AE Wealth Management LLC

SEC CIK: 0001697723
Latest filing: Aug 3, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 25, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,736; +25 vs. Q2 2022
Portfolio value: $12.6B; +$112.4M (+0.9%) vs. Q2 2022
Filed: Oct 25, 2022; SEC

Holdings of AE Wealth Management LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	5,637,191	$516.4M	4.1%	+5,440,904+2,771.9%	Added	–
Vanguard S&P 500 ETF922908363	ETF	1,047,653	$343.9M	2.7%	+5,766+0.6%	Added	–
AAPLApple Inc.	Stock	2,463,954	$340.5M	2.7%	+37,553+1.5%	Added	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	8,006,822	$336.2M	2.7%	+561,167+7.5%	Added	–
iShares Core S&P 500 ETF464287200	ETF	718,550	$257.7M	2.0%	−76,469−9.6%	Reduced	–
MSFTMicrosoft Corp	Stock	761,408	$177.3M	1.4%	+38,070+5.3%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	587,481	$157.0M	1.2%	−59,804−9.2%	Reduced	–
iShares Russell Top 200 Growth ETF464289438	ETF	1,199,478	$143.3M	1.1%	−29,410−2.4%	Reduced	–
SPYSPDR S&P 500 ETF Trust	ETF	388,223	$138.7M	1.1%	+30,113+8.4%	Added	History
AMZNAmazon Com Inc	Stock	1,105,431	$124.9M	1.0%	+134,622+13.9%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	565,273	$120.9M	1.0%	+20,237+3.7%	Added	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	1,088,225	$119.7M	0.9%	+361,673+49.8%	Added	–
iShares Tr464289420	RUS TP200 VL ETF	1,875,532	$108.2M	0.9%	−100,318−5.1%	Reduced	–
Dimensional ETF Trust25434V104	US CORE EQT MKT	4,281,464	$107.7M	0.9%	+447,159+11.7%	Added	–
iShares Tr46434V860	TRS FLT RT BD	2,057,007	$103.9M	0.8%	+422,827+25.9%	Added	–
iShares Tr46435G425	ESG AWR MSCI USA	1,241,553	$98.6M	0.8%	+81,042+7.0%	Added	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	2,173,762	$98.0M	0.8%	−95,717−4.2%	Reduced	–
Hartford FDS Exchange Traded41653L305	TOTAL RTRN ETF	3,010,792	$97.7M	0.8%	−218,918−6.8%	Reduced	–
iShares Tr464287432	20 YR TR BD ETF	890,666	$91.2M	0.7%	+14,953+1.7%	Added	–
Collaborative Investmnt Ser19423L623	MOHR GROWTH ETF	4,469,272	$87.5M	0.7%	+389,637+9.6%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	683,760	$84.4M	0.7%	−38,487−5.3%	Reduced	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	1,660,897	$83.2M	0.7%	−29,095−1.7%	Reduced	–
Vanguard Ftse Developed Markets ETF921943858	ETF	2,096,145	$76.2M	0.6%	−85,964−3.9%	Reduced	–
iShares Russell 2000 ETF464287655	ETF	460,049	$75.9M	0.6%	−16,207−3.4%	Reduced	–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620	ETF	1,561,360	$75.0M	0.6%	−165,321−9.6%	Reduced	–
XOMExxonMobil Holdings Corp	COM	852,677	$74.4M	0.6%	+59,582+7.5%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	1,730,339	$74.4M	0.6%	+170,255+10.9%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	1,016,523	$73.8M	0.6%	+154,761+18.0%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	1,181,741	$68.3M	0.5%	−516,311−30.4%	Reduced	–
Collaborative Investmnt Ser19423L615	MINDFUL CNSRVTV	3,146,904	$67.4M	0.5%	−549,784−14.9%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	693,118	$66.6M	0.5%	−21,862−3.1%	Reduced	–
iShares Tr464288877	EAFE VALUE ETF	1,714,896	$66.1M	0.5%	+93,337+5.8%	Added	–
GOOGLAlphabet Inc.	Stock	686,102	$65.6M	0.5%	+195,862+40.0%	AddedConverted for a 20-for-1 split	History
TSLATesla, Inc.	Stock	224,820	$59.6M	0.5%	+8,472+3.9%	AddedConverted for a 3-for-1 split	History
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	1,989,602	$58.1M	0.5%	+198,212+11.1%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	1,670,396	$57.6M	0.5%	−202,858−10.8%	Reduced	–
CVXChevron Corp	Stock	386,999	$55.6M	0.4%	+5,929+1.6%	Added	History
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,089,648	$54.7M	0.4%	+111,829+11.4%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	575,497	$54.6M	0.4%	+24,580+4.5%	Added	–
iShares Tr464287457	1 3 YR TREAS BD	663,579	$53.9M	0.4%	−631,835−48.8%	Reduced	–
Collaborative Investmnt Ser19423L581	ADAPTIVE CORE	2,665,150	$51.8M	0.4%	−34,922−1.3%	Reduced	–
Vanguard Ftse Emerging Markets ETF922042858	ETF	1,402,879	$51.2M	0.4%	−148,150−9.6%	Reduced	–
UNHUnitedHealth Group Inc	Stock	99,237	$50.1M	0.4%	+6,803+7.4%	Added	History
iShares Tr464288414	NATIONAL MUN ETF	480,360	$49.3M	0.4%	−28,903−5.7%	Reduced	–
Schwab U.S. Large-Cap ETF808524201	ETF	1,143,152	$48.4M	0.4%	+406,662+55.2%	Added	–
iShares Tips Bond ETF464287176	ETF	460,140	$48.3M	0.4%	−131,064−22.2%	Reduced	–
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	979,813	$48.1M	0.4%	+979,813	New	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	265,673	$47.7M	0.4%	−80,886−23.3%	Reduced	–
GLDSPDR Gold Trust	ETF	302,288	$46.8M	0.4%	−429,861−58.7%	Reduced	History
Aim ETF Products Trust00888H703	ALLIANZIM US EQT	1,959,094	$46.5M	0.4%	+61,423+3.2%	Added	–
Vanguard Scottsdale FDS92206C706	INTER TERM TREAS	789,443	$46.0M	0.4%	−44,802−5.4%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	685,042	$45.3M	0.4%	+303,475+79.5%	Added	–
PGProcter & Gamble Co	Stock	355,751	$44.9M	0.4%	−3,537−1.0%	Reduced	History
iShares U.S. Treasury Bond ETF46429B267	ETF	1,967,239	$44.8M	0.4%	+656,962+50.1%	Added	–
HDHome Depot, Inc.	Stock	157,933	$43.6M	0.3%	−5,259−3.2%	Reduced	History
PFEPfizer Inc	Stock	969,708	$42.4M	0.3%	+62,753+6.9%	Added	History
Advisorshares Tr00768Y420	ALPHA DNA EQUITY	1,951,054	$42.2M	0.3%	−151,535−7.2%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	481,805	$42.0M	0.3%	+158,473+49.0%	Added	–
ABBVAbbVie Inc.	Stock	304,644	$40.9M	0.3%	+42,675+16.3%	Added	History
JNJJohnson & Johnson	Stock	245,527	$40.1M	0.3%	−7,104−2.8%	Reduced	History
SPDR Series Trust78468R101	ST SHO TREAS ETF	1,373,638	$39.7M	0.3%	+498,657+57.0%	Added	–
NVDANVIDIA Corp	Stock	323,755	$39.3M	0.3%	+7,874+2.5%	Added	History
Vanguard Short-Term Bond ETF921937827	ETF	518,075	$38.8M	0.3%	−30,829−5.6%	Reduced	–
BRK.BBerkshire Hathaway Inc	Stock	143,403	$38.3M	0.3%	+7,708+5.7%	Added	History
BILLBILL Holdings, Inc.	Stock	288,651	$38.2M	0.3%	+288,651	New	History
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	801,660	$38.0M	0.3%	+45,572+6.0%	Added	–
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	566,289	$37.7M	0.3%	−24,277−4.1%	Reduced	–
SPDR Series Trust78464A664	ST LON TREAS ETF	1,271,188	$37.7M	0.3%	+157,779+14.2%	Added	–
iShares Tr464287150	CORE S&P TTL STK	457,565	$36.4M	0.3%	−164,267−26.4%	Reduced	–
BACBank of America Corp	Stock	1,181,316	$35.7M	0.3%	+107,291+10.0%	Added	History
NEENextera Energy Inc	Stock	450,319	$35.3M	0.3%	−65,636−12.7%	Reduced	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	121,826	$35.0M	0.3%	−16,163−11.7%	Reduced	History
iShares Tr464288661	3 7 YR TREAS BD	305,523	$34.9M	0.3%	−32,757−9.7%	Reduced	–
TAT&T Inc.	Stock	2,217,102	$34.0M	0.3%	+65,873+3.1%	Added	History
iShares Russell Midcap ETF464287499	ETF	538,824	$33.5M	0.3%	−61,696−10.3%	Reduced	–
iShares Tr464287440	7-10 YR TRSY BD	348,560	$33.5M	0.3%	−51,460−12.9%	Reduced	–
WMTWalmart Inc.	Stock	252,595	$32.8M	0.3%	+8,574+3.5%	Added	History
VZVerizon Communications Inc	Stock	860,888	$32.7M	0.3%	−35,095−3.9%	Reduced	History
iShares Tr46434V407	0-5YR HI YL CP	816,030	$32.6M	0.3%	+50,136+6.5%	Added	–
Schwab International Equity ETF808524805	ETF	1,157,263	$32.6M	0.3%	−122,799−9.6%	Reduced	–
iShares Core Dividend Growth ETF46434V621	ETF	730,614	$32.5M	0.3%	−66,242−8.3%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	730,014	$32.5M	0.3%	+20,122+2.8%	Added	–
JPMJPMorgan Chase & Co	Stock	307,770	$32.2M	0.3%	+88,824+40.6%	Added	History
Vanguard Long-Term Treasury ETF92206C847	ETF	504,140	$31.7M	0.3%	−2,343−0.5%	Reduced	–
Schwab U.S. Broad Market ETF808524102	ETF	747,423	$31.4M	0.2%	+94,649+14.5%	Added	–
Northern LTS FD Tr IV66538H385	STERLING CAPITAL	1,654,630	$31.1M	0.2%	+46,960+2.9%	Added	–
MRKMerck & Co., Inc.	Stock	360,574	$31.1M	0.2%	+68,279+23.4%	Added	History
PEPPepsiCo Inc	Stock	189,882	$31.0M	0.2%	+15,450+8.9%	Added	History
iShares Tr464288273	EAFE SML CP ETF	628,468	$30.7M	0.2%	−909−0.1%	Reduced	–
DVNDevon Energy Corp	Stock	509,562	$30.6M	0.2%	−30,676−5.7%	Reduced	History
METMetlife Inc	Stock	490,264	$29.8M	0.2%	+232,432+90.1%	Added	History
Dimensional ETF Trust25434V401	US EQUI MARK ETF	764,994	$29.7M	0.2%	+115,286+17.7%	Added	–
Aim ETF Products Trust00888H406	ALLIANZIM US EQT	1,147,845	$29.6M	0.2%	+1,147,845	New	–
VVisa Inc.	Stock	165,866	$29.5M	0.2%	+12,825+8.4%	Added	History
Vanguard Total Bond Market ETF921937835	ETF	410,477	$29.3M	0.2%	−48,303−10.5%	Reduced	–
SPDR Series Trust78464A821	ST STR SP400GRW	484,097	$29.2M	0.2%	+76,673+18.8%	Added	–
SPDR Series Trust78468R200	ST STR RATE ETF	961,608	$29.1M	0.2%	+262,441+37.5%	Added	–
iShares U S ETF Tr46431W705	INT RT HDG C B	326,718	$29.0M	0.2%	+218,160+201.0%	Added	–
WisdomTree Tr97717X511	YIELD ENHANCD US	683,165	$28.8M	0.2%	−32,371−4.5%	Reduced	–
Vanguard Information Technology ETF92204A702	ETF	93,576	$28.8M	0.2%	+10,385+12.5%	Added	–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AE Wealth Management LLC in Q3 2022
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$2.94M	$688.0K
iShares Russell 2000 ETF464287655	ETF	$1.91M	–
iShares Tr464288513	IBOXX HI YD ETF	$81.0K	–

Sold out since Q2 2022 (184)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 184 by value last quarter.

Positions of AE Wealth Management LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
WisdomTree Tr97717X198	US CORP BOND FD	619,754	$28.0M	0.2%	–
WisdomTree Tr97717W380	INTRST RATE HDGE	523,528	$23.9M	0.2%	–
Aim ETF Products Trust00888H869	ALLIANZIM US EQ	711,585	$15.8M	0.1%	–
WisdomTree Tr97717W604	US SMALLCAP DIVD	455,769	$12.9M	0.1%	–
iShares Inc46434G764	MSCI EMRG CHN	185,795	$8.87M	0.1%	–
WRKWestRock Co	COM	168,519	$6.71M	0.1%	History
MLMMartin Marietta Materials Inc	COM	20,348	$6.09M	<0.1%	History
Tidal ETF Tr886364751	EUCLID CAP GRWT	305,392	$5.82M	<0.1%	–
First Tr Exchange-Traded FD33738D606	LNG DUR OPRTUN	232,265	$5.53M	<0.1%	–
GSKGSK plc	SPONSORED ADR	115,131	$5.01M	<0.1%	History
First Tr Exchange Traded FD33738R837	NASDQ PHRMTCLS	159,408	$4.21M	<0.1%	–
ProShares Tr74348A608	SHT 7-10 YR TR	109,579	$2.95M	<0.1%	–
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	54,066	$2.43M	<0.1%	–
TRUTransUnion	COM	29,303	$2.34M	<0.1%	History
CALMCal-Maine Foods Inc	COM NEW	44,555	$2.20M	<0.1%	History
WisdomTree Tr97717W208	US HIGH DIVIDEND	26,585	$2.19M	<0.1%	–
Tidal Trust I886364637	FOLI AL RATE ETF	62,356	$2.02M	<0.1%	–
State Street SPDR S&P Emerging Asia Pacific ETF78463X301	ETF	19,571	$2.01M	<0.1%	–
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	89,328	$1.84M	<0.1%	–
Pacer Trendpilot US Large Cap ETF69374H105	ETF	48,246	$1.81M	<0.1%	–
Invesco Exch Traded FD Tr II46138G805	TAXABLE MUN BD	64,333	$1.78M	<0.1%	–
iShares Tr464287184	CHINA LG-CAP ETF	46,703	$1.58M	<0.1%	–
Kraneshares Trust500767306	CSI CHI INTERNET	45,221	$1.48M	<0.1%	–
iShares Tr464287374	NORTH AMERN NAT	36,700	$1.32M	<0.1%	–
Healthcare Realty Trust Inc42225P501	CL A NEW	46,219	$1.29M	<0.1%	–
JNPRJuniper Networks Inc	COM	44,226	$1.26M	<0.1%	History
PLAYDave & Buster's Entertainment, Inc.	COM	35,258	$1.16M	<0.1%	History
AVTRAvantor, Inc.	COM	35,189	$1.09M	<0.1%	History
TNLTravel & Leisure Co.	COM	27,707	$1.08M	<0.1%	History
DOCSDoximity, Inc.	CL A	27,070	$943.0K	<0.1%	History
TFXTeleflex Inc	COM	3,724	$916.0K	<0.1%	History
USCIUnited States Commodity Index Funds Trust	COMM IDX FND	15,796	$866.0K	<0.1%	History
GNKGenco Shipping & Trading Ltd	SHS	44,566	$861.0K	<0.1%	History
Swedish Expt CR Corp870297801	ROG TTL ETN 22	98,449	$837.0K	<0.1%	–
EGLEEagle Bulk Shipping Inc.	COM	15,204	$789.0K	<0.1%	History
ZBRAZebra Technologies Corp	CL A	2,635	$774.0K	<0.1%	History
HOSHornbeck Offshore Services, Inc.	Stock	242,819	$753.0K	<0.1%	History
Goldman Sachs ETF Tr381430362	ACCESS INFLATI	13,961	$720.0K	<0.1%	–
CRUSCirrus Logic, Inc.	Stock	9,842	$714.0K	<0.1%	History
Barclays Bank PLC06738C794	IPSPGS TTL ETN	29,964	$713.0K	<0.1%	–
ACIAlbertsons Companies, Inc.	COMMON STOCK	26,188	$700.0K	<0.1%	History
CEQPCrestwood Equity Partners LP	UNIT LTD PARTNER	28,179	$679.0K	<0.1%	History
KREFKKR Real Estate Finance Trust Inc.	COM	37,919	$662.0K	<0.1%	History
ProShares Tr74347G804	K1 FRE CRD OIL	12,234	$662.0K	<0.1%	–
WSBCWesbanco Inc	COM	20,616	$654.0K	<0.1%	History
SPSP Plus Corp	COM	20,694	$636.0K	<0.1%	History
TXRHTexas Roadhouse, Inc.	COM	8,466	$620.0K	<0.1%	History
ETF Ser Solutions26922A321	DISTILLATE US	15,884	$615.0K	<0.1%	–
RYNRayonier Inc	COM	16,448	$615.0K	<0.1%	History
ATIAti Inc	Stock	26,848	$610.0K	<0.1%	History
OCSLOaktree Specialty Lending Corp	COM	89,210	$584.0K	<0.1%	History
AMNAmn Healthcare Services Inc	COM	5,275	$579.0K	<0.1%	History
PENNPENN Entertainment, Inc.	COM	18,837	$573.0K	<0.1%	History
FROFrontline plc	SHS NEW	62,793	$556.0K	<0.1%	History
SNDRSchneider National, Inc.	CL B	24,804	$555.0K	<0.1%	History
TWITitan International Inc	COM	35,707	$539.0K	<0.1%	History
MNRLMNRL Sub Inc.	CL A COM	21,759	$536.0K	<0.1%	History
LSTRLandstar System Inc	COM	3,672	$534.0K	<0.1%	History
MBUUMalibu Boats, Inc.	COM CL A	10,120	$533.0K	<0.1%	History
OCOwens Corning	Stock	7,116	$529.0K	<0.1%	History
CPECallon Petroleum Co	COM	13,376	$524.0K	<0.1%	History
ELFe.l.f. Beauty, Inc.	COM	17,060	$523.0K	<0.1%	History
iShares Inc46434G772	MSCI TAIWAN ETF	10,238	$516.0K	<0.1%	–
iShares Tr46434V761	MSCI UAE ETF	33,213	$516.0K	<0.1%	–
Pacer Trendpilot US Bond ETF69374H642	ETF	23,917	$514.0K	<0.1%	–
MTDRMatador Resources Co	COM	10,990	$512.0K	<0.1%	History
iShares Inc464286814	MSCI NETHERL ETF	14,306	$502.0K	<0.1%	–
LTCLTC Properties Inc	REIT	12,986	$499.0K	<0.1%	History
PDCEPDC Energy, Inc.	COM	7,980	$492.0K	<0.1%	History
IIIVi3 Verticals, Inc.	COM CL A	19,519	$488.0K	<0.1%	History
BRZEBraze, Inc.	Stock	13,330	$483.0K	<0.1%	History
DKDelek US Holdings, Inc.	COM	18,615	$481.0K	<0.1%	History
MXLMaxlinear, Inc	COM	14,157	$481.0K	<0.1%	History
AVTAvnet Inc	COM	11,211	$481.0K	<0.1%	History
MRCMRC Global Inc.	COM	48,067	$479.0K	<0.1%	History
IPARInterparfums Inc	COM	6,494	$474.0K	<0.1%	History
WLKWestlake Corp	COM	4,732	$464.0K	<0.1%	History
ENVAEnova International, Inc.	COM	15,908	$458.0K	<0.1%	History
BXCBlueLinx Holdings Inc.	COM NEW	6,729	$450.0K	<0.1%	History
WDSWoodside Energy Group Ltd	ADR	20,820	$449.0K	<0.1%	History
iShares Inc464286202	MSCI AUSTRIA ETF	24,805	$448.0K	<0.1%	–
CHEFChefs' Warehouse, Inc.	COM	11,528	$448.0K	<0.1%	History
BRYBerry Corp (bry)	COM	58,750	$448.0K	<0.1%	History
ALGTAllegiant Travel CO	COM	3,952	$447.0K	<0.1%	History
iShares Tr46435G417	CR 5 10 YR ETF	9,861	$441.0K	<0.1%	–
WGOWinnebago Industries Inc	COM	9,022	$438.0K	<0.1%	History
WLLWhiting Holdings LLC	COM NEW	6,326	$430.0K	<0.1%	History
AAAlcoa Corp	Stock	9,390	$428.0K	<0.1%	History
KNOPKNOT Offshore Partners LP	COM UNITS	25,408	$416.0K	<0.1%	History
Invesco Actively Managed Exc46090A804	TOTAL RETURN	8,601	$414.0K	<0.1%	–
SBRSabine Royalty Trust	UNIT BEN INT	6,602	$402.0K	<0.1%	History
TELFYTelefonica S A	SPONSORED ADR	77,489	$398.0K	<0.1%	History
SAIASaia Inc	COM	2,070	$389.0K	<0.1%	History
iShares 1-10 Year U.S. Aggregate Bond ETF464288596	ETF	3,569	$384.0K	<0.1%	–
ORANYOrange	SPONSORED ADR	32,451	$382.0K	<0.1%	History
Schwab Strategic Tr808524714	1 5YR CORP BD	8,008	$380.0K	<0.1%	–
VOCVOC Energy Trust	TR UNIT	57,568	$374.0K	<0.1%	History
SHLXShell Midstream Partners, L.P.	UNIT LTD INT	26,493	$373.0K	<0.1%	History
Invesco Exchange Traded FD T46137V100	AEROSPACE DEFN	5,312	$372.0K	<0.1%	–
China Life Ins Co Ltd16939P106	SPON ADR REP H	43,070	$372.0K	<0.1%	–