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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 24, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
491
−88 vs. Q2 2023
Portfolio value
$787.7M
−$1.52M (−0.2%) vs. Q2 2023
Filed
Oct 24, 2023
SEC
Holdings of Private Ocean, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF6,234,273$163.3M20.7%+593,816+10.5%Added–
iShares Tr46434V613CORE UNIVRSL USD1,632,359$71.4M9.1%+775,089+90.4%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF575,457$52.0M6.6%−49,850−8.0%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD597,155$44.9M5.7%−146,715−19.7%Reduced–
Dimensional ETF Trust25434V658GLOBAL REAL EST1,243,882$27.9M3.5%+519,643+71.8%Added–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF593,180$26.9M3.4%+8,773+1.5%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF1,114,426$26.5M3.4%−359,380−24.4%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF195,546$25.8M3.3%−49,313−20.1%Reduced–
Dimensional Emerging Core Equity Market ETF25434V302ETF1,118,756$25.3M3.2%+522,780+87.7%Added–
Dimensional ETF Trust25434V203INTL CORE EQT MK865,399$22.6M2.9%+383,360+79.5%Added–
iShares Tr46435G243ESG AWRE 1 5 YR766,136$18.2M2.3%−123,836−13.9%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD630,029$15.9M2.0%+229,294+57.2%Added–
VanEck ETF Trust92189H409HIGH YLD MUNIETF312,371$15.3M1.9%−49,869−13.8%Reduced–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG818,372$15.0M1.9%−382,121−31.8%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE212,368$14.7M1.9%−49,783−19.0%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT481,947$14.4M1.8%−19,074−3.8%Reduced–
iShares Tr464287622RUS 1000 ETF61,064$14.3M1.8%−131−0.2%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD251,960$12.1M1.5%−74,320−22.8%Reduced–
iShares Tr464288414NATIONAL MUN ETF113,374$11.6M1.5%−4,762−4.0%Reduced–
iShares Inc46434G863ESG AWR MSCI EM335,008$10.1M1.3%−84,997−20.2%Reduced–
iShares Core S&P 500 ETF464287200ETF21,140$9.08M1.2%+2,387+12.7%Added–
MSFTMicrosoft CorpStock24,705$7.80M1.0%−1,417−5.4%ReducedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE226,249$7.70M1.0%+210.0%Added–
Vanguard Real Estate ETF922908553ETF99,502$7.53M1.0%−11,898−10.7%Reduced–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF227,647$7.24M0.9%−3,928−1.7%ReducedConverted for a 5-for-1 split–
iShares Tr46435G425ESG AWR MSCI USA73,035$6.86M0.9%−806−1.1%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF30,035$6.38M0.8%−1,097−3.5%Reduced–
iShares Tr464288158SHRT NAT MUN ETF46,323$4.76M0.6%−5,144−10.0%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF94,482$4.13M0.5%−519−0.5%Reduced–
AAPLApple Inc.Stock24,111$4.13M0.5%−3,982−14.2%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF9,221$3.94M0.5%−18−0.2%ReducedHistory
Invesco Exchange Traded FD T46137V597RAFI US 150085,530$2.82M0.4%00.0%UnchangedConverted for a 5-for-1 split–
Dimensional ETF Trust25434V807INTERNATNAL VAL82,129$2.68M0.3%−1,552−1.9%Reduced–
iShares Russell 1000 Value ETF464287598ETF16,554$2.51M0.3%−12−0.1%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F42,521$2.28M0.3%+5,885+16.1%Added–
Vanguard Morningstar Value ETF922908744ETF15,694$2.16M0.3%−927−5.6%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF45,407$2.16M0.3%−3,451−7.1%Reduced–
AMZNAmazon Com IncStock16,609$2.11M0.3%−1,451−8.0%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF28,207$2.00M0.3%+6,451+29.7%Added–
Dimensional U.S. Small Cap ETF25434V500ETF35,163$1.85M0.2%+40.0%Added–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS41,952$1.83M0.2%−1,834−4.2%Reduced–
iShares Core S&P Small Cap ETF464287804ETF19,344$1.82M0.2%−157−0.8%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF44,349$1.74M0.2%+555+1.3%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF18,160$1.71M0.2%−14,890−45.1%Reduced–
iShares MSCI Eafe ETF464287465ETF24,711$1.70M0.2%−75−0.3%Reduced–
BRK.BBerkshire Hathaway IncStock4,261$1.49M0.2%−38−0.9%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS27,481$1.37M0.2%−612−2.2%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF6,068$1.26M0.2%−272−4.3%Reduced–
iShares Inc46434G764MSCI EMRG CHN25,325$1.26M0.2%00.0%Unchanged–
Flexshares Tr33939L100MORNSTAR USMKT7,545$1.23M0.2%00.0%Unchanged–
iShares Tr464288356CALIF MUN BD ETF19,909$1.09M0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock1,884$1.06M0.1%−272−12.6%ReducedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR24,267$1.05M0.1%−2,920−10.7%Reduced–
JNJJohnson & JohnsonStock6,701$1.04M0.1%−220−3.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF5,887$1.04M0.1%00.0%Unchanged–
Vanguard Morningstar Large-Cap ETF922908637ETF4,871$953.3K0.1%−218−4.3%Reduced–
iShares Tr46435U218ESG MSCI LEADR12,549$946.3K0.1%00.0%Unchanged–
iShares S&P Mid-Cap 400 Value ETF464287705ETF8,756$883.7K0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY33,366$881.5K0.1%+34+0.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF4,613$872.1K0.1%+69+1.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF16,808$871.8K0.1%−694−4.0%Reduced–
MCDMcDonalds CorpStock3,177$836.9K0.1%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF2,316$829.7K0.1%+349+17.7%Added–
NVDANVIDIA CorpStock1,862$810.0K0.1%−1,150−38.2%ReducedHistory
ORealty Income CorpREIT15,458$772.0K0.1%−232−1.5%ReducedHistory
iShares S&P 100 ETF464287101ETF3,630$728.4K0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,815$712.7K0.1%+534+41.7%Added–
iShares Russell 1000 Growth ETF464287614ETF2,659$707.3K0.1%−216−7.5%Reduced–
AJGArthur J. Gallagher & Co.COM3,077$701.3K0.1%+110+3.7%AddedHistory
SPDR Index Shs FDS78463X871ST INTL CAP ETF22,582$658.1K0.1%−1,553−6.4%Reduced–
PGProcter & Gamble CoStock4,454$649.7K0.1%00.0%UnchangedHistory
iShares Tr464288513IBOXX HI YD ETF8,783$647.5K0.1%−464−5.0%Reduced–
SBUXStarbucks CorpStock6,896$629.4K0.1%−722−9.5%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF4,241$607.9K0.1%+2,519+146.3%Added–
GOOGAlphabet Inc.Stock4,590$605.2K0.1%−2,460−34.9%ReducedHistory
ORCLOracle CorpStock5,696$603.3K0.1%00.0%UnchangedHistory
LLYEli Lilly & CoStock1,009$542.0K0.1%00.0%UnchangedHistory
Vanguard Total Bond Market ETF921937835ETF7,729$539.3K0.1%−3,051−28.3%Reduced–
MRKMerck & Co., Inc.Stock5,173$532.6K0.1%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM4,453$523.6K0.1%−24−0.5%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF11,601$511.6K0.1%00.0%Unchanged–
MDYSPDR S&P Midcap 400 ETF TrustETF1,119$511.0K0.1%−78−6.5%ReducedHistory
Chestnut Str Exchang Fd Sh Partnership N166668103COM538$493.7K0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF4,568$491.7K0.1%00.0%Unchanged–
AXPAmerican Express CoStock3,295$491.5K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock3,574$467.7K0.1%−2,100−37.0%ReducedHistory
UNHUnitedHealth Group IncStock924$465.8K0.1%−348−27.4%ReducedHistory
iShares Russell Midcap ETF464287499ETF6,679$462.5K0.1%+200+3.1%Added–
iShares Core S&P US Value ETF464287663ETF6,120$456.6K0.1%00.0%Unchanged–
CVXChevron CorpStock2,688$453.2K0.1%−279−9.4%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,660$452.0K0.1%+26+1.6%Added–
iShares S&P 500 Growth ETF464287309ETF6,364$435.4K0.1%00.0%Unchanged–
BXBlackstone Inc.COM3,875$415.2K0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock2,669$397.8K0.1%−225−7.8%ReducedHistory
Schwab International Equity ETF808524805ETF11,667$396.2K0.1%+3,635+45.3%Added–
AMGNAmgen IncStock1,453$390.5K<0.1%−293−16.8%ReducedHistory
NKENIKE, Inc.Stock3,992$381.7K<0.1%−591−12.9%ReducedHistory
PEPPepsiCo IncStock2,250$381.2K<0.1%00.0%UnchangedHistory
iShares Select U.S. REIT ETF464287564ETF7,508$376.6K<0.1%00.0%Unchanged–
SCHWSchwab Charles CorpStock6,746$370.4K<0.1%−167−2.4%ReducedHistory

Sold out since Q2 2023 (113)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of Private Ocean, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
PIMCO ETF Tr72201R30415+ YR US TIPS2,507$150.5K<0.1%–
FTNTFortinet, Inc.Stock1,930$145.9K<0.1%History
SHWSherwin Williams CoCOM444$117.9K<0.1%History
MSMorgan StanleyStock1,268$108.3K<0.1%History
ADIAnalog Devices IncStock549$106.9K<0.1%History
INTUIntuit Inc.Stock201$92.1K<0.1%History
IQVIQVIA Holdings Inc.Stock369$82.9K<0.1%History
PXDPioneer Natural Resources CoCOM359$74.4K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT3,208$72.8K<0.1%History
ELEstee Lauder Companies IncCL A319$62.6K<0.1%History
iShares Tr464289479CORE LT USDB ETF1,028$54.1K<0.1%–
CCLCarnival Corp Ltd.UNIT 99/99/99992,748$51.7K<0.1%History
iShares Tr464288885EAFE GRWTH ETF514$49.0K<0.1%–
CCICrown Castle Inc.REIT391$44.6K<0.1%History
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI1,342$31.7K<0.1%–
iShares Tr46435G433MSCI USA SMCP MN915$31.4K<0.1%–
DEDeere & CoStock75$30.4K<0.1%History
iShares Tr464287721U.S. TECH ETF245$26.7K<0.1%–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV449$25.8K<0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP350$21.8K<0.1%History
Abrdn ETFs003261104BBRG ALL COMD K11,067$21.5K<0.1%–
Schwab US Aggregate Bond ETF808524839ETF456$21.1K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL435$18.0K<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF521$17.3K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF305$15.4K<0.1%–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF390$10.4K<0.1%–
SPDR Index Shs FDS78463X509ST PORT MARK ETF303$10.4K<0.1%–
JJacobs Solutions Inc.COM82$9.75K<0.1%History
CRCrane CoCOMMON STOCK98$8.73K<0.1%History
HLHecla Mining CoCOM1,600$8.24K<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT48$7.18K<0.1%–
BML.PJBank of America CorpEquities352$7.15K<0.1%History
TELFYTelefonica S ASPONSORED ADR1,618$6.52K<0.1%History
HAEHaemonetics CorpCOM72$6.13K<0.1%History
iShares Tr46435U713US INFRASTRUC154$6.02K<0.1%–
XRAYDentsply Sirona Inc.Stock140$5.60K<0.1%History
LRCXLam Research CorpCOM8$5.25K<0.1%History
ASMLASML Holding NVADR7$5.07K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS964$4.89K<0.1%History
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT260$4.85K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF143$4.83K<0.1%–
MPMP Materials Corp.COM CL A200$4.58K<0.1%History
HUBSHubSpot IncCOM8$4.26K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD90$3.96K<0.1%–
TERTeradyne, IncStock35$3.92K<0.1%History
Schwab Intermediate-Term US Treasury ETF808524854ETF72$3.55K<0.1%–
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF85$3.48K<0.1%–
BAHBooz Allen Hamilton Holding CorpCL A31$3.43K<0.1%History
SPDR Index Shs FDS78463X848ST STR ACWI ETF131$3.42K<0.1%–
ENPHEnphase Energy, Inc.Stock20$3.35K<0.1%History
MPWRMonolithic Power Systems, Inc.COM6$3.28K<0.1%History
MDBMongoDB, Inc.CL A7$2.88K<0.1%History
BKNGBooking Holdings Inc.Stock1$2.70K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF43$2.68K<0.1%–
ENTGEntegris IncCOM24$2.68K<0.1%History
DXCMDexcom IncCOM20$2.57K<0.1%History
TTWOTake Two Interactive Software IncCOM17$2.50K<0.1%History
WDAYWorkday, Inc.CL A11$2.48K<0.1%History
Invesco Nasdaq 100 ETF46138G649ETF16$2.43K<0.1%–
MELIMercadolibre IncCOM2$2.37K<0.1%History
MRVLMarvell Technology, Inc.COM39$2.35K<0.1%History
Xtrackers International Real Estate ETF233051846ETF106$2.13K<0.1%–
Capital Group Growth ETF14020G101SHS CREAT UNIT80$2.02K<0.1%–
MKSIMKS IncCOM18$1.97K<0.1%History
ZSZscaler, Inc.Stock13$1.90K<0.1%History
UBERUber Technologies, IncStock40$1.73K<0.1%History
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF76$1.61K<0.1%–
TTDTrade Desk, Inc.Stock20$1.54K<0.1%History
VYXNCR Voyix CorpCOM50$1.26K<0.1%History
VEEVVeeva Systems IncStock6$1.19K<0.1%History
TEAMAtlassian CorpCL A7$1.18K<0.1%History
ESTCElastic N.V.ORD SHS18$1.15K<0.1%History
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund60$1.14K<0.1%–
Capital Group Dividend Value14020W106SHS CREAT UNIT41$1.11K<0.1%–
MTCHMatch Group, Inc.COM26$1.09K<0.1%History
WOLFWolfspeed, Inc.Stock19$1.06K<0.1%History
OLEDUniversal Display CorpCOM7$1.02K<0.1%History
iShares Inc464286392MSCI WORLD ETF8$996<0.1%–
CSGPCostar Group, Inc.COM10$890<0.1%History
XYZBlock, Inc.CL A13$865<0.1%History
SPDR Series Trust78468R804ST STR R1K LOWV6$844<0.1%–
EMBCEmbecta Corp.Stock35$756<0.1%History
BABAAlibaba Group Holding LtdADR9$750<0.1%History
LYFTLyft, Inc.CL A COM78$748<0.1%History
State Street SPDR S&P Homebuilders ETF78464A888ETF9$723<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF28$710<0.1%–
TWLOTwilio IncCL A11$700<0.1%History
iShares U.S. Medical Devices ETF464288810ETF12$678<0.1%–
SHOPShopify Inc.Stock10$646<0.1%History
OKTAOkta, Inc.CL A9$624<0.1%History
MRNAModerna, Inc.Stock5$608<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF16$603<0.1%–
ZZillow Group, Inc.CL C CAP STK12$603<0.1%History
iShares Global Clean Energy ETF464288224ETF32$589<0.1%–
SGOLabrdn Gold ETF TrustETF30$551<0.1%History
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY8$490<0.1%–
Global X FDS37954Y814FINTECH ETF17$375<0.1%–
LMNDLemonade, Inc.Stock22$371<0.1%History
DOCUDocuSign, Inc.Stock7$358<0.1%History
EOGEOG Resources IncStock3$343<0.1%History