PWR BF	1,255,044	$39.2M	0.2%	+170,474+15.7%	Added	–
GOOGAlphabet Inc.	Stock	322,938	$39.1M	0.2%	−3,325−1.0%	Reduced	History
LLYEli Lilly & Co	Stock	82,931	$38.9M	0.2%	+26,195+46.2%	Added	History
iShares Tr46434V860	TRS FLT RT BD	767,378	$38.9M	0.2%	−42,344−5.2%	Reduced	–
MAMastercard Inc	Stock	98,276	$38.7M	0.2%	+9,085+10.2%	Added	History
Aim ETF Products Trust00888H869	ALLIANZIM US EQ	1,533,728	$38.2M	0.2%	+841,240+121.5%	Added	–
Schwab International Equity ETF808524805	ETF	1,064,938	$38.0M	0.2%	−27,659−2.5%	Reduced	–
iShares Core MSCI Eafe ETF46432F842	ETF	545,574	$36.8M	0.2%	+35,288+6.9%	Added	–
BILLBILL Holdings, Inc.	Stock	311,941	$36.5M	0.2%	+2,851+0.9%	Added	History
iShares Russell Midcap ETF464287499	ETF	496,382	$36.3M	0.2%	−1,545−0.3%	Reduced	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	713,316	$35.9M	0.2%	+111,462+18.5%	Added	–
Aim ETF Products Trust00888H794	ALLIANZIM US EQT	1,333,609	$35.8M	0.2%	+58,356+4.6%	Added	–
KOCoca Cola Co	Stock	594,790	$35.8M	0.2%	+94,742+18.9%	Added	History
Collaborative Investmnt Ser19423L581	ADAPTIVE CORE	1,793,261	$35.7M	0.2%	−452,637−20.2%	Reduced	–
SPDR Series Trust78464A821	ST STR SP400GRW	497,706	$35.7M	0.2%	+25,015+5.3%	Added	–
iShares Tr46434V407	0-5YR HI YL CP	859,642	$35.6M	0.2%	−573−0.1%	Reduced	–
IBMInternational Business Machines Corp	Stock	265,411	$35.5M	0.2%	−26,314−9.0%	Reduced	History
Vanguard Short-Term Bond ETF921937827	ETF	468,110	$35.4M	0.2%	+25,817+5.8%	Added	–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q2 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$785.5K	$3.54M
iShares Russell 2000 ETF464287655	ETF	$492.7K	–

Sold out since Q1 2023 (204)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 204 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q1 2023
Security	Class	Shares in Q1 2023	Value in Q1 2023	% of portfolio in Q1 2023	History
Aim ETF Products Trust00888H505	ALLIA US OCT ETF	525,981	$15.3M	0.1%	–
Aim ETF Products Trust00888H604	ALLIANZIM US EQT	481,297	$14.5M	0.1%	–
First Trust Financials Alphadex Fund33734X135	ETF	320,211	$12.0M	0.1%	–
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	137,679	$9.59M	0.1%	–
First Tr Exchange-Traded Alp33737M201	MID CAP VAL FD	217,383	$9.50M	0.1%	–
Innovator ETFs Trust45782C375	US EQT ULTRA BF	203,423	$5.84M	<0.1%	–
Innovator ETFs Trust45782C425	US EQT ULTRA BFR	220,126	$5.84M	<0.1%	–
AVTRAvantor, Inc.	COM	252,942	$5.35M	<0.1%	History
Invesco Exchange Traded FD T46137V191	S&P MDCP400 VL	35,205	$3.32M	<0.1%	–
Sunpower Corp867652406	COM	165,843	$2.30M	<0.1%	–
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	28,421	$2.27M	<0.1%	–
OVVOvintiv Inc.	COM	61,432	$2.22M	<0.1%	History
First Tr Exch Traded FD III33739P855	INSTL PFD SECS	122,391	$2.05M	<0.1%	–
iShares Tr46435G441	ESG ADVNCD HY BD	45,848	$2.03M	<0.1%	–
SPDR Series Trust78468R770	ST STR R1K YLD	21,003	$1.98M	<0.1%	–
VIXYProShares Trust II	VIX SH TRM FUTRS	218,676	$1.98M	<0.1%	History
Vanguard Scottsdale FDS92206C565	TOTAL WLD BD ETF	28,268	$1.95M	<0.1%	–
WisdomTree Bloomberg US Dollar Bullish Fund97717W471	ETF	74,332	$1.94M	<0.1%	–
Invesco Exchange Traded FD T46137V498	S&P SMLCP MOMENT	36,868	$1.71M	<0.1%	–
PTCPTC Inc.	Stock	12,082	$1.55M	<0.1%	History
OCSLOaktree Specialty Lending Corp	COM	74,855	$1.41M	<0.1%	History
Crane Hldgs Co224441113	COMMON STOCK	11,830	$1.34M	<0.1%	–
First Tr Exchange-Traded Alp33735B108	COM SHS	14,829	$1.33M	<0.1%	–
J P Morgan Exchange Traded F46641Q886	DIVERSFED RTRN	14,500	$1.24M	<0.1%	–
BIDUBaidu, Inc.	ADR	7,823	$1.18M	<0.1%	History
ETF Ser Solutions26922A289	DEFIANCE CONNECT	35,394	$1.16M	<0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	37,033	$1.16M	<0.1%	–
Paramount Global92556H107	CL A	43,088	$1.11M	<0.1%	–
ZBRAZebra Technologies Corp	CL A	3,307	$1.05M	<0.1%	History
SNAPSnap Inc	Stock	91,333	$1.02M	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	62,489	$980.4K	<0.1%	History
iShares Tr46436E502	US TECH BRKTHR	29,283	$973.1K	<0.1%	–
FOURShift4 Payments, Inc.	CL A	12,121	$918.8K	<0.1%	History
DASHDoorDash, Inc.	Stock	14,340	$911.5K	<0.1%	History
CCJCameco Corp	Stock	32,525	$851.2K	<0.1%	History
NOVNOV Inc.	COM	45,601	$844.1K	<0.1%	History
OIO-I Glass, Inc.	COM	35,477	$805.7K	<0.1%	History
ACGLArch Capital Group Ltd.	Stock	11,834	$803.2K	<0.1%	History
FXFInvesco CurrencyShares Swiss Franc Trust	SWISS FRANC	8,243	$802.8K	<0.1%	History
iShares Inc464286715	MSCI TURKEY ETF	24,456	$797.8K	<0.1%	–
iShares Tr46435U135	CYBERSECURITY	21,931	$797.2K	<0.1%	–
LPGDorian LPG Ltd.	SHS USD	39,417	$786.0K	<0.1%	History
HIMXHimax Technologies, Inc.	SPONSORED ADR	93,882	$763.3K	<0.1%	History
ProShares Tr74348A145	PET CARE ETF	15,234	$756.1K	<0.1%	–
CIENCiena Corp	COM NEW	14,393	$755.9K	<0.1%	History
SPDR Ser Tr78464A532	S&P TRANSN ETF	10,408	$754.3K	<0.1%	–
iShares Tr46436E577	ISHARES 25+ YR T	54,436	$748.5K	<0.1%	–
ASBAssociated Banc-Corp	COM	40,944	$736.2K	<0.1%	History
BYDBoyd Gaming Corp	COM	11,218	$719.3K	<0.1%	History
DTDynatrace, Inc.	Stock	16,703	$706.5K	<0.1%	History
BDCBelden Inc.	COM	8,133	$705.7K	<0.1%	History
ACHCAcadia Healthcare Company, Inc.	COM	9,377	$677.5K	<0.1%	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	7,987	$671.2K	<0.1%	–
FNBFNB Corp	COM	57,436	$666.3K	<0.1%	History
PYCRPaycor HCM, Inc.	COM	24,712	$655.4K	<0.1%	History
RVNCRevance Therapeutics, Inc.	COM	20,010	$644.5K	<0.1%	History
DAYDayforce, Inc.	COM	8,700	$637.0K	<0.1%	History
PCTYPaylocity Holding Corp	COM	3,186	$633.3K	<0.1%	History
iShares Tr464288307	MRGSTR MD CP GRW	10,688	$615.2K	<0.1%	–
LBRTLiberty Energy Inc.	COM CL A	47,825	$612.6K	<0.1%	History
ANFAbercrombie & Fitch Co	CL A	21,902	$607.8K	<0.1%	History
INSWInternational Seaways, Inc.	COM	14,410	$600.6K	<0.1%	History
AREAlexandria Real Estate Equities, Inc.	COM	4,760	$597.8K	<0.1%	History
MGNXMacrogenics Inc	COM	83,156	$596.2K	<0.1%	History
DENNDENNY'S Corp	COM	53,087	$592.5K	<0.1%	History
iShares Inc46434G772	MSCI TAIWAN ETF	13,060	$592.0K	<0.1%	–
HCPHashiCorp, Inc.	COM CL A	20,157	$590.4K	<0.1%	History
LEOBNY Mellon Strategic Municipals, Inc.	COM	94,468	$589.5K	<0.1%	History
ETDEthan Allen Interiors Inc	COM	21,449	$589.0K	<0.1%	History
ALGTAllegiant Travel CO	COM	6,380	$586.8K	<0.1%	History
BKHBlack Hills Corp	COM	9,179	$579.2K	<0.1%	History
STBAS&T Bancorp Inc	COM	18,352	$577.2K	<0.1%	History
EVHEvolent Health, Inc.	CL A	17,751	$576.0K	<0.1%	History
SHAKShake Shack Inc.	CL A	10,363	$575.0K	<0.1%	History
AYXAlteryx, Inc.	COM CL A	9,724	$572.2K	<0.1%	History
BOKFBok Financial Corp	COM NEW	6,592	$556.5K	<0.1%	History
NXGNNextgen Healthcare, Inc.	COM	31,757	$552.9K	<0.1%	History
ASCArdmore Shipping Corp	COM	37,079	$551.4K	<0.1%	History
LRNStride, Inc.	COM	13,912	$546.0K	<0.1%	History
FSLYFastly, Inc.	CL A	30,742	$546.0K	<0.1%	History
LKFNLakeland Financial Corp	COM	8,707	$545.4K	<0.1%	History
INSPInspire Medical Systems, Inc.	COM	2,320	$543.0K	<0.1%	History
Invesco Exchange Traded FD T46137V753	FOOD & BEVERAGE	11,632	$539.2K	<0.1%	–
ICLICL Group Ltd.	SHS	78,973	$537.0K	<0.1%	History
BBTBeacon Financial Corp	COM	21,339	$534.8K	<0.1%	History
VCTRVictory Capital Holdings, Inc.	COM CL A	18,173	$531.9K	<0.1%	History
BANRBanner Corp	COM NEW	9,754	$530.3K	<0.1%	History
ZMZoom Communications, Inc.	Stock	7,163	$528.9K	<0.1%	History
GLPGlobal Partners LP	COM UNITS	16,962	$526.2K	<0.1%	History
OFGOfg Bancorp	COM	21,076	$525.6K	<0.1%	History
FCFFirst Commonwealth Financial Corp	COM	42,245	$525.1K	<0.1%	History
GRBKGreen Brick Partners, Inc.	COM	14,961	$524.5K	<0.1%	History
WAFDWafd Inc	Stock	17,038	$513.2K	<0.1%	History
HTLFHeartland Financial USA Inc	COM	13,117	$503.2K	<0.1%	History
PFBCPreferred Bank	COM NEW	9,164	$502.3K	<0.1%	History
Invesco Exchange Traded FD T46137V365	S&P500 EQL ENR	7,040	$481.0K	<0.1%	–
COHNCohen & Co Inc.	COM	66,771	$457.9K	<0.1%	History
Exchange Listed FDS Tr30151E632	CABANA CONSERVAT	23,603	$452.2K	<0.1%	–
PCYOPure Cycle Corp	COM NEW	46,454	$439.0K	<0.1%	History
RGRSturm Ruger & Co Inc	Stock	7,511	$431.5K	<0.1%	History