Arete Wealth Advisors, LLC
- SEC CIK
- 0001600151
- Latest filing
- Aug 12, 2026
Holdings in Q1 2026
Holdings as of Mar 31, 2026, filed May 20, 2026. Long positions only; changes compare share counts with Q4 2025.
- Positions
- 321
- −39 vs. Q4 2025
- Portfolio value
- $1.33B
- −$108.6M (−7.5%) vs. Q4 2025
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Flexible Income Active ETF092528603 | ETF | 880,911 | $45.8M | 3.4% | +254,992+40.7% | Added | – |
| DISWalt Disney Co | Stock | 458,292 | $44.1M | 3.3% | −2,146−0.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 202,900 | $38.9M | 2.9% | +10,671+5.6% | Added | – |
| AAPLApple Inc. | Stock | 151,546 | $38.4M | 2.9% | −9,124−5.7% | Reduced | History |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 787,482 | $35.9M | 2.7% | +208,518+36.0% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 1,347,198 | $34.5M | 2.6% | +169,271+14.4% | Added | – |
| NVDANVIDIA Corp | Stock | 195,576 | $34.1M | 2.6% | −2,469−1.2% | Reduced | History |
| Putnam ETF Trust746729300 | FOCUSED LAR CAP | 701,242 | $32.5M | 2.4% | +82,438+13.3% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 351,387 | $26.9M | 2.0% | +51,812+17.3% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 58,191 | $25.4M | 1.9% | +23,353+67.0% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 315,844 | $23.5M | 1.8% | −14,238−4.3% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 52,427 | $22.6M | 1.7% | −4,690−8.2% | Reduced | History |
| JNJJohnson & Johnson | Stock | 80,292 | $19.6M | 1.5% | +11,789+17.2% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 29,234 | $19.0M | 1.4% | +806+2.8% | Added | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 377,807 | $18.7M | 1.4% | +40,374+12.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 86,584 | $18.0M | 1.4% | +4,893+6.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 47,897 | $17.7M | 1.3% | −4,308−8.3% | Reduced | History |
| Ea Series Trust02072L565 | ALPHA ARCH 1-3 | 121,485 | $14.1M | 1.1% | +13,416+12.4% | Added | – |
| GOOGLAlphabet Inc. | Stock | 47,352 | $13.6M | 1.0% | −16,579−25.9% | Reduced | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 171,376 | $13.5M | 1.0% | +5,629+3.4% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 75,930 | $12.9M | 1.0% | −4,535−5.6% | Reduced | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 131,669 | $12.1M | 0.9% | −131,694−50.0% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 26,723 | $11.4M | 0.9% | +4,262+19.0% | Added | – |
| AVGOBroadcom Inc. | Stock | 35,938 | $11.1M | 0.8% | −6,223−14.8% | Reduced | History |
| ProShares Tr74349Y753 | SHOR S&P 500 NEW | 286,134 | $10.9M | 0.8% | +922+0.3% | Added | – |
| MCDMcDonalds Corp | Stock | 32,857 | $10.2M | 0.8% | −4,424−11.9% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 17,068 | $10.2M | 0.8% | −4,555−21.1% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 47,462 | $10.1M | 0.8% | +4,840+11.4% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 156,282 | $10.0M | 0.7% | −12,283−7.3% | Reduced | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 90,540 | $9.99M | 0.7% | −8,077−8.2% | Reduced | – |
| RTXRTX Corp | Stock | 51,138 | $9.86M | 0.7% | +455+0.9% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 16,867 | $9.73M | 0.7% | +16,867 | New | – |
| METAMeta Platforms, Inc. | Stock | 16,077 | $9.20M | 0.7% | −850−5.0% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 30,882 | $9.08M | 0.7% | −327−1.0% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 194,586 | $8.88M | 0.7% | −900−0.5% | Reduced | – |
| WMTWalmart Inc. | Stock | 71,317 | $8.86M | 0.7% | +9,075+14.6% | Added | History |
| TSLATesla, Inc. | Stock | 23,600 | $8.77M | 0.7% | −4,874−17.1% | Reduced | History |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 42,163 | $8.67M | 0.6% | +9,957+30.9% | Added | – |
| Profesionally Managed Portfo74316P579 | AKRE FOCUS ETF | 163,525 | $8.63M | 0.6% | +10,724+7.0% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 12,709 | $8.30M | 0.6% | −3,023−19.2% | Reduced | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 324,608 | $8.27M | 0.6% | −279,918−46.3% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 31,154 | $7.55M | 0.6% | −3,949−11.2% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 29,826 | $7.39M | 0.6% | −1,500−4.8% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 25,283 | $7.25M | 0.5% | −722−2.8% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 71,471 | $6.99M | 0.5% | −11,634−14.0% | Reduced | – |
| iShares Tr464287697 | U.S. UTILITS ETF | 60,100 | $6.98M | 0.5% | +24,591+69.3% | Added | – |
| VVisa Inc. | Stock | 23,051 | $6.96M | 0.5% | +998+4.5% | Added | History |
| TYGTortoise Energy Infrastructure Corp | COM | 137,010 | $6.82M | 0.5% | +3,281+2.5% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 60,907 | $6.78M | 0.5% | −531−0.9% | Reduced | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 533,912 | $6.76M | 0.5% | −19,871−3.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 30,797 | $6.70M | 0.5% | −1,776−5.5% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 117,114 | $6.33M | 0.5% | −65,431−35.8% | Reduced | – |
| Exchange Listed FDS Tr30151E806 | SABA INT RATE | 279,934 | $6.28M | 0.5% | +34,370+14.0% | Added | – |
| MRKMerck & Co., Inc. | Stock | 51,371 | $6.18M | 0.5% | +12,097+30.8% | Added | History |
| HDHome Depot, Inc. | Stock | 18,804 | $6.18M | 0.5% | −1,078−5.4% | Reduced | History |
| SLViShares Silver Trust | ETF | 89,794 | $6.11M | 0.5% | +8,492+10.4% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 61,437 | $6.10M | 0.5% | −19,116−23.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 12,614 | $6.04M | 0.5% | −3,374−21.1% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 18,809 | $6.03M | 0.5% | −62−0.3% | Reduced | – |
| Fidelity Merrimack STR Tr316188408 | LOW DURTIN ETF | 120,505 | $6.03M | 0.5% | +14,354+13.5% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 28,029 | $6.02M | 0.5% | −525−1.8% | Reduced | – |
| Zacks Trust98888G105 | EARNGS CONSTANT | 159,438 | $5.38M | 0.4% | −65,207−29.0% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 22,055 | $5.24M | 0.4% | −39,516−64.2% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 111,403 | $5.11M | 0.4% | +72,823+188.8% | Added | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 27,369 | $4.97M | 0.4% | +517+1.9% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 25,336 | $4.97M | 0.4% | −1,628−6.0% | Reduced | – |
| OKEONEOK Inc | COM | 54,666 | $4.94M | 0.4% | +34,665+173.3% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 59,390 | $4.90M | 0.4% | +2,017+3.5% | Added | – |
| RIVRivernorth Opportunities Fund, Inc. | COM | 437,265 | $4.87M | 0.4% | +60,096+15.9% | Added | History |
| NEMNEWMONT Corp | Stock | 44,950 | $4.85M | 0.4% | +21,339+90.4% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 68,474 | $4.78M | 0.4% | −7,009−9.3% | Reduced | – |
| SGOLabrdn Gold ETF Trust | ETF | 105,081 | $4.69M | 0.4% | −9,908−8.6% | Reduced | History |
| Direxion Shares ETF Trust25461A726 | DIREXION HCM | 132,580 | $4.67M | 0.3% | −12,140−8.4% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 82,370 | $4.66M | 0.3% | −51,945−38.7% | Reduced | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 13,364 | $4.52M | 0.3% | −5,086−27.6% | Reduced | History |
| IBRXImmunityBio, Inc. | COM | 586,734 | $4.50M | 0.3% | +586,734 | New | History |
| iShares Tr464287515 | EXPANDED TECH | 54,813 | $4.38M | 0.3% | +54,813 | New | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 62,426 | $4.38M | 0.3% | −13,839−18.1% | Reduced | – |
| Zacks Trust98888G204 | SMALL/MID CAP | 116,404 | $4.31M | 0.3% | −26,993−18.8% | Reduced | – |
| CVXChevron Corp | Stock | 20,295 | $4.20M | 0.3% | −2,072−9.3% | Reduced | History |
| APLDApplied Digital Corp. | COM NEW | 174,268 | $4.14M | 0.3% | −14,835−7.8% | Reduced | History |
| American Centy ETF Tr025072604 | AVANTIS EMGMKT | 49,769 | $4.01M | 0.3% | +49,769 | New | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 30,086 | $4.00M | 0.3% | −1,468−4.7% | Reduced | – |
| MTZMastec Inc | COM | 12,297 | $3.94M | 0.3% | +12,297 | New | History |
| Vanguard Scottsdale FDS92206C730 | VNG RUS1000IDX | 13,179 | $3.89M | 0.3% | −2,118−13.8% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 62,620 | $3.76M | 0.3% | −61,889−49.7% | Reduced | – |
| Principal Exchange Traded FD74255Y607 | PRIN U S SMALL | 65,093 | $3.73M | 0.3% | +2,694+4.3% | Added | – |
| iShares Tr464288760 | US AER DEF ETF | 17,035 | $3.72M | 0.3% | +17,035 | New | – |
| Managed Portfolio Ser56167N183 | KENS HE PREM ETF | 148,548 | $3.60M | 0.3% | −5,289−3.4% | Reduced | – |
| Zacks Trust98888G808 | FOCUS GROWTH ETF | 130,508 | $3.60M | 0.3% | −8,992−6.4% | Reduced | – |
| PLTRPalantir Technologies Inc. | Stock | 24,327 | $3.56M | 0.3% | −7,778−24.2% | Reduced | History |
| AVKAdvent Convertible & Income Fund | COM | 317,688 | $3.55M | 0.3% | +9,640+3.1% | Added | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 657,981 | $3.55M | 0.3% | −3,211−0.5% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 36,924 | $3.53M | 0.3% | −40,078−52.0% | Reduced | – |
| ProShares Tr74347B958 | PUT | 214,198 | $3.48M | 0.3% | +214,198 | New | – |
| VRTVertiv Holdings Co | COM CL A | 13,728 | $3.44M | 0.3% | +13,728 | New | History |
| PGProcter & Gamble Co | Stock | 23,721 | $3.43M | 0.3% | −3,290−12.2% | Reduced | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 72,662 | $3.41M | 0.3% | −65,005−47.2% | Reduced | – |
| KOCoca Cola Co | Stock | 44,606 | $3.39M | 0.3% | +100.0% | Added | History |
| PFEPfizer Inc | Stock | 119,492 | $3.35M | 0.3% | +5,506+4.8% | Added | History |
Sold out since Q4 2025 (85)
Positions held at the end of Q4 2025 that are gone from this filing.
| Security | Class | Shares in Q4 2025 | Value in Q4 2025 | % of portfolio in Q4 2025 | History |
|---|---|---|---|---|---|
| INVESCO QQQ Trust Ser 146909E103 | COM | 22,795 | $14.0M | 1.0% | – |
| iShares Semiconductor ETF464287523 | ETF | 28,252 | $8.51M | 0.6% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 47,662 | $5.81M | 0.4% | – |
| MUMicron Technology Inc | Stock | 19,054 | $5.44M | 0.4% | History |
| ARK Innovation ETF00214Q104 | ETF | 61,411 | $4.72M | 0.3% | – |
| GDGeneral Dynamics Corp | Stock | 11,819 | $3.98M | 0.3% | History |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 26,942 | $3.73M | 0.3% | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 128,348 | $3.66M | 0.3% | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 59,945 | $3.55M | 0.2% | – |
| iShares Tr464287721 | U.S. TECH ETF | 17,684 | $3.53M | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 73,205 | $3.51M | 0.2% | – |
| State Street SPDR S&P Bank ETF78464A797 | ETF | 57,888 | $3.51M | 0.2% | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 54,449 | $3.28M | 0.2% | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 11,181 | $3.24M | 0.2% | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 24,456 | $3.16M | 0.2% | – |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 39,496 | $3.11M | 0.2% | – |
| iShares Tr464288794 | US BR DEL SE ETF | 16,258 | $2.92M | 0.2% | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 247,658 | $2.60M | 0.2% | – |
| J P Morgan Exchange Traded F46641Q217 | BETABULDRS JAPAN | 39,108 | $2.58M | 0.2% | – |
| NDAQNasdaq, Inc. | COM | 26,450 | $2.57M | 0.2% | History |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 68,755 | $2.36M | 0.2% | – |
| HLHecla Mining Co | COM | 122,125 | $2.34M | 0.2% | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 30,505 | $2.30M | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E628 | KBW BK ETF | 26,838 | $2.26M | 0.2% | – |
| QCOMQualcomm Inc | Stock | 12,421 | $2.12M | 0.1% | History |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 24,853 | $2.12M | 0.1% | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 19,871 | $2.03M | 0.1% | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 38,903 | $1.87M | 0.1% | – |
| Harbor ETF Trust41151J505 | COMM ALL WEA ETF | 67,510 | $1.68M | 0.1% | – |
| YOUClear Secure, Inc. | COM CL A | 44,689 | $1.57M | 0.1% | History |
| TJXTJX Companies Inc | Stock | 10,172 | $1.56M | 0.1% | History |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 10,806 | $1.56M | 0.1% | – |
| ATIAti Inc | Stock | 13,236 | $1.52M | 0.1% | History |
| LMNDLemonade, Inc. | Stock | 20,761 | $1.48M | 0.1% | History |
| ROADConstruction Partners, Inc. | COM CL A | 13,458 | $1.46M | 0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 26,283 | $1.42M | 0.1% | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 12,010 | $1.41M | 0.1% | – |
| GILDGilead Sciences, Inc. | Stock | 10,569 | $1.30M | 0.1% | History |
| Alps ETF Tr00162Q445 | ACTIVE REIT ETF | 47,670 | $1.26M | 0.1% | – |
| Invesco Exch Traded FD Tr II46138E107 | EQUAL WEGT 0-30 | 44,801 | $1.23M | 0.1% | – |
| Defiance Quantum ETF26922A420 | ETF | 10,384 | $1.14M | 0.1% | – |
| IVTInvenTrust Properties Corp. | COM NEW | 38,873 | $1.10M | 0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 10,987 | $1.08M | 0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 44,935 | $1.05M | 0.1% | – |
| CRWVCoreWeave, Inc. | Stock | 14,498 | $1.04M | 0.1% | History |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 21,141 | $1.00M | 0.1% | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 25,684 | $913.6K | 0.1% | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 41,656 | $874.8K | 0.1% | – |
| Innovator ETFs Trust45782C474 | US SML CP PWR B | 20,475 | $848.1K | 0.1% | – |
| Innovator U.S. Equity Ultra Buffer ETF - October45782C821 | ETF | 21,104 | $752.5K | 0.1% | – |
| Innovator ETFs Trust45783Y855 | DEFINED WLT SHLD | 21,083 | $706.5K | <0.1% | – |
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 19,712 | $666.1K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 14,338 | $629.7K | <0.1% | – |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 13,200 | $589.4K | <0.1% | History |
| BlackRock ETF Trust09290C806 | ISHA US THEM ETF | 15,014 | $579.0K | <0.1% | – |
| BlackRock ETF Trust09290C780 | ISHA I IN TE ETF | 17,129 | $570.4K | <0.1% | – |
| SKYTSkyWater Technology, LLC | COM | 30,950 | $562.1K | <0.1% | History |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 11,953 | $535.7K | <0.1% | – |
| ACDCProFrac Holding Corp. | CLASS A COM | 135,126 | $525.6K | <0.1% | History |
| FBRTFranklin BSP Realty Trust, Inc. | COMMON STOCK | 51,630 | $517.8K | <0.1% | History |
| SBETSharplink, Inc. | COM NEW | 55,249 | $493.9K | <0.1% | History |
| QBTSD-Wave Quantum Inc. | Stock | 16,296 | $426.1K | <0.1% | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 27,140 | $416.3K | <0.1% | History |
| Pacer US Large Cap Cash Cows Growth Leaders ETF69374H360 | ETF | 11,801 | $415.5K | <0.1% | – |
| KVUEKenvue Inc. | Stock | 22,507 | $388.2K | <0.1% | History |
| BBDCBarings BDC, Inc. | COM | 40,921 | $375.7K | <0.1% | History |
| WHGWestwood Holdings Group Inc | COM | 20,220 | $348.0K | <0.1% | History |
| CFLTConfluent, Inc. | CLASS A COM | 11,287 | $341.3K | <0.1% | History |
| RDWRedwire Corp | Stock | 44,000 | $334.4K | <0.1% | History |
| Innovator ETFs Trust45784N791 | INNOVATOR GW 100 | 11,315 | $317.3K | <0.1% | – |
| ACADAcadia Pharmaceuticals Inc | COM | 11,500 | $307.2K | <0.1% | History |
| ESCAEscalade Inc | COM | 22,595 | $304.8K | <0.1% | History |
| PSTLPostal Realty Trust, Inc. | CL A | 18,846 | $304.2K | <0.1% | History |
| NTLAIntellia Therapeutics, Inc. | COM | 30,843 | $277.3K | <0.1% | History |
| XHRXenia Hotels & Resorts, Inc. | COM | 18,856 | $266.6K | <0.1% | History |
| MTGMgic Investment Corp | COM | 10,286 | $265.2K | <0.1% | History |
| SONYSony Group Corp | SPONSORED ADR | 10,252 | $262.5K | <0.1% | History |
| SGCSuperior Group of Companies, Inc. | COM | 26,735 | $258.8K | <0.1% | History |
| RGPResources Connection, Inc. | COM | 49,726 | $250.6K | <0.1% | History |
| BAXBaxter International Inc | Stock | 11,666 | $222.9K | <0.1% | History |
| SSRMSSR Mining Inc. | Stock | 10,000 | $219.2K | <0.1% | History |
| ENREnergizer Holdings, Inc. | COM | 10,975 | $218.3K | <0.1% | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 18,637 | $216.8K | <0.1% | History |
| MNROMonro, Inc. | COM | 10,588 | $212.2K | <0.1% | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 16,381 | $206.1K | <0.1% | History |