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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 21, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
579
−47 vs. Q1 2023
Portfolio value
$789.2M
+$37.2M (+4.9%) vs. Q1 2023
Filed
Jul 21, 2023
SEC
Holdings of Private Ocean, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF5,640,457$153.1M19.4%+566,324+11.2%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF625,307$57.5M7.3%−62,578−9.1%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD743,870$56.3M7.1%−152,113−17.0%Reduced–
iShares Tr46434V613CORE UNIVRSL USD857,270$39.0M4.9%+666,730+349.9%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF1,473,806$36.9M4.7%−505,357−25.5%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF244,859$33.0M4.2%−60,806−19.9%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF584,407$27.6M3.5%−40.0%Reduced–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG1,200,493$23.4M3.0%−495,962−29.2%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR889,972$21.3M2.7%−190,411−17.6%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE262,151$19.1M2.4%−67,532−20.5%Reduced–
VanEck ETF Trust92189H409HIGH YLD MUNIETF362,240$18.6M2.4%−101,272−21.8%Reduced–
Dimensional ETF Trust25434V658GLOBAL REAL EST724,239$17.7M2.2%+604,432+504.5%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD326,280$16.4M2.1%−127,145−28.0%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT501,021$15.5M2.0%−14,434−2.8%Reduced–
iShares Tr464287622RUS 1000 ETF61,195$14.9M1.9%−53−0.1%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF595,976$14.0M1.8%+399,467+203.3%Added–
iShares Inc46434G863ESG AWR MSCI EM420,005$13.3M1.7%−129,133−23.5%Reduced–
Dimensional ETF Trust25434V203INTL CORE EQT MK482,039$13.2M1.7%+307,886+176.8%Added–
iShares Tr464288414NATIONAL MUN ETF118,136$12.6M1.6%−16,445−12.2%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD400,735$10.6M1.3%+318,763+388.9%Added–
Vanguard Real Estate ETF922908553ETF111,400$9.31M1.2%−21,968−16.5%Reduced–
MSFTMicrosoft CorpStock26,122$8.90M1.1%+1,818+7.5%AddedHistory
iShares Core S&P 500 ETF464287200ETF18,753$8.36M1.1%−344−1.8%Reduced–
Dimensional ETF Trust25434V724US MKTWIDE VALUE226,228$7.80M1.0%−15,828−6.5%Reduced–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF46,315$7.58M1.0%−39−0.1%Reduced–
iShares Tr46435G425ESG AWR MSCI USA73,841$7.20M0.9%−3,768−4.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF31,132$6.86M0.9%+10,597+51.6%Added–
AAPLApple Inc.Stock28,093$5.45M0.7%+4,198+17.6%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF51,467$5.35M0.7%−1,404−2.7%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF95,001$4.39M0.6%+2,460+2.7%Added–
SPYSPDR S&P 500 ETF TrustETF9,239$4.10M0.5%−547−5.6%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF33,050$3.24M0.4%+1,901+6.1%Added–
Invesco Exchange Traded FD T46137V597RAFI US 150017,107$2.94M0.4%−130−0.8%Reduced–
Dimensional ETF Trust25434V807INTERNATNAL VAL83,681$2.75M0.3%+2,620+3.2%Added–
iShares Russell 1000 Value ETF464287598ETF16,566$2.61M0.3%+50.0%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF48,858$2.41M0.3%+1,294+2.7%Added–
Vanguard Morningstar Value ETF922908744ETF16,621$2.36M0.3%+121+0.7%Added–
AMZNAmazon Com IncStock18,060$2.35M0.3%−182−1.0%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F36,636$2.05M0.3%+23,907+187.8%Added–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS43,786$1.97M0.2%−1,078−2.4%Reduced–
iShares Core S&P Small Cap ETF464287804ETF19,501$1.94M0.2%+280+1.5%Added–
Dimensional U.S. Small Cap ETF25434V500ETF35,159$1.93M0.2%+1,119+3.3%Added–
iShares MSCI Eafe ETF464287465ETF24,786$1.80M0.2%−10,186−29.1%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF43,794$1.78M0.2%+12,724+41.0%Added–
Schwab US Dividend Equity ETF808524797ETF21,756$1.58M0.2%+13,825+174.3%Added–
BRK.BBerkshire Hathaway IncStock4,299$1.47M0.2%−153−3.4%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS28,093$1.41M0.2%−9,069−24.4%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF6,340$1.40M0.2%+3,872+156.9%Added–
iShares Inc46434G764MSCI EMRG CHN25,325$1.32M0.2%00.0%Unchanged–
NVDANVIDIA CorpStock3,012$1.27M0.2%−197−6.1%ReducedHistory
Flexshares Tr33939L100MORNSTAR USMKT7,545$1.27M0.2%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR27,187$1.20M0.2%−2,553−8.6%Reduced–
COSTCostco Wholesale CorpStock2,156$1.16M0.1%+12+0.6%AddedHistory
JNJJohnson & JohnsonStock6,921$1.15M0.1%+533+8.3%AddedHistory
iShares Tr464288356CALIF MUN BD ETF19,909$1.13M0.1%−894−4.3%Reduced–
iShares Russell 2000 ETF464287655ETF5,887$1.10M0.1%−103−1.7%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF5,089$1.03M0.1%+8+0.2%Added–
iShares Tr46435U218ESG MSCI LEADR12,549$971.5K0.1%+18+0.1%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF17,502$952.3K0.1%−4,911−21.9%Reduced–
MCDMcDonalds CorpStock3,177$948.0K0.1%+994+45.5%AddedHistory
ORealty Income CorpREIT15,690$938.1K0.1%−343−2.1%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF8,756$938.0K0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF4,544$903.7K0.1%−542−10.7%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY33,332$900.0K0.1%+3,344+11.2%Added–
GOOGAlphabet Inc.Stock7,050$852.8K0.1%+2,440+52.9%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF2,875$791.1K0.1%+386+15.5%Added–
Vanguard Total Bond Market ETF921937835ETF10,780$783.6K0.1%+1,034+10.6%Added–
SBUXStarbucks CorpStock7,618$754.6K0.1%−279−3.5%ReducedHistory
iShares S&P 100 ETF464287101ETF3,630$751.7K0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X871ST INTL CAP ETF24,135$736.4K0.1%−465−1.9%Reduced–
Invesco QQQ Trust Series I46090E103ETF1,967$726.5K0.1%−1,205−38.0%Reduced–
iShares Tr464288513IBOXX HI YD ETF9,247$694.2K0.1%−8,513−47.9%Reduced–
GOOGLAlphabet Inc.Stock5,674$679.2K0.1%+869+18.1%AddedHistory
ORCLOracle CorpStock5,696$678.3K0.1%−300−5.0%ReducedHistory
PGProcter & Gamble CoStock4,454$675.9K0.1%+141+3.3%AddedHistory
AJGArthur J. Gallagher & Co.COM2,967$651.4K0.1%+4+0.1%AddedHistory
UNHUnitedHealth Group IncStock1,272$611.6K0.1%+344+37.1%AddedHistory
MRKMerck & Co., Inc.Stock5,173$596.9K0.1%+443+9.4%AddedHistory
AXPAmerican Express CoStock3,295$573.9K0.1%−196−5.6%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,197$573.1K0.1%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock1,966$564.2K0.1%+1,101+127.3%AddedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF11,601$534.5K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,281$521.7K0.1%−95−6.9%Reduced–
iShares Select Dividend ETF464287168ETF4,568$517.6K0.1%−1,050−18.7%Reduced–
Chestnut Str Exchang Fd Sh Partnership N166668103COM538$509.1K0.1%00.0%Unchanged–
NKENIKE, Inc.Stock4,583$505.8K0.1%+399+9.5%AddedHistory
HDHome Depot, Inc.Stock1,610$500.1K0.1%+377+30.6%AddedHistory
XOMExxonMobil Holdings CorpCOM4,477$480.2K0.1%−239−5.1%ReducedHistory
iShares Core S&P US Value ETF464287663ETF6,120$478.9K0.1%+5+0.1%Added–
LLYEli Lilly & CoStock1,009$473.2K0.1%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF6,479$473.2K0.1%00.0%Unchanged–
MTTRMatterport, Inc.COM CL A150,000$472.5K0.1%00.0%UnchangedHistory
CVXChevron CorpStock2,967$466.8K0.1%+150+5.3%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF1,634$462.4K0.1%+89+5.8%Added–
iShares S&P 500 Growth ETF464287309ETF6,364$448.5K0.1%00.0%Unchanged–
ACNAccenture plcStock1,394$430.2K0.1%+889+176.0%AddedHistory
iShares Select U.S. REIT ETF464287564ETF7,508$417.2K0.1%00.0%Unchanged–
PEPPepsiCo IncStock2,250$416.7K0.1%+326+16.9%AddedHistory
iShares Tr464288281JPMORGAN USD EMG4,721$408.6K0.1%−1,726−26.8%Reduced–
SCHWSchwab Charles CorpStock6,913$391.8K<0.1%−2,417−25.9%ReducedHistory

Sold out since Q1 2023 (108)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Private Ocean, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
ADCAgree Realty CorpCOM2,220$152.3K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM1,450$141.0K<0.1%History
NEWRNew Relic, Inc.COM1,841$138.6K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1324$107.8K<0.1%History
BPOPPopular, Inc.COM NEW1,481$85.0K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP771$64.8K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,000$62.4K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD3,966$56.4K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX439$39.0K<0.1%–
iShares Tr464288687PFD AND INCM SEC1,000$31.2K<0.1%–
Vanguard Health Care ETF92204A504ETF120$28.6K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM757$26.2K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF408$25.1K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF1,113$25.0K<0.1%–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM1,700$19.8K<0.1%History
OHIOmega Healthcare Investors IncCOM680$18.6K<0.1%History
NCANuveen California Municipal Value FundCOM STK1,972$17.4K<0.1%History
DLRDigital Realty Trust, Inc.COM175$17.2K<0.1%History
WMBWilliams Companies, Inc.COM529$15.8K<0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF258$15.7K<0.1%–
ARCCAres Capital CorpCEF788$14.4K<0.1%History
OBDCBlue Owl Capital CorpCOM1,128$14.2K<0.1%History
Vanguard Total International Bond ETF92203J407ETF289$14.1K<0.1%–
VLOValero Energy CorpStock100$14.0K<0.1%History
ALEAllete IncCOM NEW214$13.8K<0.1%History
Macquarie Group Lt OrdQ57085286COM117$13.7K<0.1%–
SPDR Index Shs FDS78463X772ST S&P INTL ETF380$13.0K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE239$12.8K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN259$12.5K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF165$12.0K<0.1%–
ATIAti IncStock300$11.8K<0.1%History
Two Harbors Investment Corp.90187B804COM787$11.6K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF144$11.5K<0.1%–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL141$11.4K<0.1%–
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW168$10.0K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV221$9.45K<0.1%–
STBAS&T Bancorp IncCOM300$9.44K<0.1%History
MCRMFS Charter Income TrustSH BEN INT1,500$9.44K<0.1%History
Davis Fundamental ETF Tr23908L405SELCT INTL ETF500$9.19K<0.1%–
MMTAberdeen Multi-Market Income FundSH BEN INT2,000$9.08K<0.1%History
TFCTruist Financial CorpCOM248$8.44K<0.1%History
MDTMedtronic plcStock103$8.30K<0.1%History
HASHasbro, Inc.COM150$8.05K<0.1%History
First Rep BK San Francisco C33616C100COM575$8.04K<0.1%–
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF160$7.86K<0.1%–
SFTBFSoftbank Group Corp.COM200$7.79K<0.1%History
Capital Product Partners L PY11082206PARTNERSHP UNITS567$7.61K<0.1%–
INSWInternational Seaways, Inc.COM169$7.04K<0.1%History
SAPSAP SEADR50$6.33K<0.1%History
STNGScorpio Tankers Inc.SHS108$6.08K<0.1%History
OMEROmeros CorpCOM1,250$5.81K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT240$4.83K<0.1%History
ProShares Tr74347X831ULTRAPRO QQQ168$4.75K<0.1%–
ProShares Bitcoin ETF74347G440ETF265$4.64K<0.1%–
Global X FDS37954Y475S&P 500 COVERED112$4.52K<0.1%–
FBPFirst BancorpCOM NEW392$4.48K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF177$4.14K<0.1%–
iShares Tr464288422INTL DEVPPTY ETF136$3.66K<0.1%–
PBAPembina Pipeline CorpCOM108$3.50K<0.1%History
IPWRIdeal Power Inc.COM NEW296$3.09K<0.1%History
ETF Managers Tr26924G813AI POWERED EQT100$2.91K<0.1%–
NIONIO Inc.ADR241$2.53K<0.1%History
Global X FDS37954Y228CLEANTECH ETF155$2.47K<0.1%–
Global X FDS37960A859DOW 30 CO CA ETF110$2.38K<0.1%–
ASANAsana, Inc.CL A100$2.11K<0.1%History
Global X FDS37954Y459RUSSELL 2000112$2.00K<0.1%–
VODVodafone Group Public Ltd CoADR178$1.97K<0.1%History
TREXTrex Co IncCOM40$1.95K<0.1%History
Global X FDS37954Y483NASDAQ 100 COVER112$1.92K<0.1%–
TOSTToast, Inc.Stock100$1.77K<0.1%History
EHEHang Holdings LtdADS125$1.37K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT60$1.22K<0.1%–
PTONPeloton Interactive, Inc.CL A COM100$1.13K<0.1%History
Advisorshares Tr00768Y560ADVISORSHS ETF21$1.07K<0.1%–
RBLXRoblox CorpStock22$990<0.1%History
ALPPAlpine 4 Holdings, Inc.COM1,797$916<0.1%History
ARK ETF Tr00214Q5003D PRINTING ETF38$870<0.1%–
SPDR Series Trust78468R747ST STR MSCI GEN10$854<0.1%–
MFAMfa Financial, Inc.COM78$774<0.1%History
Tencent Holdings Ltd ADR88032Q109COM15$733<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY14$704<0.1%–
SENSSenseonics Holdings, Inc.COM707$502<0.1%History
PRLBProto Labs IncCOM15$497<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF25$470<0.1%–
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP5$437<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10017$434<0.1%–
WABWestinghouse Air Brake Technologies CorpStock4$404<0.1%History
MBCMasterBrand, Inc.COMMON STOCK44$354<0.1%History
RMRRMR Group Inc.CL A13$341<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN3$260<0.1%–
DKNGDraftKings Inc.Stock13$252<0.1%History
AIC3.ai, Inc.Stock7$235<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF14$229<0.1%History
Kraneshares Tr500767850MSCI CHINA CLEAN7$200<0.1%–
EVGOEVgo Inc.CL A COM25$195<0.1%History
Noble Corp PLC WRTG65431143Com132$149<0.1%–
MRAMEverspin Technologies Inc.COM20$136<0.1%History
UPSTUpstart Holdings, Inc.COM7$111<0.1%History
Hexo Corp428304406COM71$95<0.1%–
ACHRArcher Aviation Inc.Stock20$57<0.1%History