Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 21, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 626
- +64 vs. Q4 2022
- Portfolio value
- $752.0M
- −$53.7M (−6.7%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 5,074,133 | $129.3M | 17.2% | −310,759−5.8% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 895,983 | $68.3M | 9.1% | −365,226−29.0% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 687,885 | $63.8M | 8.5% | −8,570−1.2% | Reduced | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 1,979,163 | $49.6M | 6.6% | +147,849+8.1% | AddedConverted for a 2-for-1 split | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 305,665 | $37.9M | 5.0% | −69,358−18.5% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 1,696,455 | $32.5M | 4.3% | −115,586−6.4% | Reduced | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 584,411 | $28.1M | 3.7% | +18,474+3.3% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 1,080,383 | $26.0M | 3.5% | −85,049−7.3% | Reduced | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 463,512 | $24.0M | 3.2% | −479,824−50.9% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 329,683 | $23.7M | 3.1% | −30,472−8.5% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 453,425 | $23.0M | 3.1% | −23,695−5.0% | Reduced | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 549,138 | $17.3M | 2.3% | −372,813−40.4% | Reduced | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 515,455 | $14.8M | 2.0% | −47,807−8.5% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 134,581 | $14.5M | 1.9% | −7,576−5.3% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 61,248 | $13.8M | 1.8% | +20.0% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 133,368 | $11.1M | 1.5% | −8,524−6.0% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 190,540 | $8.79M | 1.2% | +190,540 | New | – |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 242,056 | $8.10M | 1.1% | −6,336−2.6% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 19,097 | $7.85M | 1.0% | +24+0.1% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 46,354 | $7.27M | 1.0% | −100−0.2% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 77,609 | $7.02M | 0.9% | −5,727−6.9% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 24,304 | $7.01M | 0.9% | +50+0.2% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 52,871 | $5.53M | 0.7% | +42+0.1% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 174,153 | $4.69M | 0.6% | +123,970+247.0% | Added | – |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 196,509 | $4.52M | 0.6% | +162,267+473.9% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 20,535 | $4.19M | 0.6% | +131+0.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 92,541 | $4.18M | 0.6% | −1,236−1.3% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,786 | $4.01M | 0.5% | +881+9.9% | Added | History |
| AAPLApple Inc. | Stock | 23,895 | $3.94M | 0.5% | −135,158−85.0% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 31,149 | $3.10M | 0.4% | −1,335−4.1% | Reduced | – |
| Dimensional ETF Trust25434V658 | GLOBAL REAL EST | 119,807 | $2.94M | 0.4% | +119,807 | New | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 17,237 | $2.84M | 0.4% | −10.0% | Reduced | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,061 | $2.61M | 0.3% | +60.0% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 16,561 | $2.52M | 0.3% | −110−0.7% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 34,972 | $2.50M | 0.3% | −305−0.9% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 47,564 | $2.32M | 0.3% | −809−1.7% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 16,500 | $2.28M | 0.3% | +12+0.1% | Added | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 81,972 | $2.20M | 0.3% | +81,972 | New | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 44,864 | $1.98M | 0.3% | −709−1.6% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 18,242 | $1.88M | 0.3% | −774−4.1% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 37,162 | $1.88M | 0.2% | −2,224−5.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 19,221 | $1.86M | 0.2% | −28−0.1% | Reduced | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 34,040 | $1.79M | 0.2% | −4,849−12.5% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,452 | $1.37M | 0.2% | +18+0.4% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 14,730 | $1.36M | 0.2% | +96+0.7% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 17,760 | $1.34M | 0.2% | −67−0.4% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 31,070 | $1.26M | 0.2% | −1,392−4.3% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 25,325 | $1.25M | 0.2% | −64−0.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 29,740 | $1.23M | 0.2% | −1,420−4.6% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 22,413 | $1.20M | 0.2% | +618+2.8% | Added | – |
| iShares Tr464288356 | CALIF MUN BD ETF | 20,803 | $1.19M | 0.2% | 00.0% | Unchanged | – |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 7,545 | $1.18M | 0.2% | −495−6.2% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 5,990 | $1.07M | 0.1% | −11−0.2% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 2,144 | $1.07M | 0.1% | −11−0.5% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,172 | $1.02M | 0.1% | −494−13.5% | Reduced | – |
| ORealty Income Corp | REIT | 16,033 | $1.02M | 0.1% | −1,100−6.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 6,388 | $990.2K | 0.1% | +133+2.1% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 5,086 | $964.0K | 0.1% | +97+1.9% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 5,081 | $949.1K | 0.1% | +165+3.4% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 8,756 | $899.8K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 12,531 | $892.9K | 0.1% | +21+0.2% | Added | – |
| NVDANVIDIA Corp | Stock | 3,209 | $891.4K | 0.1% | −31−1.0% | Reduced | History |
| SBUXStarbucks Corp | Stock | 7,897 | $822.3K | 0.1% | −79−1.0% | Reduced | History |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 29,988 | $798.6K | 0.1% | −7,449−19.9% | Reduced | – |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 24,600 | $761.9K | 0.1% | −382−1.5% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 9,746 | $719.6K | 0.1% | +702+7.8% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 12,729 | $702.8K | 0.1% | +10,267+417.0% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 3,630 | $679.0K | 0.1% | +143+4.1% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 5,618 | $658.3K | 0.1% | 00.0% | Unchanged | – |
| PGProcter & Gamble Co | Stock | 4,313 | $641.4K | 0.1% | +62+1.5% | Added | History |
| MCDMcDonalds Corp | Stock | 2,183 | $610.4K | 0.1% | +36+1.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,489 | $608.1K | 0.1% | 00.0% | Unchanged | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 7,931 | $580.2K | 0.1% | +32+0.4% | Added | – |
| AXPAmerican Express Co | Stock | 3,491 | $575.8K | 0.1% | +205+6.2% | Added | History |
| AJGArthur J. Gallagher & Co. | COM | 2,963 | $566.9K | 0.1% | +2+0.1% | Added | History |
| ORCLOracle Corp | Stock | 5,996 | $557.1K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 6,447 | $556.2K | 0.1% | −857−11.7% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,197 | $548.5K | 0.1% | −20−1.6% | Reduced | History |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 11,601 | $539.1K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,468 | $520.6K | 0.1% | −19−0.8% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,376 | $517.4K | 0.1% | +64+4.9% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 4,716 | $517.2K | 0.1% | +727+18.2% | Added | History |
| NKENIKE, Inc. | Stock | 4,184 | $513.2K | 0.1% | −72−1.7% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 4,730 | $503.2K | 0.1% | +1,552+48.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 4,805 | $498.4K | 0.1% | −725−13.1% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 9,330 | $488.7K | 0.1% | −4,923−34.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 4,610 | $479.4K | 0.1% | −140−2.9% | Reduced | History |
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $477.7K | 0.1% | 00.0% | Unchanged | – |
| CVXChevron Corp | Stock | 2,817 | $459.6K | 0.1% | +49+1.8% | Added | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 11,172 | $453.3K | 0.1% | +166+1.5% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,479 | $453.0K | 0.1% | −10.0% | Reduced | – |
| iShares Core S&P US Value ETF464287663 | ETF | 6,115 | $451.2K | 0.1% | +1,285+26.6% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 928 | $438.6K | 0.1% | −6−0.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 2,719 | $433.3K | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 3,439 | $425.5K | 0.1% | +418+13.8% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 7,508 | $417.0K | 0.1% | 00.0% | Unchanged | – |
| MTTRMatterport, Inc. | COM CL A | 150,000 | $409.5K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 6,364 | $406.6K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,545 | $385.4K | 0.1% | 00.0% | Unchanged | – |
| HDHome Depot, Inc. | Stock | 1,233 | $363.9K | <0.1% | +18+1.5% | Added | History |
Sold out since Q4 2022 (77)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF921937827 | ETF | 14,362 | $1.08M | 0.1% | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 3,198 | $109.5K | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 2,000 | $70.8K | <0.1% | History |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 447 | $60.6K | <0.1% | – |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 1,089 | $53.2K | <0.1% | – |
| Flexshares Tr33939L803 | M STAR DEV MKT | 674 | $40.7K | <0.1% | – |
| Vanguard Admiral FDS Inc921932869 | MIDCP 400 GRTH | 217 | $36.7K | <0.1% | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 242 | $32.7K | <0.1% | – |
| DHRDanaher Corp | Stock | 111 | $29.5K | <0.1% | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 124 | $26.2K | <0.1% | – |
| TGBTrekor Metals Ltd | COM | 17,435 | $25.6K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 90 | $15.9K | <0.1% | History |
| SPGIS&P Global Inc. | Stock | 46 | $15.4K | <0.1% | History |
| XYLXylem Inc. | COM | 138 | $15.3K | <0.1% | History |
| PCGPG&E Corp | Stock | 919 | $14.9K | <0.1% | History |
| ITGartner Inc | COM | 40 | $13.4K | <0.1% | History |
| Macquarie Group Lt OrdQ57085104 | COM | 117 | $13.3K | <0.1% | – |
| DGDollar General Corp | COM | 54 | $13.3K | <0.1% | History |
| ORLYO Reilly Automotive Inc | Stock | 12 | $10.1K | <0.1% | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 61 | $10.1K | <0.1% | History |
| ELEstee Lauder Companies Inc | CL A | 39 | $9.68K | <0.1% | History |
| MSIMotorola Solutions, Inc. | Stock | 32 | $8.25K | <0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 31 | $8.23K | <0.1% | History |
| ROPRoper Technologies Inc | Stock | 17 | $7.35K | <0.1% | History |
| IEXIdex Corp | COM | 31 | $7.08K | <0.1% | History |
| APTVAptiv PLC | SHS | 73 | $6.80K | <0.1% | History |
| WisdomTree Tr97717W281 | EMG MKTS SMCAP | 141 | $6.20K | <0.1% | – |
| BALLBALL Corp | COM | 118 | $6.04K | <0.1% | History |
| AONAon plc | CL A | 19 | $5.70K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 81 | $5.50K | <0.1% | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 37 | $5.40K | <0.1% | – |
| TAKTakeda Pharmaceutical Co Ltd | ADR | 331 | $5.16K | <0.1% | History |
| Invesco Exchange Traded FD T46137V340 | S&P500 EQL FIN | 90 | $5.08K | <0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 56 | $4.90K | <0.1% | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 64 | $4.77K | <0.1% | History |
| MCKMcKesson Corp | Stock | 12 | $4.50K | <0.1% | History |
| Vanguard Financials ETF92204A405 | ETF | 51 | $4.22K | <0.1% | – |
| CCICrown Castle Inc. | REIT | 31 | $4.21K | <0.1% | History |
| MCOMoodys Corp | Stock | 14 | $3.90K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 37 | $3.76K | <0.1% | History |
| TELTE Connectivity plc | REG SHS | 32 | $3.67K | <0.1% | History |
| IDXXIDEXX Laboratories Inc | COM | 9 | $3.67K | <0.1% | History |
| PANWPalo Alto Networks Inc | Stock | 24 | $3.35K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 6 | $3.34K | <0.1% | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 57 | $3.28K | <0.1% | – |
| ETNEaton Corp plc | Stock | 20 | $3.14K | <0.1% | History |
| ROLRollins Inc | COM | 85 | $3.11K | <0.1% | History |
| IPARInterparfums Inc | COM | 32 | $3.09K | <0.1% | History |
| VanEck Semiconductor ETF92189F676 | ETF | 15 | $3.04K | <0.1% | – |
| TBITrueBlue, Inc. | COM | 150 | $2.94K | <0.1% | History |
| WTSWatts Water Technologies Inc | CL A | 18 | $2.63K | <0.1% | History |
| ALCAlcon Inc | Stock | 36 | $2.47K | <0.1% | History |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 51 | $2.33K | <0.1% | – |
| TSCOTractor Supply Co | COM | 10 | $2.25K | <0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 12 | $2.19K | <0.1% | – |
| Signature BK New York N Y82669G104 | COM | 19 | $2.19K | <0.1% | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 47 | $1.74K | <0.1% | – |
| SPLKSplunk Inc | COM | 20 | $1.72K | <0.1% | History |
| RUNSunrun Inc. | COM | 68 | $1.63K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 11 | $1.62K | <0.1% | History |
| SHWSherwin Williams Co | COM | 6 | $1.42K | <0.1% | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 52 | $1.38K | <0.1% | – |
| BFAMBright Horizons Family Solutions Inc. | COM | 18 | $1.14K | <0.1% | History |
| RFRegions Financial Corp | COM | 49 | $1.06K | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 11 | $1.02K | <0.1% | History |
| SESea Ltd | SPONSORD ADS | 18 | $937 | <0.1% | History |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 30 | $871 | <0.1% | – |
| Vanguard Materials ETF92204A801 | ETF | 4 | $681 | <0.1% | – |
| AFLAflac Inc | Stock | 9 | $648 | <0.1% | History |
| iShares U.S. Regional Banks ETF464288778 | ETF | 13 | $620 | <0.1% | – |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 9 | $605 | <0.1% | – |
| PHMPultegroup Inc | COM | 12 | $547 | <0.1% | History |
| SIVBSVB Financial Group | COM | 2 | $461 | <0.1% | History |
| PATHUiPath, Inc. | Stock | 36 | $458 | <0.1% | History |
| UUnity Software Inc. | COM | 10 | $286 | <0.1% | History |
| Noble Corporation New Warrant Exp 020426G6610J134 | Com | 132 | $165 | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1 | $159 | <0.1% | History |