Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 25, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 621
- +55 vs. Q3 2021
- Portfolio value
- $854.3M
- +$33.1M (+4.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 5,055,920 | $146.5M | 17.1% | −272,346−5.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,253,919 | $101.9M | 11.9% | +5,378+0.4% | Added | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 1,471,828 | $88.4M | 10.4% | +25,999+1.8% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 661,391 | $71.8M | 8.4% | +12,588+1.9% | Added | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 1,586,757 | $41.8M | 4.9% | +23,416+1.5% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 675,082 | $37.1M | 4.3% | +34,283+5.4% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 233,238 | $34.0M | 4.0% | +16,822+7.8% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 826,059 | $32.8M | 3.8% | +79,894+10.7% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 1,188,848 | $30.5M | 3.6% | +101,140+9.3% | Added | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 510,278 | $28.2M | 3.3% | +46,809+10.1% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 349,048 | $27.7M | 3.2% | +14,117+4.2% | Added | – |
| AAPLApple Inc. | Stock | 134,716 | $23.9M | 2.8% | −2,012−1.5% | Reduced | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 325,783 | $20.3M | 2.4% | −229−0.1% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 66,772 | $17.7M | 2.1% | −2,636−3.8% | Reduced | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 55,446 | $9.52M | 1.1% | +942+1.7% | Added | – |
| MSFTMicrosoft Corp | Stock | 25,093 | $8.44M | 1.0% | −1,047−4.0% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 61,886 | $7.18M | 0.8% | −1,250−2.0% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 14,211 | $6.78M | 0.8% | −372−2.6% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 58,906 | $6.36M | 0.7% | −1,619−2.7% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 21,377 | $5.16M | 0.6% | −1,121−5.0% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 8,916 | $4.24M | 0.5% | −152−1.7% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 80,771 | $4.12M | 0.5% | −5,467−6.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 19,467 | $3.73M | 0.4% | −949−4.6% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 56,061 | $3.36M | 0.4% | −3,996−6.7% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 958 | $3.20M | 0.4% | −130−11.9% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,819 | $3.16M | 0.4% | −1,240−6.2% | Reduced | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 47,852 | $2.87M | 0.3% | −3,936−7.6% | Reduced | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,580 | $2.68M | 0.3% | +350.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 51,235 | $2.43M | 0.3% | −1,039−2.0% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 21,172 | $2.42M | 0.3% | −259−1.2% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 30,566 | $2.40M | 0.3% | −140.0% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 15,249 | $2.24M | 0.3% | −2,229−12.8% | Reduced | – |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 9,153 | $1.67M | 0.2% | −224−2.4% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 31,401 | $1.55M | 0.2% | −345−1.1% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,574 | $1.37M | 0.2% | −1,047−18.6% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 6,069 | $1.35M | 0.2% | −72−1.2% | Reduced | – |
| ORealty Income Corp | REIT | 17,990 | $1.29M | 0.2% | −438−2.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 7,412 | $1.27M | 0.1% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,084 | $1.23M | 0.1% | −196−6.0% | Reduced | – |
| SBUXStarbucks Corp | Stock | 10,412 | $1.22M | 0.1% | +241+2.4% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 10,888 | $1.21M | 0.1% | +232+2.2% | Added | – |
| COSTCostco Wholesale Corp | Stock | 1,891 | $1.07M | 0.1% | +130+7.4% | Added | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 27,888 | $1.05M | 0.1% | −4,090−12.8% | Reduced | – |
| NVDANVIDIA Corp | Stock | 3,539 | $1.04M | 0.1% | −1,049−22.9% | Reduced | History |
| SCHWSchwab Charles Corp | Stock | 11,667 | $981.0K | 0.1% | +1,918+19.7% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 2,148 | $938.0K | 0.1% | −346−13.9% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,134 | $934.0K | 0.1% | −10.0% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 14,980 | $918.0K | 0.1% | +11+0.1% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,988 | $913.0K | 0.1% | −10.0% | Reduced | – |
| Vanguard Total World Stock ETF922042742 | ETF | 7,872 | $846.0K | 0.1% | +254+3.3% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 26,360 | $779.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Select Dividend ETF464287168 | ETF | 6,255 | $767.0K | 0.1% | −10.0% | Reduced | – |
| iShares S&P 100 ETF464287101 | ETF | 3,486 | $764.0K | 0.1% | −10.0% | Reduced | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 8,816 | $744.0K | 0.1% | −1,867−17.5% | Reduced | – |
| PGProcter & Gamble Co | Stock | 4,514 | $738.0K | 0.1% | −3,135−41.0% | Reduced | History |
| NKENIKE, Inc. | Stock | 4,340 | $723.0K | 0.1% | +401+10.2% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 3,273 | $723.0K | 0.1% | 00.0% | Unchanged | – |
| GOOGLAlphabet Inc. | Stock | 245 | $710.0K | 0.1% | −4−1.6% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,524 | $643.0K | 0.1% | −296−10.5% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,241 | $643.0K | 0.1% | −1−0.1% | Reduced | History |
| Flexshares Tr33939L803 | M STAR DEV MKT | 8,672 | $624.0K | 0.1% | −844−8.9% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 7,280 | $609.0K | 0.1% | +916+14.4% | Added | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 7,885 | $600.0K | 0.1% | −165−2.0% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 206 | $596.0K | 0.1% | +5+2.5% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 7,889 | $589.0K | 0.1% | −526−6.3% | Reduced | – |
| MCDMcDonalds Corp | Stock | 2,152 | $577.0K | 0.1% | −3,065−58.8% | Reduced | History |
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $551.0K | 0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 3,512 | $544.0K | 0.1% | −264−7.0% | Reduced | History |
| iShares Russell Midcap ETF464287499 | ETF | 6,542 | $543.0K | 0.1% | 00.0% | Unchanged | – |
| AXPAmerican Express Co | Stock | 3,293 | $539.0K | 0.1% | +217+7.1% | Added | History |
| ORCLOracle Corp | Stock | 6,031 | $526.0K | 0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 4,187 | $512.0K | 0.1% | −10.0% | Reduced | – |
| HDHome Depot, Inc. | Stock | 1,225 | $508.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,545 | $496.0K | 0.1% | 00.0% | Unchanged | – |
| ABBVAbbVie Inc. | Stock | 3,494 | $473.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 5,405 | $458.0K | 0.1% | +2,468+84.0% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 11,528 | $455.0K | 0.1% | 00.0% | Unchanged | – |
| ProShares Tr74347X633 | ULTRA FNCLS NEW | 6,503 | $440.0K | 0.1% | −1,000−13.3% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 872 | $438.0K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 5,601 | $429.0K | 0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 6,765 | $429.0K | 0.1% | +50+0.7% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,824 | $411.0K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 2,281 | $396.0K | <0.1% | 00.0% | Unchanged | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 14,346 | $393.0K | <0.1% | +214+1.5% | Added | – |
| BABoeing Co | Stock | 1,943 | $391.0K | <0.1% | −20−1.0% | Reduced | History |
| iShares Tr464288869 | MICRO-CAP ETF | 2,784 | $389.0K | <0.1% | −564−16.8% | Reduced | – |
| RRXRegal Rexnord Corp | COM | 2,276 | $387.0K | <0.1% | +2,276 | New | History |
| UNPUnion Pacific Corp | Stock | 1,489 | $375.0K | <0.1% | −18−1.2% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 1,096 | $369.0K | <0.1% | −88−7.4% | Reduced | History |
| iShares Core S&P US Value ETF464287663 | ETF | 4,829 | $369.0K | <0.1% | −100−2.0% | Reduced | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 1,318 | $366.0K | <0.1% | −13−1.0% | Reduced | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 4,934 | $363.0K | <0.1% | −1,228−19.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 16,700 | $352.0K | <0.1% | 00.0% | Unchanged | – |
| AEOAmerican Eagle Outfitters Inc | COM | 13,791 | $349.0K | <0.1% | −1,831−11.7% | Reduced | History |
| PFEPfizer Inc | Stock | 5,648 | $334.0K | <0.1% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 2,831 | $332.0K | <0.1% | +280+11.0% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 3,038 | $331.0K | <0.1% | +452+17.5% | Added | – |
| Invesco Exchange Traded FD T46137V530 | NASDAQ INTERNT | 1,536 | $331.0K | <0.1% | 00.0% | Unchanged | – |
| ABTAbbott Laboratories | Stock | 2,315 | $326.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,810 | $326.0K | <0.1% | −136−4.6% | Reduced | – |
Sold out since Q3 2021 (38)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| FNGUBank of Montreal | MICROSECTORS IDX | 5,000 | $166.0K | <0.1% | History |
| Macquarie Infrastructure Cor55608B105 | COM | 3,243 | $132.0K | <0.1% | – |
| Brunswick Corp117043406 | PFD | 4,000 | $114.0K | <0.1% | – |
| Macquarie Group Lt OrdQ57085104 | COM | 865 | $114.0K | <0.1% | – |
| FS Energy and Power Fund30264D109 | COM | 14,546 | $50.0K | <0.1% | – |
| SHWSherwin Williams Co | COM | 153 | $43.0K | <0.1% | History |
| FSLRFirst Solar, Inc. | Stock | 400 | $38.0K | <0.1% | History |
| HRHealthcare Realty Trust Inc | COM | 1,000 | $30.0K | <0.1% | History |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 200 | $25.0K | <0.1% | – |
| ONOn Semiconductor Corp | Stock | 500 | $23.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 80 | $23.0K | <0.1% | History |
| Brunswick Corp 6.62500 01/15/2049 PFD117043505 | PFD | 800 | $22.0K | <0.1% | – |
| CCRDCoreCard Corp | COM | 500 | $20.0K | <0.1% | History |
| WRLDWorld Acceptance Corp | COM | 100 | $19.0K | <0.1% | History |
| EVRGEvergy, Inc. | Stock | 268 | $17.0K | <0.1% | History |
| EVHEvolent Health, Inc. | CL A | 500 | $16.0K | <0.1% | History |
| ATAIAtai Beckley N.V. | SHS | 1,000 | $15.0K | <0.1% | History |
| Wise PLC OrdG97229101 | COM | 1,014 | $15.0K | <0.1% | – |
| VCTRVictory Capital Holdings, Inc. | COM CL A | 400 | $14.0K | <0.1% | History |
| ALTRAltair Engineering Inc. | COM CL A | 200 | $14.0K | <0.1% | History |
| CoreSite Realty Corp21870Q105 | COM | 100 | $14.0K | <0.1% | – |
| EQCEQC Liquidating Trust | COM SH BEN INT | 500 | $13.0K | <0.1% | History |
| Safehold Inc.45031U101 | COM | 500 | $13.0K | <0.1% | – |
| ZZillow Group, Inc. | CL C CAP STK | 140 | $12.0K | <0.1% | History |
| COOPMaverick Merger Sub 2, LLC | COM | 300 | $12.0K | <0.1% | History |
| Softbank Corp OrdJ75963108 | Equities | 200 | $12.0K | <0.1% | – |
| TYTRI-CONTINENTAL Corp | COM | 300 | $10.0K | <0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 47 | $9.00K | <0.1% | – |
| CMPSCOMPASS Pathways plc | SPONSORED ADS | 150 | $4.00K | <0.1% | History |
| APOApollo Global Management, Inc. | COM CL A | 66 | $4.00K | <0.1% | History |
| HIMSHims & Hers Health, Inc. | Stock | 75 | $1.00K | <0.1% | History |
| BMBLBumble Inc. | COM CL A | 14 | $1.00K | <0.1% | History |
| GILDGilead Sciences, Inc. | Stock | 4 | $0 | 0.0% | History |
| ALRAlerisLife Inc. | COM NEW | 2 | $0 | 0.0% | History |
| NEPTFNeptune Wellness Solutions Inc. | COM | 250 | $0 | 0.0% | History |
| Wa Funding Tr III XXX939ESC968 | COM | 214 | $0 | 0.0% | – |
| ITRMIterum Therapeutics plc | SHS | 400 | $0 | 0.0% | History |
| Noble Corporation New Warrant Exp 020426G6610J134 | Com | 132 | $0 | 0.0% | – |