UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,584
- +157 vs. Q2 2021
- Portfolio value
- $239.3B
- +$1.77B (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AMPAmeriprise Financial Inc | COM | 1,883,546 | $497.5M | 0.2% | −3,222−0.2% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,028,601 | $494.6M | 0.2% | +305,974+42.3% | Added | History |
| TSLATesla, Inc. | Stock | 634,404 | $492.0M | 0.2% | +170,140+36.6% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 1,288,064 | $486.9M | 0.2% | −17,384−1.3% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,692,172 | $486.4M | 0.2% | +164,100+4.7% | Added | – |
| ORLYO Reilly Automotive Inc | Stock | 791,071 | $483.4M | 0.2% | +101,584+14.7% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,169,615 | $480.0M | 0.2% | −269,790−7.8% | Reduced | History |
| ORCLOracle Corp | Stock | 5,422,368 | $472.5M | 0.2% | −47,286−0.9% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 5,993,906 | $468.8M | 0.2% | −3,425−0.1% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,509,833 | $466.9M | 0.2% | +21,167+0.6% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,405,194 | $458.3M | 0.2% | +114,746+2.7% | Added | – |
| IBMInternational Business Machines Corp | Stock | 3,264,880 | $453.6M | 0.2% | −54,904−1.7% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,082,157 | $448.2M | 0.2% | +50,812+1.7% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 7,518,065 | $444.8M | 0.2% | +338,260+4.7% | Added | History |
| TJXTJX Companies Inc | Stock | 6,704,286 | $442.3M | 0.2% | +46,232+0.7% | Added | History |
| MDLZMondelez International, Inc. | Stock | 7,601,210 | $442.2M | 0.2% | +1,075,024+16.5% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 1,464,499 | $439.2M | 0.2% | +16,552+1.1% | Added | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,799,322 | $436.2M | 0.2% | −181,600−4.6% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 5,019,160 | $432.4M | 0.2% | −167,651−3.2% | Reduced | – |
| DEODiageo PLC | SPON ADR NEW | 2,219,847 | $428.4M | 0.2% | −97,764−4.2% | Reduced | History |
| MUMicron Technology Inc | Stock | 6,007,039 | $426.4M | 0.2% | +2,010,100+50.3% | Added | History |
| CBChubb Ltd | Stock | 2,455,547 | $426.0M | 0.2% | −87,537−3.4% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 5,784,859 | $425.2M | 0.2% | −258,262−4.3% | Reduced | – |
| AMATApplied Materials Inc | Stock | 3,155,653 | $406.2M | 0.2% | −197,288−5.9% | Reduced | History |
| CCitigroup Inc | Stock | 5,640,690 | $395.9M | 0.2% | −321,744−5.4% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 6,408,729 | $390.7M | 0.2% | +331,993+5.5% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 3,795,952 | $390.6M | 0.2% | −14,559−0.4% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,454,772 | $388.3M | 0.2% | −530,148−6.6% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 7,050,661 | $385.2M | 0.2% | +242,841+3.6% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 2,143,545 | $384.7M | 0.2% | −578,716−21.3% | Reduced | – |
| TFCTruist Financial Corp | COM | 6,557,598 | $384.6M | 0.2% | −35,571−0.5% | Reduced | History |
| MMM3M Co | Stock | 2,177,916 | $382.1M | 0.2% | −165,366−7.1% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 4,617,803 | $378.4M | 0.2% | +240,486+5.5% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 1,857,875 | $373.3M | 0.2% | −42,025−2.2% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 4,511,844 | $371.8M | 0.2% | +258,513+6.1% | Added | – |
| COPConocoPhillips | Stock | 5,481,293 | $371.5M | 0.2% | +642,563+13.3% | Added | History |
| NVSNovartis AG | ADR | 4,510,079 | $368.8M | 0.2% | −249,657−5.2% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 3,162,150 | $367.3M | 0.2% | +78,394+2.5% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 1,480,576 | $365.9M | 0.2% | +9,735+0.7% | Added | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 7,186,374 | $364.5M | 0.2% | −650,465−8.3% | Reduced | – |
| SHWSherwin Williams Co | COM | 1,293,552 | $361.8M | 0.2% | −41,444−3.1% | Reduced | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 9,259,448 | $360.5M | 0.2% | +6,145,909+197.4% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 866 | $356.3M | 0.1% | +8+0.9% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 5,750,433 | $355.4M | 0.1% | +1,892,691+49.1% | Added | History |
| BHPBHP Group Ltd | ADR | 6,613,440 | $354.0M | 0.1% | +1,426,070+27.5% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 1,760,393 | $351.9M | 0.1% | +325,486+22.7% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 4,095,808 | $350.0M | 0.1% | +113,267+2.8% | Added | – |
| PMPhilip Morris International Inc. | Stock | 3,590,757 | $340.4M | 0.1% | −25,894−0.7% | Reduced | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 8,636,917 | $338.6M | 0.1% | +56,311+0.7% | Added | – |
| AXPAmerican Express Co | Stock | 1,995,503 | $334.3M | 0.1% | +216,417+12.2% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 4,707,971 | $330.7M | 0.1% | +523,008+12.5% | Added | – |
| LLYEli Lilly & Co | Stock | 1,424,024 | $329.0M | 0.1% | +88,136+6.6% | Added | History |
| RSGRepublic Services, Inc. | COM | 2,740,395 | $329.0M | 0.1% | −76,953−2.7% | Reduced | History |
| PHParker-Hannifin Corp | Stock | 1,163,820 | $325.4M | 0.1% | −78,171−6.3% | Reduced | History |
| IAUiShares Gold Trust | ETF | 9,647,812 | $322.3M | 0.1% | −341,198−3.4% | Reduced | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1,863,628 | $321.8M | 0.1% | +646,545+53.1% | Added | History |
| LRCXLam Research Corp | COM | 565,036 | $321.6M | 0.1% | +1,661+0.3% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 6,327,853 | $320.1M | 0.1% | −2,486,478−28.2% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 936,150 | $316.7M | 0.1% | −178,951−16.0% | Reduced | History |
| ADIAnalog Devices Inc | Stock | 1,879,318 | $314.7M | 0.1% | +244,044+14.9% | Added | History |
| WFCWells Fargo & Company | Stock | 6,761,319 | $313.8M | 0.1% | +1,077,519+19.0% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,938,033 | $313.3M | 0.1% | −371,200−16.1% | Reduced | – |
| IFFInternational Flavors & Fragrances Inc | COM | 2,341,596 | $313.1M | 0.1% | +426,638+22.3% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 1,288,582 | $304.5M | 0.1% | +9,428+0.7% | Added | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 5,046,443 | $303.3M | 0.1% | +117,482+2.4% | Added | – |
| EOGEOG Resources Inc | Stock | 3,712,340 | $298.0M | 0.1% | +741,220+24.9% | Added | History |
| DEDeere & Co | Stock | 887,388 | $297.3M | 0.1% | +60,632+7.3% | Added | History |
| VFCV F Corp | Stock | 4,431,534 | $296.9M | 0.1% | −66,534−1.5% | Reduced | History |
| EWEdwards Lifesciences Corp | Stock | 2,611,070 | $295.6M | 0.1% | −141,213−5.1% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 2,047,745 | $295.5M | 0.1% | +371,841+22.2% | Added | – |
| MRNAModerna, Inc. | Stock | 763,006 | $293.6M | 0.1% | +348,592+84.1% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,602,148 | $291.6M | 0.1% | −15,728−0.6% | Reduced | – |
| NOWServiceNow, Inc. | Stock | 462,611 | $287.9M | 0.1% | +56,937+14.0% | Added | History |
| FISFidelity National Information Services, Inc. | Stock | 2,362,443 | $287.5M | 0.1% | −144,733−5.8% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 1,109,412 | $284.1M | 0.1% | +42,546+4.0% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 13,789,387 | $283.2M | 0.1% | +810,186+6.2% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 7,180,603 | $278.7M | 0.1% | +119,881+1.7% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 1,995,829 | $278.6M | 0.1% | +5,683+0.3% | Added | – |
| NLSNNielsen Holdings plc | SHS EUR | 14,480,001 | $277.9M | 0.1% | +3,388,422+30.5% | Added | History |
| GSKGSK plc | SPONSORED ADR | 7,238,940 | $276.6M | 0.1% | −202,026−2.7% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 1,615,265 | $273.4M | 0.1% | +24,338+1.5% | Added | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 3,366,131 | $269.7M | 0.1% | −22,098−0.7% | Reduced | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 9,132,293 | $269.1M | 0.1% | −1,193,884−11.6% | Reduced | – |
| AEPAmerican Electric Power Co Inc | Stock | 3,290,971 | $267.2M | 0.1% | +173,145+5.6% | Added | History |
| DGDollar General Corp | COM | 1,257,104 | $266.7M | 0.1% | +1,768+0.1% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 2,607,797 | $265.8M | 0.1% | −194,462−6.9% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 1,087,262 | $262.8M | 0.1% | +46,474+4.5% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 3,720,876 | $259.9M | 0.1% | +531,873+16.7% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 260,866 | $259.3M | 0.1% | +18,434+7.6% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 2,500,473 | $258.4M | 0.1% | −8,230−0.3% | Reduced | – |
| GEGeneral Electric Co | Stock | 2,482,608 | $255.8M | 0.1% | −613,260−19.8% | ReducedConverted for a 1-for-8 split | History |
| iShares Inc464286400 | MSCI BRAZIL ETF | 7,951,686 | $255.5M | 0.1% | +1,089,641+15.9% | Added | – |
| CCICrown Castle Inc. | REIT | 1,471,778 | $255.1M | 0.1% | −60,415−3.9% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 4,279,710 | $254.4M | 0.1% | −158,813−3.6% | Reduced | History |
| CLColgate Palmolive Co | Stock | 3,334,573 | $252.0M | 0.1% | −280,138−7.7% | Reduced | History |
| MELIMercadolibre Inc | COM | 148,915 | $250.1M | 0.1% | +45,744+44.3% | Added | History |
| CMECME Group Inc. | COM | 1,287,064 | $248.9M | 0.1% | −75,017−5.5% | Reduced | History |
| INTUIntuit Inc. | Stock | 454,458 | $245.2M | 0.1% | +47,877+11.8% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 1,597,362 | $242.8M | 0.1% | −99,929−5.9% | Reduced | History |
| APAAPA Corp | Stock | 11,324,861 | $242.7M | 0.1% | +10,562,493+1,385.5% | Added | History |
Options (746)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 746 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $3.90B | $2.92B |
| TSLATesla, Inc. | Stock | $3.46B | $1.15B |
| iShares Russell 2000 ETF464287655 | ETF | $3.41B | $867.4M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.01B | $744.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.86B | $771.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.14B | $165.9M |
| AAPLApple Inc. | Stock | $1.53B | $1.16B |
| GLDSPDR Gold Trust | ETF | $664.3M | $1.22B |
| MSFTMicrosoft Corp | Stock | $1.05B | $383.9M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.08B | $345.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $714.3M | $640.8M |
| AMZNAmazon Com Inc | Stock | $947.5M | $378.8M |
| BABAAlibaba Group Holding Ltd | ADR | $601.3M | $696.6M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | $1.18B | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $583.7M | $449.0M |
| NVDANVIDIA Corp | Stock | $777.3M | $175.7M |
| NFLXNetflix Inc | Stock | $790.3M | $118.0M |
| LOGILogitech International S.A. | SHS | $30.1M | $801.3M |
| AMDAdvanced Micro Devices Inc | Stock | $632.4M | $157.7M |
| BACBank of America Corp | Stock | $617.4M | $146.9M |
| MSMorgan Stanley | Stock | $628.1M | $91.6M |
| XYZBlock, Inc. | CL A | $597.1M | $116.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $415.3M | $265.1M |
| METAMeta Platforms, Inc. | Stock | $451.1M | $141.0M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $585.7M |
| PINSPinterest, Inc. | CL A | $51.0M | $518.6M |
| JPMJPMorgan Chase & Co | Stock | $477.5M | $74.0M |
| CCitigroup Inc | Stock | $474.6M | $75.9M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $255.4M | $258.2M |
| CRMSalesforce, Inc. | Stock | $360.6M | $100.6M |
| iShares MSCI Eafe ETF464287465 | ETF | $334.8M | $98.6M |
| INTCIntel Corp | Stock | $324.7M | $102.7M |
| MUMicron Technology Inc | Stock | $338.9M | $84.8M |
| CSCOCisco Systems, Inc. | Stock | $312.6M | $95.9M |
| PYPLPayPal Holdings, Inc. | Stock | $287.3M | $103.2M |
| SLViShares Silver Trust | ETF | $240.6M | $146.7M |
| AVGOBroadcom Inc. | Stock | $290.9M | $95.4M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $107.0M | $259.8M |
| iShares Tr464287739 | U.S. REAL ES ETF | $351.6M | $6.71M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $142.4M | $207.4M |
| QCOMQualcomm Inc | Stock | $247.5M | $70.4M |
| UBERUber Technologies, Inc | Stock | $249.6M | $64.0M |
| DISWalt Disney Co | Stock | $215.5M | $97.6M |
| GOOGAlphabet Inc. | Stock | $242.4M | $64.0M |
| ADBEAdobe Inc. | Stock | $211.9M | $87.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $95.6M | $200.3M |
| HDHome Depot, Inc. | Stock | $235.4M | $59.1M |
| ZMZoom Communications, Inc. | Stock | $263.9M | $25.3M |
| GOOGLAlphabet Inc. | Stock | $222.0M | $66.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $256.7M | $27.2M |
| GSGoldman Sachs Group Inc | Stock | $239.1M | $41.6M |
| WFCWells Fargo & Company | Stock | $205.3M | $69.4M |
| ALCAlcon Inc | Stock | $17.8M | $255.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $266.4M | $1.20M |
| IAAIAA, Inc. | COM | $27.8M | $226.0M |
| SNOWSnowflake Inc. | Stock | $52.3M | $200.6M |
| JDJD.com, Inc. | SPON ADS CL A | $51.8M | $198.5M |
| ABBVAbbVie Inc. | Stock | $179.1M | $62.2M |
| TWTRTwitter, Inc. | COM | $222.0M | $11.1M |
| CMCSAComcast Corp | Stock | $169.7M | $62.7M |
| IBMInternational Business Machines Corp | Stock | $166.9M | $63.4M |
| UBSUBS Group AG | Stock | $51.7M | $167.2M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $78.4M | $139.1M |
| ORCLOracle Corp | Stock | $158.4M | $51.3M |
| SBUXStarbucks Corp | Stock | $152.3M | $56.7M |
| DOCUDocuSign, Inc. | Stock | $185.4M | $23.5M |
| SHOPShopify Inc. | Stock | $192.6M | $14.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $42.9M | $161.5M |
| VVisa Inc. | Stock | $159.0M | $41.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $173.0M | $24.9M |
| BIDUBaidu, Inc. | ADR | $116.7M | $81.1M |
| BLKBlackRock, Inc. | COM | $147.0M | $47.3M |
| STLAStellantis N.V. | SHS | $93.5M | $89.3M |
| TGTTarget Corp | Stock | $135.0M | $43.3M |
| FICOFair Isaac Corp | COM | $26.1M | $146.8M |
| GMGeneral Motors Co | COM | $116.5M | $56.1M |
| UUnity Software Inc. | COM | $36.5M | $133.0M |
| KHCKraft Heinz Co | Stock | $115.8M | $51.0M |
| GILDGilead Sciences, Inc. | Stock | $107.3M | $59.1M |
| CATCaterpillar Inc | Stock | $120.2M | $46.1M |
| SESea Ltd | SPONSORD ADS | $58.8M | $106.6M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $151.6M | $12.6M |
| MAMastercard Inc | Stock | $97.9M | $63.6M |
| BABoeing Co | Stock | $138.6M | $22.4M |
| UNHUnitedHealth Group Inc | Stock | $136.7M | $21.0M |
| PFEPfizer Inc | Stock | $125.4M | $27.5M |
| AXPAmerican Express Co | Stock | $127.4M | $23.9M |
| NKENIKE, Inc. | Stock | $123.3M | $25.3M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $144.9M |
| TAT&T Inc. | Stock | $51.1M | $93.4M |
| EAElectronic Arts Inc. | COM | $91.6M | $51.8M |
| METMetlife Inc | Stock | $115.3M | $26.1M |
| DUKDuke Energy CORP | Stock | $45.1M | $86.1M |
| FANGDiamondback Energy, Inc. | Stock | $2.06M | $125.0M |
| COINCoinbase Global, Inc. | COM CL A | $123.5M | $2.76M |
| CMGChipotle Mexican Grill Inc | COM | $86.6M | $38.4M |
| NEENextera Energy Inc | Stock | $64.1M | $58.8M |
| AALAmerican Airlines Group Inc. | Stock | $112.9M | $9.48M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $79.9M | $40.8M |
| EXPEExpedia Group, Inc. | Stock | $11.7M | $101.7M |
Sold out since Q2 2021 (1,007)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 1,007 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 7,067,988 | $133.9M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 377,796 | $39.8M | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 201,839 | $33.3M | <0.1% | History |
| NAVNavistar International Corp | COM | 398,761 | $17.7M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 574,117 | $8.47M | <0.1% | – |
| LMNXLuminex Corp | COM | 220,693 | $8.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 429,294 | $8.11M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 164,190 | $5.26M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 116,774 | $5.26M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 431,756 | $5.03M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 53,462 | $4.47M | <0.1% | – |
| TLNDTalend S.A. | ADS | 67,275 | $4.41M | <0.1% | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 386,347 | $3.84M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 328,403 | $3.69M | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 1,422,627 | $3.39M | <0.1% | – |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 311,190 | $3.21M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 300,000 | $3.00M | <0.1% | – |
| GRAW R Grace & Co | COM | 41,057 | $2.84M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 32,829 | $2.54M | <0.1% | History |
| PFPTProofpoint Inc | COM | 13,369 | $2.32M | <0.1% | History |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2.31M | <0.1% | – |
| Triterras IncG9103H102 | SHS CL A | 253,263 | $1.76M | <0.1% | – |
| Direxion Shs ETF Tr25460G765 | HIGH GROWTH | 25,000 | $1.70M | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 108,211 | $1.67M | <0.1% | History |
| Direxion Shs ETF Tr25460G724 | CONNECTED CONSUM | 25,511 | $1.54M | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 108,326 | $1.51M | <0.1% | – |
| SWISolarWinds Corp | COM | 88,316 | $1.49M | <0.1% | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 11,577 | $1.16M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 30,799 | $1.14M | <0.1% | History |
| KNLKnoll Inc | COM NEW | 43,113 | $1.12M | <0.1% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 71,848 | $1.07M | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 60,126 | $891.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 12,019 | $866.0K | <0.1% | – |
| ONCROncorus, Inc. | COM | 60,940 | $841.0K | <0.1% | History |
| AFIBAcutus Medical, Inc. | COM | 47,660 | $810.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 26,001 | $749.0K | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 50,928 | $716.0K | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 64,750 | $593.0K | <0.1% | History |
| FNGUBank of Montreal | MICROSECTORS IDX | 15,151 | $579.0K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 44,612 | $505.0K | <0.1% | – |
| GBIOGeneration Bio Co. | COM | 17,217 | $463.0K | <0.1% | History |
| EBETEBET, Inc. | COM | 20,982 | $442.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 5,616 | $414.0K | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 21,678 | $373.0K | <0.1% | – |
| LGOLargo Inc. | COM | 23,278 | $363.0K | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 11,386 | $314.0K | <0.1% | – |
| Direxion Shs ETF Tr25460G708 | BRZ BL 2X SHS | 2,225 | $300.0K | <0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 28,995 | $289.0K | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 28,971 | $289.0K | <0.1% | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 4,668 | $287.0K | <0.1% | – |
| TLMDSOC Telemed, Inc. | COM CL A | 47,670 | $271.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 29,557 | $259.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 8,624 | $254.0K | <0.1% | – |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 24,902 | $249.0K | <0.1% | – |
| Direxion Shs ETF Tr25490K596 | DALY HOM B&S BUL | 3,151 | $245.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 14,250 | $208.0K | <0.1% | – |
| NESRNational Energy Services Reunited Corp. | SHS | 14,264 | $204.0K | <0.1% | History |
| Concord Acquisition Corp206071201 | UNIT 12/28/2025 | 19,453 | $201.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740128 | UNIT 99/99/9999 | 19,218 | $201.0K | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 3,812 | $193.0K | <0.1% | – |
| ABUSArbutus Biopharma Corp | COM | 62,310 | $189.0K | <0.1% | History |
| MMACMMA Capital Holdings, LLC | COM | 6,927 | $189.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 3,334 | $184.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 17,660 | $184.0K | <0.1% | – |
| TACTransalta Corp | COM | 18,360 | $183.0K | <0.1% | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 6,519 | $181.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y165 | DLY S&P500 2XS | 1,743 | $170.0K | <0.1% | – |
| DGICADonegal Group Inc | CL A | 11,617 | $169.0K | <0.1% | History |
| D8 Holdings CorpG2614K110 | SHS CL A | 16,861 | $168.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 16,375 | $163.0K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 5,130 | $162.0K | <0.1% | – |
| CUROCURO Group Holdings Corp. | COM | 9,315 | $159.0K | <0.1% | History |
| Vanguard Wellington FD921935607 | US MULTIFACTOR | 1,546 | $156.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,475 | $155.0K | <0.1% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 4,429 | $150.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 16,042 | $143.0K | <0.1% | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 19,446 | $140.0K | <0.1% | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,743 | $138.0K | <0.1% | – |
| ChargePoint Holdings, Inc.15961R113 | *W EXP 07/25/202 | 5,851 | $136.0K | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 11,144 | $136.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 2,149 | $134.0K | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 15,405 | $131.0K | <0.1% | – |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 4,533 | $128.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 1,697 | $126.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E679 | DAILY TRANS 3X | 2,938 | $121.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 7,700 | $116.0K | <0.1% | – |
| Blue Hat Interactive Entmt TG1329V106 | SHS | 134,447 | $116.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 3,563 | $115.0K | <0.1% | – |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 4,080 | $115.0K | <0.1% | – |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,159 | $114.0K | <0.1% | – |
| UNBUnion Bankshares Inc | COM | 3,116 | $113.0K | <0.1% | History |
| ProShares Tr74347G689 | ULTSHT RUSS2000 | 8,520 | $113.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R829 | NASDAQ RETAIL | 3,235 | $110.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 3,770 | $107.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 5,884 | $99.0K | <0.1% | History |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 3,165 | $98.0K | <0.1% | – |
| NRXPNRX Pharmaceuticals, Inc. | COM | 8,385 | $97.0K | <0.1% | History |
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 43,809 | $94.0K | <0.1% | – |