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Livermore
Livermore
ZHEN

Private Ocean, LLC

SEC CIK
0001601742
Latest filing
Jul 30, 2024

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
566
+23 vs. Q2 2021
Portfolio value
$821.2M
+$57.8M (+7.6%) vs. Q2 2021
Filed
Nov 9, 2021
SEC
Holdings of Private Ocean, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF10$00.0%+10New–
VTRSViatris IncStock24$00.0%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF4$00.0%−164−97.6%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock2$00.0%+2NewHistory
GILDGilead Sciences, Inc.Stock4$00.0%−396−99.0%ReducedHistory
KMXCarMax IncCOM3$00.0%−283−99.0%ReducedHistory
COTYCoty Inc.COM CL A46$00.0%00.0%UnchangedHistory
FNKOFunko, Inc.COM CL A20$00.0%00.0%UnchangedHistory
Bitcoin Services Inc09173Y107COM2,300$00.0%+2,300New–
Cannabis Science Inc137648101COM10,000$00.0%00.0%Unchanged–
CNBXCNBX Pharmaceuticals Inc.COM1,000$00.0%00.0%UnchangedHistory
CWBHFCharlotte's Web Holdings, Inc.COM23$00.0%+23NewHistory
Community Invt Group Ltd20371Q101COM945$00.0%00.0%Unchanged–
Diadexus Inc New Com New25245P205COM6$00.0%00.0%Unchanged–
ALRAlerisLife Inc.COM NEW2$00.0%+2NewHistory
Hereuare Inc Xxx427177100COM35$00.0%00.0%Unchanged–
DPS Lehman Brothers Hldgs525ESC711COM1,500$00.0%00.0%Unchanged–
NEPTFNeptune Wellness Solutions Inc.COM250$00.0%00.0%UnchangedHistory
Wa Funding Tr III XXX939ESC968COM214$00.0%00.0%Unchanged–
WestAmerica Corp95709H304COM180$00.0%00.0%Unchanged–
Affluent Partners Hld LtdG0130B101COM385$00.0%00.0%Unchanged–
ITRMIterum Therapeutics plcSHS400$00.0%00.0%UnchangedHistory
Noble Corporation New Warrant Exp 020426G6610J134Com132$00.0%+132New–
HIMSHims & Hers Health, Inc.Stock75$1.00K<0.1%+75NewHistory
ASMLASML Holding NVADR2$1.00K<0.1%+2NewHistory
PLUGPlug Power IncStock24$1.00K<0.1%+24NewHistory
ROPRoper Technologies IncStock2$1.00K<0.1%+2NewHistory
DOCUDocuSign, Inc.Stock4$1.00K<0.1%+4NewHistory
UBERUber Technologies, IncStock25$1.00K<0.1%00.0%UnchangedHistory
COINCoinbase Global, Inc.COM CL A3$1.00K<0.1%+3NewHistory
VanEck ETF Trust92189F106GOLD MINERS ETF35$1.00K<0.1%00.0%Unchanged–
DGDollar General CorpCOM5$1.00K<0.1%+5NewHistory
JAZZJazz Pharmaceuticals plcSHS USD6$1.00K<0.1%00.0%UnchangedHistory
TNLTravel & Leisure Co.COM11$1.00K<0.1%+11NewHistory
SPDR Series Trust78468R747ST STR MSCI GEN10$1.00K<0.1%+10New–
MDBMongoDB, Inc.CL A3$1.00K<0.1%+3NewHistory
COURCoursera, Inc.COM28$1.00K<0.1%+28NewHistory
CSGPCostar Group, Inc.COM10$1.00K<0.1%+10NewHistory
BXPBXP, Inc.COM13$1.00K<0.1%+13NewHistory
IPInternational Paper CoCOM21$1.00K<0.1%−129−86.0%ReducedHistory
ALKAlaska Air Group, Inc.COM10$1.00K<0.1%00.0%UnchangedHistory
PINSPinterest, Inc.CL A27$1.00K<0.1%+27NewHistory
BMBLBumble Inc.COM CL A14$1.00K<0.1%+14NewHistory
MFAMfa Financial, Inc.COM315$1.00K<0.1%+315NewHistory
Micro Focus Intl PLC594837403SPON ADR NEW218$1.00K<0.1%00.0%Unchanged–
TWTRTwitter, Inc.COM10$1.00K<0.1%+10NewHistory
Groupe Bruxelles LambertB4746J115COM13$1.00K<0.1%00.0%Unchanged–
SNRGSusGlobal Energy Corp.Common Stock5,000$1.00K<0.1%+5,000NewHistory
Eutelsat CommunicationsF3692M128COM100$1.00K<0.1%00.0%Unchanged–
GSGoldman Sachs Group IncStock5$2.00K<0.1%+5NewHistory
SJMJ M SMUCKER CoStock17$2.00K<0.1%00.0%UnchangedHistory
EIXEdison InternationalStock41$2.00K<0.1%+41NewHistory
SPGIS&P Global Inc.Stock4$2.00K<0.1%+4NewHistory
DHRDanaher CorpStock7$2.00K<0.1%+7NewHistory
BABAAlibaba Group Holding LtdADR11$2.00K<0.1%+11NewHistory
CAHCardinal Health IncStock43$2.00K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM1$2.00K<0.1%+1NewHistory
HCAHCA Healthcare, Inc.COM7$2.00K<0.1%+7NewHistory
TREXTrex Co IncCOM20$2.00K<0.1%+20NewHistory
VYXNCR Voyix CorpCOM50$2.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999975$2.00K<0.1%+75NewHistory
Hexo Corp428304307COM NEW1,000$2.00K<0.1%+1,000New–
PXDPioneer Natural Resources CoCOM15$2.00K<0.1%+15NewHistory
POSHPoshmark, Inc.COM CL A100$2.00K<0.1%00.0%UnchangedHistory
Juno Minerals Ltd Ordinary SharesQ5134X107COM17,090$2.00K<0.1%+17,090New–
SUSuncor Energy IncStock165$3.00K<0.1%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock58$3.00K<0.1%+58NewHistory
METMetlife IncStock50$3.00K<0.1%+50NewHistory
TRVTravelers Companies, Inc.Stock22$3.00K<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock59$3.00K<0.1%+59NewHistory
KEYSKeysight Technologies, Inc.Stock19$3.00K<0.1%00.0%UnchangedHistory
GPNGlobal Payments IncStock17$3.00K<0.1%−17−50.0%ReducedHistory
VMCVulcan Materials COCOM19$3.00K<0.1%+19NewHistory
FIZZNational Beverage CorpCOM50$3.00K<0.1%00.0%UnchangedHistory
SONOSonos IncCOM100$3.00K<0.1%00.0%UnchangedHistory
UPSTUpstart Holdings, Inc.COM11$3.00K<0.1%+11NewHistory
ISRGIntuitive Surgical IncCOM NEW3$3.00K<0.1%+3NewHistory
CVNACarvana Co.CL A9$3.00K<0.1%+9NewHistory
Roche Hldg Ltd ADR771195104COM60$3.00K<0.1%00.0%Unchanged–
Tencent Holdings Ltd ADR88032Q109COM52$3.00K<0.1%+52New–
Huhtamaki OyjX33752100COM60$3.00K<0.1%00.0%Unchanged–
SNAPSnap IncStock56$4.00K<0.1%+56NewHistory
ENBEnbridge IncStock91$4.00K<0.1%+91NewHistory
Vanguard Total International Bond ETF92203J407ETF69$4.00K<0.1%+69New–
VODVodafone Group Public Ltd CoADR250$4.00K<0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock8$4.00K<0.1%−3−27.3%ReducedHistory
ZMZoom Communications, Inc.Stock17$4.00K<0.1%+17NewHistory
CMPSCOMPASS Pathways plcSPONSORED ADS150$4.00K<0.1%00.0%UnchangedHistory
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT240$4.00K<0.1%+240NewHistory
WMBWilliams Companies, Inc.COM160$4.00K<0.1%+160NewHistory
SESea LtdSPONSORD ADS13$4.00K<0.1%+13NewHistory
APOApollo Global Management, Inc.COM CL A66$4.00K<0.1%+66NewHistory
DHTIDalrada Technology Group, Inc.COM14,400$4.00K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G813AI POWERED EQT100$4.00K<0.1%00.0%Unchanged–
Nestle SA ADR641069406COM30$4.00K<0.1%+30New–
PPGPPG Industries IncStock32$5.00K<0.1%+32NewHistory
CCICrown Castle Inc.REIT26$5.00K<0.1%00.0%UnchangedHistory
DASHDoorDash, Inc.Stock25$5.00K<0.1%+25NewHistory
ATIAti IncStock300$5.00K<0.1%+300NewHistory
TTWOTake Two Interactive Software IncCOM35$5.00K<0.1%+35NewHistory

Sold out since Q2 2021 (106)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Private Ocean, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Global Clean Energy ETF464288224ETF6,821$160.0K<0.1%–
WisdomTree Tr97717W588US LARGECAP FUND3,188$147.0K<0.1%–
BSXBoston Scientific CorpStock3,083$132.0K<0.1%History
LEALear CorpCOM NEW530$93.0K<0.1%History
WisdomTree Tr97717W703INTL EQUITY FD1,654$90.0K<0.1%–
FITBFifth Third BancorpCOM2,202$84.0K<0.1%History
UTHRUnited Therapeutics CorpCOM437$78.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C415$72.0K<0.1%History
EGEverest Group, Ltd.COM282$71.0K<0.1%History
CVSCVS Health CorpStock737$61.0K<0.1%History
RFRegions Financial CorpCOM3,030$61.0K<0.1%History
ITTItt Inc.COM666$61.0K<0.1%History
WisdomTree Tr97717X511YIELD ENHANCD US1,044$55.0K<0.1%–
MCKMcKesson CorpStock282$54.0K<0.1%History
ULTAUlta Beauty, Inc.Stock150$52.0K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM1,040$48.0K<0.1%–
WDCWestern Digital CorpCOM541$39.0K<0.1%History
WECWec Energy Group, Inc.Stock420$37.0K<0.1%History
WUWestern Union COStock1,557$36.0K<0.1%History
BCEBce IncCOM NEW732$36.0K<0.1%History
FWONKLiberty Media CorpCOM SER C FRMLA696$34.0K<0.1%History
WisdomTree Tr97717X156US SHT TRM CORP651$34.0K<0.1%–
MROMarathon Oil CorpCOM2,427$33.0K<0.1%History
FISFidelity National Information Services, Inc.Stock228$32.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR264$32.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED718$30.0K<0.1%–
CACCCredit Acceptance CorpCOM67$30.0K<0.1%History
VCVisteon CorpCOM NEW228$28.0K<0.1%History
HLFHerbalife Ltd.COM SHS536$28.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW549$24.0K<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM518$24.0K<0.1%–
WisdomTree Tr97717X172US HGH YLD CORP432$23.0K<0.1%–
LBRDALiberty Broadband CorpCOM SER A128$22.0K<0.1%History
ANETArista Networks, Inc.COM59$21.0K<0.1%History
ACIWAci Worldwide, Inc.Stock512$19.0K<0.1%History
WWayfair Inc.CL A60$19.0K<0.1%History
JJacobs Solutions Inc.COM128$17.0K<0.1%History
AFLAflac IncStock291$16.0K<0.1%History
NEMNEWMONT CorpStock240$15.0K<0.1%History
BF.BBrown Forman CorpStock195$15.0K<0.1%History
CCChemours CoStock377$13.0K<0.1%History
BKIBlack Knight, Inc.COM161$13.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM22$12.0K<0.1%History
PTCPTC Inc.Stock78$11.0K<0.1%History
PRAHPRA Health Sciences, Inc.COM65$11.0K<0.1%History
EQIXEquinix IncCOM13$10.0K<0.1%History
ZIONZions Bancorporation, National AssociationCOM164$9.00K<0.1%History
ALGNAlign Technology IncCOM15$9.00K<0.1%History
AESAES CorpStock300$8.00K<0.1%History
RNRRenaissancere Holdings LtdCOM56$8.00K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM42$8.00K<0.1%History
CELHCelsius Holdings, Inc.COM NEW94$7.00K<0.1%History
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5020$7.00K<0.1%–
ETREntergy CorpCOM65$6.00K<0.1%History
IPARInterparfums IncCOM79$6.00K<0.1%History
HESHess CorpStock56$5.00K<0.1%History
RMDResmed IncCOM22$5.00K<0.1%History
OSISOsi Systems IncCOM47$5.00K<0.1%History
CLFCleveland-Cliffs Inc.COM225$5.00K<0.1%History
NVAXNovavax IncCOM NEW25$5.00K<0.1%History
FWONALiberty Media CorpCOM SER A FRMLA129$5.00K<0.1%History
Meridian Bioscience Inc589584101COM236$5.00K<0.1%–
HOUSAnywhere Real Estate Inc.COM288$5.00K<0.1%History
CNCCentene CorpStock48$4.00K<0.1%History
FCXFreeport-McMoran IncStock113$4.00K<0.1%History
MACMacerich CoCOM217$4.00K<0.1%History
MZTIMarzetti CoCOM20$4.00K<0.1%History
TRUPTrupanion, Inc.COM36$4.00K<0.1%History
MSCIMSCI Inc.Stock5$3.00K<0.1%History
NJRNew Jersey Resources CorpStock81$3.00K<0.1%History
PAYCPaycom Software, Inc.Stock7$3.00K<0.1%History
DDominion Energy, IncStock39$3.00K<0.1%History
MCOMoodys CorpStock9$3.00K<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW26$3.00K<0.1%History
BATRKAtlanta Braves Holdings, Inc.COM C BRAVES GRP104$3.00K<0.1%History
UAAUnder Armour, Inc.Stock100$2.00K<0.1%History
PENNPENN Entertainment, Inc.COM25$2.00K<0.1%History
IIPRInnovative Industrial Properties IncCOM11$2.00K<0.1%History
INCYIncyte CorpCOM24$2.00K<0.1%History
ICUIIcu Medical IncCOM12$2.00K<0.1%History
TXNMTXNM Energy IncCOM37$2.00K<0.1%History
CZRCaesars Entertainment, Inc.COM15$2.00K<0.1%History
UAUnder Armour, Inc.CL C100$2.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock6$1.00K<0.1%History
CTRACoterra Energy Inc.Stock84$1.00K<0.1%History
XRAYDentsply Sirona Inc.Stock9$1.00K<0.1%History
ENPHEnphase Energy, Inc.Stock5$1.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock14$1.00K<0.1%History
DFINDonnelley Financial Solutions, Inc.COM18$1.00K<0.1%History
BKHBlack Hills CorpCOM13$1.00K<0.1%History
SKTTanger Inc.COM79$1.00K<0.1%History
RHRHCOM1$1.00K<0.1%History
TFINTriumph Financial, Inc.COM10$1.00K<0.1%History
MTUSMetallus Inc.COM58$1.00K<0.1%History
BATRAAtlanta Braves Holdings, Inc.COM A BRAVES GRP46$1.00K<0.1%History
WORKSlack Technologies, Inc.COM CL A25$1.00K<0.1%History
WABWestinghouse Air Brake Technologies CorpStock3$00.0%History
BALLBALL CorpCOM2$00.0%History
MKTXMarketaxess Holdings IncCOM1$00.0%History
RYAMRayonier Advanced Materials Inc.COM43$00.0%History