UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 9,337
- +753 vs. Q3 2021
- Portfolio value
- $254.1B
- +$14.8B (+6.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 26,391,073 | $8.88B | 3.5% | −2,087,889−7.3% | Reduced | History |
| AAPLApple Inc. | Stock | 44,558,562 | $7.91B | 3.1% | −4,130,427−8.5% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,913,425 | $4.71B | 1.9% | +1,284,789+14.9% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,287,008 | $4.29B | 1.7% | −187,321−12.7% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 1,302,838 | $3.77B | 1.5% | −14,749−1.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 7,148,416 | $2.84B | 1.1% | +952,230+15.4% | Added | – |
| HDHome Depot, Inc. | Stock | 6,693,283 | $2.78B | 1.1% | −877,132−11.6% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 5,818,973 | $2.78B | 1.1% | +2,305,065+65.6% | Added | – |
| UBSUBS Group AG | Stock | 153,942,977 | $2.75B | 1.1% | +12,639,404+8.9% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 15,999,870 | $2.53B | 1.0% | −231,135−1.4% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 7,491,610 | $2.52B | 1.0% | −1,055,854−12.4% | Reduced | History |
| NVDANVIDIA Corp | Stock | 6,888,785 | $2.03B | 0.8% | −800,605−10.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 11,784,058 | $2.02B | 0.8% | +388,248+3.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 676,356 | $1.96B | 0.8% | −39,011−5.5% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,615,377 | $1.80B | 0.7% | +3,336+0.1% | Added | – |
| VVisa Inc. | Stock | 8,239,573 | $1.79B | 0.7% | +481,268+6.2% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,774,247 | $1.76B | 0.7% | −86,081−1.5% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 27,776,271 | $1.76B | 0.7% | −1,191,990−4.1% | Reduced | History |
| ACNAccenture plc | Stock | 4,079,149 | $1.69B | 0.7% | −296,645−6.8% | Reduced | History |
| PGProcter & Gamble Co | Stock | 9,947,669 | $1.63B | 0.6% | −977,742−8.9% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 10,987,328 | $1.62B | 0.6% | +300,289+2.8% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 21,529,758 | $1.61B | 0.6% | +705,414+3.4% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 6,276,350 | $1.60B | 0.6% | +91,166+1.5% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 3,060,419 | $1.54B | 0.6% | +233,958+8.3% | Added | History |
| COSTCostco Wholesale Corp | Stock | 2,584,995 | $1.47B | 0.6% | −67,356−2.5% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 5,656,402 | $1.44B | 0.6% | +48,671+0.9% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,120,921 | $1.42B | 0.6% | −167,010−7.3% | Reduced | History |
| ADBEAdobe Inc. | Stock | 2,444,015 | $1.39B | 0.5% | +229,341+10.4% | Added | History |
| MCDMcDonalds Corp | Stock | 4,957,925 | $1.33B | 0.5% | −173,947−3.4% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 9,721,521 | $1.32B | 0.5% | +62,634+0.6% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 3,000,207 | $1.31B | 0.5% | +24,285+0.8% | Added | – |
| AVGOBroadcom Inc. | Stock | 1,920,371 | $1.28B | 0.5% | −38,200−2.0% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,493,562 | $1.27B | 0.5% | +63,092+1.4% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 5,628,617 | $1.25B | 0.5% | −3,171,709−36.0% | Reduced | – |
| NEENextera Energy Inc | Stock | 13,013,136 | $1.21B | 0.5% | +507,517+4.1% | Added | History |
| INTCIntel Corp | Stock | 23,509,107 | $1.21B | 0.5% | −1,806,588−7.1% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 7,150,236 | $1.20B | 0.5% | +216,024+3.1% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,589,529 | $1.17B | 0.5% | +437,475+2.3% | Added | – |
| DISWalt Disney Co | Stock | 7,557,218 | $1.17B | 0.5% | −607,929−7.4% | Reduced | History |
| KOCoca Cola Co | Stock | 19,708,767 | $1.17B | 0.5% | −688,995−3.4% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 9,769,627 | $1.12B | 0.4% | +409,954+4.4% | Added | – |
| UNPUnion Pacific Corp | Stock | 4,413,685 | $1.11B | 0.4% | +41,375+0.9% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 5,133,881 | $1.10B | 0.4% | +92,876+1.8% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 20,851,143 | $1.06B | 0.4% | +1,004,155+5.1% | Added | – |
| MDTMedtronic plc | Stock | 10,185,034 | $1.05B | 0.4% | −287,195−2.7% | Reduced | History |
| PFEPfizer Inc | Stock | 17,493,138 | $1.03B | 0.4% | +200,653+1.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 5,907,414 | $1.01B | 0.4% | +235,397+4.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,787,592 | $1.01B | 0.4% | +336,908+6.2% | Added | – |
| LOWLowes Companies Inc | Stock | 3,888,164 | $1.01B | 0.4% | +51,865+1.4% | Added | History |
| NKENIKE, Inc. | Stock | 5,994,162 | $999.0M | 0.4% | +693,609+13.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 13,012,137 | $997.2M | 0.4% | +365,649+2.9% | Added | History |
| PEPPepsiCo Inc | Stock | 5,671,717 | $985.2M | 0.4% | −208,477−3.5% | Reduced | History |
| DHRDanaher Corp | Stock | 2,916,427 | $959.5M | 0.4% | −6,834−0.2% | Reduced | History |
| iShares Tr464288257 | MSCI ACWI ETF | 9,060,354 | $958.4M | 0.4% | −495,556−5.2% | Reduced | – |
| CMCSAComcast Corp | Stock | 19,038,880 | $958.2M | 0.4% | −2,077,301−9.8% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,135,074 | $937.4M | 0.4% | −699,168−18.2% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,867,029 | $933.7M | 0.4% | +8,616+0.2% | Added | – |
| RTXRTX Corp | Stock | 10,832,582 | $932.3M | 0.4% | +561,359+5.5% | Added | History |
| LINLinde PLC | SHS | 2,646,536 | $916.8M | 0.4% | +201,227+8.2% | Added | History |
| SBUXStarbucks Corp | Stock | 7,639,864 | $893.6M | 0.4% | +167,573+2.2% | Added | History |
| HONHoneywell International Inc | COM | 4,192,155 | $874.1M | 0.3% | −132,213−3.1% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 1,896,081 | $868.7M | 0.3% | −45,379−2.3% | Reduced | – |
| BLKBlackRock, Inc. | COM | 941,757 | $862.2M | 0.3% | −54,600−5.5% | Reduced | History |
| ROKRockwell Automation, Inc | Stock | 2,453,270 | $855.8M | 0.3% | −33,815−1.4% | Reduced | History |
| AMGNAmgen Inc | Stock | 3,782,308 | $850.9M | 0.3% | −52,893−1.4% | Reduced | History |
| CVXChevron Corp | Stock | 7,170,485 | $841.5M | 0.3% | −345,520−4.6% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 4,913,592 | $840.0M | 0.3% | −548,263−10.0% | Reduced | History |
| ABTAbbott Laboratories | Stock | 5,953,528 | $837.9M | 0.3% | +131,340+2.3% | Added | History |
| BACBank of America Corp | Stock | 18,777,726 | $835.4M | 0.3% | +519,954+2.8% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,016,996 | $831.3M | 0.3% | +1,442,965+9.3% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 10,558,626 | $830.8M | 0.3% | −7,941−0.1% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 20,861,668 | $814.6M | 0.3% | +2,979,925+16.7% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,595,027 | $812.5M | 0.3% | −36,527−1.0% | Reduced | – |
| VZVerizon Communications Inc | Stock | 15,472,672 | $804.0M | 0.3% | +498,458+3.3% | Added | History |
| TXNTexas Instruments Inc | Stock | 4,205,996 | $792.7M | 0.3% | −469,167−10.0% | Reduced | History |
| AMTAmerican Tower Corp | REIT | 2,671,486 | $781.4M | 0.3% | −270,666−9.2% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,274,806 | $776.0M | 0.3% | −108,281−1.2% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 15,475,878 | $765.4M | 0.3% | +519,426+3.5% | Added | – |
| CVSCVS Health Corp | Stock | 7,234,409 | $746.3M | 0.3% | −92,005−1.3% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,905,845 | $736.6M | 0.3% | −45,322−1.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,388,944 | $714.3M | 0.3% | +117,031+2.7% | Added | – |
| LMTLockheed Martin Corp | Stock | 1,934,279 | $687.5M | 0.3% | −41,449−2.1% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 5,746,034 | $666.6M | 0.3% | +820,616+16.7% | Added | – |
| BXBlackstone Inc. | COM | 5,046,472 | $653.0M | 0.3% | +48,709+1.0% | Added | History |
| QCOMQualcomm Inc | Stock | 3,566,324 | $652.2M | 0.3% | −576,358−13.9% | Reduced | History |
| MAMastercard Inc | Stock | 1,754,362 | $630.4M | 0.2% | +112,433+6.8% | Added | History |
| WMTWalmart Inc. | Stock | 4,300,708 | $622.3M | 0.2% | −451,300−9.5% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,236,291 | $597.4M | 0.2% | +121,129+2.4% | Added | – |
| WTWWillis Towers Watson PLC | SHS | 2,467,034 | $585.9M | 0.2% | −194,770−7.3% | Reduced | History |
| TSLATesla, Inc. | Stock | 533,857 | $564.2M | 0.2% | −100,547−15.8% | Reduced | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 4,628,023 | $556.8M | 0.2% | −881,229−16.0% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 1,475,361 | $546.2M | 0.2% | +10,862+0.7% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,726,746 | $542.5M | 0.2% | +34,574+0.9% | Added | – |
| MSMorgan Stanley | Stock | 5,514,904 | $541.3M | 0.2% | −35,982−0.6% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 4,139,399 | $534.8M | 0.2% | +172,073+4.3% | Added | – |
| AMPAmeriprise Financial Inc | COM | 1,758,543 | $530.5M | 0.2% | −125,003−6.6% | Reduced | History |
| BABoeing Co | Stock | 2,606,708 | $524.8M | 0.2% | −134,427−4.9% | Reduced | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,986,976 | $519.2M | 0.2% | −182,639−5.8% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,308,096 | $518.1M | 0.2% | +225,939+7.3% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,123,728 | $508.3M | 0.2% | +129,822+2.2% | Added | – |
Options (711)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 711 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $5.28B | $1.73B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.54B | $1.20B |
| iShares Russell 2000 ETF464287655 | ETF | $1.96B | $1.86B |
| AAPLApple Inc. | Stock | $2.36B | $712.7M |
| Invesco QQQ Trust Series I46090E103 | ETF | $1.98B | $1.06B |
| NVDANVIDIA Corp | Stock | $2.15B | $703.5M |
| AMZNAmazon Com Inc | Stock | $1.94B | $788.3M |
| MSFTMicrosoft Corp | Stock | $1.50B | $487.4M |
| AMDAdvanced Micro Devices Inc | Stock | $1.40B | $458.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.00B | $828.5M |
| NFLXNetflix Inc | Stock | $1.35B | $322.8M |
| BACBank of America Corp | Stock | $1.22B | $301.8M |
| GLDSPDR Gold Trust | ETF | $831.4M | $614.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.14B | $67.4M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $647.1M | $507.9M |
| MUMicron Technology Inc | Stock | $871.9M | $182.1M |
| BABAAlibaba Group Holding Ltd | ADR | $457.0M | $587.2M |
| METAMeta Platforms, Inc. | Stock | $805.6M | $227.3M |
| CCitigroup Inc | Stock | $823.4M | $199.5M |
| AVGOBroadcom Inc. | Stock | $744.8M | $262.4M |
| JPMJPMorgan Chase & Co | Stock | $795.6M | $163.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $786.3M | $162.3M |
| iShares Tips Bond ETF464287176 | ETF | $846.3M | $64.6M |
| MSMorgan Stanley | Stock | $748.5M | $64.2M |
| XYZBlock, Inc. | CL A | $657.1M | $140.1M |
| QCOMQualcomm Inc | Stock | $613.1M | $177.5M |
| CRMSalesforce, Inc. | Stock | $535.3M | $238.4M |
| GOOGLAlphabet Inc. | Stock | $457.7M | $170.6M |
| iShares Tr464287432 | 20 YR TR BD ETF | $299.8M | $313.5M |
| PYPLPayPal Holdings, Inc. | Stock | $445.1M | $161.4M |
| CSCOCisco Systems, Inc. | Stock | $458.0M | $136.5M |
| UBERUber Technologies, Inc | Stock | $382.7M | $209.2M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $343.0M | $231.0M |
| SHOPShopify Inc. | Stock | $480.8M | $86.5M |
| LOGILogitech International S.A. | SHS | $48.6M | $501.4M |
| INTCIntel Corp | Stock | $395.2M | $149.5M |
| GOOGAlphabet Inc. | Stock | $349.0M | $195.6M |
| ABBVAbbVie Inc. | Stock | $349.4M | $186.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $269.0M | $263.7M |
| DISWalt Disney Co | Stock | $292.5M | $199.0M |
| ADBEAdobe Inc. | Stock | $358.8M | $128.3M |
| PFEPfizer Inc | Stock | $339.9M | $133.4M |
| GEGeneral Electric Co | Stock | $442.3M | $25.1M |
| TGTTarget Corp | Stock | $322.2M | $143.9M |
| iShares MSCI Eafe ETF464287465 | ETF | $321.2M | $136.6M |
| HDHome Depot, Inc. | Stock | $361.4M | $81.3M |
| NEENextera Energy Inc | Stock | $291.5M | $146.8M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $300.3M | $129.4M |
| IBMInternational Business Machines Corp | Stock | $260.4M | $166.7M |
| CVSCVS Health Corp | Stock | $300.8M | $94.5M |
| iShares Tr464287515 | EXPANDED TECH | $15.5M | $377.8M |
| GSGoldman Sachs Group Inc | Stock | $360.6M | $31.8M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $120.0M | $264.7M |
| BABoeing Co | Stock | $270.8M | $105.6M |
| HALHalliburton Co | Stock | $302.3M | $73.3M |
| GMGeneral Motors Co | COM | $289.8M | $82.5M |
| COPConocoPhillips | Stock | $213.4M | $149.5M |
| LOWLowes Companies Inc | Stock | $244.1M | $118.5M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $225.8M | $133.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $143.9M | $215.4M |
| EXPEExpedia Group, Inc. | Stock | $96.5M | $255.1M |
| FCXFreeport-McMoran Inc | Stock | $272.8M | $72.3M |
| TWTRTwitter, Inc. | COM | $325.8M | $16.2M |
| SBUXStarbucks Corp | Stock | $249.1M | $92.1M |
| CVXChevron Corp | Stock | $252.9M | $83.6M |
| UNHUnitedHealth Group Inc | Stock | $273.1M | $60.7M |
| NKENIKE, Inc. | Stock | $264.6M | $67.4M |
| VVisa Inc. | Stock | $259.7M | $69.5M |
| WFCWells Fargo & Company | Stock | $305.4M | $22.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $260.4M | $58.7M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $281.8M | $35.9M |
| ZMZoom Communications, Inc. | Stock | $266.1M | $49.1M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $218.9M | $93.4M |
| MAMastercard Inc | Stock | $162.0M | $143.8M |
| AXPAmerican Express Co | Stock | $232.5M | $68.8M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $217.9M | $71.3M |
| SLViShares Silver Trust | ETF | $153.3M | $132.3M |
| BLKBlackRock, Inc. | COM | $218.5M | $61.9M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $106.5M | $166.7M |
| DOCUDocuSign, Inc. | Stock | $193.4M | $57.6M |
| ORCLOracle Corp | Stock | $173.9M | $76.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $154.0M | $90.2M |
| NOWServiceNow, Inc. | Stock | $144.3M | $99.0M |
| WBAWalgreens Boots Alliance, Inc. | COM | $148.3M | $80.5M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $94.4M | $130.9M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $78.6M | $144.0M |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $218.4M | – |
| ALCAlcon Inc | Stock | $28.2M | $189.1M |
| PINSPinterest, Inc. | CL A | $44.5M | $171.9M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $213.7M |
| METMetlife Inc | Stock | $171.8M | $40.7M |
| DOWDow Inc. | Stock | $154.0M | $55.9M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $170.6M | $39.1M |
| TDOCTeladoc Health, Inc. | COM | $178.1M | $31.1M |
| CMGChipotle Mexican Grill Inc | COM | $136.9M | $67.1M |
| CMCSAComcast Corp | Stock | $130.4M | $71.5M |
| ALGNAlign Technology Inc | COM | $20.8M | $180.4M |
| GILDGilead Sciences, Inc. | Stock | $139.2M | $61.6M |
| AAAlcoa Corp | Stock | $146.2M | $54.2M |
| FFord Motor Co | Stock | $145.6M | $47.5M |
Sold out since Q3 2021 (801)
Positions held at the end of Q3 2021 that are gone from this filing.
The largest 100 of 801 by value last quarter.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $81.9M | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $40.7M | <0.1% | History |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $39.4M | <0.1% | History |
| VERVEREIT, Inc. | COM | 693,584 | $31.4M | <0.1% | History |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $30.9M | <0.1% | History |
| PPDPPD, Inc. | COM | 660,171 | $30.9M | <0.1% | History |
| XECCimarex Energy Co | COM | 283,702 | $24.7M | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $22.2M | <0.1% | History |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $19.7M | <0.1% | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $19.7M | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $18.4M | <0.1% | History |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $14.2M | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $11.2M | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $10.8M | <0.1% | History |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $9.58M | <0.1% | History |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $7.79M | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $5.98M | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $5.59M | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $5.47M | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $5.00M | <0.1% | History |
| CVACovanta Holding Corp | COM | 231,154 | $4.65M | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $4.54M | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $4.21M | <0.1% | History |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $4.19M | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $4.10M | <0.1% | History |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $4.08M | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $3.46M | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $3.33M | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $3.08M | <0.1% | History |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $2.88M | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $2.70M | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $2.48M | <0.1% | History |
| UFSDomtar CORP | COM NEW | 44,294 | $2.42M | <0.1% | History |
| CLDRCloudera, Inc. | COM | 149,782 | $2.39M | <0.1% | History |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $2.33M | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $2.10M | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $2.06M | <0.1% | History |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $2.05M | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $1.88M | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $1.78M | <0.1% | History |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $1.64M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $1.58M | <0.1% | History |
| STMPStamps.com Inc | COM NEW | 3,904 | $1.29M | <0.1% | History |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $1.09M | <0.1% | History |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $928.0K | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $852.0K | <0.1% | History |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $759.0K | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $617.0K | <0.1% | History |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $601.0K | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $544.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $541.0K | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $532.0K | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $504.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $481.0K | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $458.0K | <0.1% | History |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $402.0K | <0.1% | History |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $402.0K | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $368.0K | <0.1% | History |
| JMPJMP Group LLC | COM | 47,125 | $352.0K | <0.1% | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $346.0K | <0.1% | History |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $346.0K | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $303.0K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $285.0K | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $266.0K | <0.1% | History |
| VEIVine Energy Inc. | CL A | 15,061 | $248.0K | <0.1% | History |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $236.0K | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $220.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $210.0K | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $204.0K | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $195.0K | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $193.0K | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $180.0K | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $176.0K | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $173.0K | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $171.0K | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $166.0K | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $154.0K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $146.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $139.0K | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $129.0K | <0.1% | History |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $128.0K | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $121.0K | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $119.0K | <0.1% | History |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $118.0K | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $118.0K | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $111.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $110.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $92.0K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $82.0K | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $82.0K | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $80.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $78.0K | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $78.0K | <0.1% | History |
| Barclays BK PLC06746P464 | FUND | 1,255 | $77.0K | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $76.0K | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $76.0K | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $74.0K | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $71.0K | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $67.0K | <0.1% | – |