Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 23, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 514
- +23 vs. Q3 2023
- Portfolio value
- $1.01B
- +$219.2M (+27.8%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 7,332,654 | $214.3M | 21.3% | +1,098,381+17.6% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 2,460,176 | $113.3M | 11.3% | +827,817+50.7% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 784,225 | $60.7M | 6.0% | +187,070+31.3% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 531,692 | $50.4M | 5.0% | −43,765−7.6% | Reduced | – |
| Dimensional ETF Trust25434V658 | GLOBAL REAL EST | 1,855,612 | $48.2M | 4.8% | +611,730+49.2% | Added | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 1,807,336 | $43.6M | 4.3% | +688,580+61.5% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 1,301,061 | $37.3M | 3.7% | +435,662+50.3% | Added | – |
| AAPLApple Inc. | Stock | 161,707 | $31.1M | 3.1% | +137,596+570.7% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 208,742 | $30.7M | 3.1% | +13,196+6.7% | Added | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 533,614 | $27.6M | 2.7% | +221,243+70.8% | Added | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 531,878 | $25.4M | 2.5% | −61,302−10.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 898,275 | $24.2M | 2.4% | +268,246+42.6% | Added | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 719,976 | $18.2M | 1.8% | −394,450−35.4% | Reduced | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 541,582 | $18.0M | 1.8% | +59,635+12.4% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 524,539 | $16.8M | 1.7% | +189,531+56.6% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 60,915 | $16.0M | 1.6% | −149−0.2% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 32,055 | $15.3M | 1.5% | +10,915+51.6% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 488,248 | $12.0M | 1.2% | −277,888−36.3% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 136,268 | $10.3M | 1.0% | −76,100−35.8% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 89,267 | $9.68M | 1.0% | −24,107−21.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 25,060 | $9.42M | 0.9% | +355+1.4% | Added | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 174,869 | $8.93M | 0.9% | −77,091−30.6% | Reduced | – |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 225,036 | $8.38M | 0.8% | −1,213−0.5% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 166,583 | $7.98M | 0.8% | +72,101+76.3% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 224,639 | $7.91M | 0.8% | −3,008−1.3% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 31,452 | $7.46M | 0.7% | +1,417+4.7% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 78,314 | $6.92M | 0.7% | −21,188−21.3% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 64,337 | $6.75M | 0.7% | −8,698−11.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 295,298 | $6.09M | 0.6% | −523,074−63.9% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,973 | $4.74M | 0.5% | +752+8.2% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 38,490 | $4.06M | 0.4% | −7,833−16.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 84,872 | $3.18M | 0.3% | −658−0.8% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 76,274 | $3.13M | 0.3% | +31,925+72.0% | Added | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,033 | $2.78M | 0.3% | −1,096−1.3% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 18,256 | $2.77M | 0.3% | +1,647+9.9% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 16,569 | $2.74M | 0.3% | +15+0.1% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 41,836 | $2.42M | 0.2% | −685−1.6% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 43,713 | $2.21M | 0.2% | −1,694−3.7% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 20,148 | $2.18M | 0.2% | +804+4.2% | Added | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 35,167 | $2.10M | 0.2% | +40.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 41,952 | $1.99M | 0.2% | 00.0% | Unchanged | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 25,765 | $1.96M | 0.2% | −2,442−8.7% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 25,183 | $1.90M | 0.2% | +472+1.9% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,438 | $1.78M | 0.2% | +5,281+456.4% | Added | – |
| Vanguard Total World Stock ETF922042742 | ETF | 16,208 | $1.67M | 0.2% | +16,175+49,015.2% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 10,694 | $1.60M | 0.2% | −5,000−31.9% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,299 | $1.53M | 0.2% | +38+0.9% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,688 | $1.51M | 0.2% | +1,372+59.2% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 6,070 | $1.41M | 0.1% | +20.0% | Added | – |
| Dimensional ETF Trust25434V690 | INTERNATIONAL | 41,155 | $1.32M | 0.1% | +41,155 | New | – |
| Vanguard S&P 500 ETF922908363 | ETF | 3,010 | $1.31M | 0.1% | +1,195+65.8% | Added | – |
| COSTCostco Wholesale Corp | Stock | 1,971 | $1.30M | 0.1% | +87+4.6% | Added | History |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 7,120 | $1.30M | 0.1% | −425−5.6% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 22,206 | $1.25M | 0.1% | +5,398+32.1% | Added | – |
| NVDANVIDIA Corp | Stock | 2,476 | $1.23M | 0.1% | +614+33.0% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 5,957 | $1.20M | 0.1% | +70+1.2% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 5,592 | $1.19M | 0.1% | +979+21.2% | Added | – |
| iShares Tr464288356 | CALIF MUN BD ETF | 19,909 | $1.15M | 0.1% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 7,192 | $1.13M | 0.1% | +491+7.3% | Added | History |
| iShares Tr46435U218 | ESG MSCI LEADR | 12,591 | $1.06M | 0.1% | +42+0.3% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 4,837 | $1.06M | 0.1% | −34−0.7% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 8,756 | $998.5K | 0.1% | 00.0% | Unchanged | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 9,874 | $980.0K | 0.1% | −8,286−45.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 20,456 | $979.0K | 0.1% | −3,811−15.7% | Reduced | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 33,594 | $930.2K | 0.1% | +228+0.7% | Added | – |
| ORealty Income Corp | REIT | 15,123 | $868.4K | 0.1% | −335−2.2% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 5,259 | $864.7K | 0.1% | +1,018+24.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,694 | $816.7K | 0.1% | +35+1.3% | Added | – |
| MCDMcDonalds Corp | Stock | 2,737 | $811.5K | 0.1% | −440−13.8% | Reduced | History |
| iShares S&P 100 ETF464287101 | ETF | 3,631 | $811.2K | 0.1% | +10.0% | Added | – |
| SBUXStarbucks Corp | Stock | 7,936 | $762.0K | 0.1% | +1,040+15.1% | Added | History |
| iShares Tr46434V860 | TRS FLT RT BD | 14,947 | $754.4K | 0.1% | +14,512+3,336.1% | Added | – |
| AJGArthur J. Gallagher & Co. | COM | 3,081 | $692.8K | 0.1% | +4+0.1% | Added | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 21,475 | $682.0K | 0.1% | −1,107−4.9% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 4,820 | $679.3K | 0.1% | +230+5.0% | Added | History |
| PGProcter & Gamble Co | Stock | 4,456 | $652.9K | 0.1% | +20.0% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 5,568 | $652.7K | 0.1% | +1,000+21.9% | Added | – |
| ORCLOracle Corp | Stock | 5,996 | $632.2K | 0.1% | +300+5.3% | Added | History |
| SCHWSchwab Charles Corp | Stock | 9,143 | $629.0K | 0.1% | +2,397+35.5% | Added | History |
| AXPAmerican Express Co | Stock | 3,295 | $617.2K | 0.1% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 1,009 | $588.2K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 5,173 | $564.0K | 0.1% | 00.0% | Unchanged | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,956 | $560.1K | 0.1% | +2,956 | New | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 11,689 | $555.1K | 0.1% | +9,989+587.6% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,082 | $549.2K | 0.1% | −37−3.3% | Reduced | History |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 11,601 | $545.6K | 0.1% | 00.0% | Unchanged | – |
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $543.2K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 7,341 | $539.9K | 0.1% | −388−5.0% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 3,794 | $530.0K | 0.1% | +220+6.2% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 6,134 | $517.3K | 0.1% | +14+0.2% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,629 | $506.5K | 0.1% | −31−1.9% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,479 | $503.6K | 0.1% | −200−3.0% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 924 | $486.6K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 6,364 | $477.9K | <0.1% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 4,453 | $445.2K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 3,561 | $445.0K | <0.1% | +3,292+1,223.8% | Added | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,797 | $434.4K | <0.1% | +773+75.5% | Added | – |
| NKENIKE, Inc. | Stock | 3,998 | $434.1K | <0.1% | +6+0.2% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 11,738 | $433.8K | <0.1% | +71+0.6% | Added | – |
| CVXChevron Corp | Stock | 2,876 | $429.0K | <0.1% | +188+7.0% | Added | History |
Sold out since Q3 2023 (59)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| iShares Inc46434G764 | MSCI EMRG CHN | 25,325 | $1.26M | 0.2% | – |
| SNPSSynopsys Inc | COM | 143 | $65.6K | <0.1% | History |
| IAUiShares Gold Trust | ETF | 1,527 | $53.4K | <0.1% | History |
| CHDChurch & Dwight Co Inc | COM | 580 | $53.1K | <0.1% | History |
| VMWVmware LLC | CL A COM | 292 | $48.6K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 264 | $45.9K | <0.1% | History |
| ASNDAscendis Pharma A/S | SPONSORED ADR | 481 | $45.0K | <0.1% | History |
| BARGraniteShares Gold Trust | SHS BEN INT | 2,200 | $40.2K | <0.1% | History |
| AVYAvery Dennison Corp | COM | 215 | $39.3K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 642 | $35.9K | <0.1% | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 164 | $29.4K | <0.1% | History |
| MKCMcCormick & Co Inc | Stock | 362 | $27.4K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 300 | $27.1K | <0.1% | – |
| NVSNovartis AG | ADR | 255 | $26.0K | <0.1% | History |
| AMXAmerica Movil SAB de CV | SPON ADS RP CL B | 1,419 | $24.6K | <0.1% | History |
| Doubleline ETF Trust25861R204 | SHILLER CAPE U S | 1,000 | $23.7K | <0.1% | – |
| MMacy's, Inc. | COM | 1,453 | $16.9K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 2,000 | $16.6K | <0.1% | History |
| OKEONEOK Inc | COM | 233 | $14.8K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 593 | $14.7K | <0.1% | – |
| BBYBest Buy Co Inc | Stock | 200 | $13.9K | <0.1% | History |
| MUMicron Technology Inc | Stock | 200 | $13.6K | <0.1% | History |
| Global X Uranium ETF37954Y871 | ETF | 500 | $13.5K | <0.1% | – |
| SHELShell plc | ADR | 207 | $13.3K | <0.1% | History |
| VICIVici Properties Inc. | COM | 393 | $11.4K | <0.1% | History |
| STAGSTAG Industrial, Inc. | COM | 305 | $10.5K | <0.1% | History |
| SNYSanofi | SPONSORED ADR | 172 | $9.23K | <0.1% | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 157 | $9.08K | <0.1% | – |
| Softbank Corp OrdJ75963108 | Equities | 200 | $8.49K | <0.1% | – |
| ELSEquity Lifestyle Properties Inc | COM | 120 | $7.64K | <0.1% | History |
| OLNOLIN Corp | Stock | 150 | $7.50K | <0.1% | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 88 | $5.96K | <0.1% | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 78 | $5.65K | <0.1% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 572 | $5.47K | <0.1% | History |
| MTDRMatador Resources Co | COM | 76 | $4.53K | <0.1% | History |
| Healthpeak Properties, Inc.71943U104 | COM | 340 | $4.14K | <0.1% | – |
| ULUnilever PLC | SPON ADR NEW | 69 | $3.41K | <0.1% | History |
| AMKRAmkor Technology, Inc. | COM | 107 | $2.41K | <0.1% | History |
| Huhtamaki OyjX33752100 | COM | 60 | $1.98K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 139 | $1.51K | <0.1% | History |
| PACWPacwest Bancorp | COM | 167 | $1.32K | <0.1% | History |
| Repsol S A Spon ADR76026T205 | ADR | 76 | $1.25K | <0.1% | – |
| VNTVontier Corp | Stock | 40 | $1.24K | <0.1% | History |
| VTRSViatris Inc | Stock | 99 | $976 | <0.1% | History |
| Eutelsat CommunicationsF3692M128 | COM | 100 | $592 | <0.1% | – |
| Euro Ressources SAF3366F102 | COM | 20 | $67 | <0.1% | – |
| Cannabis Science Inc137648101 | COM | 10,000 | $0 | 0.0% | – |
| Community Invt Group Ltd20371Q101 | COM | 945 | $0 | 0.0% | – |
| Diadexus Inc New Com New25245P205 | COM | 6 | $0 | 0.0% | – |
| General Moly Inc Com370373102 | Common Stock | 2,190 | $0 | 0.0% | – |
| GenTech Holdings Inc37253Y101 | COM | 1,170,000 | $0 | 0.0% | – |
| Hereuare Inc Xxx427177100 | COM | 35 | $0 | 0.0% | – |
| Nortel Networks Corp656568508 | COM | 12 | $0 | 0.0% | – |
| WestAmerica Corp95709H304 | COM | 180 | $0 | 0.0% | – |
| Paragon Offshore PLCG6S01W108 | COM | 56 | $0 | 0.0% | – |
| Biozoom Inc09072T100 | COM | 100 | $0 | 0.0% | – |
| Independence Resources Plc Spon Adr(nv)45378C102 | COM | 313 | $0 | 0.0% | – |
| Qsound Labs Inc Com Npv74728C307 | COM | 50 | $0 | 0.0% | – |
| CNBXCNBX Pharmaceuticals Inc. | COM | 9 | $0 | 0.0% | History |