UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,584
- +157 vs. Q2 2021
- Portfolio value
- $239.3B
- +$1.77B (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Venus Acquisition CorporatioG9420F128 | RIGHT 02/01/2022 | 3,718 | $2.00K | <0.1% | −135−3.5% | Reduced | – |
| VLATValor Latitude Acquisition Corp. | CLASS A ORD SHS | 206 | $2.00K | <0.1% | +206 | New | History |
| Airspan Networks Holdings IN00951K112 | *W EXP 11/01/202 | 2,503 | $2.00K | <0.1% | +2,503 | New | – |
| Benson Hill, Inc.082490111 | *W EXP 99/99/999 | 1,637 | $2.00K | <0.1% | +1,637 | New | – |
| BlackSky Technology Inc.09263B116 | *W EXP 10/30/202 | 1,537 | $2.00K | <0.1% | +1,537 | New | – |
| CWANClearwater Analytics Holdings, Inc. | CL A | 61 | $2.00K | <0.1% | +61 | New | History |
| Dermata Therapeutics, Inc.249845116 | *W EXP 08/13/202 | 3,000 | $2.00K | <0.1% | +3,000 | New | – |
| Eg Acquisition Corp26846A118 | *W EXP 05/28/202 | 2,572 | $2.00K | <0.1% | +2,572 | New | – |
| eFFECTOR Therapeutics, Inc.28202V116 | *W EXP 12/31/202 | 1,228 | $2.00K | <0.1% | +1,228 | New | – |
| NXXTNextnrg, Inc. | COM NEW | 464 | $2.00K | <0.1% | +464 | New | History |
| Ginkgo Bioworks Holdings, Inc.37611X118 | *W EXP 08/01/202 | 506 | $2.00K | <0.1% | +506 | New | – |
| Good WKS II Acquisition Corp38216G112 | *W EXP 02/01/202 | 2,615 | $2.00K | <0.1% | +2,615 | New | – |
| HIPOHippo Holdings Inc. | COMMON STOCK | 350 | $2.00K | <0.1% | +350 | New | History |
| RBB FD Inc74933W742 | DRIVEWEALTH POWR | 100 | $2.00K | <0.1% | +100 | New | – |
| Sierra Lake Acquisition Corp.826332207 | UNIT 03/31/2028 | 249 | $2.00K | <0.1% | +249 | New | – |
| UNCYUnicycive Therapeutics, Inc. | COM | 621 | $2.00K | <0.1% | +621 | New | History |
| HHG Capital CorpG4R23P137 | UNIT 02/25/2026 | 200 | $2.00K | <0.1% | +200 | New | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 56 | $3.00K | <0.1% | +56 | New | – |
| Innovator ETFs Trust45782C599 | US SML CP PWR B | 114 | $3.00K | <0.1% | −1,872−94.3% | Reduced | – |
| HLMNHillman Solutions Corp. | COM | 191 | $3.00K | <0.1% | +191 | New | History |
| SEISolaris Energy Infrastructure, Inc. | COM CL A | 350 | $3.00K | <0.1% | +158+82.3% | Added | History |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 96 | $3.00K | <0.1% | −1,401−93.6% | Reduced | – |
| GCMGGCM Grosvenor Inc. | COM CL A | 241 | $3.00K | <0.1% | +241 | New | History |
| iShares Tr46434V761 | MSCI UAE ETF | 219 | $3.00K | <0.1% | +219 | New | – |
| MCFTMasterCraft Boat Holdings, Inc. | COM | 125 | $3.00K | <0.1% | −125−50.0% | Reduced | History |
| Pacer FDS Tr69374H865 | EMRG MKT CASH | 117 | $3.00K | <0.1% | +75+178.6% | Added | – |
| Exchange Listed FDS Tr30151E806 | SABA INT RATE | 146 | $3.00K | <0.1% | +96+192.0% | Added | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 77 | $3.00K | <0.1% | +77 | New | – |
| TRMDTORM plc | SHS CL A | 429 | $3.00K | <0.1% | +58+15.6% | Added | History |
| Tidal Trust I886364702 | SP DWJNS SUKUK | 174 | $3.00K | <0.1% | −152−46.6% | Reduced | – |
| PIMCO Equity Ser72201T342 | RAFI ESG US | 109 | $3.00K | <0.1% | −2,147−95.2% | Reduced | – |
| EGANEGAIN Corp | COM NEW | 261 | $3.00K | <0.1% | −2,450−90.4% | Reduced | History |
| MYFWFirst Western Financial Inc | COM | 105 | $3.00K | <0.1% | −386−78.6% | Reduced | History |
| HTBHomeTrust Bancshares, Inc. | COM | 99 | $3.00K | <0.1% | +59+147.5% | Added | History |
| MFINMedallion Financial Corp | COM | 400 | $3.00K | <0.1% | −15−3.6% | Reduced | History |
| PLXProtalix BioTherapeutics, Inc. | COM | 2,314 | $3.00K | <0.1% | +389+20.2% | Added | History |
| SNDASonida Senior Living, Inc. | COM | 93 | $3.00K | <0.1% | +93 | New | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 160 | $3.00K | <0.1% | −1,590−90.9% | Reduced | History |
| TACTTransact Technologies Inc | COM | 224 | $3.00K | <0.1% | −1,176−84.0% | Reduced | History |
| VHIValhi Inc | COM | 108 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Advisorshares Tr00768Y487 | DORSY FSM US | 89 | $3.00K | <0.1% | −1,610−94.8% | Reduced | – |
| Advisorshares Tr00768Y768 | STAR GLOB BUYW | 65 | $3.00K | <0.1% | +16+32.7% | Added | – |
| Advisorshares Tr00768Y834 | FOLIOBEYOND SMRT | 128 | $3.00K | <0.1% | +128 | New | – |
| ADNHAdvent Technologies Holdings, Inc. | COM CL A | 348 | $3.00K | <0.1% | +348 | New | History |
| AGFSAgroFresh Solutions, Inc. | COM | 1,302 | $3.00K | <0.1% | −93−6.7% | Reduced | History |
| APENApollo Endosurgery, Inc. | COM | 396 | $3.00K | <0.1% | −3,332−89.4% | Reduced | History |
| BNEDBarnes & Noble Education, Inc. | COM | 338 | $3.00K | <0.1% | −1,251−78.7% | Reduced | History |
| Big Cypress Acquisition Corp089115117 | *W EXP 07/25/202 | 3,090 | $3.00K | <0.1% | +939+43.7% | Added | – |
| Blade Air Mobili092667112 | COM | 1,158 | $3.00K | <0.1% | −1,307−53.0% | Reduced | – |
| BOLTBolt Biotherapeutics, Inc. | COM | 265 | $3.00K | <0.1% | +265 | New | History |
| Breeze Holdings Acquisitn Co106762107 | COM | 296 | $3.00K | <0.1% | +296 | New | – |
| CCLPCSI Compressco LP | COM UNIT | 1,849 | $3.00K | <0.1% | +1,849 | New | History |
| CalAmp Corp.128126109 | COM | 348 | $3.00K | <0.1% | −2,871−89.2% | Reduced | – |
| CLNNClene Inc. | COMMON STOCK | 468 | $3.00K | <0.1% | +390+500.0% | Added | History |
| Copel-ADR20441B605 | ADR | 460 | $3.00K | <0.1% | −17,742−97.5% | Reduced | – |
| Crucible Acquisition Corp22877P116 | *W EXP 12/26/202 | 3,869 | $3.00K | <0.1% | +3,869 | New | – |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 940 | $3.00K | <0.1% | −1,048−52.7% | Reduced | – |
| DXRDaxor Corp | COM | 217 | $3.00K | <0.1% | −716−76.7% | Reduced | History |
| Delwinds Ins Acquisition Cor24803C110 | *W EXP 08/01/202 | 4,836 | $3.00K | <0.1% | +4,438+1,115.1% | Added | – |
| Edtechx Holdings Acqu Corp I28139A110 | *W EXP 06/15/202 | 5,998 | $3.00K | <0.1% | −1,396−18.9% | Reduced | – |
| Emles Tr291361509 | PROTECTIVE ALCTN | 131 | $3.00K | <0.1% | +131 | New | – |
| EVOKEvoke Pharma Inc | COM | 2,303 | $3.00K | <0.1% | −14,999−86.7% | Reduced | History |
| FSTXF-star Therapeutics, Inc. | COM | 510 | $3.00K | <0.1% | −453−47.0% | Reduced | History |
| Fortistar Sustainable Sol Co34962M106 | COM CL A | 281 | $3.00K | <0.1% | −94−25.1% | Reduced | – |
| Franklin Templeton ETF Tr35473P561 | FTSE LATN AMRC | 121 | $3.00K | <0.1% | −172−58.7% | Reduced | – |
| Franklin Templeton ETF Tr35473P611 | LIBERTY INTL | 116 | $3.00K | <0.1% | −431−78.8% | Reduced | – |
| GMSGMS Inc. | COM | 58 | $3.00K | <0.1% | −32,808−99.8% | Reduced | History |
| Gabelli ETFs Trust36261K202 | GROWTH INNOVATOR | 102 | $3.00K | <0.1% | +102 | New | – |
| Global X FDS37950E705 | MSCI CHINA INDST | 157 | $3.00K | <0.1% | −77−32.9% | Reduced | – |
| Globis Acquisition Corp.379582109 | COM | 267 | $3.00K | <0.1% | −1,990−88.2% | Reduced | – |
| HAYNHaynes International Inc | COM NEW | 69 | $3.00K | <0.1% | −1,441−95.4% | Reduced | History |
| Imv Inc44974L103 | COM | 1,718 | $3.00K | <0.1% | −1,014−37.1% | Reduced | – |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 617 | $3.00K | <0.1% | +617 | New | History |
| iShares Tr46435G276 | MSCI ARGENTINA | 107 | $3.00K | <0.1% | +107 | New | – |
| J P Morgan Exchange-Traded F46641Q738 | BETBULD MSCI | 29 | $3.00K | <0.1% | +29 | New | – |
| J P Morgan Exchange-Traded F46641Q795 | US DIVIDEND | 92 | $3.00K | <0.1% | +92 | New | – |
| HURATuHURA Biosciences, Inc. | COM | 3,998 | $3.00K | <0.1% | −1,728−30.2% | Reduced | History |
| KL Acquisition Corp49837C109 | COM CL A | 327 | $3.00K | <0.1% | −187−36.4% | Reduced | – |
| LJPCLa Jolla Pharmaceutical Co | COM PAR $.0001 2 | 700 | $3.00K | <0.1% | −1,727−71.2% | Reduced | History |
| LITBLightInTheBox Holding Co., Ltd. | SPONSORED ADR | 2,000 | $3.00K | <0.1% | −200−9.1% | Reduced | History |
| Lizhi Inc53933L104 | ADS | 914 | $3.00K | <0.1% | +912+45,600.0% | Added | – |
| MTCRMetacrine, Inc. | COM | 995 | $3.00K | <0.1% | −504−33.6% | Reduced | History |
| Mogo Inc60800C109 | COM | 715 | $3.00K | <0.1% | −959−57.3% | Reduced | – |
| NWLINational Western Life Group, Inc. | CL A | 15 | $3.00K | <0.1% | +15 | New | History |
| Alkuri Global Acquisition Corp.66981N111 | *W EXP 02/09/202 | 1,808 | $3.00K | <0.1% | +735+68.5% | Added | – |
| Nushares ETF Tr67092P706 | NUVEEN SHRT TERM | 84 | $3.00K | <0.1% | −2,410−96.6% | Reduced | – |
| PTNPalatin Technologies Inc | COM PAR $ .01 | 8,908 | $3.00K | <0.1% | −12,434−58.3% | Reduced | History |
| PHASPhaseBio Pharmaceuticals Inc | COM | 1,000 | $3.00K | <0.1% | −3,087−75.5% | Reduced | History |
| AGSPlayAGS, Inc. | COM | 397 | $3.00K | <0.1% | +397 | New | History |
| PFIEProfire Energy Inc | COM | 2,313 | $3.00K | <0.1% | +2,313 | New | History |
| ProShares Tr74347G788 | ULTR NASDAQCMPTG | 71 | $3.00K | <0.1% | −629−89.9% | Reduced | – |
| Science Strategic Acq Alpha808641112 | *W EXP 01/20/202 | 3,739 | $3.00K | <0.1% | +1,100+41.7% | Added | – |
| Seven Oaks Acquisition Corp81787X114 | *W EXP 12/22/202 | 4,125 | $3.00K | <0.1% | −4,076−49.7% | Reduced | – |
| Simplify Exchange Traded Fun82889N400 | NASDAQ 100 CNVX | 89 | $3.00K | <0.1% | −626−87.6% | Reduced | – |
| Takung Art Ltd87407Q207 | COM NEW | 456 | $3.00K | <0.1% | +456 | New | – |
| Thayer Ventures Acqu Corp88332T118 | *W EXP 01/01/203 | 2,441 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| THRThermon Group Holdings, Inc. | COM | 200 | $3.00K | <0.1% | −1,109−84.7% | Reduced | History |
| Thimble Point Acquisition Co88408P115 | *W EXP 02/04/202 | 2,860 | $3.00K | <0.1% | +2,860 | New | – |
| Tidewater Inc88642R174 | *W EXP 11/24/202 | 9,252 | $3.00K | <0.1% | −669−6.7% | Reduced | – |
| Transocean Ltd.893830BJ7 | DEB 0.500% 1/3 | – | $3.00K | <0.1% | – | – | – |
Options (746)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 746 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $3.90B | $2.92B |
| TSLATesla, Inc. | Stock | $3.46B | $1.15B |
| iShares Russell 2000 ETF464287655 | ETF | $3.41B | $867.4M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.01B | $744.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.86B | $771.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.14B | $165.9M |
| AAPLApple Inc. | Stock | $1.53B | $1.16B |
| GLDSPDR Gold Trust | ETF | $664.3M | $1.22B |
| MSFTMicrosoft Corp | Stock | $1.05B | $383.9M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.08B | $345.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $714.3M | $640.8M |
| AMZNAmazon Com Inc | Stock | $947.5M | $378.8M |
| BABAAlibaba Group Holding Ltd | ADR | $601.3M | $696.6M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | $1.18B | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $583.7M | $449.0M |
| NVDANVIDIA Corp | Stock | $777.3M | $175.7M |
| NFLXNetflix Inc | Stock | $790.3M | $118.0M |
| LOGILogitech International S.A. | SHS | $30.1M | $801.3M |
| AMDAdvanced Micro Devices Inc | Stock | $632.4M | $157.7M |
| BACBank of America Corp | Stock | $617.4M | $146.9M |
| MSMorgan Stanley | Stock | $628.1M | $91.6M |
| XYZBlock, Inc. | CL A | $597.1M | $116.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $415.3M | $265.1M |
| METAMeta Platforms, Inc. | Stock | $451.1M | $141.0M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $585.7M |
| PINSPinterest, Inc. | CL A | $51.0M | $518.6M |
| JPMJPMorgan Chase & Co | Stock | $477.5M | $74.0M |
| CCitigroup Inc | Stock | $474.6M | $75.9M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $255.4M | $258.2M |
| CRMSalesforce, Inc. | Stock | $360.6M | $100.6M |
| iShares MSCI Eafe ETF464287465 | ETF | $334.8M | $98.6M |
| INTCIntel Corp | Stock | $324.7M | $102.7M |
| MUMicron Technology Inc | Stock | $338.9M | $84.8M |
| CSCOCisco Systems, Inc. | Stock | $312.6M | $95.9M |
| PYPLPayPal Holdings, Inc. | Stock | $287.3M | $103.2M |
| SLViShares Silver Trust | ETF | $240.6M | $146.7M |
| AVGOBroadcom Inc. | Stock | $290.9M | $95.4M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $107.0M | $259.8M |
| iShares Tr464287739 | U.S. REAL ES ETF | $351.6M | $6.71M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $142.4M | $207.4M |
| QCOMQualcomm Inc | Stock | $247.5M | $70.4M |
| UBERUber Technologies, Inc | Stock | $249.6M | $64.0M |
| DISWalt Disney Co | Stock | $215.5M | $97.6M |
| GOOGAlphabet Inc. | Stock | $242.4M | $64.0M |
| ADBEAdobe Inc. | Stock | $211.9M | $87.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $95.6M | $200.3M |
| HDHome Depot, Inc. | Stock | $235.4M | $59.1M |
| ZMZoom Communications, Inc. | Stock | $263.9M | $25.3M |
| GOOGLAlphabet Inc. | Stock | $222.0M | $66.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $256.7M | $27.2M |
| GSGoldman Sachs Group Inc | Stock | $239.1M | $41.6M |
| WFCWells Fargo & Company | Stock | $205.3M | $69.4M |
| ALCAlcon Inc | Stock | $17.8M | $255.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $266.4M | $1.20M |
| IAAIAA, Inc. | COM | $27.8M | $226.0M |
| SNOWSnowflake Inc. | Stock | $52.3M | $200.6M |
| JDJD.com, Inc. | SPON ADS CL A | $51.8M | $198.5M |
| ABBVAbbVie Inc. | Stock | $179.1M | $62.2M |
| TWTRTwitter, Inc. | COM | $222.0M | $11.1M |
| CMCSAComcast Corp | Stock | $169.7M | $62.7M |
| IBMInternational Business Machines Corp | Stock | $166.9M | $63.4M |
| UBSUBS Group AG | Stock | $51.7M | $167.2M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $78.4M | $139.1M |
| ORCLOracle Corp | Stock | $158.4M | $51.3M |
| SBUXStarbucks Corp | Stock | $152.3M | $56.7M |
| DOCUDocuSign, Inc. | Stock | $185.4M | $23.5M |
| SHOPShopify Inc. | Stock | $192.6M | $14.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $42.9M | $161.5M |
| VVisa Inc. | Stock | $159.0M | $41.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $173.0M | $24.9M |
| BIDUBaidu, Inc. | ADR | $116.7M | $81.1M |
| BLKBlackRock, Inc. | COM | $147.0M | $47.3M |
| STLAStellantis N.V. | SHS | $93.5M | $89.3M |
| TGTTarget Corp | Stock | $135.0M | $43.3M |
| FICOFair Isaac Corp | COM | $26.1M | $146.8M |
| GMGeneral Motors Co | COM | $116.5M | $56.1M |
| UUnity Software Inc. | COM | $36.5M | $133.0M |
| KHCKraft Heinz Co | Stock | $115.8M | $51.0M |
| GILDGilead Sciences, Inc. | Stock | $107.3M | $59.1M |
| CATCaterpillar Inc | Stock | $120.2M | $46.1M |
| SESea Ltd | SPONSORD ADS | $58.8M | $106.6M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $151.6M | $12.6M |
| MAMastercard Inc | Stock | $97.9M | $63.6M |
| BABoeing Co | Stock | $138.6M | $22.4M |
| UNHUnitedHealth Group Inc | Stock | $136.7M | $21.0M |
| PFEPfizer Inc | Stock | $125.4M | $27.5M |
| AXPAmerican Express Co | Stock | $127.4M | $23.9M |
| NKENIKE, Inc. | Stock | $123.3M | $25.3M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $144.9M |
| TAT&T Inc. | Stock | $51.1M | $93.4M |
| EAElectronic Arts Inc. | COM | $91.6M | $51.8M |
| METMetlife Inc | Stock | $115.3M | $26.1M |
| DUKDuke Energy CORP | Stock | $45.1M | $86.1M |
| FANGDiamondback Energy, Inc. | Stock | $2.06M | $125.0M |
| COINCoinbase Global, Inc. | COM CL A | $123.5M | $2.76M |
| CMGChipotle Mexican Grill Inc | COM | $86.6M | $38.4M |
| NEENextera Energy Inc | Stock | $64.1M | $58.8M |
| AALAmerican Airlines Group Inc. | Stock | $112.9M | $9.48M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $79.9M | $40.8M |
| EXPEExpedia Group, Inc. | Stock | $11.7M | $101.7M |
Sold out since Q2 2021 (1,007)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 1,007 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 7,067,988 | $133.9M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 377,796 | $39.8M | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 201,839 | $33.3M | <0.1% | History |
| NAVNavistar International Corp | COM | 398,761 | $17.7M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 574,117 | $8.47M | <0.1% | – |
| LMNXLuminex Corp | COM | 220,693 | $8.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 429,294 | $8.11M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 164,190 | $5.26M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 116,774 | $5.26M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 431,756 | $5.03M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 53,462 | $4.47M | <0.1% | – |
| TLNDTalend S.A. | ADS | 67,275 | $4.41M | <0.1% | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 386,347 | $3.84M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 328,403 | $3.69M | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 1,422,627 | $3.39M | <0.1% | – |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 311,190 | $3.21M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 300,000 | $3.00M | <0.1% | – |
| GRAW R Grace & Co | COM | 41,057 | $2.84M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 32,829 | $2.54M | <0.1% | History |
| PFPTProofpoint Inc | COM | 13,369 | $2.32M | <0.1% | History |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2.31M | <0.1% | – |
| Triterras IncG9103H102 | SHS CL A | 253,263 | $1.76M | <0.1% | – |
| Direxion Shs ETF Tr25460G765 | HIGH GROWTH | 25,000 | $1.70M | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 108,211 | $1.67M | <0.1% | History |
| Direxion Shs ETF Tr25460G724 | CONNECTED CONSUM | 25,511 | $1.54M | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 108,326 | $1.51M | <0.1% | – |
| SWISolarWinds Corp | COM | 88,316 | $1.49M | <0.1% | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 11,577 | $1.16M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 30,799 | $1.14M | <0.1% | History |
| KNLKnoll Inc | COM NEW | 43,113 | $1.12M | <0.1% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 71,848 | $1.07M | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 60,126 | $891.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 12,019 | $866.0K | <0.1% | – |
| ONCROncorus, Inc. | COM | 60,940 | $841.0K | <0.1% | History |
| AFIBAcutus Medical, Inc. | COM | 47,660 | $810.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 26,001 | $749.0K | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 50,928 | $716.0K | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 64,750 | $593.0K | <0.1% | History |
| FNGUBank of Montreal | MICROSECTORS IDX | 15,151 | $579.0K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 44,612 | $505.0K | <0.1% | – |
| GBIOGeneration Bio Co. | COM | 17,217 | $463.0K | <0.1% | History |
| EBETEBET, Inc. | COM | 20,982 | $442.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 5,616 | $414.0K | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 21,678 | $373.0K | <0.1% | – |
| LGOLargo Inc. | COM | 23,278 | $363.0K | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 11,386 | $314.0K | <0.1% | – |
| Direxion Shs ETF Tr25460G708 | BRZ BL 2X SHS | 2,225 | $300.0K | <0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 28,995 | $289.0K | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 28,971 | $289.0K | <0.1% | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 4,668 | $287.0K | <0.1% | – |
| TLMDSOC Telemed, Inc. | COM CL A | 47,670 | $271.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 29,557 | $259.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 8,624 | $254.0K | <0.1% | – |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 24,902 | $249.0K | <0.1% | – |
| Direxion Shs ETF Tr25490K596 | DALY HOM B&S BUL | 3,151 | $245.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 14,250 | $208.0K | <0.1% | – |
| NESRNational Energy Services Reunited Corp. | SHS | 14,264 | $204.0K | <0.1% | History |
| Concord Acquisition Corp206071201 | UNIT 12/28/2025 | 19,453 | $201.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740128 | UNIT 99/99/9999 | 19,218 | $201.0K | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 3,812 | $193.0K | <0.1% | – |
| ABUSArbutus Biopharma Corp | COM | 62,310 | $189.0K | <0.1% | History |
| MMACMMA Capital Holdings, LLC | COM | 6,927 | $189.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 3,334 | $184.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 17,660 | $184.0K | <0.1% | – |
| TACTransalta Corp | COM | 18,360 | $183.0K | <0.1% | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 6,519 | $181.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y165 | DLY S&P500 2XS | 1,743 | $170.0K | <0.1% | – |
| DGICADonegal Group Inc | CL A | 11,617 | $169.0K | <0.1% | History |
| D8 Holdings CorpG2614K110 | SHS CL A | 16,861 | $168.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 16,375 | $163.0K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 5,130 | $162.0K | <0.1% | – |
| CUROCURO Group Holdings Corp. | COM | 9,315 | $159.0K | <0.1% | History |
| Vanguard Wellington FD921935607 | US MULTIFACTOR | 1,546 | $156.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,475 | $155.0K | <0.1% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 4,429 | $150.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 16,042 | $143.0K | <0.1% | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 19,446 | $140.0K | <0.1% | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,743 | $138.0K | <0.1% | – |
| ChargePoint Holdings, Inc.15961R113 | *W EXP 07/25/202 | 5,851 | $136.0K | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 11,144 | $136.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 2,149 | $134.0K | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 15,405 | $131.0K | <0.1% | – |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 4,533 | $128.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 1,697 | $126.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E679 | DAILY TRANS 3X | 2,938 | $121.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 7,700 | $116.0K | <0.1% | – |
| Blue Hat Interactive Entmt TG1329V106 | SHS | 134,447 | $116.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 3,563 | $115.0K | <0.1% | – |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 4,080 | $115.0K | <0.1% | – |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,159 | $114.0K | <0.1% | – |
| UNBUnion Bankshares Inc | COM | 3,116 | $113.0K | <0.1% | History |
| ProShares Tr74347G689 | ULTSHT RUSS2000 | 8,520 | $113.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R829 | NASDAQ RETAIL | 3,235 | $110.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 3,770 | $107.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 5,884 | $99.0K | <0.1% | History |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 3,165 | $98.0K | <0.1% | – |
| NRXPNRX Pharmaceuticals, Inc. | COM | 8,385 | $97.0K | <0.1% | History |
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 43,809 | $94.0K | <0.1% | – |