UBS Group AG
- SEC CIK
- 0001610520
- 最新申報
- 2026/8/13
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/14 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 9,337
- 較 2021 年第 3 季 +753
- 總值
- $2,541 億
- 較 2021 年第 3 季 +$148.1 億 (+6.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 26,391,073 | $88.8 億 | 3.5% | −2,087,889−7.3% | 減碼 | 歷史 |
| AAPLApple Inc. | Stock | 44,558,562 | $79.1 億 | 3.1% | −4,130,427−8.5% | 減碼 | 歷史 |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,913,425 | $47.1 億 | 1.9% | +1,284,789+14.9% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 1,287,008 | $42.9 億 | 1.7% | −187,321−12.7% | 減碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 1,302,838 | $37.7 億 | 1.5% | −14,749−1.1% | 減碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 7,148,416 | $28.4 億 | 1.1% | +952,230+15.4% | 加碼 | – |
| HDHome Depot, Inc. | Stock | 6,693,283 | $27.8 億 | 1.1% | −877,132−11.6% | 減碼 | 歷史 |
| iShares Core S&P 500 ETF464287200 | ETF | 5,818,973 | $27.8 億 | 1.1% | +2,305,065+65.6% | 加碼 | – |
| UBSUBS Group AG | Stock | 153,942,977 | $27.5 億 | 1.1% | +12,639,404+8.9% | 加碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 15,999,870 | $25.3 億 | 1.0% | −231,135−1.4% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 7,491,610 | $25.2 億 | 1.0% | −1,055,854−12.4% | 減碼 | 歷史 |
| NVDANVIDIA Corp | Stock | 6,888,785 | $20.3 億 | 0.8% | −800,605−10.4% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 11,784,058 | $20.2 億 | 0.8% | +388,248+3.4% | 加碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 676,356 | $19.6 億 | 0.8% | −39,011−5.5% | 減碼 | 歷史 |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,615,377 | $18.0 億 | 0.7% | +3,336+0.1% | 加碼 | – |
| VVisa Inc. | Stock | 8,239,573 | $17.9 億 | 0.7% | +481,268+6.2% | 加碼 | 歷史 |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,774,247 | $17.6 億 | 0.7% | −86,081−1.5% | 減碼 | – |
| CSCOCisco Systems, Inc. | Stock | 27,776,271 | $17.6 億 | 0.7% | −1,191,990−4.1% | 減碼 | 歷史 |
| ACNAccenture plc | Stock | 4,079,149 | $16.9 億 | 0.7% | −296,645−6.8% | 減碼 | 歷史 |
| PGProcter & Gamble Co | Stock | 9,947,669 | $16.3 億 | 0.6% | −977,742−8.9% | 減碼 | 歷史 |
| Vanguard Morningstar Value ETF922908744 | ETF | 10,987,328 | $16.2 億 | 0.6% | +300,289+2.8% | 加碼 | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 21,529,758 | $16.1 億 | 0.6% | +705,414+3.4% | 加碼 | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 6,276,350 | $16.0 億 | 0.6% | +91,166+1.5% | 加碼 | – |
| UNHUnitedHealth Group Inc | Stock | 3,060,419 | $15.4 億 | 0.6% | +233,958+8.3% | 加碼 | 歷史 |
| COSTCostco Wholesale Corp | Stock | 2,584,995 | $14.7 億 | 0.6% | −67,356−2.5% | 減碼 | 歷史 |
| CRMSalesforce, Inc. | Stock | 5,656,402 | $14.4 億 | 0.6% | +48,671+0.9% | 加碼 | 歷史 |
| TMOThermo Fisher Scientific Inc. | Stock | 2,120,921 | $14.2 億 | 0.6% | −167,010−7.3% | 減碼 | 歷史 |
| ADBEAdobe Inc. | Stock | 2,444,015 | $13.9 億 | 0.5% | +229,341+10.4% | 加碼 | 歷史 |
| MCDMcDonalds Corp | Stock | 4,957,925 | $13.3 億 | 0.5% | −173,947−3.4% | 減碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 9,721,521 | $13.2 億 | 0.5% | +62,634+0.6% | 加碼 | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 3,000,207 | $13.1 億 | 0.5% | +24,285+0.8% | 加碼 | – |
| AVGOBroadcom Inc. | Stock | 1,920,371 | $12.8 億 | 0.5% | −38,200−2.0% | 減碼 | 歷史 |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,493,562 | $12.7 億 | 0.5% | +63,092+1.4% | 加碼 | – |
| iShares Russell 2000 ETF464287655 | ETF | 5,628,617 | $12.5 億 | 0.5% | −3,171,709−36.0% | 減碼 | – |
| NEENextera Energy Inc | Stock | 13,013,136 | $12.1 億 | 0.5% | +507,517+4.1% | 加碼 | 歷史 |
| INTCIntel Corp | Stock | 23,509,107 | $12.1 億 | 0.5% | −1,806,588−7.1% | 減碼 | 歷史 |
| iShares Russell 1000 Value ETF464287598 | ETF | 7,150,236 | $12.0 億 | 0.5% | +216,024+3.1% | 加碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,589,529 | $11.7 億 | 0.5% | +437,475+2.3% | 加碼 | – |
| DISWalt Disney Co | Stock | 7,557,218 | $11.7 億 | 0.5% | −607,929−7.4% | 減碼 | 歷史 |
| KOCoca Cola Co | Stock | 19,708,767 | $11.7 億 | 0.5% | −688,995−3.4% | 減碼 | 歷史 |
| iShares Core S&P Small Cap ETF464287804 | ETF | 9,769,627 | $11.2 億 | 0.4% | +409,954+4.4% | 加碼 | – |
| UNPUnion Pacific Corp | Stock | 4,413,685 | $11.1 億 | 0.4% | +41,375+0.9% | 加碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 5,133,881 | $11.0 億 | 0.4% | +92,876+1.8% | 加碼 | 歷史 |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 20,851,143 | $10.6 億 | 0.4% | +1,004,155+5.1% | 加碼 | – |
| MDTMedtronic plc | Stock | 10,185,034 | $10.5 億 | 0.4% | −287,195−2.7% | 減碼 | 歷史 |
| PFEPfizer Inc | Stock | 17,493,138 | $10.3 億 | 0.4% | +200,653+1.2% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 5,907,414 | $10.1 億 | 0.4% | +235,397+4.2% | 加碼 | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,787,592 | $10.1 億 | 0.4% | +336,908+6.2% | 加碼 | – |
| LOWLowes Companies Inc | Stock | 3,888,164 | $10.1 億 | 0.4% | +51,865+1.4% | 加碼 | 歷史 |
| NKENIKE, Inc. | Stock | 5,994,162 | $9.99 億 | 0.4% | +693,609+13.1% | 加碼 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 13,012,137 | $9.97 億 | 0.4% | +365,649+2.9% | 加碼 | 歷史 |
| PEPPepsiCo Inc | Stock | 5,671,717 | $9.85 億 | 0.4% | −208,477−3.5% | 減碼 | 歷史 |
| DHRDanaher Corp | Stock | 2,916,427 | $9.60 億 | 0.4% | −6,834−0.2% | 減碼 | 歷史 |
| iShares Tr464288257 | MSCI ACWI ETF | 9,060,354 | $9.58 億 | 0.4% | −495,556−5.2% | 減碼 | – |
| CMCSAComcast Corp | Stock | 19,038,880 | $9.58 億 | 0.4% | −2,077,301−9.8% | 減碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 3,135,074 | $9.37 億 | 0.4% | −699,168−18.2% | 減碼 | 歷史 |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,867,029 | $9.34 億 | 0.4% | +8,616+0.2% | 加碼 | – |
| RTXRTX Corp | Stock | 10,832,582 | $9.32 億 | 0.4% | +561,359+5.5% | 加碼 | 歷史 |
| LINLinde PLC | SHS | 2,646,536 | $9.17 億 | 0.4% | +201,227+8.2% | 加碼 | 歷史 |
| SBUXStarbucks Corp | Stock | 7,639,864 | $8.94 億 | 0.4% | +167,573+2.2% | 加碼 | 歷史 |
| HONHoneywell International Inc | COM | 4,192,155 | $8.74 億 | 0.3% | −132,213−3.1% | 減碼 | 歷史 |
| Vanguard Information Technology ETF92204A702 | ETF | 1,896,081 | $8.69 億 | 0.3% | −45,379−2.3% | 減碼 | – |
| BLKBlackRock, Inc. | COM | 941,757 | $8.62 億 | 0.3% | −54,600−5.5% | 減碼 | 歷史 |
| ROKRockwell Automation, Inc | Stock | 2,453,270 | $8.56 億 | 0.3% | −33,815−1.4% | 減碼 | 歷史 |
| AMGNAmgen Inc | Stock | 3,782,308 | $8.51 億 | 0.3% | −52,893−1.4% | 減碼 | 歷史 |
| CVXChevron Corp | Stock | 7,170,485 | $8.41 億 | 0.3% | −345,520−4.6% | 減碼 | 歷史 |
| GLDSPDR Gold Trust | ETF | 4,913,592 | $8.40 億 | 0.3% | −548,263−10.0% | 減碼 | 歷史 |
| ABTAbbott Laboratories | Stock | 5,953,528 | $8.38 億 | 0.3% | +131,340+2.3% | 加碼 | 歷史 |
| BACBank of America Corp | Stock | 18,777,726 | $8.35 億 | 0.3% | +519,954+2.8% | 加碼 | 歷史 |
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,016,996 | $8.31 億 | 0.3% | +1,442,965+9.3% | 加碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 10,558,626 | $8.31 億 | 0.3% | −7,941−0.1% | 減碼 | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 20,861,668 | $8.15 億 | 0.3% | +2,979,925+16.7% | 加碼 | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,595,027 | $8.13 億 | 0.3% | −36,527−1.0% | 減碼 | – |
| VZVerizon Communications Inc | Stock | 15,472,672 | $8.04 億 | 0.3% | +498,458+3.3% | 加碼 | 歷史 |
| TXNTexas Instruments Inc | Stock | 4,205,996 | $7.93 億 | 0.3% | −469,167−10.0% | 減碼 | 歷史 |
| AMTAmerican Tower Corp | REIT | 2,671,486 | $7.81 億 | 0.3% | −270,666−9.2% | 減碼 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,274,806 | $7.76 億 | 0.3% | −108,281−1.2% | 減碼 | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 15,475,878 | $7.65 億 | 0.3% | +519,426+3.5% | 加碼 | – |
| CVSCVS Health Corp | Stock | 7,234,409 | $7.46 億 | 0.3% | −92,005−1.3% | 減碼 | 歷史 |
| PYPLPayPal Holdings, Inc. | Stock | 3,905,845 | $7.37 億 | 0.3% | −45,322−1.1% | 減碼 | 歷史 |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,388,944 | $7.14 億 | 0.3% | +117,031+2.7% | 加碼 | – |
| LMTLockheed Martin Corp | Stock | 1,934,279 | $6.87 億 | 0.3% | −41,449−2.1% | 減碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 5,746,034 | $6.67 億 | 0.3% | +820,616+16.7% | 加碼 | – |
| BXBlackstone Inc. | COM | 5,046,472 | $6.53 億 | 0.3% | +48,709+1.0% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 3,566,324 | $6.52 億 | 0.3% | −576,358−13.9% | 減碼 | 歷史 |
| MAMastercard Inc | Stock | 1,754,362 | $6.30 億 | 0.2% | +112,433+6.8% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 4,300,708 | $6.22 億 | 0.2% | −451,300−9.5% | 減碼 | 歷史 |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,236,291 | $5.97 億 | 0.2% | +121,129+2.4% | 加碼 | – |
| WTWWillis Towers Watson PLC | SHS | 2,467,034 | $5.86 億 | 0.2% | −194,770−7.3% | 減碼 | 歷史 |
| TSLATesla, Inc. | Stock | 533,857 | $5.64 億 | 0.2% | −100,547−15.8% | 減碼 | 歷史 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 4,628,023 | $5.57 億 | 0.2% | −881,229−16.0% | 減碼 | 歷史 |
| ELEstee Lauder Companies Inc | CL A | 1,475,361 | $5.46 億 | 0.2% | +10,862+0.7% | 加碼 | 歷史 |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,726,746 | $5.42 億 | 0.2% | +34,574+0.9% | 加碼 | – |
| MSMorgan Stanley | Stock | 5,514,904 | $5.41 億 | 0.2% | −35,982−0.6% | 減碼 | 歷史 |
| iShares Tips Bond ETF464287176 | ETF | 4,139,399 | $5.35 億 | 0.2% | +172,073+4.3% | 加碼 | – |
| AMPAmeriprise Financial Inc | COM | 1,758,543 | $5.30 億 | 0.2% | −125,003−6.6% | 減碼 | 歷史 |
| BABoeing Co | Stock | 2,606,708 | $5.25 億 | 0.2% | −134,427−4.9% | 減碼 | 歷史 |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,986,976 | $5.19 億 | 0.2% | −182,639−5.8% | 減碼 | 歷史 |
| iShares S&P 500 Value ETF464287408 | ETF | 3,308,096 | $5.18 億 | 0.2% | +225,939+7.3% | 加碼 | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,123,728 | $5.08 億 | 0.2% | +129,822+2.2% | 加碼 | – |
選擇權（711 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
依市值列出前 100 檔，共 711 檔。
| 證券 | 類別 | 賣權 | 買權 |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $52.8 億 | $17.3 億 |
| SPYSPDR S&P 500 ETF Trust | ETF | $45.4 億 | $12.0 億 |
| iShares Russell 2000 ETF464287655 | ETF | $19.6 億 | $18.6 億 |
| AAPLApple Inc. | Stock | $23.6 億 | $7.13 億 |
| Invesco QQQ Trust Series I46090E103 | ETF | $19.8 億 | $10.6 億 |
| NVDANVIDIA Corp | Stock | $21.5 億 | $7.04 億 |
| AMZNAmazon Com Inc | Stock | $19.4 億 | $7.88 億 |
| MSFTMicrosoft Corp | Stock | $15.0 億 | $4.87 億 |
| AMDAdvanced Micro Devices Inc | Stock | $14.0 億 | $4.59 億 |
| iShares Tr464287234 | MSCI EMG MKT ETF | $10.0 億 | $8.29 億 |
| NFLXNetflix Inc | Stock | $13.5 億 | $3.23 億 |
| BACBank of America Corp | Stock | $12.2 億 | $3.02 億 |
| GLDSPDR Gold Trust | ETF | $8.31 億 | $6.14 億 |
| iShares Tr464288513 | IBOXX HI YD ETF | $11.4 億 | $6,743 萬 |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $6.47 億 | $5.08 億 |
| MUMicron Technology Inc | Stock | $8.72 億 | $1.82 億 |
| BABAAlibaba Group Holding Ltd | ADR | $4.57 億 | $5.87 億 |
| METAMeta Platforms, Inc. | Stock | $8.06 億 | $2.27 億 |
| CCitigroup Inc | Stock | $8.23 億 | $1.99 億 |
| AVGOBroadcom Inc. | Stock | $7.45 億 | $2.62 億 |
| JPMJPMorgan Chase & Co | Stock | $7.96 億 | $1.63 億 |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $7.86 億 | $1.62 億 |
| iShares Tips Bond ETF464287176 | ETF | $8.46 億 | $6,460 萬 |
| MSMorgan Stanley | Stock | $7.48 億 | $6,419 萬 |
| XYZBlock, Inc. | CL A | $6.57 億 | $1.40 億 |
| QCOMQualcomm Inc | Stock | $6.13 億 | $1.78 億 |
| CRMSalesforce, Inc. | Stock | $5.35 億 | $2.38 億 |
| GOOGLAlphabet Inc. | Stock | $4.58 億 | $1.71 億 |
| iShares Tr464287432 | 20 YR TR BD ETF | $3.00 億 | $3.13 億 |
| PYPLPayPal Holdings, Inc. | Stock | $4.45 億 | $1.61 億 |
| CSCOCisco Systems, Inc. | Stock | $4.58 億 | $1.37 億 |
| UBERUber Technologies, Inc | Stock | $3.83 億 | $2.09 億 |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $3.43 億 | $2.31 億 |
| SHOPShopify Inc. | Stock | $4.81 億 | $8,650 萬 |
| LOGILogitech International S.A. | SHS | $4,860 萬 | $5.01 億 |
| INTCIntel Corp | Stock | $3.95 億 | $1.49 億 |
| GOOGAlphabet Inc. | Stock | $3.49 億 | $1.96 億 |
| ABBVAbbVie Inc. | Stock | $3.49 億 | $1.87 億 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $2.69 億 | $2.64 億 |
| DISWalt Disney Co | Stock | $2.92 億 | $1.99 億 |
| ADBEAdobe Inc. | Stock | $3.59 億 | $1.28 億 |
| PFEPfizer Inc | Stock | $3.40 億 | $1.33 億 |
| GEGeneral Electric Co | Stock | $4.42 億 | $2,511 萬 |
| TGTTarget Corp | Stock | $3.22 億 | $1.44 億 |
| iShares MSCI Eafe ETF464287465 | ETF | $3.21 億 | $1.37 億 |
| HDHome Depot, Inc. | Stock | $3.61 億 | $8,126 萬 |
| NEENextera Energy Inc | Stock | $2.91 億 | $1.47 億 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $3.00 億 | $1.29 億 |
| IBMInternational Business Machines Corp | Stock | $2.60 億 | $1.67 億 |
| CVSCVS Health Corp | Stock | $3.01 億 | $9,451 萬 |
| iShares Tr464287515 | EXPANDED TECH | $1,551 萬 | $3.78 億 |
| GSGoldman Sachs Group Inc | Stock | $3.61 億 | $3,183 萬 |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $1.20 億 | $2.65 億 |
| BABoeing Co | Stock | $2.71 億 | $1.06 億 |
| HALHalliburton Co | Stock | $3.02 億 | $7,327 萬 |
| GMGeneral Motors Co | COM | $2.90 億 | $8,251 萬 |
| COPConocoPhillips | Stock | $2.13 億 | $1.50 億 |
| LOWLowes Companies Inc | Stock | $2.44 億 | $1.19 億 |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $2.26 億 | $1.34 億 |
| iShares Inc464286400 | MSCI BRAZIL ETF | $1.44 億 | $2.15 億 |
| EXPEExpedia Group, Inc. | Stock | $9,649 萬 | $2.55 億 |
| FCXFreeport-McMoran Inc | Stock | $2.73 億 | $7,229 萬 |
| TWTRTwitter, Inc. | COM | $3.26 億 | $1,617 萬 |
| SBUXStarbucks Corp | Stock | $2.49 億 | $9,215 萬 |
| CVXChevron Corp | Stock | $2.53 億 | $8,362 萬 |
| UNHUnitedHealth Group Inc | Stock | $2.73 億 | $6,066 萬 |
| NKENIKE, Inc. | Stock | $2.65 億 | $6,741 萬 |
| VVisa Inc. | Stock | $2.60 億 | $6,949 萬 |
| WFCWells Fargo & Company | Stock | $3.05 億 | $2,249 萬 |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $2.60 億 | $5,873 萬 |
| CRWDCrowdStrike Holdings, Inc. | Stock | $2.82 億 | $3,589 萬 |
| ZMZoom Communications, Inc. | Stock | $2.66 億 | $4,909 萬 |
| iShares Tr464287184 | CHINA LG-CAP ETF | $2.19 億 | $9,340 萬 |
| MAMastercard Inc | Stock | $1.62 億 | $1.44 億 |
| AXPAmerican Express Co | Stock | $2.33 億 | $6,883 萬 |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $2.18 億 | $7,132 萬 |
| SLViShares Silver Trust | ETF | $1.53 億 | $1.32 億 |
| BLKBlackRock, Inc. | COM | $2.18 億 | $6,189 萬 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $1.07 億 | $1.67 億 |
| DOCUDocuSign, Inc. | Stock | $1.93 億 | $5,756 萬 |
| ORCLOracle Corp | Stock | $1.74 億 | $7,650 萬 |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $1.54 億 | $9,019 萬 |
| NOWServiceNow, Inc. | Stock | $1.44 億 | $9,902 萬 |
| WBAWalgreens Boots Alliance, Inc. | COM | $1.48 億 | $8,052 萬 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $9,440 萬 | $1.31 億 |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $7,860 萬 | $1.44 億 |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | $2.18 億 | – |
| ALCAlcon Inc | Stock | $2,823 萬 | $1.89 億 |
| PINSPinterest, Inc. | CL A | $4,449 萬 | $1.72 億 |
| iShares Tr464288257 | MSCI ACWI ETF | – | $2.14 億 |
| METMetlife Inc | Stock | $1.72 億 | $4,068 萬 |
| DOWDow Inc. | Stock | $1.54 億 | $5,587 萬 |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | $1.71 億 | $3,909 萬 |
| TDOCTeladoc Health, Inc. | COM | $1.78 億 | $3,111 萬 |
| CMGChipotle Mexican Grill Inc | COM | $1.37 億 | $6,713 萬 |
| CMCSAComcast Corp | Stock | $1.30 億 | $7,148 萬 |
| ALGNAlign Technology Inc | COM | $2,083 萬 | $1.80 億 |
| GILDGilead Sciences, Inc. | Stock | $1.39 億 | $6,162 萬 |
| AAAlcoa Corp | Stock | $1.46 億 | $5,419 萬 |
| FFord Motor Co | Stock | $1.46 億 | $4,752 萬 |
2021 年第 3 季之後清倉（801 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 801 檔。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| KSUKansas City Southern | COM NEW | 302,677 | $8,192 萬 | <0.1% | 歷史 |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 1,925,475 | $4,069 萬 | <0.1% | 歷史 |
| INOVInovalon Holdings, Inc. | COM CL A | 978,386 | $3,942 萬 | <0.1% | 歷史 |
| VERVEREIT, Inc. | COM | 693,584 | $3,137 萬 | <0.1% | 歷史 |
| CSODCornerstone OnDemand Inc | COM | 540,406 | $3,094 萬 | <0.1% | 歷史 |
| PPDPPD, Inc. | COM | 660,171 | $3,089 萬 | <0.1% | 歷史 |
| XECCimarex Energy Co | COM | 283,702 | $2,474 萬 | <0.1% | 歷史 |
| DRNADicerna Pharmaceuticals Inc | COM | 1,101,275 | $2,220 萬 | <0.1% | 歷史 |
| CXPColumbia Property Trust, Inc. | COM NEW | 1,035,786 | $1,970 萬 | <0.1% | 歷史 |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 796,489 | $1,970 萬 | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 107,102 | $1,843 萬 | <0.1% | 歷史 |
| LMRKLandmark Infrastructure Partners LP | COM UNIT LTD | 870,573 | $1,423 萬 | <0.1% | 歷史 |
| CoreSite Realty Corp21870Q105 | COM | 80,877 | $1,121 萬 | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 71,953 | $1,079 萬 | <0.1% | 歷史 |
| JTANuveen Tax Advantaged Total Return Strategy Fund | COM | 862,008 | $957.7 萬 | <0.1% | 歷史 |
| Nuveen Select Tax Free Incom67063C106 | SH BEN INT | 499,087 | $779.1 萬 | <0.1% | – |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 377,488 | $597.9 萬 | <0.1% | – |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 688,298 | $558.9 萬 | <0.1% | – |
| Nuveen Select Tax Free Incom67063X100 | SH BEN INT | 317,626 | $547.0 萬 | <0.1% | – |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 236,996 | $499.8 萬 | <0.1% | 歷史 |
| CVACovanta Holding Corp | COM | 231,154 | $465.0 萬 | <0.1% | 歷史 |
| Nuveen Corporate Incm Noveme67077N106 | COM | 484,121 | $454.1 萬 | <0.1% | – |
| KDMNKadmon Holdings, Inc. | COM | 483,932 | $421.5 萬 | <0.1% | 歷史 |
| Guggenheim Enhanced Equity I40167B100 | COM | 451,055 | $418.6 萬 | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 318,357 | $410.1 萬 | <0.1% | 歷史 |
| Innovator ETFs Tr II45783G201 | S&P INVSTMNT GRD | 169,605 | $408.4 萬 | <0.1% | – |
| Echo Global Logistics, Inc.27875T101 | COM | 72,602 | $346.4 萬 | <0.1% | – |
| Guggenheim CR Allocation FD40168G108 | COM | 160,509 | $332.9 萬 | <0.1% | – |
| NVTSNavitas Semiconductor Corp | COM CL A | 308,117 | $307.5 萬 | <0.1% | 歷史 |
| Bancorpsouth BK Tupelo Miss05971J102 | COM | 96,612 | $287.7 萬 | <0.1% | – |
| RAVNRaven Industries Inc | COM | 46,881 | $270.1 萬 | <0.1% | 歷史 |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 212,261 | $248.3 萬 | <0.1% | 歷史 |
| UFSDomtar CORP | COM NEW | 44,294 | $241.6 萬 | <0.1% | 歷史 |
| CLDRCloudera, Inc. | COM | 149,782 | $239.2 萬 | <0.1% | 歷史 |
| Score Media & Gaming Inc80919D202 | CL A SUB VTG SHS | 67,964 | $232.6 萬 | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 217,790 | $209.9 萬 | <0.1% | – |
| CADECadence Bancorporation | CL A | 93,600 | $205.6 萬 | <0.1% | 歷史 |
| iShares Tr46435G789 | IBONDS DEC2021 | 79,961 | $204.6 萬 | <0.1% | – |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 81,621 | $187.6 萬 | <0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 72,865 | $178.5 萬 | <0.1% | 歷史 |
| Bakkt, Inc.G9441E100 | SHS CL A | 161,970 | $163.8 萬 | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 27,819 | $157.6 萬 | <0.1% | 歷史 |
| STMPStamps.com Inc | COM NEW | 3,904 | $128.7 萬 | <0.1% | 歷史 |
| MDPHawkeye Acquisition, Inc. | COM | 19,580 | $109.1 萬 | <0.1% | 歷史 |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 177,682 | $92.8 萬 | <0.1% | – |
| CMOCapstead Mortgage Corp | COM NO PAR | 127,513 | $85.2 萬 | <0.1% | 歷史 |
| Oi SA670851500 | SPONSORED ADR NE | 844,004 | $75.9 萬 | <0.1% | – |
| KRPKimbell Royalty Partners, LP | UNIT | 43,695 | $61.7 萬 | <0.1% | 歷史 |
| Credit Suisse Nassau Branch22539T282 | XLNKS REIT ETN36 | 86,874 | $60.1 萬 | <0.1% | – |
| Global X FDS37950E747 | GLBX MSCI NORW | 37,600 | $54.4 萬 | <0.1% | – |
| Kensington Capital Acquisiti49006L104 | COM CL A | 65,374 | $54.1 萬 | <0.1% | – |
| Zix Corp98974P100 | COM | 75,207 | $53.2 萬 | <0.1% | – |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 5,098 | $50.4 萬 | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 4,011 | $48.1 萬 | <0.1% | – |
| SKMSK Telecom Co Ltd | SPONSORED ADR | 15,219 | $45.8 萬 | <0.1% | 歷史 |
| MCFContango Oil & Gas Co | COM NEW | 88,262 | $40.2 萬 | <0.1% | 歷史 |
| Nuveen Diversified Divid & I6706EP105 | COM | 38,797 | $40.2 萬 | <0.1% | – |
| LORLLoral Space & Communications Inc. | COM | 8,566 | $36.8 萬 | <0.1% | 歷史 |
| JMPJMP Group LLC | COM | 47,125 | $35.2 萬 | <0.1% | 歷史 |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,000 | $34.6 萬 | <0.1% | 歷史 |
| Direxion Shs ETF Tr25460G872 | DAILY TECHNOLOGY | 72,595 | $34.6 萬 | <0.1% | – |
| DFPHStarling Oncology, Inc. | COM CL A | 30,443 | $30.3 萬 | <0.1% | 歷史 |
| Invesco Exch TRD SLF Idx FD46138J569 | BULSHS 2021 MUNI | 11,298 | $28.5 萬 | <0.1% | – |
| ALTAAltabancorp | COM | 6,025 | $26.6 萬 | <0.1% | 歷史 |
| VEIVine Energy Inc. | CL A | 15,061 | $24.8 萬 | <0.1% | 歷史 |
| Angel Oak Finl Strategies IN03464A118 | RIGHT 10/14/2021 | 1,073,903 | $23.6 萬 | <0.1% | – |
| Big Cypress Acquisition Corp089115208 | UNIT 07/25/2027 | 19,753 | $22.0 萬 | <0.1% | – |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 4,145 | $21.0 萬 | <0.1% | – |
| Seven Oaks Acquisition Corp81787X205 | UNIT 12/18/2025 | 19,839 | $20.4 萬 | <0.1% | – |
| Acon S2 Acquisition CorpG00748122 | UNIT 09/15/2027 | 18,946 | $19.5 萬 | <0.1% | – |
| Reinvent Technology PartnersG7484L114 | UNIT 03/12/2026 | 19,125 | $19.3 萬 | <0.1% | – |
| Itamar Med Ltd465437101 | SPONSORED ADS | 5,939 | $18.0 萬 | <0.1% | – |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 2,348 | $17.6 萬 | <0.1% | – |
| Mcap Acquisition Corp55282T208 | UNIT 02/18/2030 | 16,912 | $17.3 萬 | <0.1% | – |
| Soliton, Inc.834251100 | COM | 8,420 | $17.1 萬 | <0.1% | – |
| Vy Global GrowthG9444H100 | COM CL A | 16,934 | $16.6 萬 | <0.1% | – |
| UGLProShares Trust II | ULTRA GOLD | 2,762 | $15.4 萬 | <0.1% | 歷史 |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 21,199 | $14.6 萬 | <0.1% | 歷史 |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 13,623 | $13.9 萬 | <0.1% | – |
| MSONMisonix Inc | COM | 5,098 | $12.9 萬 | <0.1% | 歷史 |
| ProShares Tr74347R669 | PSHS ULT SEMICDT | 3,744 | $12.8 萬 | <0.1% | – |
| Spartacus Acquisition Corp84677L109 | CL A | 11,990 | $12.1 萬 | <0.1% | – |
| HCWBHCW Biologics Inc. | COM | 37,384 | $11.9 萬 | <0.1% | 歷史 |
| Cbre Acquisition Hldgs Inc12510J205 | UNIT 99/99/9999 | 11,420 | $11.8 萬 | <0.1% | – |
| ETF Ser Solutions26922B600 | DEFIANCE NEXT | 5,998 | $11.8 萬 | <0.1% | – |
| CGAUCenterra Gold Inc. | COM | 16,263 | $11.1 萬 | <0.1% | 歷史 |
| Invesco Exchange Traded FD T46137V498 | S&P SMLCP MOMENT | 2,071 | $11.0 萬 | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E495 | PURBTA 0 5 YR | 3,471 | $9.20 萬 | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 1,870 | $8.20 萬 | <0.1% | – |
| Bank of Montreal063679831 | INVERSE ETN | 5,867 | $8.20 萬 | <0.1% | – |
| RMR Mortgage Tr76970B101 | COM | 7,801 | $8.00 萬 | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 2,108 | $7.80 萬 | <0.1% | – |
| CTACKing LLC Merger Sub, LLC | SHS CL A | 10,000 | $7.80 萬 | <0.1% | 歷史 |
| Barclays BK PLC06746P464 | FUND | 1,255 | $7.70 萬 | <0.1% | – |
| Credit Suisse Nassau Branch22539U107 | FI ENHNCD EUR 50 | 1,420 | $7.60 萬 | <0.1% | – |
| Victory Portfolios II92647X889 | VICTRYSHS VETERN | 2,418 | $7.60 萬 | <0.1% | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 2,584 | $7.50 萬 | <0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 2,880 | $7.40 萬 | <0.1% | – |
| First Tr Ftse Epra / Nareit33736N101 | COM | 1,419 | $7.10 萬 | <0.1% | – |
| Credit Suisse AG Nassau BRH22542D423 | LG CAP GRTH ENH | 96 | $6.70 萬 | <0.1% | – |