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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARDXArdelyx, Inc.COM1,000$1.00K<0.1%00.0%UnchangedHistory
ARTNAArtesian Resources CorpCL A28$1.00K<0.1%00.0%UnchangedHistory
RCELAVITA Medical, Inc.COM40$1.00K<0.1%00.0%UnchangedHistory
BZHBeazer Homes USA IncCOM NEW62$1.00K<0.1%+62NewHistory
BLMNBloomin' Brands, Inc.COM36$1.00K<0.1%+36NewHistory
CDZICadiz IncCOM NEW196$1.00K<0.1%00.0%UnchangedHistory
CALCaleres IncCOM30$1.00K<0.1%+30NewHistory
CACCamden National CorpCOM20$1.00K<0.1%00.0%UnchangedHistory
CLNEClean Energy Fuels Corp.COM117$1.00K<0.1%+77+192.5%AddedHistory
CMTLComtech Telecommunications CorpCOM NEW24$1.00K<0.1%00.0%UnchangedHistory
CCRNCross Country Healthcare IncCOM31$1.00K<0.1%+31NewHistory
DACDanaos CorpSHS15$1.00K<0.1%−4−21.1%ReducedHistory
DDSDillard's, Inc.CL A8$1.00K<0.1%00.0%UnchangedHistory
DLTHDuluth Holdings Inc.COM CL B88$1.00K<0.1%+88NewHistory
AKO.BAndina Bottling Co IncSPON ADR B44$1.00K<0.1%+44NewHistory
FATEFate Therapeutics IncCOM24$1.00K<0.1%+8+50.0%AddedHistory
FLNAFilana Therapeutics, Inc.COM20$1.00K<0.1%00.0%UnchangedHistory
GCOGenesco IncCOM9$1.00K<0.1%00.0%UnchangedHistory
GICGlobal Industrial CoCOM28$1.00K<0.1%00.0%UnchangedHistory
GPROGoPro, Inc.CL A120$1.00K<0.1%00.0%UnchangedHistory
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE14$1.00K<0.1%−6−30.0%ReducedHistory
HLITHarmonic Inc.COM104$1.00K<0.1%00.0%UnchangedHistory
HTTHigh Templar Tech LtdSPON ADS887$1.00K<0.1%+887NewHistory
HOFTHooker Furnishings CorpCOM42$1.00K<0.1%−27−39.1%ReducedHistory
HOVHovnanian Enterprises IncCL A NEW15$1.00K<0.1%00.0%UnchangedHistory
LSFLaird Superfood, Inc.COM STK50$1.00K<0.1%+50NewHistory
LGIHLGI Homes, Inc.COM8$1.00K<0.1%+8NewHistory
LCUTLifetime Brands, IncCOM71$1.00K<0.1%+71NewHistory
LOOPLoop Industries, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
MCSMarcus CorpCOM37$1.00K<0.1%+37NewHistory
MGMistras Group, Inc.COM77$1.00K<0.1%+77NewHistory
MVBFMVB Financial CorpCOM17$1.00K<0.1%+17NewHistory
NWSNews CorpCL B30$1.00K<0.1%00.0%UnchangedHistory
NKTXNkarta, Inc.COM52$1.00K<0.1%+52NewHistory
NVECNve CorpCOM NEW15$1.00K<0.1%00.0%UnchangedHistory
OPKOpko Health, Inc.COM161$1.00K<0.1%00.0%UnchangedHistory
PEBOPeoples Bancorp IncCOM19$1.00K<0.1%−71−78.9%ReducedHistory
PRLDPrelude Therapeutics IncCOM38$1.00K<0.1%+6+18.8%AddedHistory
RLGTRadiant Logistics, IncCOM140$1.00K<0.1%00.0%UnchangedHistory
RBBRBB BancorpCOM28$1.00K<0.1%+28NewHistory
RMAXRE/MAX Holdings, Inc.CL A39$1.00K<0.1%00.0%UnchangedHistory
RVPRetractable Technologies IncCOM87$1.00K<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A21$1.00K<0.1%00.0%UnchangedHistory
BFSSaul Centers, Inc.COM13$1.00K<0.1%+13NewHistory
SLQTSelectQuote, Inc.COM66$1.00K<0.1%+66NewHistory
SOHUSohu.com LtdSPONSORED ADS35$1.00K<0.1%+33+1,650.0%AddedHistory
SPDR Index Shs FDS78463X863ST DOW INTL ETF31$1.00K<0.1%00.0%Unchanged–
URGNUroGen Pharma Ltd.COM47$1.00K<0.1%00.0%UnchangedHistory
VNDAVanda Pharmaceuticals Inc.COM46$1.00K<0.1%+46NewHistory
VERIVeritone, Inc.COM26$1.00K<0.1%+26NewHistory
XRXXerox Holdings CorpCOM NEW57$1.00K<0.1%−52−47.7%ReducedHistory
ORKAOruka Therapeutics, Inc.COM244$1.00K<0.1%+244NewHistory
ADTNADTRAN Holdings, Inc.COM33$1.00K<0.1%+33NewHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM25$1.00K<0.1%+25NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW200$1.00K<0.1%−100−33.3%ReducedHistory
FOLDAmicus Therapeutics, Inc.COM132$1.00K<0.1%00.0%UnchangedHistory
APLTApplied Therapeutics, Inc.COM90$1.00K<0.1%+90NewHistory
CDMOAvid Bioservices, Inc.COM60$1.00K<0.1%−50−45.5%ReducedHistory
Azul S A05501U106SPONSR ADR PFD47$1.00K<0.1%+46+4,600.0%Added–
BGCBGC Group, Inc.CL A152$1.00K<0.1%+1+0.7%AddedHistory
VXXBarclays Bank PLCETF50$1.00K<0.1%+50NewHistory
BECNQxo Building Products, Inc.COM23$1.00K<0.1%+11+91.7%AddedHistory
BOLTBolt Biotherapeutics, Inc.COM82$1.00K<0.1%+19+30.2%AddedHistory
STELStellar Bancorp, Inc.COM50$1.00K<0.1%00.0%UnchangedHistory
CalAmp Corp.128126109COM77$1.00K<0.1%00.0%Unchanged–
TVRDTvardi Therapeutics, Inc.COM48$1.00K<0.1%00.0%UnchangedHistory
CVMCel Sci CorpCOM PAR NEW126$1.00K<0.1%+126NewHistory
CLLSCellectis S.A.SPON ADS81$1.00K<0.1%00.0%UnchangedHistory
CLDRCloudera, Inc.COM40$1.00K<0.1%+9+29.0%AddedHistory
CDAKCodiak BioSciences, Inc.COM67$1.00K<0.1%+25+59.5%AddedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR187$1.00K<0.1%00.0%Unchanged–
CVETCovetrus, Inc.COM68$1.00K<0.1%00.0%UnchangedHistory
UFSDomtar CORPCOM NEW14$1.00K<0.1%00.0%UnchangedHistory
DRDDrdgold LtdSPON ADR REPSTG126$1.00K<0.1%+126NewHistory
Echo Global Logistics, Inc.27875T101COM16$1.00K<0.1%+16New–
Enerplus Corp292766102COM68$1.00K<0.1%+68New–
XONEExOne CoCOM30$1.00K<0.1%+30NewHistory
XOGExtraction Oil & Gas, Inc.COM16$1.00K<0.1%+16NewHistory
Falcon Minerals Corp30607B109CL A COM215$1.00K<0.1%−172−44.4%Reduced–
GMSGMS Inc.COM32$1.00K<0.1%00.0%UnchangedHistory
Gol Linhas Aereas Inteligent38045R206SPON ADR PFD NEW125$1.00K<0.1%+125New–
GESGuess IncCOM56$1.00K<0.1%+20+55.6%AddedHistory
HMHCHoughton Mifflin Harcourt CoCOM47$1.00K<0.1%+47NewHistory
ACGNAceragen, Inc.COM PAR1,000$1.00K<0.1%00.0%UnchangedHistory
INBXInhibrx Biosciences, Inc.COM29$1.00K<0.1%+29NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW195$1.00K<0.1%+30+18.2%AddedHistory
IVCInvacare Holdings CorpCOM128$1.00K<0.1%00.0%UnchangedHistory
IVRInvesco Mortgage Capital Inc.COM200$1.00K<0.1%−261−56.6%ReducedHistory
Itamar Med Ltd465437101SPONSORED ADS25$1.00K<0.1%00.0%Unchanged–
Khosla Ventures Acqustn Co I482505104COM CL A100$1.00K<0.1%+100New–
KWKennedy-Wilson Holdings, Inc.COM55$1.00K<0.1%−281−83.6%ReducedHistory
VTLEVital Energy, Inc.COM8$1.00K<0.1%+8NewHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A180$1.00K<0.1%+180NewHistory
EGIOEdgio, Inc.COM428$1.00K<0.1%+282+193.2%AddedHistory
LACLithium Americas Corp.COM NEW50$1.00K<0.1%+50NewHistory
SNFIStark Novus Financial Inc.COM CL A135$1.00K<0.1%+125+1,250.0%AddedHistory
Lydall Inc550819106COM11$1.00K<0.1%+11New–
VREVeris Residential, Inc.COM68$1.00K<0.1%00.0%UnchangedHistory
MRINMarin Software IncCOM NEW60$1.00K<0.1%+60NewHistory
MCFEMcAfee Corp.COM CL A60$1.00K<0.1%−76−55.9%ReducedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History