UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 8,584
- +157 vs. Q2 2021
- Portfolio value
- $239.3B
- +$1.77B (+0.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Fortress Value Acquis Corp I34964G115 | *W EXP 12/31/202 | 1,165 | $1.00K | <0.1% | −2,109−64.4% | Reduced | – |
| FWDIForward Industries, Inc. | COM NEW | 524 | $1.00K | <0.1% | −1,395−72.7% | Reduced | History |
| Franklin Templeton ETF Tr35473P876 | LIBERTYQ US SML | 38 | $1.00K | <0.1% | +38 | New | – |
| FSD Pharma Inc35954B206 | CL B SUB VTG | 920 | $1.00K | <0.1% | +414+81.8% | Added | – |
| GWG Hldgs Inc36192A109 | COM | 87 | $1.00K | <0.1% | −797−90.2% | Reduced | – |
| GPXGP Strategies Corp | COM | 42 | $1.00K | <0.1% | −661−94.0% | Reduced | History |
| Gaming & Hospitality Acqu Co364681114 | *W EXP 02/04/202 | 1,012 | $1.00K | <0.1% | +1,012 | New | – |
| Global X FDS37954Y350 | X EMERGING MKT | 24 | $1.00K | <0.1% | +24 | New | – |
| Global X FDS37954Y566 | MSCI CHINA LRG | 42 | $1.00K | <0.1% | +42 | New | – |
| CALCCalciMedica, Inc. | COM SHS | 209 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| GHLDGuild Holdings Co | CL A | 100 | $1.00K | <0.1% | −652−86.7% | Reduced | History |
| Hamilton Lane Alliance Hldgs40749M111 | *W EXP 01/12/202 | 1,875 | $1.00K | <0.1% | +943+101.2% | Added | – |
| Hennessy Capital Invs Corp V42589T115 | *W EXP 01/20/202 | 840 | $1.00K | <0.1% | −202−19.4% | Reduced | – |
| RKTORocket One Inc. | COM | 972 | $1.00K | <0.1% | +972 | New | History |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | 4,119 | $1.00K | <0.1% | +3,355+439.1% | Added | History |
| Ifresh Inc449538107 | COM | 583 | $1.00K | <0.1% | −3,354−85.2% | Reduced | – |
| Idex Biometrics ASA45173W105 | SPONSORED ADR | 62 | $1.00K | <0.1% | +62 | New | – |
| IMAImageneBio, Inc. | COM | 85 | $1.00K | <0.1% | +85 | New | History |
| IORIncome Opportunity Realty Investors Inc | COM | 106 | $1.00K | <0.1% | −970−90.1% | Reduced | History |
| Industrial Tech Acqu Inc456357110 | *W EXP 08/06/202 | 1,100 | $1.00K | <0.1% | +1,100 | New | – |
| TULPBloomia Holdings, Inc. | COM NEW | 142 | $1.00K | <0.1% | −2,109−93.7% | Reduced | History |
| Insu Acquisition Corp III457817112 | *W EXP 12/31/202 | 1,768 | $1.00K | <0.1% | +1,499+557.2% | Added | – |
| Interprivate IV Infratech PR46064T201 | UNIT 03/05/2026 | 131 | $1.00K | <0.1% | −3,676−96.6% | Reduced | – |
| INUVInuvo, Inc. | COM NEW | 2,057 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46436E676 | ESG AWARE GROWTH | 28 | $1.00K | <0.1% | −2,267−98.8% | Reduced | – |
| ISLEIsleworth Healthcare Acquisition Corp. | COM | 66 | $1.00K | <0.1% | −527−88.9% | Reduced | History |
| Isleworth Healthcare Acqu Co46468P110 | *W EXP 08/02/202 | 2,397 | $1.00K | <0.1% | −1,513−38.7% | Reduced | – |
| Joff Fintech Acquisition Cor46592C118 | *W EXP 02/04/202 | 1,100 | $1.00K | <0.1% | +1,100 | New | – |
| J P Morgan Exchange-Traded F46641Q787 | US MINMUM VOLT | 42 | $1.00K | <0.1% | −115−73.2% | Reduced | – |
| AIJTYJianpu Technology Inc. | ADS COMMON | 469 | $1.00K | <0.1% | +50+11.9% | Added | History |
| Jupiter Wellness Inc48208F113 | *W EXP 06/17/202 | 1,079 | $1.00K | <0.1% | −2,227−67.4% | Reduced | – |
| KLRKaleyra, Inc. | COM | 90 | $1.00K | <0.1% | −3,891−97.7% | Reduced | History |
| KELYBKelly Services Inc | CL B | 30 | $1.00K | <0.1% | −466−94.0% | Reduced | History |
| Kins Technology Group Inc49714K117 | *W EXP 10/14/202 | 1,356 | $1.00K | <0.1% | +1,356 | New | – |
| LGL Group Inc50186A132 | *W EXP 11/16/202 | 817 | $1.00K | <0.1% | +317+63.4% | Added | – |
| Lattice Strategies Tr518416607 | HARTFORD MLT DIV | 40 | $1.00K | <0.1% | +10+33.3% | Added | – |
| Lightjump Acquisition Corp53228M114 | *W EXP 01/12/202 | 1,816 | $1.00K | <0.1% | −168−8.5% | Reduced | – |
| Lion Group Holding Ltd53620U110 | *W EXP 06/17/202 | 7,887 | $1.00K | <0.1% | +7,887 | New | – |
| LITSLite Strategy, Inc. | COM NEW | 484 | $1.00K | <0.1% | −3,225−87.0% | Reduced | History |
| Mallard Acquisition Corp561204116 | *W EXP 06/30/202 | 2,475 | $1.00K | <0.1% | +2,435+6,087.5% | Added | – |
| MRINMarin Software Inc | COM NEW | 71 | $1.00K | <0.1% | −13,623−99.5% | Reduced | History |
| Merida Merger Corp I58953M114 | *W EXP 11/07/202 | 973 | $1.00K | <0.1% | −1,022−51.2% | Reduced | – |
| MACKMerrimack Pharmaceuticals Inc | COM NEW | 197 | $1.00K | <0.1% | −302−60.5% | Reduced | History |
| MILEMetromile, LLC | COM | 350 | $1.00K | <0.1% | −5,033−93.5% | Reduced | History |
| Montes Archimedes Acquisitio612657114 | *W EXP 99/99/999 | 712 | $1.00K | <0.1% | −205−22.4% | Reduced | – |
| CTEVClaritev Corp | COM | 112 | $1.00K | <0.1% | −6,518−98.3% | Reduced | History |
| NMRDNemaura Medical Inc. | COM NEW | 85 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| New Age Alpha Tr64157X203 | AVDR US LRGCP ES | 19 | $1.00K | <0.1% | −79−80.6% | Reduced | – |
| JFU9F Inc. | SPONSORED ADS | 575 | $1.00K | <0.1% | −8,256−93.5% | Reduced | History |
| North Mountain Merger Corp661204115 | *W EXP 09/16/202 | 1,295 | $1.00K | <0.1% | −3,682−74.0% | Reduced | – |
| XMAXXMax Inc. | COM NEW | 596 | $1.00K | <0.1% | +596 | New | History |
| OTR Acquisition Corp.67113Q113 | *W EXP 11/30/202 | 2,033 | $1.00K | <0.1% | −4−0.2% | Reduced | – |
| YI111, Inc. | ADS | 123 | $1.00K | <0.1% | −1,098−89.9% | Reduced | History |
| OTICOtonomy, Inc. | COM | 400 | $1.00K | <0.1% | −9,934−96.1% | Reduced | History |
| Ouster, Inc.68989M111 | *W EXP 03/11/202 | 680 | $1.00K | <0.1% | −2,418−78.1% | Reduced | – |
| Oyster Enterprises Acq Corp69242M112 | *W EXP 01/20/202 | 1,728 | $1.00K | <0.1% | +978+130.4% | Added | – |
| PHARPharming Group N.V. | SPON ADS | 114 | $1.00K | <0.1% | −1,205−91.4% | Reduced | History |
| Points Intl Ltd730843208 | COM NEW | 85 | $1.00K | <0.1% | −337−79.9% | Reduced | – |
| PRAXPraxis Precision Medicines, Inc. | COM | 55 | $1.00K | <0.1% | +55 | New | History |
| Professional Hldg Corp743139107 | CL A COM | 30 | $1.00K | <0.1% | −979−97.0% | Reduced | – |
| ProShares Tr74347X641 | SHRT RL EST FD | 156 | $1.00K | <0.1% | −1,857−92.3% | Reduced | – |
| Proptech Investment Corp II743497117 | *W EXP 12/08/202 | 641 | $1.00K | <0.1% | −1,742−73.1% | Reduced | – |
| PRTCYPureTech Health plc | ADS | 20 | $1.00K | <0.1% | −43−68.3% | Reduced | History |
| QUMUQumu Corp | COM | 214 | $1.00K | <0.1% | +182+568.8% | Added | History |
| QUOTQuotient Technology Inc. | COM | 138 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| REVGREV Group, Inc. | COM | 61 | $1.00K | <0.1% | −1,065−94.6% | Reduced | History |
| METCRamaco Resources, Inc. | COM | 68 | $1.00K | <0.1% | +68 | New | History |
| Reliance Global Group, Inc.75946W116 | *W EXP 02/01/202 | 3,269 | $1.00K | <0.1% | +950+41.0% | Added | – |
| RIBTRiceBran Technologies | COM NEW | 2,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| RBCNRubicon Technology, Inc. | COM NEW | 107 | $1.00K | <0.1% | −1,904−94.7% | Reduced | History |
| SCP & Co Healthcare Acqustn784065112 | *W EXP 01/27/202 | 1,775 | $1.00K | <0.1% | −574−24.4% | Reduced | – |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | 1,033 | $1.00K | <0.1% | +1,033 | New | – |
| CARMCarisma Therapeutics Inc. | COM | 1,750 | $1.00K | <0.1% | −6,939−79.9% | Reduced | History |
| Simplify Exchange Traded Fun82889N509 | NASDAQ 100 DS CN | 22 | $1.00K | <0.1% | +22 | New | – |
| Siyata Mobile Inc83013Q152 | *W EXP 09/24/202 | 1,647 | $1.00K | <0.1% | +751+83.8% | Added | – |
| Stealth Biotherapeutics Corp85789A105 | SPONSORED ADS | 487 | $1.00K | <0.1% | −14,820−96.8% | Reduced | – |
| SSYSunlink Health Systems Inc | COM | 493 | $1.00K | <0.1% | +394+398.0% | Added | History |
| Nuburu, Inc.87403Q102 | COM CL A | 103 | $1.00K | <0.1% | −116,071−99.9% | Reduced | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 1,234 | $1.00K | <0.1% | +1,234 | New | – |
| Tech and Energy Transition87823R201 | UNIT 03/31/2028 | 109 | $1.00K | <0.1% | +109 | New | – |
| Toughbuilt Inds Inc89157G116 | *W EXP 05/15/202 | 4,171 | $1.00K | <0.1% | −3,796−47.6% | Reduced | – |
| TCDATricida, Inc. | COM | 282 | $1.00K | <0.1% | −169−37.5% | Reduced | History |
| TRIBTrinity Biotech PLC | SPON ADR NEW | 605 | $1.00K | <0.1% | −2,581−81.0% | Reduced | History |
| TOURTuniu Corp | SPONSORED ADS A | 339 | $1.00K | <0.1% | +339 | New | History |
| US Well Services Inc91274U119 | WARRANT | 5,825 | $1.00K | <0.1% | −5,147−46.9% | Reduced | – |
| UUUUniversal Safety Products, Inc. | COM NEW | 175 | $1.00K | <0.1% | −2,762−94.0% | Reduced | History |
| UWM Holdings Corp91823B117 | *W EXP 01/21/202 | 941 | $1.00K | <0.1% | −3,743−79.9% | Reduced | – |
| VanEck Vectors ETF Tr92189H508 | MUNI ALOCATN ETF | 44 | $1.00K | <0.1% | −1,490−97.1% | Reduced | – |
| Vectoiq Acquisition Corp II92244F117 | *W EXP 01/07/202 | 1,475 | $1.00K | <0.1% | +1,475 | New | – |
| Verb Technology Co Inc92337U112 | *W EXP 03/14/202 | 852 | $1.00K | <0.1% | +852 | New | – |
| Viveon Health Acquisition Co92853V114 | *W EXP 99/99/999 | 2,026 | $1.00K | <0.1% | +2,026 | New | – |
| VORVor Biopharma Inc. | COM | 37 | $1.00K | <0.1% | −5,081−99.3% | Reduced | History |
| XWELXWELL, Inc. | COM | 1,000 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CNETZW Data Action Technologies Inc. | COM | 855 | $1.00K | <0.1% | −9,503−91.7% | Reduced | History |
| Ace Convergence Acqu CorpG0083D112 | UNIT 99/99/9999 | 51 | $1.00K | <0.1% | +51 | New | – |
| Altimar Acquisition Corp IIG03709121 | *W EXP 02/09/202 | 954 | $1.00K | <0.1% | +954 | New | – |
| Avanti Acquisition CorpG0682V109 | SHS CL A | 63 | $1.00K | <0.1% | −5,018−98.8% | Reduced | – |
| Burgundy Technology Acqu CorG1702T124 | *W EXP 08/31/202 | 872 | $1.00K | <0.1% | −1,762−66.9% | Reduced | – |
| China Xiangtai Food Co LtdG21621100 | SHS | 1,296 | $1.00K | <0.1% | −6,300−82.9% | Reduced | – |
| CSTAFConstellation Acquisition Corp I | SHS CL A | 63 | $1.00K | <0.1% | −909−93.5% | Reduced | History |
Options (746)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 746 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $3.90B | $2.92B |
| TSLATesla, Inc. | Stock | $3.46B | $1.15B |
| iShares Russell 2000 ETF464287655 | ETF | $3.41B | $867.4M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $3.01B | $744.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.86B | $771.2M |
| iShares Tr464288513 | IBOXX HI YD ETF | $3.14B | $165.9M |
| AAPLApple Inc. | Stock | $1.53B | $1.16B |
| GLDSPDR Gold Trust | ETF | $664.3M | $1.22B |
| MSFTMicrosoft Corp | Stock | $1.05B | $383.9M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.08B | $345.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $714.3M | $640.8M |
| AMZNAmazon Com Inc | Stock | $947.5M | $378.8M |
| BABAAlibaba Group Holding Ltd | ADR | $601.3M | $696.6M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | $1.18B | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $583.7M | $449.0M |
| NVDANVIDIA Corp | Stock | $777.3M | $175.7M |
| NFLXNetflix Inc | Stock | $790.3M | $118.0M |
| LOGILogitech International S.A. | SHS | $30.1M | $801.3M |
| AMDAdvanced Micro Devices Inc | Stock | $632.4M | $157.7M |
| BACBank of America Corp | Stock | $617.4M | $146.9M |
| MSMorgan Stanley | Stock | $628.1M | $91.6M |
| XYZBlock, Inc. | CL A | $597.1M | $116.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $415.3M | $265.1M |
| METAMeta Platforms, Inc. | Stock | $451.1M | $141.0M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $585.7M |
| PINSPinterest, Inc. | CL A | $51.0M | $518.6M |
| JPMJPMorgan Chase & Co | Stock | $477.5M | $74.0M |
| CCitigroup Inc | Stock | $474.6M | $75.9M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $255.4M | $258.2M |
| CRMSalesforce, Inc. | Stock | $360.6M | $100.6M |
| iShares MSCI Eafe ETF464287465 | ETF | $334.8M | $98.6M |
| INTCIntel Corp | Stock | $324.7M | $102.7M |
| MUMicron Technology Inc | Stock | $338.9M | $84.8M |
| CSCOCisco Systems, Inc. | Stock | $312.6M | $95.9M |
| PYPLPayPal Holdings, Inc. | Stock | $287.3M | $103.2M |
| SLViShares Silver Trust | ETF | $240.6M | $146.7M |
| AVGOBroadcom Inc. | Stock | $290.9M | $95.4M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $107.0M | $259.8M |
| iShares Tr464287739 | U.S. REAL ES ETF | $351.6M | $6.71M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $142.4M | $207.4M |
| QCOMQualcomm Inc | Stock | $247.5M | $70.4M |
| UBERUber Technologies, Inc | Stock | $249.6M | $64.0M |
| DISWalt Disney Co | Stock | $215.5M | $97.6M |
| GOOGAlphabet Inc. | Stock | $242.4M | $64.0M |
| ADBEAdobe Inc. | Stock | $211.9M | $87.6M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $95.6M | $200.3M |
| HDHome Depot, Inc. | Stock | $235.4M | $59.1M |
| ZMZoom Communications, Inc. | Stock | $263.9M | $25.3M |
| GOOGLAlphabet Inc. | Stock | $222.0M | $66.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $256.7M | $27.2M |
| GSGoldman Sachs Group Inc | Stock | $239.1M | $41.6M |
| WFCWells Fargo & Company | Stock | $205.3M | $69.4M |
| ALCAlcon Inc | Stock | $17.8M | $255.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $266.4M | $1.20M |
| IAAIAA, Inc. | COM | $27.8M | $226.0M |
| SNOWSnowflake Inc. | Stock | $52.3M | $200.6M |
| JDJD.com, Inc. | SPON ADS CL A | $51.8M | $198.5M |
| ABBVAbbVie Inc. | Stock | $179.1M | $62.2M |
| TWTRTwitter, Inc. | COM | $222.0M | $11.1M |
| CMCSAComcast Corp | Stock | $169.7M | $62.7M |
| IBMInternational Business Machines Corp | Stock | $166.9M | $63.4M |
| UBSUBS Group AG | Stock | $51.7M | $167.2M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $78.4M | $139.1M |
| ORCLOracle Corp | Stock | $158.4M | $51.3M |
| SBUXStarbucks Corp | Stock | $152.3M | $56.7M |
| DOCUDocuSign, Inc. | Stock | $185.4M | $23.5M |
| SHOPShopify Inc. | Stock | $192.6M | $14.1M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $42.9M | $161.5M |
| VVisa Inc. | Stock | $159.0M | $41.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $173.0M | $24.9M |
| BIDUBaidu, Inc. | ADR | $116.7M | $81.1M |
| BLKBlackRock, Inc. | COM | $147.0M | $47.3M |
| STLAStellantis N.V. | SHS | $93.5M | $89.3M |
| TGTTarget Corp | Stock | $135.0M | $43.3M |
| FICOFair Isaac Corp | COM | $26.1M | $146.8M |
| GMGeneral Motors Co | COM | $116.5M | $56.1M |
| UUnity Software Inc. | COM | $36.5M | $133.0M |
| KHCKraft Heinz Co | Stock | $115.8M | $51.0M |
| GILDGilead Sciences, Inc. | Stock | $107.3M | $59.1M |
| CATCaterpillar Inc | Stock | $120.2M | $46.1M |
| SESea Ltd | SPONSORD ADS | $58.8M | $106.6M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $151.6M | $12.6M |
| MAMastercard Inc | Stock | $97.9M | $63.6M |
| BABoeing Co | Stock | $138.6M | $22.4M |
| UNHUnitedHealth Group Inc | Stock | $136.7M | $21.0M |
| PFEPfizer Inc | Stock | $125.4M | $27.5M |
| AXPAmerican Express Co | Stock | $127.4M | $23.9M |
| NKENIKE, Inc. | Stock | $123.3M | $25.3M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $144.9M |
| TAT&T Inc. | Stock | $51.1M | $93.4M |
| EAElectronic Arts Inc. | COM | $91.6M | $51.8M |
| METMetlife Inc | Stock | $115.3M | $26.1M |
| DUKDuke Energy CORP | Stock | $45.1M | $86.1M |
| FANGDiamondback Energy, Inc. | Stock | $2.06M | $125.0M |
| COINCoinbase Global, Inc. | COM CL A | $123.5M | $2.76M |
| CMGChipotle Mexican Grill Inc | COM | $86.6M | $38.4M |
| NEENextera Energy Inc | Stock | $64.1M | $58.8M |
| AALAmerican Airlines Group Inc. | Stock | $112.9M | $9.48M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $79.9M | $40.8M |
| EXPEExpedia Group, Inc. | Stock | $11.7M | $101.7M |
Sold out since Q2 2021 (1,007)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 1,007 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 6,359,045 | $281.7M | 0.1% | History |
| Brookfield Property Partrs LG16249107 | UNIT LTD PARTN | 7,067,988 | $133.9M | 0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 451,615 | $83.0M | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 377,796 | $39.8M | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 201,839 | $33.3M | <0.1% | History |
| NAVNavistar International Corp | COM | 398,761 | $17.7M | <0.1% | History |
| Boston Private Finl Hldgs IN101119105 | COM | 574,117 | $8.47M | <0.1% | – |
| LMNXLuminex Corp | COM | 220,693 | $8.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 429,294 | $8.11M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 164,190 | $5.26M | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 116,774 | $5.26M | <0.1% | History |
| JAXJ. Alexander's Holdings, Inc. | COM | 431,756 | $5.03M | <0.1% | History |
| Lightspeed Pos Inc53227R106 | SUB VTG SHS | 53,462 | $4.47M | <0.1% | – |
| TLNDTalend S.A. | ADS | 67,275 | $4.41M | <0.1% | History |
| Acuityads Hldgs Inc Com00510L106 | Stock | 386,347 | $3.84M | <0.1% | – |
| ORBCOMM Inc.68555P100 | COM | 328,403 | $3.69M | <0.1% | – |
| Portman Ridge Fin Corp73688F102 | COM | 1,422,627 | $3.39M | <0.1% | – |
| Decarbonization Plus Acqu Co242797108 | COM CL A | 311,190 | $3.21M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 300,000 | $3.00M | <0.1% | – |
| GRAW R Grace & Co | COM | 41,057 | $2.84M | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 32,829 | $2.54M | <0.1% | History |
| PFPTProofpoint Inc | COM | 13,369 | $2.32M | <0.1% | History |
| BlackRock Science & Technolo09258G112 | RIGHT 07/14/2021 | 3,498,484 | $2.31M | <0.1% | – |
| Triterras IncG9103H102 | SHS CL A | 253,263 | $1.76M | <0.1% | – |
| Direxion Shs ETF Tr25460G765 | HIGH GROWTH | 25,000 | $1.70M | <0.1% | – |
| CBBCincinnati Bell Inc | COM NEW | 108,211 | $1.67M | <0.1% | History |
| Direxion Shs ETF Tr25460G724 | CONNECTED CONSUM | 25,511 | $1.54M | <0.1% | – |
| Stable RD Acquisition Corp85236Q109 | COM CL A | 108,326 | $1.51M | <0.1% | – |
| SWISolarWinds Corp | COM | 88,316 | $1.49M | <0.1% | History |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 11,577 | $1.16M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 30,799 | $1.14M | <0.1% | History |
| KNLKnoll Inc | COM NEW | 43,113 | $1.12M | <0.1% | History |
| EVYEaton Vance New York Municipal Income Trust | SH BEN INT | 71,848 | $1.07M | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 60,126 | $891.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 12,019 | $866.0K | <0.1% | – |
| ONCROncorus, Inc. | COM | 60,940 | $841.0K | <0.1% | History |
| AFIBAcutus Medical, Inc. | COM | 47,660 | $810.0K | <0.1% | History |
| Churchill Capital Corp IV171439102 | CL A | 26,001 | $749.0K | <0.1% | – |
| Ivy High Income Opportunitie465893105 | COM | 50,928 | $716.0K | <0.1% | – |
| KINKindred Biosciences, Inc. | COM | 64,750 | $593.0K | <0.1% | History |
| FNGUBank of Montreal | MICROSECTORS IDX | 15,151 | $579.0K | <0.1% | History |
| Via Renewables, Inc.846511103 | CL A COM | 44,612 | $505.0K | <0.1% | – |
| GBIOGeneration Bio Co. | COM | 17,217 | $463.0K | <0.1% | History |
| EBETEBET, Inc. | COM | 20,982 | $442.0K | <0.1% | History |
| USCRU.S. Concrete, Inc. | COM | 5,616 | $414.0K | <0.1% | History |
| iShares Tr46429B135 | INTL PFD STK ETF | 21,678 | $373.0K | <0.1% | – |
| LGOLargo Inc. | COM | 23,278 | $363.0K | <0.1% | History |
| Translate Bio, Inc.89374L104 | COM | 11,386 | $314.0K | <0.1% | – |
| Direxion Shs ETF Tr25460G708 | BRZ BL 2X SHS | 2,225 | $300.0K | <0.1% | – |
| Far Peak Acquisition CorpG3312L103 | SHS CL A | 28,995 | $289.0K | <0.1% | – |
| Diamond S Shipping Inc.Y20676105 | COM | 28,971 | $289.0K | <0.1% | – |
| Direxion Shs ETF Tr25459W730 | DLY MIDCAP ETF3X | 4,668 | $287.0K | <0.1% | – |
| TLMDSOC Telemed, Inc. | COM CL A | 47,670 | $271.0K | <0.1% | History |
| New Sr Invt Group Inc648691103 | COM | 29,557 | $259.0K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 8,624 | $254.0K | <0.1% | – |
| Osprey Technlgy Aquistion Co68839R104 | COM CL A | 24,902 | $249.0K | <0.1% | – |
| Direxion Shs ETF Tr25490K596 | DALY HOM B&S BUL | 3,151 | $245.0K | <0.1% | – |
| MSG Network Inc553573106 | CL A | 14,250 | $208.0K | <0.1% | – |
| NESRNational Energy Services Reunited Corp. | SHS | 14,264 | $204.0K | <0.1% | History |
| Concord Acquisition Corp206071201 | UNIT 12/28/2025 | 19,453 | $201.0K | <0.1% | – |
| Jaws Spitfire Acquisition CoG50740128 | UNIT 99/99/9999 | 19,218 | $201.0K | <0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 3,812 | $193.0K | <0.1% | – |
| ABUSArbutus Biopharma Corp | COM | 62,310 | $189.0K | <0.1% | History |
| MMACMMA Capital Holdings, LLC | COM | 6,927 | $189.0K | <0.1% | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 3,334 | $184.0K | <0.1% | – |
| Kensington Capital Acquisiti49006L203 | UNIT 99/99/9999 | 17,660 | $184.0K | <0.1% | – |
| TACTransalta Corp | COM | 18,360 | $183.0K | <0.1% | History |
| Direxion Shs ETF Tr25460E711 | DLY UTLTIES 3X | 6,519 | $181.0K | <0.1% | – |
| Direxion Shs ETF Tr25459Y165 | DLY S&P500 2XS | 1,743 | $170.0K | <0.1% | – |
| DGICADonegal Group Inc | CL A | 11,617 | $169.0K | <0.1% | History |
| D8 Holdings CorpG2614K110 | SHS CL A | 16,861 | $168.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N129 | CL A | 16,375 | $163.0K | <0.1% | – |
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 5,130 | $162.0K | <0.1% | – |
| CUROCURO Group Holdings Corp. | COM | 9,315 | $159.0K | <0.1% | History |
| Vanguard Wellington FD921935607 | US MULTIFACTOR | 1,546 | $156.0K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,475 | $155.0K | <0.1% | – |
| CNSTConstellation Pharmaceuticals Inc | COM | 4,429 | $150.0K | <0.1% | History |
| PAEPAE Inc | COM CL A | 16,042 | $143.0K | <0.1% | History |
| O2MICRO International Limite67107W100 | SPONS ADR | 19,446 | $140.0K | <0.1% | – |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 2,743 | $138.0K | <0.1% | – |
| ChargePoint Holdings, Inc.15961R113 | *W EXP 07/25/202 | 5,851 | $136.0K | <0.1% | – |
| PDACPeridot Acquisition Corp. | SHS CL A | 11,144 | $136.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 2,149 | $134.0K | <0.1% | – |
| Sogou Inc83409V104 | ADR REPSTG A | 15,405 | $131.0K | <0.1% | – |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 4,533 | $128.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P806 | RIVRFRNT DYN EUR | 1,697 | $126.0K | <0.1% | – |
| Direxion Shs ETF Tr25460E679 | DAILY TRANS 3X | 2,938 | $121.0K | <0.1% | – |
| Climate Change Crisis Real I18716C100 | CL A COM | 7,700 | $116.0K | <0.1% | – |
| Blue Hat Interactive Entmt TG1329V106 | SHS | 134,447 | $116.0K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 3,563 | $115.0K | <0.1% | – |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 4,080 | $115.0K | <0.1% | – |
| ProShares Tr74347R214 | PSHS ULT NASB | 1,159 | $114.0K | <0.1% | – |
| UNBUnion Bankshares Inc | COM | 3,116 | $113.0K | <0.1% | History |
| ProShares Tr74347G689 | ULTSHT RUSS2000 | 8,520 | $113.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738R829 | NASDAQ RETAIL | 3,235 | $110.0K | <0.1% | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 3,770 | $107.0K | <0.1% | – |
| SHSPSharpSpring, Inc. | COM | 5,884 | $99.0K | <0.1% | History |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 3,165 | $98.0K | <0.1% | – |
| NRXPNRX Pharmaceuticals, Inc. | COM | 8,385 | $97.0K | <0.1% | History |
| 1847 Goedeker Inc28252C117 | *W EXP 99/99/999 | 43,809 | $94.0K | <0.1% | – |