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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 17, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
476
−38 vs. Q4 2023
Portfolio value
$943.6M
−$63.3M (−6.3%) vs. Q4 2023
Filed
Apr 17, 2024
SEC
Holdings of Private Ocean, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF6,983,047$223.1M23.6%−349,607−4.8%Reduced–
iShares Tr46434V613CORE UNIVRSL USD2,757,401$125.7M13.3%+297,225+12.1%Added–
Dimensional ETF Trust25434V658GLOBAL REAL EST2,031,427$51.9M5.5%+175,815+9.5%Added–
Dimensional Emerging Core Equity Market ETF25434V302ETF2,064,259$51.0M5.4%+256,923+14.2%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF507,753$48.3M5.1%−23,939−4.5%Reduced–
Dimensional ETF Trust25434V203INTL CORE EQT MK1,502,137$45.4M4.8%+201,076+15.5%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD410,533$31.7M3.4%−373,692−47.7%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF549,315$25.9M2.7%+17,437+3.3%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD972,490$25.8M2.7%+74,215+8.3%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF119,173$19.6M2.1%−89,569−42.9%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT503,216$18.4M1.9%−38,366−7.1%Reduced–
iShares Tr464287622RUS 1000 ETF60,898$17.5M1.9%−170.0%Reduced–
SPDR Series Trust78464A284ST NUVE HIGH ETF625,909$16.1M1.7%−94,067−13.1%Reduced–
iShares Core S&P 500 ETF464287200ETF24,860$13.1M1.4%−7,195−22.4%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR462,192$11.3M1.2%−26,056−5.3%Reduced–
MSFTMicrosoft CorpStock24,876$10.5M1.1%−184−0.7%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE124,447$9.94M1.1%−11,821−8.7%Reduced–
Dimensional ETF Trust25434V724US MKTWIDE VALUE216,788$8.87M0.9%−8,248−3.7%Reduced–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF223,159$8.58M0.9%−1,480−0.7%Reduced–
iShares Tr464288414NATIONAL MUN ETF76,414$8.22M0.9%−12,853−14.4%Reduced–
VanEck ETF Trust92189H409HIGH YLD MUNIETF154,051$8.05M0.9%−379,563−71.1%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD150,838$7.63M0.8%−24,031−13.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF28,573$7.43M0.8%−2,879−9.2%Reduced–
iShares Tr46435G425ESG AWR MSCI USA61,340$7.05M0.7%−2,997−4.7%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF134,645$6.76M0.7%−31,938−19.2%Reduced–
Vanguard Real Estate ETF922908553ETF72,289$6.25M0.7%−6,025−7.7%Reduced–
iShares Inc46434G863ESG AWR MSCI EM156,256$5.04M0.5%−368,283−70.2%Reduced–
SPYSPDR S&P 500 ETF TrustETF9,433$4.93M0.5%−540−5.4%ReducedHistory
AAPLApple Inc.Stock23,852$4.09M0.4%−137,855−85.2%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF36,971$3.87M0.4%−1,519−3.9%Reduced–
Invesco Exchange Traded FD T46137V597RAFI US 150083,790$3.29M0.3%−1,082−1.3%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F54,220$3.27M0.3%+12,384+29.6%Added–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG158,932$3.25M0.3%−136,366−46.2%Reduced–
AMZNAmazon Com IncStock17,148$3.09M0.3%−1,108−6.1%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF16,575$2.97M0.3%+60.0%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL80,292$2.95M0.3%−741−0.9%Reduced–
INSPInspire Medical Systems, Inc.COM12,748$2.74M0.3%+12,748NewHistory
Schwab US Dividend Equity ETF808524797ETF33,296$2.68M0.3%+7,531+29.2%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF58,569$2.45M0.3%−17,705−23.2%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF42,909$2.21M0.2%−804−1.8%Reduced–
Invesco Exch Traded FD Tr II46138E743RAFI DVLPD MRKTS41,952$2.08M0.2%00.0%Unchanged–
Dimensional U.S. Small Cap ETF25434V500ETF32,388$2.02M0.2%−2,779−7.9%Reduced–
iShares Core S&P Small Cap ETF464287804ETF17,760$1.96M0.2%−2,388−11.9%Reduced–
iShares MSCI Eafe ETF464287465ETF23,691$1.89M0.2%−1,492−5.9%Reduced–
BRK.BBerkshire Hathaway IncStock4,229$1.78M0.2%−70−1.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF29,148$1.77M0.2%−3,042−9.5%ReducedConverted for a 5-for-1 split–
Vanguard Morningstar Value ETF922908744ETF10,679$1.74M0.2%−15−0.1%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF6,081$1.52M0.2%+11+0.2%Added–
NVDANVIDIA CorpStock1,677$1.52M0.2%−799−32.3%ReducedHistory
Vanguard S&P 500 ETF922908363ETF2,945$1.42M0.2%−65−2.2%Reduced–
Dimensional ETF Trust25434V690INTERNATIONAL41,168$1.39M0.1%+130.0%Added–
COSTCostco Wholesale CorpStock1,816$1.33M0.1%−155−7.9%ReducedHistory
Flexshares Tr33939L100MORNSTAR USMKT6,592$1.31M0.1%−528−7.4%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF13,238$1.30M0.1%+3,364+34.1%Added–
iShares Russell 2000 ETF464287655ETF5,887$1.24M0.1%−70−1.2%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF7,053$1.24M0.1%+1,794+34.1%Added–
iShares Tr46435U218ESG MSCI LEADR12,608$1.18M0.1%+17+0.1%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF4,837$1.16M0.1%00.0%Unchanged–
iShares Tr464288356CALIF MUN BD ETF19,909$1.15M0.1%00.0%Unchanged–
JNJJohnson & JohnsonStock7,200$1.14M0.1%+8+0.1%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF4,679$1.07M0.1%−913−16.3%Reduced–
iShares S&P Mid-Cap 400 Value ETF464287705ETF8,756$1.04M0.1%00.0%Unchanged–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF16,727$981.0K0.1%−5,479−24.7%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY32,687$965.3K0.1%−907−2.7%Reduced–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR17,059$901.9K0.1%−3,397−16.6%Reduced–
AXPAmerican Express CoStock3,953$900.2K0.1%+658+20.0%AddedHistory
iShares S&P 100 ETF464287101ETF3,632$898.6K0.1%+10.0%Added–
LLYEli Lilly & CoStock1,092$849.5K0.1%+83+8.2%AddedHistory
Invesco QQQ Trust Series I46090E103ETF1,859$825.3K0.1%−1,829−49.6%Reduced–
ORealty Income CorpREIT14,747$797.8K0.1%−376−2.5%ReducedHistory
MCDMcDonalds CorpStock2,737$771.7K0.1%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM3,084$771.2K0.1%+3+0.1%AddedHistory
PGProcter & Gamble CoStock4,733$767.9K0.1%+277+6.2%AddedHistory
iShares Tr46434V860TRS FLT RT BD14,824$751.4K0.1%−123−0.8%Reduced–
iShares Russell 1000 Growth ETF464287614ETF2,183$735.8K0.1%−511−19.0%Reduced–
MRKMerck & Co., Inc.Stock5,456$719.9K0.1%+283+5.5%AddedHistory
SPDR Index Shs FDS78463X871ST INTL CAP ETF21,475$697.5K0.1%00.0%Unchanged–
ORCLOracle CorpStock5,203$653.5K0.1%−793−13.2%ReducedHistory
GOOGAlphabet Inc.Stock4,212$641.3K0.1%−608−12.6%ReducedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX13,105$627.6K0.1%+1,416+12.1%Added–
SBUXStarbucks CorpStock6,834$624.6K0.1%−1,102−13.9%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF1,119$622.4K0.1%+37+3.4%AddedHistory
Chestnut Str Exchang Fd Sh Partnership N166668103COM538$577.3K0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF4,568$562.7K0.1%−1,000−18.0%Reduced–
iShares Core S&P US Value ETF464287663ETF6,140$555.3K0.1%+6+0.1%Added–
Vanguard Morningstar Growth ETF922908736ETF1,600$550.7K0.1%−29−1.8%Reduced–
iShares Russell Midcap ETF464287499ETF6,479$544.9K0.1%00.0%Unchanged–
GOOGLAlphabet Inc.Stock3,594$542.4K0.1%−200−5.3%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF11,601$539.6K0.1%00.0%Unchanged–
iShares S&P 500 Growth ETF464287309ETF6,364$537.4K0.1%00.0%Unchanged–
SCHWSchwab Charles CorpStock6,937$501.8K0.1%−2,206−24.1%ReducedHistory
ABBVAbbVie Inc.Stock2,754$501.5K0.1%+55+2.0%AddedHistory
Vanguard Total Bond Market ETF921937835ETF6,498$471.9K0.1%−843−11.5%Reduced–
METAMeta Platforms, Inc.Stock968$470.1K<0.1%+8+0.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,773$462.2K<0.1%−24−1.3%Reduced–
UNHUnitedHealth Group IncStock928$458.9K<0.1%+4+0.4%AddedHistory
EPDEnterprise Products Partners L.P.Stock15,609$455.5K<0.1%+9,715+164.8%AddedHistory
Schwab International Equity ETF808524805ETF11,667$455.2K<0.1%−71−0.6%Reduced–
HDHome Depot, Inc.Stock1,152$441.9K<0.1%−21−1.8%ReducedHistory
XOMExxonMobil Holdings CorpCOM3,749$435.8K<0.1%−704−15.8%ReducedHistory

Sold out since Q4 2023 (100)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Private Ocean, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
MRSHMarsh & McLennan Companies, Inc.Stock2,956$560.1K0.1%History
MTTRMatterport, Inc.COM CL A150,000$403.5K<0.1%History
iShares Tr464287721U.S. TECH ETF2,431$298.4K<0.1%–
ADCAgree Realty CorpCOM2,300$144.8K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF1,858$143.1K<0.1%–
BMRNBiomarin Pharmaceutical IncCOM1,450$139.8K<0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1329$124.0K<0.1%History
WisdomTree Tr97717Y543ARTI INT INN FD4,590$95.0K<0.1%–
AWRAmerican States Water CoCOM1,101$88.5K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF2,557$69.8K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,000$62.7K<0.1%–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX445$44.2K<0.1%–
PSAPublic StorageCOM111$33.9K<0.1%History
CDNSCadence Design Systems IncStock100$27.2K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF408$26.4K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF1,113$25.6K<0.1%–
BANRBanner CorpCOM NEW458$24.5K<0.1%History
DLRDigital Realty Trust, Inc.COM175$23.6K<0.1%History
Dimensional ETF Trust25434V781INTL SMALL CAP V874$22.5K<0.1%–
Vanguard Energy ETF92204A306ETF183$21.5K<0.1%–
Vanguard Consumer Staples ETF92204A207ETF89$17.0K<0.1%–
iShares U.S. Healthcare Providers ETF464288828ETF61$16.1K<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF611$15.4K<0.1%–
Two Harbors Investment Corp.90187B804COM1,051$14.6K<0.1%–
ATIAti IncStock300$13.7K<0.1%History
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL143$12.7K<0.1%–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF144$11.7K<0.1%–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV221$10.2K<0.1%–
MCRMFS Charter Income TrustSH BEN INT1,500$9.69K<0.1%History
HTOH2O AmericaCOM137$8.95K<0.1%History
MUSAMurphy USA Inc.COM25$8.91K<0.1%History
VanEck ETF Trust92189F106GOLD MINERS ETF264$8.19K<0.1%–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN150$7.88K<0.1%–
CWTCalifornia Water Service GroupCOM150$7.78K<0.1%History
ProShares Tr74347X831ULTRAPRO QQQ150$7.61K<0.1%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT48$7.57K<0.1%–
TTWOTake Two Interactive Software IncCOM45$7.24K<0.1%History
WHRWhirlpool CorpStock58$7.06K<0.1%History
NTNXNutanix, Inc.Stock135$6.44K<0.1%History
ProShares Bitcoin ETF74347G440ETF314$6.43K<0.1%–
TOSTToast, Inc.Stock350$6.39K<0.1%History
Manager Directed Portfolios56170L695VERT GLB SUST RE560$5.58K<0.1%–
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT240$4.81K<0.1%History
AIC3.ai, Inc.Stock165$4.74K<0.1%History
FEFirstenergy CorpCOM125$4.58K<0.1%History
MURMurphy Oil CorpCOM100$4.27K<0.1%History
OMEROmeros CorpCOM1,250$4.09K<0.1%History
iShares Tr464288422INTL DEVPPTY ETF136$3.90K<0.1%–
SPDR Index Shs FDS78463X848ST STR ACWI ETF131$3.54K<0.1%–
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF70$3.47K<0.1%–
TREXTrex Co IncCOM40$3.31K<0.1%History
PYPLPayPal Holdings, Inc.Stock50$3.07K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/9999150$2.78K<0.1%History
PAASPan American Silver CorpStock135$2.21K<0.1%History
SNOWSnowflake Inc.Stock11$2.19K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS214$2.11K<0.1%History
ASANAsana, Inc.CL A100$1.90K<0.1%History
WORWorthington Enterprises, Inc.COM32$1.84K<0.1%History
PCGPG&E CorpStock95$1.71K<0.1%History
Advisorshares Tr00768Y560ADVISORSHS ETF21$1.25K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF32$1.12K<0.1%–
TELFYTelefonica S ASPONSORED ADR282$1.10K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN10$989<0.1%–
MFAMfa Financial, Inc.COM78$879<0.1%History
AGRAvangrid, Inc.COM27$875<0.1%History
EQIXEquinix IncCOM1$805<0.1%History
SONYSony Group CorpSPONSORED ADR8$758<0.1%History
OGNOrganon & Co.Stock49$704<0.1%History
NVAXNovavax IncCOM NEW136$653<0.1%History
AMATApplied Materials IncStock4$648<0.1%History
PTONPeloton Interactive, Inc.CL A COM100$609<0.1%History
SGOLabrdn Gold ETF TrustETF30$592<0.1%History
COTYCoty Inc.COM CL A46$571<0.1%History
GOEVCanoo Inc.COM CL A2,000$514<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF14$485<0.1%History
FGF&G Annuities & Life, Inc.COMMON STOCK10$460<0.1%History
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10017$459<0.1%–
iShares Tr46428743220 YR TR BD ETF4$396<0.1%–
PAASFPan American Silver CorpCommon Stock700$361<0.1%History
PLNHPlanet 13 Holdings Inc.COM500$320<0.1%History
Accelleron Inds Ltd00449R109ADR UNSPONSORED9$281<0.1%–
RBLXRoblox CorpStock6$274<0.1%History
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST10$238<0.1%–
KMXCarMax IncCOM3$230<0.1%History
EVGOEVgo Inc.CL A COM61$218<0.1%History
NLOPNet Lease Office PropertiesCOM11$203<0.1%History
Tencent Holdings Ltd ADR88032Q109COM5$189<0.1%–
ONLOrion Properties Inc.REIT28$160<0.1%History
FNKOFunko, Inc.COM CL A20$155<0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 34$124<0.1%History
Defiance Quantum ETF26922A420ETF2$109<0.1%–
TLRYTilray Brands, Inc.COM CL 230$69<0.1%History
ZIMVZimVie Inc.Stock3$53<0.1%History
DVNDevon Energy CorpStock1$47<0.1%History
First Rep BK San Francisco C33616C100COM614$25<0.1%–
Ammpower Corp Com03169D102Foreign Ordinary Shares750$20<0.1%–
VIAVViavi Solutions Inc.COM1$10<0.1%History
Medical Marijuana Inc Com58463A105COM2,000$7<0.1%–
VIRXViracta Therapeutics, Inc.COM3$2<0.1%History
SPCEVirgin Galactic Holdings, IncCOM1$2<0.1%History