UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| TAT&T Inc. | Stock | 20,638,380 | $507.7M | 0.2% | −2,672,853−11.5% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 4,198,681 | $498.8M | 0.2% | −1,195,357−22.2% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,632,290 | $496.8M | 0.2% | −167,032−4.4% | Reduced | History |
| TJXTJX Companies Inc | Stock | 6,475,727 | $491.6M | 0.2% | −228,559−3.4% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 4,616,716 | $488.5M | 0.2% | −2,148,497−31.8% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,256,718 | $484.5M | 0.2% | −148,476−3.4% | Reduced | – |
| DEODiageo PLC | SPON ADR NEW | 2,196,585 | $483.6M | 0.2% | −23,262−1.0% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 681,983 | $481.6M | 0.2% | −109,088−13.8% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 7,105,406 | $471.2M | 0.2% | −495,804−6.5% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 7,645,612 | $467.8M | 0.2% | −2,397,508−23.9% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 7,495,132 | $467.3M | 0.2% | −22,933−0.3% | Reduced | History |
| AMATApplied Materials Inc | Stock | 2,957,773 | $465.4M | 0.2% | −197,880−6.3% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 5,750,063 | $465.2M | 0.2% | −34,796−0.6% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 1,215,967 | $465.2M | 0.2% | −72,097−5.6% | Reduced | History |
| TGTTarget Corp | Stock | 1,999,131 | $462.7M | 0.2% | −185,172−8.5% | Reduced | History |
| SHWSherwin Williams Co | COM | 1,310,474 | $461.5M | 0.2% | +16,922+1.3% | Added | History |
| IBMInternational Business Machines Corp | Stock | 3,434,627 | $459.1M | 0.2% | +169,747+5.2% | Added | History |
| NFLXNetflix Inc | Stock | 758,418 | $456.9M | 0.2% | −124,651−14.1% | Reduced | History |
| CBChubb Ltd | Stock | 2,332,522 | $450.9M | 0.2% | −123,025−5.0% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 2,196,917 | $449.1M | 0.2% | +53,372+2.5% | Added | – |
| ORCLOracle Corp | Stock | 5,011,436 | $437.0M | 0.2% | −410,932−7.6% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,023,596 | $426.0M | 0.2% | −1,133,992−27.3% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 1,726,727 | $425.8M | 0.2% | −33,666−1.9% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,191,851 | $423.0M | 0.2% | −317,982−9.1% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,523,747 | $417.6M | 0.2% | +68,975+0.9% | Added | – |
| IFFInternational Flavors & Fragrances Inc | COM | 2,766,858 | $416.8M | 0.2% | +425,262+18.2% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,851,879 | $409.3M | 0.2% | −5,996−0.3% | Reduced | – |
| APDAir Products & Chemicals, Inc. | Stock | 1,338,370 | $407.2M | 0.2% | +228,958+20.6% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 6,577,289 | $403.1M | 0.2% | +168,560+2.6% | Added | – |
| LLYEli Lilly & Co | Stock | 1,439,953 | $397.7M | 0.2% | +15,929+1.1% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 3,398,804 | $395.2M | 0.2% | +236,654+7.5% | Added | – |
| LBRDKLiberty Broadband Corp | COM SER C | 2,449,901 | $394.7M | 0.2% | +586,273+31.5% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,741,036 | $394.4M | 0.2% | −1,054,916−27.8% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 756,916 | $391.8M | 0.2% | −271,685−26.4% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 869 | $391.6M | 0.2% | +3+0.3% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 7,241,254 | $390.2M | 0.2% | +190,593+2.7% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 4,518,865 | $386.5M | 0.2% | −500,295−10.0% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 1,443,084 | $384.5M | 0.2% | −37,492−2.5% | Reduced | – |
| PHParker-Hannifin Corp | Stock | 1,199,639 | $381.6M | 0.2% | +35,819+3.1% | Added | History |
| RSGRepublic Services, Inc. | COM | 2,680,503 | $373.8M | 0.1% | −59,892−2.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,595,781 | $373.5M | 0.1% | +83,937+1.9% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 4,587,934 | $370.8M | 0.1% | −29,869−0.6% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 2,860,153 | $370.5M | 0.1% | +249,083+9.5% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 8,576,044 | $369.1M | 0.1% | −60,873−0.7% | Reduced | – |
| NVSNovartis AG | ADR | 4,178,900 | $365.5M | 0.1% | −331,179−7.3% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 994,355 | $361.3M | 0.1% | +58,205+6.2% | Added | History |
| MMM3M Co | Stock | 2,031,956 | $360.9M | 0.1% | −145,960−6.7% | Reduced | History |
| TFCTruist Financial Corp | COM | 6,046,790 | $354.0M | 0.1% | −510,808−7.8% | Reduced | History |
| COPConocoPhillips | Stock | 4,902,204 | $353.8M | 0.1% | −579,089−10.6% | Reduced | History |
| NLSNNielsen Holdings plc | SHS EUR | 17,237,312 | $353.5M | 0.1% | +2,757,311+19.0% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,089,448 | $346.6M | 0.1% | −6,360−0.2% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 3,647,610 | $346.5M | 0.1% | +56,853+1.6% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 6,807,722 | $343.7M | 0.1% | −378,652−5.3% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 1,347,294 | $343.0M | 0.1% | +58,712+4.6% | Added | – |
| EOGEOG Resources Inc | Stock | 3,845,675 | $341.6M | 0.1% | +133,335+3.6% | Added | History |
| DEDeere & Co | Stock | 987,349 | $338.6M | 0.1% | +99,961+11.3% | Added | History |
| IAUiShares Gold Trust | ETF | 9,632,626 | $335.3M | 0.1% | −15,186−0.2% | Reduced | History |
| AXPAmerican Express Co | Stock | 1,944,080 | $318.1M | 0.1% | −51,423−2.6% | Reduced | History |
| MPCMarathon Petroleum Corp | Stock | 4,942,466 | $316.3M | 0.1% | −807,967−14.1% | Reduced | History |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 5,186,705 | $309.9M | 0.1% | +140,262+2.8% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,617,027 | $309.2M | 0.1% | −90,944−1.9% | Reduced | – |
| MUMicron Technology Inc | Stock | 3,287,516 | $306.2M | 0.1% | −2,719,523−45.3% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 14,999,903 | $304.8M | 0.1% | +1,210,516+8.8% | Added | – |
| VFCV F Corp | Stock | 4,152,696 | $304.1M | 0.1% | −278,838−6.3% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 545,848 | $303.9M | 0.1% | +72,432+15.3% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 2,010,904 | $302.3M | 0.1% | +15,075+0.8% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,610,446 | $300.8M | 0.1% | +8,298+0.3% | Added | – |
| CCICrown Castle Inc. | REIT | 1,434,963 | $299.5M | 0.1% | −36,815−2.5% | Reduced | History |
| CCitigroup Inc | Stock | 4,885,781 | $295.1M | 0.1% | −754,909−13.4% | Reduced | History |
| BHPBHP Group Ltd | ADR | 4,882,064 | $294.6M | 0.1% | −1,731,376−26.2% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,636,711 | $292.7M | 0.1% | +21,446+1.3% | Added | – |
| CLColgate Palmolive Co | Stock | 3,424,879 | $292.3M | 0.1% | +90,306+2.7% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 7,333,389 | $289.2M | 0.1% | +152,786+2.1% | Added | – |
| AEPAmerican Electric Power Co Inc | Stock | 3,229,162 | $287.3M | 0.1% | −61,809−1.9% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 1,085,632 | $287.1M | 0.1% | −1,630−0.1% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 2,559,761 | $287.0M | 0.1% | +59,288+2.4% | Added | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 2,555,252 | $286.1M | 0.1% | +1,085,449+73.8% | Added | – |
| SPGIS&P Global Inc. | Stock | 602,987 | $284.6M | 0.1% | +58,044+10.7% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,859,453 | $283.8M | 0.1% | −78,580−4.1% | Reduced | – |
| GMGeneral Motors Co | COM | 4,832,982 | $283.4M | 0.1% | +1,473,333+43.9% | Added | History |
| CATCaterpillar Inc | Stock | 1,361,054 | $281.4M | 0.1% | +332,173+32.3% | Added | History |
| INTUIntuit Inc. | Stock | 430,284 | $276.8M | 0.1% | −24,174−5.3% | Reduced | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 5,530,012 | $276.4M | 0.1% | −797,841−12.6% | Reduced | – |
| ADIAnalog Devices Inc | Stock | 1,562,082 | $274.6M | 0.1% | −317,236−16.9% | Reduced | History |
| LRCXLam Research Corp | COM | 381,354 | $274.3M | 0.1% | −183,682−32.5% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 422,158 | $274.0M | 0.1% | −40,453−8.7% | Reduced | History |
| WFCWells Fargo & Company | Stock | 5,682,051 | $272.6M | 0.1% | −1,079,268−16.0% | Reduced | History |
| ISRGIntuitive Surgical Inc | COM NEW | 750,282 | $269.6M | 0.1% | −32,316−4.1% | ReducedConverted for a 3-for-1 split | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 8,362,215 | $267.8M | 0.1% | −770,078−8.4% | Reduced | – |
| MRVLMarvell Technology, Inc. | COM | 3,042,775 | $266.2M | 0.1% | −624,544−17.0% | Reduced | History |
| DGDollar General Corp | COM | 1,126,696 | $265.7M | 0.1% | −130,408−10.4% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 110,282 | $264.6M | 0.1% | +42,532+62.8% | Added | History |
| CARAvis Budget Group, Inc. | COM | 1,266,044 | $262.5M | 0.1% | −466,185−26.9% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 11,880,743 | $260.9M | 0.1% | +906,142+8.3% | Added | History |
| FFord Motor Co | Stock | 12,511,032 | $259.9M | 0.1% | +714,684+6.1% | Added | History |
| CMECME Group Inc. | COM | 1,134,413 | $259.2M | 0.1% | −152,651−11.9% | Reduced | History |
| TRVTravelers Companies, Inc. | Stock | 1,652,147 | $258.4M | 0.1% | +54,785+3.4% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,334,374 | $258.4M | 0.1% | +129,874+5.9% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 3,298,860 | $256.3M | 0.1% | −67,271−2.0% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 633,205 | $251.8M | 0.1% | +458,697+262.9% | Added | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |