UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,584
- +157 vs. Q2 2021
- Portfolio value
- $239.3B
- +$1.77B (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 28,478,962 | $8.03B | 3.4% | +1,778,007+6.7% | Added | History |
| AAPLApple Inc. | Stock | 48,688,989 | $6.89B | 2.9% | +3,677,886+8.2% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,474,329 | $4.84B | 2.0% | +107,793+7.9% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 8,628,636 | $3.70B | 1.5% | −492,322−5.4% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 1,317,587 | $3.52B | 1.5% | +57,576+4.6% | Added | History |
| METAMeta Platforms, Inc. | Stock | 8,547,464 | $2.90B | 1.2% | +1,368,821+19.1% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 16,231,005 | $2.66B | 1.1% | −1,062,212−6.1% | Reduced | History |
| HDHome Depot, Inc. | Stock | 7,570,415 | $2.49B | 1.0% | +119,976+1.6% | Added | History |
| UBSUBS Group AG | Stock | 141,303,573 | $2.25B | 0.9% | −3,491,687−2.4% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,196,186 | $2.22B | 0.9% | −1,699,866−21.5% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 8,800,326 | $1.93B | 0.8% | −787,855−8.2% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 715,367 | $1.91B | 0.8% | −15,226−2.1% | Reduced | History |
| JNJJohnson & Johnson | Stock | 11,395,810 | $1.84B | 0.8% | −701,658−5.8% | Reduced | History |
| VVisa Inc. | Stock | 7,758,305 | $1.73B | 0.7% | −29,071−0.4% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,612,041 | $1.63B | 0.7% | +63,864+1.2% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,860,328 | $1.61B | 0.7% | −10,786−0.2% | Reduced | – |
| NVDANVIDIA Corp | Stock | 7,689,390 | $1.59B | 0.7% | −138,470−1.8% | ReducedConverted for a 4-for-1 split | History |
| CSCOCisco Systems, Inc. | Stock | 28,968,261 | $1.58B | 0.7% | −26,880−0.1% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 20,824,344 | $1.55B | 0.6% | +827,685+4.1% | Added | – |
| PGProcter & Gamble Co | Stock | 10,925,411 | $1.53B | 0.6% | +289,182+2.7% | Added | History |
| CRMSalesforce, Inc. | Stock | 5,607,731 | $1.52B | 0.6% | +820,445+17.1% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 3,513,908 | $1.51B | 0.6% | −356,192−9.2% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 6,185,184 | $1.46B | 0.6% | −18,406−0.3% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 10,687,039 | $1.45B | 0.6% | +417,047+4.1% | Added | – |
| ACNAccenture plc | Stock | 4,375,794 | $1.40B | 0.6% | −528,937−10.8% | Reduced | History |
| DISWalt Disney Co | Stock | 8,165,147 | $1.38B | 0.6% | −342,680−4.0% | Reduced | History |
| INTCIntel Corp | Stock | 25,315,695 | $1.35B | 0.6% | −1,302,475−4.9% | Reduced | History |
| MDTMedtronic plc | Stock | 10,472,229 | $1.31B | 0.5% | −521,364−4.7% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,287,931 | $1.31B | 0.5% | −10,592−0.5% | Reduced | History |
| ADBEAdobe Inc. | Stock | 2,214,674 | $1.28B | 0.5% | −320,032−12.6% | Reduced | History |
| MCDMcDonalds Corp | Stock | 5,131,872 | $1.24B | 0.5% | +34,900+0.7% | Added | History |
| COSTCostco Wholesale Corp | Stock | 2,652,351 | $1.19B | 0.5% | +109,827+4.3% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,152,054 | $1.18B | 0.5% | +212,839+1.1% | Added | – |
| CMCSAComcast Corp | Stock | 21,116,181 | $1.18B | 0.5% | −1,161,556−5.2% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 2,975,922 | $1.17B | 0.5% | +17,034+0.6% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,430,470 | $1.17B | 0.5% | +80,769+1.9% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 2,826,461 | $1.10B | 0.5% | −157,983−5.3% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 6,934,212 | $1.09B | 0.5% | +124,598+1.8% | Added | – |
| KOCoca Cola Co | Stock | 20,397,762 | $1.07B | 0.4% | +1,225,208+6.4% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,834,242 | $1.05B | 0.4% | +59,812+1.6% | Added | History |
| ABBVAbbVie Inc. | Stock | 9,658,887 | $1.04B | 0.4% | +21,075+0.2% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,951,167 | $1.03B | 0.4% | +635,335+19.2% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 9,359,673 | $1.02B | 0.4% | −154,311−1.6% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 19,846,988 | $1.00B | 0.4% | +550,624+2.9% | Added | – |
| NEENextera Energy Inc | Stock | 12,505,619 | $981.9M | 0.4% | +738,479+6.3% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 9,555,910 | $954.8M | 0.4% | −1,539,079−13.9% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 12,646,488 | $949.9M | 0.4% | +1,874,333+17.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 1,958,571 | $949.8M | 0.4% | −141,827−6.8% | Reduced | History |
| HONHoneywell International Inc | COM | 4,324,368 | $918.0M | 0.4% | +190,056+4.6% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 5,041,005 | $918.0M | 0.4% | −11,372−0.2% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 4,675,163 | $898.6M | 0.4% | +435,242+10.3% | Added | History |
| GLDSPDR Gold Trust | ETF | 5,461,855 | $896.9M | 0.4% | −975,778−15.2% | Reduced | History |
| DHRDanaher Corp | Stock | 2,923,261 | $890.0M | 0.4% | −612,016−17.3% | Reduced | History |
| PEPPepsiCo Inc | Stock | 5,880,194 | $884.4M | 0.4% | +777,775+15.2% | Added | History |
| RTXRTX Corp | Stock | 10,271,223 | $882.9M | 0.4% | −790,881−7.1% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 5,672,017 | $871.2M | 0.4% | +118,414+2.1% | Added | – |
| UNPUnion Pacific Corp | Stock | 4,372,310 | $857.0M | 0.4% | +448,361+11.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,858,413 | $856.8M | 0.4% | −2,226−0.1% | Reduced | – |
| BLKBlackRock, Inc. | COM | 996,357 | $835.6M | 0.3% | −45,280−4.3% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 10,566,567 | $824.3M | 0.3% | −230,412−2.1% | Reduced | – |
| SBUXStarbucks Corp | Stock | 7,472,291 | $824.3M | 0.3% | +397,994+5.6% | Added | History |
| AMGNAmgen Inc | Stock | 3,835,201 | $815.6M | 0.3% | +108,502+2.9% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,450,684 | $813.9M | 0.3% | −207,316−3.7% | Reduced | – |
| VZVerizon Communications Inc | Stock | 14,974,214 | $808.8M | 0.3% | +1,049,340+7.5% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 5,394,038 | $798.6M | 0.3% | −329,130−5.8% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,631,554 | $794.1M | 0.3% | −42,802−1.2% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 15,574,031 | $784.6M | 0.3% | −2,333,964−13.0% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 2,942,152 | $780.9M | 0.3% | +184,940+6.7% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 1,941,460 | $779.1M | 0.3% | −117,078−5.7% | Reduced | – |
| LOWLowes Companies Inc | Stock | 3,836,299 | $778.2M | 0.3% | −72,689−1.9% | Reduced | History |
| BACBank of America Corp | Stock | 18,257,772 | $775.0M | 0.3% | −1,271,193−6.5% | Reduced | History |
| NKENIKE, Inc. | Stock | 5,300,553 | $769.8M | 0.3% | −174,635−3.2% | Reduced | History |
| CVXChevron Corp | Stock | 7,516,005 | $762.5M | 0.3% | −304,328−3.9% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 14,956,452 | $748.0M | 0.3% | −281,786−1.8% | Reduced | – |
| PFEPfizer Inc | Stock | 17,292,485 | $743.7M | 0.3% | +251,439+1.5% | Added | History |
| ROKRockwell Automation, Inc | Stock | 2,487,085 | $731.3M | 0.3% | −106,500−4.1% | Reduced | History |
| LINLinde PLC | SHS | 2,445,309 | $717.4M | 0.3% | −58,450−2.3% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,383,087 | $693.5M | 0.3% | +24,798+0.3% | Added | – |
| ABTAbbott Laboratories | Stock | 5,822,188 | $687.8M | 0.3% | +148,519+2.6% | Added | History |
| LMTLockheed Martin Corp | Stock | 1,975,728 | $681.8M | 0.3% | −209,777−9.6% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 17,881,743 | $671.1M | 0.3% | +1,473,736+9.0% | Added | – |
| WMTWalmart Inc. | Stock | 4,752,008 | $662.3M | 0.3% | −369,556−7.2% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 6,765,213 | $661.9M | 0.3% | +1,603,628+31.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,271,913 | $640.0M | 0.3% | +50,425+1.2% | Added | – |
| TAT&T Inc. | Stock | 23,311,233 | $629.6M | 0.3% | −1,567,690−6.3% | Reduced | History |
| CVSCVS Health Corp | Stock | 7,326,414 | $621.7M | 0.3% | −730,840−9.1% | Reduced | History |
| WTWWillis Towers Watson PLC | SHS | 2,661,804 | $618.8M | 0.3% | +1,819,108+215.9% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 5,509,252 | $615.1M | 0.3% | −195,960−3.4% | Reduced | History |
| BABoeing Co | Stock | 2,741,135 | $602.9M | 0.3% | −44,737−1.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 10,043,120 | $590.7M | 0.2% | +2,115,428+26.7% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,115,162 | $587.4M | 0.2% | +15,496+0.3% | Added | – |
| BXBlackstone Inc. | COM | 4,997,763 | $581.4M | 0.2% | −12,495−0.2% | Reduced | History |
| MAMastercard Inc | Stock | 1,641,929 | $570.9M | 0.2% | +107,065+7.0% | Added | History |
| MSMorgan Stanley | Stock | 5,550,886 | $540.2M | 0.2% | −15,921−0.3% | Reduced | History |
| NFLXNetflix Inc | Stock | 883,069 | $539.0M | 0.2% | +117,564+15.4% | Added | History |
| QCOMQualcomm Inc | Stock | 4,142,682 | $534.3M | 0.2% | +708,362+20.6% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 4,157,588 | $529.3M | 0.2% | +550,488+15.3% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 3,967,326 | $506.6M | 0.2% | +110,054+2.9% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 4,925,418 | $501.3M | 0.2% | −407,168−7.6% | Reduced | – |
| TGTTarget Corp | Stock | 2,184,303 | $499.7M | 0.2% | −34,104−1.5% | Reduced | History |
Options (746)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 746 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $3.90B | $2.92B |
| TSLATesla, Inc. | Stock | $3.46B | $1.15B |
| iShares Russell 2000 ETF464287655 | ETF | $3.41B | $867.4M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.01B | $744.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.86B | $771.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.14B | $165.9M |
| AAPLApple Inc. | Stock | $1.53B | $1.16B |
| GLDSPDR Gold Trust | ETF | $664.3M | $1.22B |
| MSFTMicrosoft Corp | Stock | $1.05B | $383.9M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.08B | $345.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $714.3M | $640.8M |
| AMZNAmazon Com Inc | Stock | $947.5M | $378.8M |
| BABAAlibaba Group Holding Ltd | ADR | $601.3M | $696.6M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | $1.18B | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $583.7M | $449.0M |
| NVDANVIDIA Corp | Stock | $777.3M | $175.7M |
| NFLXNetflix Inc | Stock | $790.3M | $118.0M |
| LOGILogitech International S.A. | SHS | $30.1M | $801.3M |
| AMDAdvanced Micro Devices Inc | Stock | $632.4M | $157.7M |
| BACBank of America Corp | Stock | $617.4M | $146.9M |
| MSMorgan Stanley | Stock | $628.1M | $91.6M |
| XYZBlock, Inc. | CL A | $597.1M | $116.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $415.3M | $265.1M |
| METAMeta Platforms, Inc. | Stock | $451.1M | $141.0M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $585.7M |
| PINSPinterest, Inc. | CL A | $51.0M | $518.6M |
| JPMJPMorgan Chase & Co | Stock | $477.5M | $74.0M |
| CCitigroup Inc | Stock | $474.6M | $75.9M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $255.4M | $258.2M |
| CRMSalesforce, Inc. | Stock | $360.6M | $100.6M |
| iShares MSCI Eafe ETF464287465 | ETF | $334.8M | $98.6M |
| INTCIntel Corp | Stock | $324.7M | $102.7M |
| MUMicron Technology Inc | Stock | $338.9M | $84.8M |
| CSCOCisco Systems, Inc. | Stock | $312.6M | $95.9M |
| PYPLPayPal Holdings, Inc. | Stock | $287.3M | $103.2M |
| SLViShares Silver Trust | ETF | $240.6M | $146.7M |
| AVGOBroadcom Inc. | Stock | $290.9M | $95.4M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $107.0M | $259.8M |
| iShares Tr464287739 | U.S. REAL ES ETF | $351.6M | $6.71M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $142.4M | $207.4M |
| QCOMQualcomm Inc | Stock | $247.5M | $70.4M |
| UBERUber Technologies, Inc | Stock | $249.6M | $64.0M |
| DISWalt Disney Co | Stock | $215.5M | $97.6M |
| GOOGAlphabet Inc. | Stock | $242.4M | $64.0M |
| ADBEAdobe Inc. | Stock | $211.9M | $87.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $95.6M | $200.3M |
| HDHome Depot, Inc. | Stock | $235.4M | $59.1M |
| ZMZoom Communications, Inc. | Stock | $263.9M | $25.3M |
| GOOGLAlphabet Inc. | Stock | $222.0M | $66.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $256.7M | $27.2M |
| GSGoldman Sachs Group Inc | Stock | $239.1M | $41.6M |
| WFCWells Fargo & Company | Stock | $205.3M | $69.4M |
| ALCAlcon Inc | Stock | $17.8M | $255.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $266.4M | $1.20M |
| IAAIAA, Inc. | COM | $27.8M | $226.0M |
| SNOWSnowflake Inc. | Stock | $52.3M | $200.6M |
| JDJD.com, Inc. | SPON ADS CL A | $51.8M | $198.5M |
| ABBVAbbVie Inc. | Stock | $179.1M | $62.2M |
| TWTRTwitter, Inc. | COM | $222.0M | $11.1M |
| CMCSAComcast Corp | Stock | $169.7M | $62.7M |
| IBMInternational Business Machines Corp | Stock | $166.9M | $63.4M |
| UBSUBS Group AG | Stock | $51.7M | $167.2M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $78.4M | $139.1M |
| ORCLOracle Corp | Stock | $158.4M | $51.3M |
| SBUXStarbucks Corp | Stock | $152.3M | $56.7M |
| DOCUDocuSign, Inc. | Stock | $185.4M | $23.5M |
| SHOPShopify Inc. | Stock | $192.6M | $14.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $42.9M | $161.5M |
| VVisa Inc. | Stock | $159.0M | $41.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $173.0M | $24.9M |
| BIDUBaidu, Inc. | ADR | $116.7M | $81.1M |
| BLKBlackRock, Inc. | COM | $147.0M | $47.3M |
| STLAStellantis N.V. | SHS | $93.5M | $89.3M |
| TGTTarget Corp | Stock | $135.0M | $43.3M |
| FICOFair Isaac Corp | COM | $26.1M | $146.8M |
| GMGeneral Motors Co | COM | $116.5M | $56.1M |
| UUnity Software Inc. | COM | $36.5M | $133.0M |
| KHCKraft Heinz Co | Stock | $115.8M | $51.0M |
| GILDGilead Sciences, Inc. | Stock | $107.3M | $59.1M |
| CATCaterpillar Inc | Stock | $120.2M | $46.1M |
| SESea Ltd | SPONSORD ADS | $58.8M | $106.6M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $151.6M | $12.6M |
| MAMastercard Inc | Stock | $97.9M | $63.6M |
| BABoeing Co | Stock | $138.6M | $22.4M |
| UNHUnitedHealth Group Inc | Stock | $136.7M | $21.0M |
| PFEPfizer Inc | Stock | $125.4M | $27.5M |
| AXPAmerican Express Co | Stock | $127.4M | $23.9M |
| NKENIKE, Inc. | Stock | $123.3M | $25.3M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $144.9M |
| TAT&T Inc. | Stock | $51.1M | $93.4M |
| EAElectronic Arts Inc. | COM | $91.6M | $51.8M |
| METMetlife Inc | Stock | $115.3M | $26.1M |
| DUKDuke Energy CORP | Stock | $45.1M | $86.1M |
| FANGDiamondback Energy, Inc. | Stock | $2.06M | $125.0M |
| COINCoinbase Global, Inc. | COM CL A | $123.5M | $2.76M |
| CMGChipotle Mexican Grill Inc | COM | $86.6M | $38.4M |
| NEENextera Energy Inc | Stock | $64.1M | $58.8M |
| AALAmerican Airlines Group Inc. | Stock | $112.9M | $9.48M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $79.9M | $40.8M |
| EXPEExpedia Group, Inc. | Stock | $11.7M | $101.7M |
Sold out since Q2 2021 (1,007)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 1,007 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 7,067,988 | $133.9M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 377,796 | $39.8M | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 201,839 | $33.3M | <0.1% | History |
| NAVNavistar International Corp | COM | 398,761 | $17.7M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 574,117 | $8.47M | <0.1% | – |
| LMNXLuminex Corp | COM | 220,693 | $8.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 429,294 | $8.11M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 164,190 | $5.26M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 116,774 | $5.26M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 431,756 | $5.03M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 53,462 | $4.47M | <0.1% | – |
| TLNDTalend S.A. | ADS | 67,275 | $4.41M | <0.1% | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 386,347 | $3.84M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 328,403 | $3.69M | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 1,422,627 | $3.39M | <0.1% | – |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 311,190 | $3.21M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 300,000 | $3.00M | <0.1% | – |
| GRAW R Grace & Co | COM | 41,057 | $2.84M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 32,829 | $2.54M | <0.1% | History |
| PFPTProofpoint Inc | COM | 13,369 | $2.32M | <0.1% | History |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2.31M | <0.1% | – |
| Triterras IncG9103H102 | SHS CL A | 253,263 | $1.76M | <0.1% | – |
| Direxion Shs ETF Tr25460G765 | HIGH GROWTH | 25,000 | $1.70M | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 108,211 | $1.67M | <0.1% | History |
| Direxion Shs ETF Tr25460G724 | CONNECTED CONSUM | 25,511 | $1.54M | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 108,326 | $1.51M | <0.1% | – |
| SWISolarWinds Corp | COM | 88,316 | $1.49M | <0.1% | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 11,577 | $1.16M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 30,799 | $1.14M | <0.1% | History |
| KNLKnoll Inc | COM NEW | 43,113 | $1.12M | <0.1% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 71,848 | $1.07M | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 60,126 | $891.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 12,019 | $866.0K | <0.1% | – |
| ONCROncorus, Inc. | COM | 60,940 | $841.0K | <0.1% | History |
| AFIBAcutus Medical, Inc. | COM | 47,660 | $810.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 26,001 | $749.0K | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 50,928 | $716.0K | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 64,750 | $593.0K | <0.1% | History |
| FNGUBank of Montreal | MICROSECTORS IDX | 15,151 | $579.0K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 44,612 | $505.0K | <0.1% | – |
| GBIOGeneration Bio Co. | COM | 17,217 | $463.0K | <0.1% | History |
| EBETEBET, Inc. | COM | 20,982 | $442.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 5,616 | $414.0K | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 21,678 | $373.0K | <0.1% | – |
| LGOLargo Inc. | COM | 23,278 | $363.0K | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 11,386 | $314.0K | <0.1% | – |
| Direxion Shs ETF Tr25460G708 | BRZ BL 2X SHS | 2,225 | $300.0K | <0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 28,995 | $289.0K | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 28,971 | $289.0K | <0.1% | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 4,668 | $287.0K | <0.1% | – |
| TLMDSOC Telemed, Inc. | COM CL A | 47,670 | $271.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 29,557 | $259.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 8,624 | $254.0K | <0.1% | – |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 24,902 | $249.0K | <0.1% | – |
| Direxion Shs ETF Tr25490K596 | DALY HOM B&S BUL | 3,151 | $245.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 14,250 | $208.0K | <0.1% | – |
| NESRNational Energy Services Reunited Corp. | SHS | 14,264 | $204.0K | <0.1% | History |
| Concord Acquisition Corp206071201 | UNIT 12/28/2025 | 19,453 | $201.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740128 | UNIT 99/99/9999 | 19,218 | $201.0K | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 3,812 | $193.0K | <0.1% | – |
| ABUSArbutus Biopharma Corp | COM | 62,310 | $189.0K | <0.1% | History |
| MMACMMA Capital Holdings, LLC | COM | 6,927 | $189.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 3,334 | $184.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 17,660 | $184.0K | <0.1% | – |
| TACTransalta Corp | COM | 18,360 | $183.0K | <0.1% | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 6,519 | $181.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y165 | DLY S&P500 2XS | 1,743 | $170.0K | <0.1% | – |
| DGICADonegal Group Inc | CL A | 11,617 | $169.0K | <0.1% | History |
| D8 Holdings CorpG2614K110 | SHS CL A | 16,861 | $168.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 16,375 | $163.0K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 5,130 | $162.0K | <0.1% | – |
| CUROCURO Group Holdings Corp. | COM | 9,315 | $159.0K | <0.1% | History |
| Vanguard Wellington FD921935607 | US MULTIFACTOR | 1,546 | $156.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,475 | $155.0K | <0.1% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 4,429 | $150.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 16,042 | $143.0K | <0.1% | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 19,446 | $140.0K | <0.1% | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,743 | $138.0K | <0.1% | – |
| ChargePoint Holdings, Inc.15961R113 | *W EXP 07/25/202 | 5,851 | $136.0K | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 11,144 | $136.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 2,149 | $134.0K | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 15,405 | $131.0K | <0.1% | – |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 4,533 | $128.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 1,697 | $126.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E679 | DAILY TRANS 3X | 2,938 | $121.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 7,700 | $116.0K | <0.1% | – |
| Blue Hat Interactive Entmt TG1329V106 | SHS | 134,447 | $116.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 3,563 | $115.0K | <0.1% | – |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 4,080 | $115.0K | <0.1% | – |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,159 | $114.0K | <0.1% | – |
| UNBUnion Bankshares Inc | COM | 3,116 | $113.0K | <0.1% | History |
| ProShares Tr74347G689 | ULTSHT RUSS2000 | 8,520 | $113.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R829 | NASDAQ RETAIL | 3,235 | $110.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 3,770 | $107.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 5,884 | $99.0K | <0.1% | History |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 3,165 | $98.0K | <0.1% | – |
| NRXPNRX Pharmaceuticals, Inc. | COM | 8,385 | $97.0K | <0.1% | History |
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 43,809 | $94.0K | <0.1% | – |