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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
566
+23 vs. Q2 2021
Portfolio value
$821.2M
+$57.8M (+7.6%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Private Ocean, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
HAEHaemonetics CorpCOM72$5.00K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM133$5.00K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM250$5.00K<0.1%+250NewHistory
FBPFirst BancorpCOM NEW392$5.00K<0.1%00.0%UnchangedHistory
DTEGYDeutsche Telekom AGCOM250$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464288422INTL DEVPPTY ETF136$5.00K<0.1%+136New–
DXCDXC Technology CoStock164$6.00K<0.1%00.0%UnchangedHistory
iShares Tr46434V290US SML CAP EQT119$6.00K<0.1%00.0%Unchanged–
Victory Portfolios II92647N873VCSHS US SMCP HG105$6.00K<0.1%00.0%Unchanged–
TRGPTarga Resources Corp.COM124$6.00K<0.1%00.0%UnchangedHistory
IBNIcici Bank LtdADR308$6.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V340S&P500 EQL FIN90$6.00K<0.1%−336−78.9%Reduced–
BYNDBeyond Meat, Inc.COM53$6.00K<0.1%00.0%UnchangedHistory
Healthpeak Properties, Inc.71943U104COM340$6.00K<0.1%00.0%Unchanged–
VLOValero Energy CorpStock100$7.00K<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock34$7.00K<0.1%+18+112.5%AddedHistory
SAPSAP SEADR50$7.00K<0.1%00.0%UnchangedHistory
FNFFidelity National Financial, Inc.COM SHS153$7.00K<0.1%−374−71.0%ReducedHistory
ICLRIcon PLCCOM26$7.00K<0.1%+26NewHistory
DOCHealthpeak Properties, Inc.COM198$7.00K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM92$7.00K<0.1%00.0%UnchangedHistory
AVBAvalonbay Communities IncCOM31$7.00K<0.1%00.0%UnchangedHistory
TELFYTelefonica S ASPONSORED ADR1,510$7.00K<0.1%00.0%UnchangedHistory
Trucept Inc89778T109COM60,000$7.00K<0.1%00.0%Unchanged–
AEPAmerican Electric Power Co IncStock100$8.00K<0.1%00.0%UnchangedHistory
AGNCAGNC Investment Corp.REIT490$8.00K<0.1%00.0%UnchangedHistory
APGAPi Group CorpCOM STK400$8.00K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr8085247221000 INDEX ETF193$8.00K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM150$8.00K<0.1%−1,877−92.6%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD89$8.00K<0.1%+89New–
UDRUDR, Inc.COM158$8.00K<0.1%00.0%UnchangedHistory
APDAir Products & Chemicals, Inc.Stock36$9.00K<0.1%−1−2.7%ReducedHistory
iShares U.S. Medical Devices ETF464288810ETF138$9.00K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
State Street Utilities Select Sector SPDR ETF81369Y886ETF142$9.00K<0.1%00.0%Unchanged–
ELSEquity Lifestyle Properties IncCOM120$9.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV221$9.00K<0.1%+221New–
First Rep BK San Francisco C33616C100COM47$9.00K<0.1%+47New–
Royal Dutch Shell PLC780259206SPONS ADR A207$9.00K<0.1%+207New–
Schwab U.S. REIT ETF808524847ETF210$10.0K<0.1%+1+0.5%Added–
FBINFortune Brands Innovations, Inc.COM110$10.0K<0.1%00.0%UnchangedHistory
AVAAvista CorpCOM263$10.0K<0.1%00.0%UnchangedHistory
NXPINXP Semiconductors N.V.COM49$10.0K<0.1%+4+8.9%AddedHistory
PFGPrincipal Financial Group IncCOM159$10.0K<0.1%00.0%UnchangedHistory
TYTRI-CONTINENTAL CorpCOM300$10.0K<0.1%+300NewHistory
Two Harbors Investment Corp.90187B408COM NEW1,533$10.0K<0.1%+1,533New–
LHXL3HARRIS Technologies, Inc.Stock50$11.0K<0.1%−596−92.3%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF63$11.0K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM75$11.0K<0.1%00.0%UnchangedHistory
VICIVici Properties Inc.COM393$11.0K<0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock153$12.0K<0.1%+53+53.0%AddedHistory
JWNNordstrom IncStock460$12.0K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock5$12.0K<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM137$12.0K<0.1%+137NewHistory
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL68$12.0K<0.1%+68New–
SPDR Series Trust78464A201ST STR SP600GRWO136$12.0K<0.1%00.0%Unchanged–
TILEInterface IncCOM807$12.0K<0.1%00.0%UnchangedHistory
STAGSTAG Industrial, Inc.COM305$12.0K<0.1%00.0%UnchangedHistory
FNGSBank of MontrealNT LKD 38400$12.0K<0.1%+400NewHistory
ZZillow Group, Inc.CL C CAP STK140$12.0K<0.1%00.0%UnchangedHistory
WORWorthington Enterprises, Inc.COM220$12.0K<0.1%00.0%UnchangedHistory
COOPMaverick Merger Sub 2, LLCCOM300$12.0K<0.1%+295+5,900.0%AddedHistory
Softbank Corp OrdJ75963108Equities200$12.0K<0.1%00.0%Unchanged–
CLBCore Laboratories Inc.COM420$12.0K<0.1%00.0%UnchangedHistory
TJXTJX Companies IncStock200$13.0K<0.1%00.0%UnchangedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT2,000$13.0K<0.1%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM211$13.0K<0.1%+35+19.9%AddedHistory
iShares Tr46435U853BROAD USD HIGH303$13.0K<0.1%+303New–
CONECyrusOne Holdco LLCCOM173$13.0K<0.1%00.0%UnchangedHistory
EQCEQC Liquidating TrustCOM SH BEN INT500$13.0K<0.1%+500NewHistory
Safehold Inc.45031U101COM500$13.0K<0.1%+500New–
MCRMFS Charter Income TrustSH BEN INT1,500$13.0K<0.1%+1,500NewHistory
ADPAutomatic Data Processing IncStock68$14.0K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF144$14.0K<0.1%+144New–
KRKroger CoStock340$14.0K<0.1%00.0%UnchangedHistory
OTISOtis Worldwide CorpStock165$14.0K<0.1%+15+10.0%AddedHistory
MOAltria Group, Inc.Stock305$14.0K<0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock80$14.0K<0.1%00.0%UnchangedHistory
ARK Next Generation Technology ETF00214Q401ETF100$14.0K<0.1%+100New–
iShares Tr46434V456MSCI INTL QUALTY357$14.0K<0.1%00.0%Unchanged–
VCTRVictory Capital Holdings, Inc.COM CL A400$14.0K<0.1%+400NewHistory
iShares Tr46435G409MSCI INTL VLU FT540$14.0K<0.1%−625−53.6%Reduced–
ALTRAltair Engineering Inc.COM CL A200$14.0K<0.1%+200NewHistory
CoreSite Realty Corp21870Q105COM100$14.0K<0.1%00.0%Unchanged–
MRNAModerna, Inc.Stock40$15.0K<0.1%00.0%UnchangedHistory
iShares S&P 500 Value ETF464287408ETF100$15.0K<0.1%00.0%Unchanged–
CICigna GroupStock76$15.0K<0.1%−86−53.1%ReducedHistory
AAgilent Technologies, Inc.COM96$15.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF165$15.0K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH90$15.0K<0.1%00.0%Unchanged–
iShares Tr464287291GLOBAL TECH ETF258$15.0K<0.1%00.0%UnchangedConverted for a 6-for-1 split–
ATAIAtai Beckley N.V.SHS1,000$15.0K<0.1%+1,000NewHistory
Wise PLC OrdG97229101COM1,014$15.0K<0.1%+1,014New–
CARRCarrier Global CorpStock300$16.0K<0.1%00.0%UnchangedHistory
ICEIntercontinental Exchange, Inc.Stock140$16.0K<0.1%00.0%UnchangedHistory
EPCEdgewell Personal Care CoCOM441$16.0K<0.1%00.0%UnchangedHistory
EVHEvolent Health, Inc.CL A500$16.0K<0.1%+500NewHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP350$16.0K<0.1%00.0%UnchangedHistory
EVRGEvergy, Inc.Stock268$17.0K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock518$17.0K<0.1%00.0%UnchangedHistory
Vanguard Star FDS921909768VG TL INTL STK F274$17.0K<0.1%00.0%Unchanged–

Sold out since Q2 2021 (106)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Private Ocean, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Global Clean Energy ETF464288224ETF6,821$160.0K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND3,188$147.0K<0.1%–
BSXBoston Scientific CorpStock3,083$132.0K<0.1%History
LEALear CorpCOM NEW530$93.0K<0.1%History
WisdomTree Tr97717W703INTL EQUITY FD1,654$90.0K<0.1%–
FITBFifth Third BancorpCOM2,202$84.0K<0.1%History
UTHRUnited Therapeutics CorpCOM437$78.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C415$72.0K<0.1%History
EGEverest Group, Ltd.COM282$71.0K<0.1%History
CVSCVS Health CorpStock737$61.0K<0.1%History
RFRegions Financial CorpCOM3,030$61.0K<0.1%History
ITTItt Inc.COM666$61.0K<0.1%History
WisdomTree Tr97717X511YIELD ENHANCD US1,044$55.0K<0.1%–
MCKMcKesson CorpStock282$54.0K<0.1%History
ULTAUlta Beauty, Inc.Stock150$52.0K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM1,040$48.0K<0.1%–
WDCWestern Digital CorpCOM541$39.0K<0.1%History
WECWec Energy Group, Inc.Stock420$37.0K<0.1%History
WUWestern Union COStock1,557$36.0K<0.1%History
BCEBce IncCOM NEW732$36.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA696$34.0K<0.1%History
WisdomTree Tr97717X156US SHT TRM CORP651$34.0K<0.1%–
MROMarathon Oil CorpCOM2,427$33.0K<0.1%History
FISFidelity National Information Services, Inc.Stock228$32.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR264$32.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED718$30.0K<0.1%–
CACCCredit Acceptance CorpCOM67$30.0K<0.1%History
VCVisteon CorpCOM NEW228$28.0K<0.1%History
HLFHerbalife Ltd.COM SHS536$28.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW549$24.0K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM518$24.0K<0.1%–
WisdomTree Tr97717X172US HGH YLD CORP432$23.0K<0.1%–
LBRDALiberty Broadband CorpCOM SER A128$22.0K<0.1%History
ANETArista Networks, Inc.COM59$21.0K<0.1%History
ACIWAci Worldwide, Inc.Stock512$19.0K<0.1%History
WWayfair Inc.CL A60$19.0K<0.1%History
JJacobs Solutions Inc.COM128$17.0K<0.1%History
AFLAflac IncStock291$16.0K<0.1%History
NEMNEWMONT CorpStock240$15.0K<0.1%History
BF.BBrown Forman CorpStock195$15.0K<0.1%History
CCChemours CoStock377$13.0K<0.1%History
BKIBlack Knight, Inc.COM161$13.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM22$12.0K<0.1%History
PTCPTC Inc.Stock78$11.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM65$11.0K<0.1%History
EQIXEquinix IncCOM13$10.0K<0.1%History
ZIONZions Bancorporation, National AssociationCOM164$9.00K<0.1%History
ALGNAlign Technology IncCOM15$9.00K<0.1%History
AESAES CorpStock300$8.00K<0.1%History
RNRRenaissancere Holdings LtdCOM56$8.00K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM42$8.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW94$7.00K<0.1%History
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5020$7.00K<0.1%–
ETREntergy CorpCOM65$6.00K<0.1%History
IPARInterparfums IncCOM79$6.00K<0.1%History
HESHess CorpStock56$5.00K<0.1%History
RMDResmed IncCOM22$5.00K<0.1%History
OSISOsi Systems IncCOM47$5.00K<0.1%History
CLFCleveland-Cliffs Inc.COM225$5.00K<0.1%History
NVAXNovavax IncCOM NEW25$5.00K<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA129$5.00K<0.1%History
Meridian Bioscience Inc589584101COM236$5.00K<0.1%–
HOUSAnywhere Real Estate Inc.COM288$5.00K<0.1%History
CNCCentene CorpStock48$4.00K<0.1%History
FCXFreeport-McMoran IncStock113$4.00K<0.1%History
MACMacerich CoCOM217$4.00K<0.1%History
MZTIMarzetti CoCOM20$4.00K<0.1%History
TRUPTrupanion, Inc.COM36$4.00K<0.1%History
MSCIMSCI Inc.Stock5$3.00K<0.1%History
NJRNew Jersey Resources CorpStock81$3.00K<0.1%History
PAYCPaycom Software, Inc.Stock7$3.00K<0.1%History
DDominion Energy, IncStock39$3.00K<0.1%History
MCOMoodys CorpStock9$3.00K<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW26$3.00K<0.1%History
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP104$3.00K<0.1%History
UAAUnder Armour, Inc.Stock100$2.00K<0.1%History
PENNPENN Entertainment, Inc.COM25$2.00K<0.1%History
IIPRInnovative Industrial Properties IncCOM11$2.00K<0.1%History
INCYIncyte CorpCOM24$2.00K<0.1%History
ICUIIcu Medical IncCOM12$2.00K<0.1%History
TXNMTXNM Energy IncCOM37$2.00K<0.1%History
CZRCaesars Entertainment, Inc.COM15$2.00K<0.1%History
UAUnder Armour, Inc.CL C100$2.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock6$1.00K<0.1%History
CTRACoterra Energy Inc.Stock84$1.00K<0.1%History
XRAYDentsply Sirona Inc.Stock9$1.00K<0.1%History
ENPHEnphase Energy, Inc.Stock5$1.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock14$1.00K<0.1%History
DFINDonnelley Financial Solutions, Inc.COM18$1.00K<0.1%History
BKHBlack Hills CorpCOM13$1.00K<0.1%History
SKTTanger Inc.COM79$1.00K<0.1%History
RHRHCOM1$1.00K<0.1%History
TFINTriumph Financial, Inc.COM10$1.00K<0.1%History
MTUSMetallus Inc.COM58$1.00K<0.1%History
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP46$1.00K<0.1%History
WORKSlack Technologies, Inc.COM CL A25$1.00K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock3$00.0%History
BALLBALL CorpCOM2$00.0%History
MKTXMarketaxess Holdings IncCOM1$00.0%History
RYAMRayonier Advanced Materials Inc.COM43$00.0%History