Private Ocean, LLC
- SEC CIK
- 0001601742
- Latest filing
- Jul 30, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 566
- +23 vs. Q2 2021
- Portfolio value
- $821.2M
- +$57.8M (+7.6%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 5,328,266 | $141.6M | 17.2% | −241,511−4.3% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,248,541 | $102.9M | 12.5% | +245,334+24.5% | Added | – |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 1,445,829 | $86.7M | 10.6% | +75,973+5.5% | Added | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 648,803 | $71.0M | 8.6% | +22,537+3.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 1,563,341 | $41.7M | 5.1% | +55,516+3.7% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 640,799 | $35.1M | 4.3% | +66,960+11.7% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 746,165 | $30.9M | 3.8% | +286,035+62.2% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 216,416 | $28.5M | 3.5% | +56,586+35.4% | Added | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 1,087,708 | $28.3M | 3.4% | +88,280+8.8% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 334,931 | $26.3M | 3.2% | +28,522+9.3% | Added | – |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 463,469 | $25.6M | 3.1% | +34,106+7.9% | Added | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 326,012 | $20.4M | 2.5% | +271,198+494.8% | Added | – |
| AAPLApple Inc. | Stock | 136,728 | $19.3M | 2.4% | −46,110−25.2% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 69,408 | $16.8M | 2.0% | −241−0.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 54,504 | $8.63M | 1.1% | −2,903−5.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 26,140 | $7.37M | 0.9% | +678+2.7% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 63,136 | $6.43M | 0.8% | +4,029+6.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 14,583 | $6.28M | 0.8% | −735−4.8% | Reduced | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 60,525 | $5.96M | 0.7% | +191+0.3% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 22,498 | $5.00M | 0.6% | +772+3.6% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 86,238 | $4.35M | 0.5% | −451−0.5% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,068 | $3.89M | 0.5% | +484+5.6% | Added | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 20,416 | $3.73M | 0.5% | 00.0% | Unchanged | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 60,057 | $3.71M | 0.5% | +1,859+3.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,088 | $3.57M | 0.4% | +73+7.2% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 20,059 | $3.14M | 0.4% | +434+2.2% | Added | – |
| Dimensional U.S. Small Cap ETF25434V500 | ETF | 51,788 | $2.98M | 0.4% | −19,490−27.3% | Reduced | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 81,545 | $2.67M | 0.3% | +81,545 | New | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 52,274 | $2.45M | 0.3% | −2,173−4.0% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 30,580 | $2.39M | 0.3% | +902+3.0% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 17,478 | $2.37M | 0.3% | −360−2.0% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 21,431 | $2.34M | 0.3% | −89−0.4% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 31,746 | $1.59M | 0.2% | +3,040+10.6% | Added | – |
| Flexshares Tr33939L100 | MORNSTAR USMKT | 9,377 | $1.58M | 0.2% | −16−0.2% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 5,621 | $1.53M | 0.2% | +24+0.4% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 6,141 | $1.34M | 0.2% | +70+1.2% | Added | – |
| MCDMcDonalds Corp | Stock | 5,217 | $1.26M | 0.2% | −155−2.9% | Reduced | History |
| SPDR Index Shs FDS78463X871 | ST INTL CAP ETF | 31,978 | $1.23M | 0.1% | −939−2.9% | Reduced | – |
| JNJJohnson & Johnson | Stock | 7,412 | $1.20M | 0.1% | −1,290−14.8% | Reduced | History |
| ORealty Income Corp | REIT | 18,428 | $1.20M | 0.1% | −4,184−18.5% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 3,280 | $1.17M | 0.1% | +968+41.9% | Added | – |
| SBUXStarbucks Corp | Stock | 10,171 | $1.12M | 0.1% | +769+8.2% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 10,656 | $1.10M | 0.1% | −160−1.5% | Reduced | – |
| PGProcter & Gamble Co | Stock | 7,649 | $1.07M | 0.1% | −1,184−13.4% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 2,494 | $984.0K | 0.1% | +1,367+121.3% | Added | – |
| NVDANVIDIA Corp | Stock | 4,588 | $950.0K | 0.1% | +924+25.2% | AddedConverted for a 4-for-1 split | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 14,969 | $912.0K | 0.1% | +2,162+16.9% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,135 | $904.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,989 | $819.0K | 0.1% | +1,011+51.1% | Added | – |
| iShares Tr46435U218 | ESG MSCI LEADR | 10,683 | $807.0K | 0.1% | +19+0.2% | Added | – |
| COSTCostco Wholesale Corp | Stock | 1,761 | $791.0K | 0.1% | +124+7.6% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 7,618 | $776.0K | 0.1% | +7,585+22,984.8% | Added | – |
| Dimensional ETF Trust25434V203 | INTL CORE EQT MK | 26,360 | $762.0K | 0.1% | +3,663+16.1% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 6,256 | $718.0K | 0.1% | +1,000+19.0% | Added | – |
| SCHWSchwab Charles Corp | Stock | 9,749 | $710.0K | 0.1% | +1,779+22.3% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 3,487 | $688.0K | 0.1% | 00.0% | Unchanged | – |
| Flexshares Tr33939L803 | M STAR DEV MKT | 9,516 | $683.0K | 0.1% | +30.0% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,820 | $668.0K | 0.1% | +296+11.7% | Added | – |
| GOOGLAlphabet Inc. | Stock | 249 | $666.0K | 0.1% | +14+6.0% | Added | History |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 3,273 | $658.0K | 0.1% | −55−1.7% | Reduced | – |
| DISWalt Disney Co | Stock | 3,776 | $639.0K | 0.1% | −133−3.4% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 8,415 | $625.0K | 0.1% | +2,912+52.9% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 1,242 | $597.0K | 0.1% | +221+21.6% | Added | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 5,000 | $596.0K | 0.1% | +3,091+161.9% | Added | History |
| NKENIKE, Inc. | Stock | 3,939 | $572.0K | 0.1% | +20+0.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 201 | $536.0K | 0.1% | +22+12.3% | Added | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 8,050 | $527.0K | 0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 6,031 | $525.0K | 0.1% | +117+2.0% | Added | History |
| AXPAmerican Express Co | Stock | 3,076 | $515.0K | 0.1% | +8+0.3% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 6,542 | $512.0K | 0.1% | 00.0% | Unchanged | – |
| Chestnut Str Exchang Fd Sh Partnership N166668103 | COM | 538 | $510.0K | 0.1% | +63+13.3% | Added | – |
| iShares Tr464288869 | MICRO-CAP ETF | 3,348 | $483.0K | 0.1% | −472−12.4% | Reduced | – |
| ProShares Tr74347X633 | ULTRA FNCLS NEW | 7,503 | $475.0K | 0.1% | +7,503 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 6,364 | $470.0K | 0.1% | 00.0% | Unchanged | – |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 6,162 | $457.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,545 | $448.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 11,528 | $447.0K | 0.1% | +8,150+241.3% | Added | – |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 4,188 | $441.0K | 0.1% | −28−0.7% | Reduced | – |
| BABoeing Co | Stock | 1,963 | $432.0K | 0.1% | +1+0.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 5,601 | $421.0K | 0.1% | +416+8.0% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,824 | $411.0K | 0.1% | +3,424+856.0% | Added | – |
| AEOAmerican Eagle Outfitters Inc | COM | 15,622 | $403.0K | <0.1% | 00.0% | Unchanged | History |
| HDHome Depot, Inc. | Stock | 1,225 | $402.0K | <0.1% | −518−29.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 1,184 | $402.0K | <0.1% | −5,609−82.6% | Reduced | History |
| Dimensional Emerging Core Equity Market ETF25434V302 | ETF | 14,132 | $385.0K | <0.1% | +378+2.7% | Added | – |
| ABBVAbbVie Inc. | Stock | 3,494 | $377.0K | <0.1% | −163−4.5% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 6,403 | $377.0K | <0.1% | −2,360−26.9% | Reduced | History |
| Invesco Exchange Traded FD T46137V530 | NASDAQ INTERNT | 1,536 | $366.0K | <0.1% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 6,715 | $365.0K | <0.1% | +685+11.4% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 4,929 | $349.0K | <0.1% | −241−4.7% | Reduced | – |
| PEPPepsiCo Inc | Stock | 2,281 | $343.0K | <0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 872 | $341.0K | <0.1% | −128−12.8% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 1,331 | $339.0K | <0.1% | +152+12.9% | Added | – |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 16,700 | $331.0K | <0.1% | +16,700 | New | – |
| MMM3M Co | Stock | 1,807 | $317.0K | <0.1% | +100+5.9% | Added | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,946 | $302.0K | <0.1% | 00.0% | Unchanged | – |
| USBUS Bancorp DE | COM NEW | 5,024 | $299.0K | <0.1% | −3,760−42.8% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 1,507 | $295.0K | <0.1% | +16+1.1% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 5,947 | $294.0K | <0.1% | +3,052+105.4% | Added | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 3,470 | $289.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (106)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 106 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Global Clean Energy ETF464288224 | ETF | 6,821 | $160.0K | <0.1% | – |
| WisdomTree Tr97717W588 | US LARGECAP FUND | 3,188 | $147.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 3,083 | $132.0K | <0.1% | History |
| LEALear Corp | COM NEW | 530 | $93.0K | <0.1% | History |
| WisdomTree Tr97717W703 | INTL EQUITY FD | 1,654 | $90.0K | <0.1% | – |
| FITBFifth Third Bancorp | COM | 2,202 | $84.0K | <0.1% | History |
| UTHRUnited Therapeutics Corp | COM | 437 | $78.0K | <0.1% | History |
| LBRDKLiberty Broadband Corp | COM SER C | 415 | $72.0K | <0.1% | History |
| EGEverest Group, Ltd. | COM | 282 | $71.0K | <0.1% | History |
| CVSCVS Health Corp | Stock | 737 | $61.0K | <0.1% | History |
| RFRegions Financial Corp | COM | 3,030 | $61.0K | <0.1% | History |
| ITTItt Inc. | COM | 666 | $61.0K | <0.1% | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 1,044 | $55.0K | <0.1% | – |
| MCKMcKesson Corp | Stock | 282 | $54.0K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 150 | $52.0K | <0.1% | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 1,040 | $48.0K | <0.1% | – |
| WDCWestern Digital Corp | COM | 541 | $39.0K | <0.1% | History |
| WECWec Energy Group, Inc. | Stock | 420 | $37.0K | <0.1% | History |
| WUWestern Union CO | Stock | 1,557 | $36.0K | <0.1% | History |
| BCEBce Inc | COM NEW | 732 | $36.0K | <0.1% | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 696 | $34.0K | <0.1% | History |
| WisdomTree Tr97717X156 | US SHT TRM CORP | 651 | $34.0K | <0.1% | – |
| MROMarathon Oil Corp | COM | 2,427 | $33.0K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 228 | $32.0K | <0.1% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 264 | $32.0K | <0.1% | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 718 | $30.0K | <0.1% | – |
| CACCCredit Acceptance Corp | COM | 67 | $30.0K | <0.1% | History |
| VCVisteon Corp | COM NEW | 228 | $28.0K | <0.1% | History |
| HLFHerbalife Ltd. | COM SHS | 536 | $28.0K | <0.1% | History |
| DALDelta Air Lines, Inc. | COM NEW | 549 | $24.0K | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 518 | $24.0K | <0.1% | – |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 432 | $23.0K | <0.1% | – |
| LBRDALiberty Broadband Corp | COM SER A | 128 | $22.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 59 | $21.0K | <0.1% | History |
| ACIWAci Worldwide, Inc. | Stock | 512 | $19.0K | <0.1% | History |
| WWayfair Inc. | CL A | 60 | $19.0K | <0.1% | History |
| JJacobs Solutions Inc. | COM | 128 | $17.0K | <0.1% | History |
| AFLAflac Inc | Stock | 291 | $16.0K | <0.1% | History |
| NEMNEWMONT Corp | Stock | 240 | $15.0K | <0.1% | History |
| BF.BBrown Forman Corp | Stock | 195 | $15.0K | <0.1% | History |
| CCChemours Co | Stock | 377 | $13.0K | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 161 | $13.0K | <0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 22 | $12.0K | <0.1% | History |
| PTCPTC Inc. | Stock | 78 | $11.0K | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 65 | $11.0K | <0.1% | History |
| EQIXEquinix Inc | COM | 13 | $10.0K | <0.1% | History |
| ZIONZions Bancorporation, National Association | COM | 164 | $9.00K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 15 | $9.00K | <0.1% | History |
| AESAES Corp | Stock | 300 | $8.00K | <0.1% | History |
| RNRRenaissancere Holdings Ltd | COM | 56 | $8.00K | <0.1% | History |
| AREAlexandria Real Estate Equities, Inc. | COM | 42 | $8.00K | <0.1% | History |
| CELHCelsius Holdings, Inc. | COM NEW | 94 | $7.00K | <0.1% | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 20 | $7.00K | <0.1% | – |
| ETREntergy Corp | COM | 65 | $6.00K | <0.1% | History |
| IPARInterparfums Inc | COM | 79 | $6.00K | <0.1% | History |
| HESHess Corp | Stock | 56 | $5.00K | <0.1% | History |
| RMDResmed Inc | COM | 22 | $5.00K | <0.1% | History |
| OSISOsi Systems Inc | COM | 47 | $5.00K | <0.1% | History |
| CLFCleveland-Cliffs Inc. | COM | 225 | $5.00K | <0.1% | History |
| NVAXNovavax Inc | COM NEW | 25 | $5.00K | <0.1% | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 129 | $5.00K | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 236 | $5.00K | <0.1% | – |
| HOUSAnywhere Real Estate Inc. | COM | 288 | $5.00K | <0.1% | History |
| CNCCentene Corp | Stock | 48 | $4.00K | <0.1% | History |
| FCXFreeport-McMoran Inc | Stock | 113 | $4.00K | <0.1% | History |
| MACMacerich Co | COM | 217 | $4.00K | <0.1% | History |
| MZTIMarzetti Co | COM | 20 | $4.00K | <0.1% | History |
| TRUPTrupanion, Inc. | COM | 36 | $4.00K | <0.1% | History |
| MSCIMSCI Inc. | Stock | 5 | $3.00K | <0.1% | History |
| NJRNew Jersey Resources Corp | Stock | 81 | $3.00K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 7 | $3.00K | <0.1% | History |
| DDominion Energy, Inc | Stock | 39 | $3.00K | <0.1% | History |
| MCOMoodys Corp | Stock | 9 | $3.00K | <0.1% | History |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 26 | $3.00K | <0.1% | History |
| BATRKAtlanta Braves Holdings, Inc. | COM C BRAVES GRP | 104 | $3.00K | <0.1% | History |
| UAAUnder Armour, Inc. | Stock | 100 | $2.00K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 25 | $2.00K | <0.1% | History |
| IIPRInnovative Industrial Properties Inc | COM | 11 | $2.00K | <0.1% | History |
| INCYIncyte Corp | COM | 24 | $2.00K | <0.1% | History |
| ICUIIcu Medical Inc | COM | 12 | $2.00K | <0.1% | History |
| TXNMTXNM Energy Inc | COM | 37 | $2.00K | <0.1% | History |
| CZRCaesars Entertainment, Inc. | COM | 15 | $2.00K | <0.1% | History |
| UAUnder Armour, Inc. | CL C | 100 | $2.00K | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 6 | $1.00K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 84 | $1.00K | <0.1% | History |
| XRAYDentsply Sirona Inc. | Stock | 9 | $1.00K | <0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 5 | $1.00K | <0.1% | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 14 | $1.00K | <0.1% | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 18 | $1.00K | <0.1% | History |
| BKHBlack Hills Corp | COM | 13 | $1.00K | <0.1% | History |
| SKTTanger Inc. | COM | 79 | $1.00K | <0.1% | History |
| RHRH | COM | 1 | $1.00K | <0.1% | History |
| TFINTriumph Financial, Inc. | COM | 10 | $1.00K | <0.1% | History |
| MTUSMetallus Inc. | COM | 58 | $1.00K | <0.1% | History |
| BATRAAtlanta Braves Holdings, Inc. | COM A BRAVES GRP | 46 | $1.00K | <0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 25 | $1.00K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3 | $0 | 0.0% | History |
| BALLBALL Corp | COM | 2 | $0 | 0.0% | History |
| MKTXMarketaxess Holdings Inc | COM | 1 | $0 | 0.0% | History |
| RYAMRayonier Advanced Materials Inc. | COM | 43 | $0 | 0.0% | History |