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Arete Wealth Advisors, LLC

SEC CIK
0001600151
Latest filing
Aug 12, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Aug 11, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
360
−404 vs. Q3 2025
Portfolio value
$1.44B
−$153.4M (−9.6%) vs. Q3 2025
Filed
Aug 11, 2026
AmendedSEC
Holdings of Arete Wealth Advisors, LLC in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
DISWalt Disney CoStock460,438$52.4M3.6%+131,547+40.0%AddedHistory
AAPLApple Inc.Stock160,670$43.7M3.0%+5,840+3.8%AddedHistory
NVDANVIDIA CorpStock198,045$36.9M2.6%−39,997−16.8%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT192,229$36.8M2.6%+5,581+3.0%Added–
iShares Flexible Income Active ETF092528603ETF625,919$33.0M2.3%+11,085+1.8%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF1,177,927$30.3M2.1%+50,661+4.5%Added–
Putnam ETF Trust746729300FOCUSED LAR CAP618,804$28.2M2.0%+19,301+3.2%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF578,964$26.7M1.8%−407−0.1%Reduced–
MSFTMicrosoft CorpStock52,205$25.2M1.7%+2,545+5.1%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF263,363$24.1M1.7%+106,142+67.5%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF299,575$24.0M1.7%−148,860−33.2%Reduced–
iShares Tr464288877EAFE VALUE ETF330,082$23.6M1.6%−3,962−1.2%Reduced–
GLDSPDR Gold TrustETF57,117$22.6M1.6%+33,119+138.0%AddedHistory
GOOGLAlphabet Inc.Stock63,931$20.0M1.4%+320+0.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF28,428$19.4M1.3%−4,786−14.4%ReducedHistory
AMZNAmazon Com IncStock81,691$18.9M1.3%−6,906−7.8%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF34,838$17.0M1.2%−2,201−5.9%Reduced–
Pgim ETF Tr69344A107PGIM ULTRA SH BD337,433$16.7M1.2%−9,833−2.8%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF61,571$15.6M1.1%+21,807+54.8%Added–
VanEck ETF Trust92189F486IG FLOA RATE ETF604,526$15.4M1.1%+16,921+2.9%Added–
AVGOBroadcom Inc.Stock42,161$14.6M1.0%+1,997+5.0%AddedHistory
JNJJohnson & JohnsonStock68,503$14.2M1.0%−1,183−1.7%ReducedHistory
INVESCO QQQ Trust Ser 146909E103COM22,795$14.0M1.0%+22,795New–
SPDR Series Trust78464A805ST STR PR SP1500165,747$13.7M0.9%+2,222+1.4%Added–
Vanguard S&P 500 ETF922908363ETF21,623$13.6M0.9%−8,969−29.3%Reduced–
TSLATesla, Inc.Stock28,474$12.8M0.9%+7,081+33.1%AddedHistory
Ea Series Trust02072L565ALPHA ARCH 1-3108,069$12.4M0.9%−2,496−2.3%Reduced–
MCDMcDonalds CorpStock37,281$11.4M0.8%+429+1.2%AddedHistory
METAMeta Platforms, Inc.Stock16,927$11.2M0.8%−2,639−13.5%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF98,617$10.9M0.8%+17,092+21.0%Added–
iShares Core S&P 500 ETF464287200ETF15,732$10.8M0.7%−1,311−7.7%Reduced–
iShares Russell 1000 Growth ETF464287614ETF22,461$10.6M0.7%+42+0.2%Added–
Vanguard Ftse Developed Markets ETF921943858ETF168,565$10.5M0.7%+7,082+4.4%Added–
IBMInternational Business Machines CorpStock35,103$10.4M0.7%−192−0.5%ReducedHistory
ProShares Tr74349Y753SHOR S&P 500 NEW285,212$10.3M0.7%+285,212New–
JPMJPMorgan Chase & CoStock31,209$10.1M0.7%−7,720−19.8%ReducedHistory
Profesionally Managed Portfo74316P579AKRE FOCUS ETF152,801$10.0M0.7%+152,801New–
Vanguard Ftse Emerging Markets ETF922042858ETF182,545$9.81M0.7%+59,401+48.2%Added–
XOMExxonMobil Holdings CorpCOM80,465$9.68M0.7%+4,965+6.6%AddedHistory
RTXRTX CorpStock50,683$9.30M0.6%−234−0.5%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF42,622$8.97M0.6%+2,426+6.0%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF83,105$8.87M0.6%−63,754−43.4%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF195,486$8.68M0.6%+7,819+4.2%Added–
iShares Semiconductor ETF464287523ETF28,252$8.51M0.6%+9,305+49.1%Added–
GOOGAlphabet Inc.Stock26,005$8.16M0.6%−1,372−5.0%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF80,553$8.05M0.6%−4,270−5.0%Reduced–
BRK.BBerkshire Hathaway IncStock15,988$8.04M0.6%−4,653−22.5%ReducedHistory
Zacks Trust98888G105EARNGS CONSTANT224,645$7.81M0.5%−4,561−2.0%Reduced–
VVisa Inc.Stock22,053$7.73M0.5%−275−1.2%ReducedHistory
iShares Russell 2000 ETF464287655ETF31,326$7.71M0.5%+3,020+10.7%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF134,315$7.63M0.5%+3,245+2.5%Added–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM124,509$7.61M0.5%+124,509New–
ABBVAbbVie Inc.Stock32,573$7.44M0.5%+1,884+6.1%AddedHistory
iShares Tr4642874407-10 YR TRSY BD77,002$7.40M0.5%−23,998−23.8%Reduced–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM553,783$7.14M0.5%+553,783NewHistory
iShares Tr464288885EAFE GRWTH ETF61,438$7.00M0.5%+1,879+3.2%Added–
WMTWalmart Inc.Stock62,242$6.93M0.5%−1,790−2.8%ReducedHistory
HDHome Depot, Inc.Stock19,882$6.84M0.5%−2,298−10.4%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF32,206$6.73M0.5%+2,082+6.9%Added–
SPDR Index Shs FDS78463X509ST PORT MARK ETF137,667$6.44M0.4%+10,531+8.3%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF18,871$6.33M0.4%+767+4.2%Added–
Vanguard Dividend Appreciation ETF921908844ETF28,554$6.28M0.4%−178−0.6%Reduced–
State Street SPDR S&P Biotech ETF78464A870ETF47,662$5.81M0.4%+27,988+142.3%Added–
PLTRPalantir Technologies Inc.Stock32,105$5.71M0.4%−7,236−18.4%ReducedHistory
Exchange Listed FDS Tr30151E806SABA INT RATE245,564$5.66M0.4%+245,564New–
TSMTaiwan Semiconductor Manufacturing Co LtdADR18,450$5.61M0.4%+2,239+13.8%AddedHistory
Direxion Shares ETF Trust25461A726DIREXION HCM144,720$5.58M0.4%+9,806+7.3%Added–
TYGTortoise Energy Infrastructure CorpCOM133,729$5.47M0.4%+2,793+2.1%AddedHistory
MUMicron Technology IncStock19,054$5.44M0.4%+9,448+98.4%AddedHistory
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF106,151$5.33M0.4%+5,041+5.0%Added–
Zacks Trust98888G204SMALL/MID CAP143,397$5.30M0.4%+7,445+5.5%Added–
iShares Core Dividend Growth ETF46434V621ETF76,265$5.29M0.4%+3,368+4.6%Added–
SLViShares Silver TrustETF81,302$5.24M0.4%−36,339−30.9%ReducedHistory
VanEck ETF Trust92189H748CLO ETF97,800$5.16M0.4%+189+0.2%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF33,344$5.16M0.4%+22,638+211.5%Added–
Vanguard Morningstar Value ETF922908744ETF26,964$5.15M0.4%−4,359−13.9%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF75,483$5.07M0.4%−701−0.9%Reduced–
iShares Tr4642874571 3 YR TREAS BD57,373$4.75M0.3%+47,624+488.5%Added–
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX15,297$4.73M0.3%−1,006−6.2%Reduced–
ARK Innovation ETF00214Q104ETF61,411$4.72M0.3%+5,331+9.5%Added–
SGOLabrdn Gold ETF TrustETF114,989$4.72M0.3%+3,170+2.8%AddedHistory
APLDApplied Digital Corp.COM NEW189,103$4.64M0.3%−85,622−31.2%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF31,554$4.54M0.3%+1,646+5.5%AddedConverted for a 2-for-1 split–
RIVRivernorth Opportunities Fund, Inc.COM377,169$4.43M0.3%+377,169NewHistory
Zacks Trust98888G808FOCUS GROWTH ETF139,500$4.16M0.3%+4,477+3.3%Added–
MRKMerck & Co., Inc.Stock39,274$4.13M0.3%+4,527+13.0%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF53,600$4.02M0.3%+53,600New–
LRCXLam Research CorpStock23,490$4.02M0.3%+16,623+242.1%AddedHistory
GDGeneral Dynamics CorpStock11,819$3.98M0.3%+6,186+109.8%AddedHistory
Managed Portfolio Ser56167N183KENS HE PREM ETF153,837$3.95M0.3%+45,644+42.2%Added–
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER661,192$3.89M0.3%−252,073−27.6%ReducedHistory
PGProcter & Gamble CoStock27,011$3.87M0.3%+2,421+9.8%AddedHistory
AVKAdvent Convertible & Income FundCOM308,048$3.86M0.3%+11,517+3.9%AddedHistory
iShares Tr464287697U.S. UTILITS ETF35,509$3.85M0.3%+35,509New–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM26,942$3.73M0.3%+3,310+14.0%Added–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS128,348$3.66M0.3%+2,660+2.1%AddedHistory
Principal Exchange Traded FD74255Y607PRIN U S SMALL62,399$3.60M0.2%+2,523+4.2%Added–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5059,945$3.55M0.2%+5,757+10.6%Added–
iShares Tr464287721U.S. TECH ETF17,684$3.53M0.2%+12,586+246.9%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL73,205$3.51M0.2%+2,174+3.1%Added–

Sold out since Q3 2025 (439)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 439 by value last quarter.

Positions of Arete Wealth Advisors, LLC sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Invesco QQQ Trust Series I46090E103ETF26,178$15.7M1.0%–
Innovator ETFs Trust45784N767GROWTH 100 PWR B617,097$12.8M0.8%–
CASYCaseys General Stores IncCOM8,507$4.81M0.3%History
AXPAmerican Express CoStock13,788$4.58M0.3%History
GSGoldman Sachs Group IncStock5,718$4.55M0.3%History
LLYEli Lilly & CoStock5,595$4.28M0.3%History
VXXBarclays Bank PLCIPATH S&P 500 SH109,174$3.62M0.2%History
CATCaterpillar IncStock7,189$3.43M0.2%History
COSTCostco Wholesale CorpStock3,603$3.33M0.2%History
iShares S&P 100 ETF464287101ETF8,372$2.79M0.2%–
BLKBlackRock, Inc.Stock2,326$2.71M0.2%History
VRTVertiv Holdings CoCOM CL A17,057$2.58M0.2%History
PHParker-Hannifin CorpStock3,380$2.56M0.2%History
USOUnited States Oil Fund, LPUNITS34,408$2.54M0.2%History
PANWPalo Alto Networks IncStock12,360$2.52M0.2%History
UBERUber Technologies, IncStock24,365$2.39M0.1%History
LMTLockheed Martin CorpStock4,748$2.37M0.1%History
APPAppLovin CorpCOM CL A3,219$2.31M0.1%History
MCOMoodys CorpStock4,775$2.27M0.1%History
AMDAdvanced Micro Devices IncStock13,693$2.22M0.1%History
iShares Tr46436E429MSCI CHINA MLTSE83,357$2.21M0.1%–
BXBlackstone Inc.COM12,297$2.10M0.1%History
IESCIES Holdings, Inc.COM5,254$2.09M0.1%History
GEGeneral Electric CoStock6,920$2.08M0.1%History
MAMastercard IncStock3,582$2.04M0.1%History
ORCLOracle CorpStock7,232$2.02M0.1%History
iShares Tr464288307MRGSTR MD CP GRW23,904$1.98M0.1%–
UNHUnitedHealth Group IncStock5,694$1.97M0.1%History
iShares MSCI USA Quality Factor ETF46432F339ETF10,043$1.95M0.1%–
Vanguard Total World Stock ETF922042742ETF14,050$1.94M0.1%–
ALABAstera Labs, Inc.Stock9,815$1.92M0.1%History
VanEck Semiconductor ETF92189F676ETF5,860$1.91M0.1%–
CRWDCrowdStrike Holdings, Inc.Stock3,837$1.88M0.1%History
DEDeere & CoStock4,070$1.86M0.1%History
HONHoneywell International IncCOM8,559$1.80M0.1%History
GEVGE Vernova Inc.Stock2,915$1.79M0.1%History
ETHAiShares Ethereum Trust ETFSHS55,597$1.76M0.1%History
COINCoinbase Global, Inc.COM CL A5,077$1.71M0.1%History
MPMP Materials Corp.COM CL A25,371$1.70M0.1%History
iShares Tr464288851US OIL GS EX ETF18,072$1.67M0.1%–
KTOSKratos Defense & Security Solutions, Inc.COM NEW16,413$1.50M0.1%History
MMM3M CoStock9,330$1.45M0.1%History
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 13,120$1.45M0.1%History
AMGNAmgen IncStock5,101$1.44M0.1%History
iShares S&P 500 Value ETF464287408ETF6,794$1.40M0.1%–
CEGConstellation Energy CorpStock4,228$1.39M0.1%History
CMECME Group Inc.COM5,115$1.38M0.1%History
Global X FDS37954Y574ADAPTIVE US29,399$1.37M0.1%–
AFRMAffirm Holdings, Inc.COM CL A18,696$1.37M0.1%History
MSTRStrategy IncStock4,227$1.36M0.1%History
ITGartner IncCOM5,183$1.36M0.1%History
NOWServiceNow, Inc.Stock1,458$1.34M0.1%History
ADPAutomatic Data Processing IncStock4,562$1.33M0.1%History
SHOPShopify Inc.Stock8,850$1.32M0.1%History
CDChaince Digital Holdings Inc.ORDINARY SHARES51,800$1.27M0.1%History
iShares Russell Top 200 Growth ETF464289438ETF4,513$1.24M0.1%–
TXNTexas Instruments IncStock6,571$1.21M0.1%History
MCKMcKesson CorpStock1,516$1.18M0.1%History
NUNu Holdings Ltd.ORD SHS CL A72,207$1.16M0.1%History
BABAAlibaba Group Holding LtdADR6,319$1.13M0.1%History
IDCCInterDigital, Inc.COM3,265$1.13M0.1%History
APDAir Products & Chemicals, Inc.Stock4,092$1.11M0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF3,696$1.10M0.1%–
AJGArthur J. Gallagher & Co.COM3,469$1.07M0.1%History
WMWaste Management IncStock4,824$1.06M0.1%History
CECOCeco Environmental CorpCOM20,345$1.04M0.1%History
Bitfarms Ltd Com09173B107Stock365,191$1.03M0.1%–
Vanguard Information Technology ETF92204A702ETF1,378$1.03M0.1%–
NBISNebius Group N.V.Stock9,068$1.02M0.1%History
UNPUnion Pacific CorpStock4,290$1.01M0.1%History
CRMSalesforce, Inc.Stock4,173$990.0K0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX19,515$988.0K0.1%–
DHRDanaher CorpStock4,883$971.0K0.1%History
ISRGIntuitive Surgical IncCOM NEW2,155$964.0K0.1%History
PLDPrologis, Inc.REIT8,305$957.0K0.1%History
TMUST-Mobile US, Inc.Stock3,983$952.0K0.1%History
DHIHorton D R IncCOM5,584$946.0K0.1%History
HOODRobinhood Markets, Inc.Stock6,576$942.0K0.1%History
Schwab Fundamental International Equity ETF808524755ETF21,790$936.0K0.1%–
iShares Tr46429B655FLTG RATE NT ETF18,115$925.0K0.1%–
SPDR Series Trust78464A763ST STR SP DIV6,533$915.0K0.1%–
iShares Tr46428865310-20 YR TRS ETF8,870$913.0K0.1%–
CICigna GroupStock3,167$909.0K0.1%History
AMTAmerican Tower CorpREIT4,708$905.0K0.1%History
DUKDuke Energy CORPStock7,242$896.0K0.1%History
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF11,150$890.0K0.1%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF7,986$888.0K0.1%–
RCLRoyal Caribbean Cruises LtdCOM2,715$875.0K0.1%History
ACNAccenture plcStock3,528$870.0K0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF4,116$855.0K0.1%–
BDXBecton Dickinson & CoStock4,452$833.0K0.1%History
iShares Tr464288760US AER DEF ETF3,969$830.0K0.1%–
RDDTReddit, Inc.Stock3,599$828.0K0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF5,764$820.0K0.1%–
KKRKKR & Co. Inc.COM6,279$816.0K0.1%History
CVSCVS Health CorpStock10,502$792.0K<0.1%History
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM6,529$790.0K<0.1%–
SAICScience Applications International CorpCOM7,928$788.0K<0.1%History
WPMWheaton Precious Metals Corp.COM7,017$785.0K<0.1%History
IBPInstalled Building Products, Inc.COM3,159$779.0K<0.1%History