AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 31, 2023. Long positions only; changes compare share counts with Q3 2022.

Positions: 1,808; +72 vs. Q3 2022
Portfolio value: $13.8B; +$1.22B (+9.7%) vs. Q3 2022
Filed: Jan 31, 2023; SEC

Holdings of AE Wealth Management LLC in Q4 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	5,358,330	$490.1M	3.5%	−278,861−4.9%	Reduced	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	7,682,199	$345.5M	2.5%	−324,623−4.1%	Reduced	–
AAPLApple Inc.	Stock	2,603,393	$338.3M	2.4%	+139,439+5.7%	Added	History
Vanguard S&P 500 ETF922908363	ETF	851,717	$299.2M	2.2%	−195,936−18.7%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	730,323	$280.6M	2.0%	+11,773+1.6%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	486,461	$186.0M	1.3%	+98,238+25.3%	Added	History
MSFTMicrosoft Corp	Stock	746,108	$178.9M	1.3%	−15,300−2.0%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	651,857	$173.6M	1.3%	+64,376+11.0%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	993,414	$139.4M	1.0%	+309,654+45.3%	Added	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,153,963	$139.1M	1.0%	−45,515−3.8%	Reduced	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	2,624,039	$122.5M	0.9%	+893,700+51.6%	Added	–
Dimensional ETF Trust25434V104	US CORE EQT MKT	4,500,307	$121.6M	0.9%	+218,843+5.1%	Added	–
iShares Tr464289420	RUS TP200 VL ETF	1,794,917	$116.6M	0.8%	−80,615−4.3%	Reduced	–
XOMExxonMobil Holdings Corp	COM	1,027,811	$113.4M	0.8%	+175,134+20.5%	Added	History
Collaborative Investmnt Ser19423L623	MOHR GROWTH ETF	5,140,491	$100.8M	0.7%	+671,219+15.0%	Added	–
AMZNAmazon Com Inc	Stock	1,133,903	$95.2M	0.7%	+28,472+2.6%	Added	History
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,036,592	$92.7M	0.7%	−137,170−6.3%	Reduced	–
iShares Tr464287432	20 YR TR BD ETF	907,963	$90.4M	0.7%	+17,297+1.9%	Added	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	2,720,320	$89.9M	0.7%	−290,472−9.6%	Reduced	–
CVXChevron Corp	Stock	486,261	$87.3M	0.6%	+99,262+25.6%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	406,213	$86.6M	0.6%	−159,060−28.1%	Reduced	–
iShares Tr46435G425	ESG AWR MSCI USA	1,014,961	$86.0M	0.6%	−226,592−18.3%	Reduced	–
iShares Russell 2000 ETF464287655	ETF	482,068	$84.1M	0.6%	+22,019+4.8%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	1,001,754	$83.9M	0.6%	−14,769−1.5%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,640,548	$83.1M	0.6%	−20,349−1.2%	Reduced	–
Collaborative Investmnt Ser19423L615	MINDFUL CNSRVTV	3,622,645	$77.9M	0.6%	+475,741+15.1%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,978,428	$76.9M	0.6%	+308,032+18.4%	Added	–
iShares Tr464288877	EAFE VALUE ETF	1,661,819	$76.2M	0.6%	−53,077−3.1%	Reduced	–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	1,460,932	$71.7M	0.5%	−100,428−6.4%	Reduced	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	1,229,893	$71.1M	0.5%	+48,152+4.1%	Added	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	634,778	$69.8M	0.5%	−453,447−41.7%	Reduced	–
iShares Tr46435G326	CORE MSCI INTL	1,209,378	$67.7M	0.5%	+1,204,757+26,071.3%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	589,197	$63.8M	0.5%	+13,700+2.4%	Added	–
iShares Russell Mid-Cap Value ETF464287473	ETF	593,609	$62.5M	0.5%	−99,509−14.4%	Reduced	–
Collaborative Investmnt Ser19423L581	ADAPTIVE CORE	3,072,709	$60.1M	0.4%	+407,559+15.3%	Added	–
UNHUnitedHealth Group Inc	Stock	111,766	$59.3M	0.4%	+12,529+12.6%	Added	History
GOOGLAlphabet Inc.	Stock	659,294	$58.2M	0.4%	−26,808−3.9%	Reduced	History
iShares Tr464287440	7-10 YR TRSY BD	589,404	$56.5M	0.4%	+240,844+69.1%	Added	–
PGProcter & Gamble Co	Stock	357,994	$54.3M	0.4%	+2,243+0.6%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,068,937	$53.6M	0.4%	−20,711−1.9%	Reduced	–
iShares Tr46434V407	0-5YR HI YL CP	1,295,993	$53.0M	0.4%	+479,963+58.8%	Added	–
NVDANVIDIA Corp	Stock	354,715	$51.8M	0.4%	+30,960+9.6%	Added	History
ABBVAbbVie Inc.	Stock	317,343	$51.3M	0.4%	+12,699+4.2%	Added	History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	1,737,226	$51.0M	0.4%	−252,376−12.7%	Reduced	–
iShares Tr464288414	NATIONAL MUN ETF	480,498	$50.7M	0.4%	+1380.0%	Added	–
PFEPfizer Inc	Stock	986,532	$50.5M	0.4%	+16,824+1.7%	Added	History
iShares Core S&P Small Cap ETF464287804	ETF	518,877	$49.1M	0.4%	+37,072+7.7%	Added	–
Schwab U.S. Large-Cap ETF808524201	ETF	1,082,122	$48.9M	0.4%	−61,030−5.3%	Reduced	–
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	830,516	$48.6M	0.4%	+41,073+5.2%	Added	–
HDHome Depot, Inc.	Stock	153,550	$48.5M	0.4%	−4,383−2.8%	Reduced	History
SPDR Series Trust78468R101	ST SHO TREAS ETF	1,667,319	$48.2M	0.3%	+293,681+21.4%	Added	–
MRKMerck & Co., Inc.	Stock	430,941	$47.8M	0.3%	+70,367+19.5%	Added	History
Aim ETF Products Trust00888H703	ALLIANZIM US EQT	1,852,652	$46.9M	0.3%	−106,442−5.4%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	147,860	$45.7M	0.3%	+4,457+3.1%	Added	History
iShares Tr46434V860	TRS FLT RT BD	898,700	$45.3M	0.3%	−1,158,307−56.3%	Reduced	–
JPMJPMorgan Chase & Co	Stock	337,068	$45.2M	0.3%	+29,298+9.5%	Added	History
JNJJohnson & Johnson	Stock	255,000	$45.0M	0.3%	+9,473+3.9%	Added	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	635,610	$44.7M	0.3%	+69,321+12.2%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	134,312	$44.5M	0.3%	+12,486+10.2%	Added	History
GLDSPDR Gold Trust	ETF	256,983	$43.6M	0.3%	−45,305−15.0%	Reduced	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	593,831	$42.8M	0.3%	−91,211−13.3%	Reduced	–
BACBank of America Corp	Stock	1,254,037	$41.5M	0.3%	+72,721+6.2%	Added	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	214,811	$41.1M	0.3%	−50,862−19.1%	Reduced	–
NEENextera Energy Inc	Stock	490,263	$41.0M	0.3%	+39,944+8.9%	Added	History
Vanguard Long-Term Treasury ETF92206C847	ETF	650,006	$40.1M	0.3%	+145,866+28.9%	Added	–
TAT&T Inc.	Stock	2,159,561	$39.8M	0.3%	−57,541−2.6%	Reduced	History
WMTWalmart Inc.	Stock	277,924	$39.4M	0.3%	+25,329+10.0%	Added	History
Schwab International Equity ETF808524805	ETF	1,209,337	$39.0M	0.3%	+52,074+4.5%	Added	–
iShares Tips Bond ETF464287176	ETF	356,951	$38.0M	0.3%	−103,189−22.4%	Reduced	–
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	795,437	$37.7M	0.3%	−6,223−0.8%	Reduced	–
IBMInternational Business Machines Corp	Stock	264,974	$37.3M	0.3%	+30,676+13.1%	Added	History
Advisorshares Tr00768Y420	ALPHA DNA EQUITY	1,649,218	$37.2M	0.3%	−301,836−15.5%	Reduced	–
Schwab U.S. Broad Market ETF808524102	ETF	827,758	$37.1M	0.3%	+80,335+10.7%	Added	–
PEPPepsiCo Inc	Stock	204,196	$36.9M	0.3%	+14,314+7.5%	Added	History
iShares Russell Midcap ETF464287499	ETF	540,240	$36.4M	0.3%	+1,416+0.3%	Added	–
METMetlife Inc	Stock	501,108	$36.3M	0.3%	+10,844+2.2%	Added	History
iShares Tr464288661	3 7 YR TREAS BD	313,800	$36.1M	0.3%	+8,277+2.7%	Added	–
iShares Core Dividend Growth ETF46434V621	ETF	720,005	$36.0M	0.3%	−10,609−1.5%	Reduced	–
Vanguard Ftse Developed Markets ETF921943858	ETF	854,615	$35.9M	0.3%	−1,241,530−59.2%	Reduced	–
PMPhilip Morris International Inc.	Stock	342,645	$34.7M	0.3%	+60,315+21.4%	Added	History
USBUS Bancorp DE	COM NEW	793,984	$34.6M	0.3%	+154,157+24.1%	Added	History
VVisa Inc.	Stock	161,675	$33.6M	0.2%	−4,191−2.5%	Reduced	History
iShares MSCI USA Momentum Factor ETF46432F396	ETF	229,323	$33.5M	0.2%	+68,698+42.8%	Added	–
VZVerizon Communications Inc	Stock	842,417	$33.2M	0.2%	−18,471−2.1%	Reduced	History
IAUMiShares Gold Trust Micro	SHS REPSTG UN TR	1,809,740	$33.0M	0.2%	+590,796+48.5%	Added	History
SPDR Series Trust78464A821	ST STR SP400GRW	504,062	$32.9M	0.2%	+19,965+4.1%	Added	–
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,647,090	$32.7M	0.2%	−7,540−0.5%	Reduced	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	155,255	$31.6M	0.2%	+3,466+2.3%	Added	–
Vanguard Short-Term Bond ETF921937827	ETF	419,320	$31.6M	0.2%	−98,755−19.1%	Reduced	–
BILLBILL Holdings, Inc.	Stock	288,146	$31.4M	0.2%	−505−0.2%	Reduced	History
iShares Core High Dividend ETF46429B663	ETF	296,079	$30.9M	0.2%	+43,502+17.2%	Added	–
DVNDevon Energy Corp	Stock	499,196	$30.7M	0.2%	−10,366−2.0%	Reduced	History
MAMastercard Inc	Stock	87,004	$30.3M	0.2%	−4,678−5.1%	Reduced	History
WisdomTree Tr97717X511	YIELD ENHANCD US	702,730	$30.0M	0.2%	+19,565+2.9%	Added	–
iShares Tr46434V613	CORE UNIVRSL USD	662,756	$29.8M	0.2%	−67,258−9.2%	Reduced	–
EMREmerson Electric Co	Stock	309,024	$29.7M	0.2%	+10,318+3.5%	Added	History
MCDMcDonalds Corp	Stock	111,761	$29.5M	0.2%	+13,200+13.4%	Added	History
LMTLockheed Martin Corp	Stock	60,468	$29.4M	0.2%	+1,238+2.1%	Added	History
iShares Tr46434V100	0-5YR INVT GR CP	613,039	$29.3M	0.2%	+7,250+1.2%	Added	–
iShares Russell Mid-Cap Growth ETF464287481	ETF	348,121	$29.1M	0.2%	−9,931−2.8%	Reduced	–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q4 2022
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$2.09M	$627.0K
iShares Russell 2000 ETF464287655	ETF	$1.23M	–
AAPLApple Inc.	Stock	$5.28K	–

Sold out since Q3 2022 (145)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q3 2022
Security	Class	Shares in Q3 2022	Value in Q3 2022	% of portfolio in Q3 2022	History
First Tr Dow Jones Select Mi33718M105	COM SHS ANNUAL	181,110	$9.05M	0.1%	–
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	147,764	$8.99M	0.1%	–
PIMCO ETF Tr72201R304	15+ YR US TIPS	122,566	$6.88M	0.1%	–
CTXSCitrix Systems Inc	COM	43,397	$4.51M	<0.1%	History
VIXYProShares Trust II	VIX SH TRM FUTRS	198,016	$3.39M	<0.1%	History
Invesco Exch TRD SLF Idx FD46138J882	BULSHS 2022 CB	136,364	$2.89M	<0.1%	–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874	BULSHS 2022 HY	126,476	$2.78M	<0.1%	–
SPDR Index Shs FDS78463X434	ST STR MSCI EAFE	45,994	$2.57M	<0.1%	–
WisdomTree Tr97717Y857	US MULTIFACTOR	53,044	$1.81M	<0.1%	–
HOLXHologic Inc	COM	26,978	$1.74M	<0.1%	History
BRGBluerock Residential Growth REIT, Inc.	COM CL A	64,562	$1.73M	<0.1%	History
Goldman Sachs ETF Tr381430206	ACTIVEBETA EME	60,537	$1.56M	<0.1%	–
Simplify Exchange Traded Fun82889N855	SIMPLIFY INTERST	22,324	$1.52M	<0.1%	–
LADRLadder Capital Corp	CL A	169,512	$1.52M	<0.1%	History
Simplify Exchange Traded Fun82889N202	US EQT PLS DWNSD	55,488	$1.47M	<0.1%	–
HASHasbro, Inc.	COM	21,519	$1.45M	<0.1%	History
GNRCGenerac Holdings Inc.	Stock	7,180	$1.28M	<0.1%	History
Simplify Exchange Traded Fun82889N509	NASDAQ 100 DS CN	55,292	$1.27M	<0.1%	–
LAMRLamar Advertising Co	REIT	12,606	$1.04M	<0.1%	History
DREDuke Realty Corp	COM NEW	19,965	$962.0K	<0.1%	History
First Tr Exchange-Traded FD33734X853	INTL EQUITY OPP	26,652	$951.0K	<0.1%	–
CSLCarlisle Companies Inc	COM	3,373	$946.0K	<0.1%	History
Vanguard Admiral FDS Inc921932844	MIDCP 400 VAL	6,668	$925.0K	<0.1%	–
SBLKStar Bulk Carriers Corp.	SHS PAR	50,505	$883.0K	<0.1%	History
CLRContinental Resources, Inc	COM	13,025	$870.0K	<0.1%	History
MMSIMerit Medical Systems Inc	COM	14,152	$800.0K	<0.1%	History
VanEck ETF Trust92189F700	AGRIBUSINESS ETF	9,833	$793.0K	<0.1%	–
MPWRMonolithic Power Systems, Inc.	COM	2,132	$775.0K	<0.1%	History
WSMWilliams Sonoma Inc	COM	6,437	$759.0K	<0.1%	History
SPDR Series Trust78464A771	ST STR SP CAPMKT	10,506	$752.0K	<0.1%	–
EVTEaton Vance Tax-Advantaged Dividend Income Fund	COM	32,334	$703.0K	<0.1%	History
SMSM Energy Co	COM	18,448	$694.0K	<0.1%	History
NOVNOV Inc.	COM	41,812	$677.0K	<0.1%	History
PBFPBF Energy Inc.	CL A	19,231	$676.0K	<0.1%	History
NWLNewell Brands Inc.	Stock	46,792	$650.0K	<0.1%	History
STNGScorpio Tankers Inc.	SHS	15,160	$637.0K	<0.1%	History
DVDoubleVerify Holdings, Inc.	COM	22,548	$617.0K	<0.1%	History
ESTEEarthstone Energy Inc	CL A	48,974	$603.0K	<0.1%	History
BAMBrookfield Asset Management Ltd.	CL A LTD VT SH	14,717	$602.0K	<0.1%	History
NOGNorthern Oil & Gas, Inc.	COM	21,848	$599.0K	<0.1%	History
MGYMagnolia Oil & Gas Corp	CL A	29,955	$593.0K	<0.1%	History
PEverpure, Inc.	CL A	21,645	$592.0K	<0.1%	History
EWBCEast West Bancorp Inc	COM	8,785	$590.0K	<0.1%	History
SBCFSeacoast Banking Corp of Florida	COM NEW	19,405	$587.0K	<0.1%	History
SLABSilicon Laboratories Inc.	Stock	4,727	$584.0K	<0.1%	History
TNKTeekay Tankers Ltd.	CL A	20,950	$577.0K	<0.1%	History
LSCCLattice Semiconductor Corp	COM	11,704	$576.0K	<0.1%	History
Invesco Nasdaq 100 ETF46138G649	ETF	5,218	$574.0K	<0.1%	–
CNMCore & Main, Inc.	CL A	25,175	$572.0K	<0.1%	History
HUBGHub Group, Inc.	CL A	8,209	$566.0K	<0.1%	History
NEXNextier Oilfield Solutions Inc.	COM	76,492	$566.0K	<0.1%	History
WCCWesco International Inc	COM	4,730	$565.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	30,184	$565.0K	<0.1%	History
PRPermian Resources Corp	CLASS A COM	82,202	$559.0K	<0.1%	History
RNSTRenasant Corp	COM	17,719	$554.0K	<0.1%	History
GTHXG1 Therapeutics, Inc.	COM	44,005	$550.0K	<0.1%	History
BECNQxo Building Products, Inc.	COM	10,025	$549.0K	<0.1%	History
GTLBGitlab Inc.	CLASS A COM	10,448	$535.0K	<0.1%	History
SKYChampion Homes, Inc.	Stock	9,717	$514.0K	<0.1%	History
PBFXPBF Logistics LP	UNIT LTD PTNR	27,167	$513.0K	<0.1%	History
OXMOxford Industries Inc	COM	5,689	$511.0K	<0.1%	History
PIImpinj Inc	COM	6,350	$508.0K	<0.1%	History
DRHDiamondRock Hospitality Co	COM	67,414	$506.0K	<0.1%	History
GMSGMS Inc.	COM	12,518	$501.0K	<0.1%	History
AMWDAmerican Woodmark Corp	COM	11,390	$500.0K	<0.1%	History
Grindrod Shipping Holdings LY28895103	SHS	20,809	$498.0K	<0.1%	–
PFSProvident Financial Services Inc	COM	25,280	$493.0K	<0.1%	History
MRTNMarten Transport Ltd	COM	25,518	$489.0K	<0.1%	History
Direxion Shs ETF Tr25460E307	AUSPCE CMD STG	16,367	$488.0K	<0.1%	–
PIMCO ETF Tr72201R205	1-5 US TIP IDX	9,875	$488.0K	<0.1%	–
RBLXRoblox Corp	Stock	13,347	$478.0K	<0.1%	History
TTMITTM Technologies Inc	COM	36,004	$475.0K	<0.1%	History
FDUSFidus Investment Corp	COM	27,023	$464.0K	<0.1%	History
SRLPSprague Resources LP	COM UNIT REP LTD	22,782	$452.0K	<0.1%	History
COLMColumbia Sportswear Co	COM	6,645	$447.0K	<0.1%	History
DPZDominos Pizza Inc	COM	1,407	$436.0K	<0.1%	History
First Tr Exchange-Traded Alp33737M300	SML CP GRW ALP	8,049	$434.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138E370	S&P 500 HB ETF	7,539	$433.0K	<0.1%	–
PIMCO ETF Tr72201R718	ENHNCD LW DUR AC	4,485	$425.0K	<0.1%	–
iShares Tr464288489	INTL DEV RE ETF	22,329	$425.0K	<0.1%	–
Global X FDS37950E549	GLB X SUPERDIV	55,898	$421.0K	<0.1%	–
First Tr Exchange-Traded Alp33737M102	MID CP GR ALPH	7,800	$417.0K	<0.1%	–
TWTRTwitter, Inc.	COM	9,285	$407.0K	<0.1%	History
KTOSKratos Defense & Security Solutions, Inc.	COM NEW	37,025	$376.0K	<0.1%	History
ProShares Tr74348A814	INFLATN EXPECTNS	11,710	$366.0K	<0.1%	–
Simplify Exchange Traded Fun82889N400	NASDAQ 100 CNVX	15,688	$349.0K	<0.1%	–
Simplify Exchange Traded Fun82889N301	US EQT PLS UPSID	13,730	$346.0K	<0.1%	–
STNEStoneCo Ltd.	COM	35,752	$341.0K	<0.1%	History
WEATTeucrium Commodity Trust	WHEAT FD	36,911	$338.0K	<0.1%	History
First Tr Exchange-Traded Alp33734Y109	COM SHS	4,574	$333.0K	<0.1%	–
iShares Tr464287580	US CONSUM DISCRE	5,541	$322.0K	<0.1%	–
CRSPCRISPR Therapeutics AG	NAMEN AKT	4,810	$314.0K	<0.1%	History
iShares U S ETF Tr46431W812	INT RT HD LONG	13,673	$307.0K	<0.1%	–
LYVLive Nation Entertainment, Inc.	COM	4,022	$306.0K	<0.1%	History
CECelanese Corp	Stock	3,331	$301.0K	<0.1%	History
Schwab Fundamental U.S. Small Company ETF808524763	ETF	6,666	$283.0K	<0.1%	–
MCOMoodys Corp	Stock	1,161	$282.0K	<0.1%	History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300	ETF	9,573	$279.0K	<0.1%	–
VanEck ETF Trust92189H805	RARE EARTH AND S	3,336	$278.0K	<0.1%	–
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	8,010	$278.0K	<0.1%	–