Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed Apr 25, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 703
- +82 vs. Q4 2021
- Portfolio value
- $801.6M
- −$52.7M (−6.2%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 5,001,151 | $137.9M | 17.2% | −54,769−1.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,253,214 | $97.9M | 12.2% | −705−0.1% | Reduced | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 1,467,568 | $80.9M | 10.1% | −4,260−0.3% | Reduced | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 668,704 | $68.5M | 8.6% | +7,313+1.1% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 687,424 | $35.4M | 4.4% | +12,342+1.8% | Added | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 1,558,246 | $35.2M | 4.4% | −28,511−1.8% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 254,236 | $34.2M | 4.3% | +20,998+9.0% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 863,803 | $31.7M | 4.0% | +37,744+4.6% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 1,131,724 | $27.9M | 3.5% | −57,124−4.8% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 353,931 | $26.1M | 3.3% | +4,883+1.4% | Added | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 505,055 | $26.1M | 3.3% | −5,223−1.0% | Reduced | – |
| AAPLApple Inc. | Stock | 135,107 | $23.6M | 2.9% | +391+0.3% | Added | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 322,994 | $18.5M | 2.3% | −2,789−0.9% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 63,698 | $15.9M | 2.0% | −3,074−4.6% | Reduced | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 54,995 | $9.40M | 1.2% | −451−0.8% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 24,381 | $7.52M | 0.9% | −712−2.8% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 64,831 | $6.57M | 0.8% | +5,925+10.1% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 58,009 | $6.29M | 0.8% | −3,877−6.3% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 12,299 | $5.58M | 0.7% | −1,912−13.5% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 20,504 | $4.67M | 0.6% | −873−4.1% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 8,924 | $4.03M | 0.5% | +8+0.1% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 80,660 | $3.87M | 0.5% | −111−0.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 18,432 | $3.37M | 0.4% | −1,035−5.3% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 927 | $3.02M | 0.4% | −31−3.2% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 17,555 | $2.91M | 0.4% | −1,264−6.7% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 51,886 | $2.88M | 0.4% | −4,175−7.4% | Reduced | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,584 | $2.73M | 0.3% | +40.0% | Added | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 47,855 | $2.68M | 0.3% | +30.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 50,397 | $2.33M | 0.3% | −838−1.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 21,184 | $2.29M | 0.3% | +12+0.1% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 15,270 | $2.26M | 0.3% | +21+0.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 30,318 | $2.23M | 0.3% | −248−0.8% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 20,138 | $1.97M | 0.2% | +17,100+562.9% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,516 | $1.59M | 0.2% | −58−1.3% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 32,718 | $1.51M | 0.2% | +1,317+4.2% | Added | – |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 8,074 | $1.41M | 0.2% | −1,079−11.8% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 6,070 | $1.25M | 0.2% | +10.0% | Added | – |
| MTTRMatterport, Inc. | COM CL A | 150,000 | $1.22M | 0.2% | +150,000 | New | History |
| ORealty Income Corp | REIT | 17,540 | $1.22M | 0.2% | −450−2.5% | Reduced | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 10,789 | $1.18M | 0.1% | −99−0.9% | Reduced | – |
| JNJJohnson & Johnson | Stock | 6,442 | $1.14M | 0.1% | −970−13.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,065 | $1.11M | 0.1% | −19−0.6% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 1,892 | $1.09M | 0.1% | +1+0.1% | Added | History |
| SCHWSchwab Charles Corp | Stock | 12,290 | $1.04M | 0.1% | +623+5.3% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 17,555 | $1.01M | 0.1% | +2,575+17.2% | Added | – |
| NVDANVIDIA Corp | Stock | 3,527 | $962.0K | 0.1% | −12−0.3% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 9,463 | $958.0K | 0.1% | +1,591+20.2% | Added | – |
| SBUXStarbucks Corp | Stock | 10,419 | $948.0K | 0.1% | +7+0.1% | Added | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 25,435 | $894.0K | 0.1% | −2,453−8.8% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,135 | $879.0K | 0.1% | +10.0% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 6,248 | $801.0K | 0.1% | −7−0.1% | Reduced | – |
| Flexshares Tr33939L803 | M STAR DEV MKT | 11,087 | $754.0K | 0.1% | +2,415+27.8% | Added | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 9,432 | $747.0K | 0.1% | +616+7.0% | Added | – |
| iShares S&P 100 ETF464287101 | ETF | 3,487 | $727.0K | 0.1% | +10.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,489 | $691.0K | 0.1% | −499−16.7% | Reduced | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 3,273 | $682.0K | 0.1% | 00.0% | Unchanged | – |
| GOOGLAlphabet Inc. | Stock | 242 | $673.0K | 0.1% | −3−1.2% | Reduced | History |
| PGProcter & Gamble Co | Stock | 4,384 | $670.0K | 0.1% | −130−2.9% | Reduced | History |
| AXPAmerican Express Co | Stock | 3,290 | $615.0K | 0.1% | −3−0.1% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,235 | $606.0K | 0.1% | −6−0.5% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,524 | $600.0K | 0.1% | 00.0% | Unchanged | – |
| NKENIKE, Inc. | Stock | 4,347 | $585.0K | 0.1% | +7+0.2% | Added | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 7,885 | $560.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,114 | $548.0K | 0.1% | +3,519+220.6% | Added | – |
| GOOGAlphabet Inc. | Stock | 193 | $539.0K | 0.1% | −13−6.3% | Reduced | History |
| MCDMcDonalds Corp | Stock | 2,155 | $533.0K | 0.1% | +3+0.1% | Added | History |
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $524.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,245 | $517.0K | 0.1% | −903−42.0% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 6,542 | $511.0K | 0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 18,222 | $505.0K | 0.1% | +18,222 | New | – |
| ORCLOracle Corp | Stock | 6,031 | $499.0K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 6,374 | $487.0K | 0.1% | −906−12.4% | Reduced | – |
| DISWalt Disney Co | Stock | 3,417 | $469.0K | 0.1% | −95−2.7% | Reduced | History |
| CVXChevron Corp | Stock | 2,830 | $461.0K | 0.1% | −10.0% | Reduced | History |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 3,901 | $458.0K | 0.1% | −286−6.8% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 873 | $445.0K | 0.1% | +1+0.1% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,545 | $444.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 5,473 | $435.0K | 0.1% | +68+1.3% | Added | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 8,937 | $423.0K | 0.1% | +4,157+87.0% | Added | – |
| UNPUnion Pacific Corp | Stock | 1,491 | $407.0K | 0.1% | +2+0.1% | Added | History |
| ABBVAbbVie Inc. | Stock | 2,494 | $404.0K | 0.1% | −1,000−28.6% | Reduced | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,824 | $400.0K | <0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 1,943 | $372.0K | <0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 6,560 | $366.0K | <0.1% | −205−3.0% | Reduced | History |
| iShares Core S&P US Value ETF464287663 | ETF | 4,830 | $366.0K | <0.1% | +10.0% | Added | – |
| HDHome Depot, Inc. | Stock | 1,221 | $365.0K | <0.1% | −4−0.3% | Reduced | History |
| iShares Tr464288869 | MICRO-CAP ETF | 2,784 | $359.0K | <0.1% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 4,340 | $358.0K | <0.1% | −788−15.4% | Reduced | History |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 4,934 | $339.0K | <0.1% | 00.0% | Unchanged | – |
| RRXRegal Rexnord Corp | COM | 2,277 | $339.0K | <0.1% | +10.0% | Added | History |
| PEPPepsiCo Inc | Stock | 1,924 | $322.0K | <0.1% | −357−15.7% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 4,249 | $310.0K | <0.1% | +9+0.2% | Added | History |
| AJGArthur J. Gallagher & Co. | COM | 1,764 | $308.0K | <0.1% | +258+17.1% | Added | History |
| BXBlackstone Inc. | COM | 2,412 | $306.0K | <0.1% | +546+29.3% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 3,470 | $301.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,746 | $297.0K | <0.1% | −64−2.3% | Reduced | – |
| LLYEli Lilly & Co | Stock | 1,009 | $289.0K | <0.1% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 5,398 | $279.0K | <0.1% | −250−4.4% | Reduced | History |
| USBUS Bancorp DE | COM NEW | 5,191 | $276.0K | <0.1% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 4,368 | $271.0K | <0.1% | +12+0.3% | Added | History |
Sold out since Q4 2021 (65)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| ProShares Tr74347X633 | ULTRA FNCLS NEW | 6,503 | $440.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 16,700 | $352.0K | <0.1% | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 1,875 | $205.0K | <0.1% | – |
| CLXClorox Co | Stock | 924 | $161.0K | <0.1% | History |
| MDUMdu Resources Group Inc | Stock | 3,000 | $93.0K | <0.1% | History |
| BHBBar Harbor Bankshares | COM | 3,150 | $91.0K | <0.1% | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 2,016 | $88.0K | <0.1% | – |
| NBXGNeuberger Next Generation Connectivity Fund Inc. | COMMON STOCK | 5,000 | $87.0K | <0.1% | History |
| YETIYETI Holdings, Inc. | COM | 800 | $66.0K | <0.1% | History |
| DPZDominos Pizza Inc | COM | 100 | $56.0K | <0.1% | History |
| SIBNSI-BONE, Inc. | COM | 2,156 | $48.0K | <0.1% | History |
| MATXMatson, Inc. | COM | 400 | $36.0K | <0.1% | History |
| Macquarie Group Lt OrdQ57085286 | COM | 242 | $36.0K | <0.1% | – |
| Kirkland Lake Gold Ltd49741E100 | COM | 700 | $29.0K | <0.1% | – |
| Coherent Inc192479103 | COM | 100 | $27.0K | <0.1% | – |
| BPBP PLC | ADR | 894 | $24.0K | <0.1% | History |
| SLBSLB Limited | Stock | 800 | $24.0K | <0.1% | History |
| ROKURoku, Inc | COM CL A | 100 | $23.0K | <0.1% | History |
| OFGOfg Bancorp | COM | 864 | $23.0K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 500 | $22.0K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 77 | $20.0K | <0.1% | History |
| WMKWeis Markets Inc | COM | 300 | $20.0K | <0.1% | History |
| CONECyrusOne Holdco LLC | COM | 173 | $16.0K | <0.1% | History |
| FNGSBank of Montreal | NT LKD 38 | 400 | $13.0K | <0.1% | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 100 | $12.0K | <0.1% | – |
| iShares Tr46435U853 | BROAD USD HIGH | 303 | $12.0K | <0.1% | – |
| DHTIDalrada Technology Group, Inc. | COM | 14,400 | $12.0K | <0.1% | History |
| APGAPi Group Corp | COM STK | 400 | $10.0K | <0.1% | History |
| SFTBFSoftbank Group Corp. | COM | 200 | $10.0K | <0.1% | History |
| TTDTrade Desk, Inc. | Stock | 100 | $9.00K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 650 | $9.00K | <0.1% | History |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 207 | $9.00K | <0.1% | – |
| Trucept Inc89778T109 | COM | 60,000 | $8.00K | <0.1% | – |
| POSHPoshmark, Inc. | COM CL A | 400 | $7.00K | <0.1% | History |
| REALTheRealReal, Inc. | COM | 500 | $6.00K | <0.1% | History |
| SOVOSovos Brands, Inc. | COM | 400 | $6.00K | <0.1% | History |
| BBBLACKBERRY Ltd | COM | 500 | $5.00K | <0.1% | History |
| DTEGYDeutsche Telekom AG | COM | 250 | $5.00K | <0.1% | History |
| SUSuncor Energy Inc | Stock | 165 | $4.00K | <0.1% | History |
| NYTNew York Times Co | CL A | 66 | $3.00K | <0.1% | History |
| SONOSonos Inc | COM | 100 | $3.00K | <0.1% | History |
| FIZZNational Beverage Corp | COM | 50 | $2.00K | <0.1% | History |
| NMRNomura Holdings Inc | SPONSORED ADR | 354 | $2.00K | <0.1% | History |
| BARGraniteShares Gold Trust | SHS BEN INT | 100 | $2.00K | <0.1% | History |
| AMWLAmerican Well Corp | CL A | 250 | $2.00K | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 20 | $1.00K | <0.1% | History |
| UBERUber Technologies, Inc | Stock | 25 | $1.00K | <0.1% | History |
| DASHDoorDash, Inc. | Stock | 5 | $1.00K | <0.1% | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 6 | $1.00K | <0.1% | History |
| CPNGCoupang, Inc. | CL A | 44 | $1.00K | <0.1% | History |
| iShares Tr46429B614 | MSCI INDIA SM CP | 17 | $1.00K | <0.1% | – |
| LVSLas Vegas Sands Corp | COM | 28 | $1.00K | <0.1% | History |
| ALKAlaska Air Group, Inc. | COM | 10 | $1.00K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 10 | $1.00K | <0.1% | History |
| BRLTBrilliant Earth Group, Inc. | CL A COM | 50 | $1.00K | <0.1% | History |
| NXDRNextdoor Holdings, Inc. | COM CL A | 68 | $1.00K | <0.1% | History |
| MFAMfa Financial, Inc. | COM | 315 | $1.00K | <0.1% | History |
| DFTXDefinium Therapeutics, Inc. | COM | 400 | $1.00K | <0.1% | History |
| SNRGSusGlobal Energy Corp. | Common Stock | 5,000 | $1.00K | <0.1% | History |
| Valkyrie ETF Trust II91917A108 | BITCOIN STRATEGY | 75 | $1.00K | <0.1% | – |
| COCOVita Coco Company, Inc. | COM | 1 | $0 | 0.0% | History |
| DPS Lehman Brothers Hldgs525ESC711 | COM | 1,500 | $0 | 0.0% | – |
| Affluent Partners Hld LtdG0130B101 | COM | 385 | $0 | 0.0% | – |
| BKKTBakkt, Inc. | COM CL A | 50 | $0 | 0.0% | History |
| Duoyuan Printing Inc XxxRegistration Revoked By Sec ETF 10/27/1426605B109 | ETF | 2,400 | $0 | 0.0% | – |