Skip to main content
Livermore
Livermore
ZHEN

Arete Wealth Advisors, LLC

SEC CIK
0001600151
Latest filing
Aug 12, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Nov 12, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
764
+45 vs. Q2 2025
Portfolio value
$1.60B
+$193.1M (+13.8%) vs. Q2 2025
Filed
Nov 12, 2025
SEC
Holdings of Arete Wealth Advisors, LLC in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
NVDANVIDIA CorpStock238,042$44.5M2.8%+11,092+4.9%AddedHistory
AAPLApple Inc.Stock154,830$39.4M2.5%+8,543+5.8%AddedHistory
DISWalt Disney CoStock328,891$37.6M2.4%+2,404+0.7%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT186,648$35.4M2.2%+3,103+1.7%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF448,435$35.2M2.2%+273,331+156.1%Added–
iShares Flexible Income Active ETF092528603ETF614,834$32.7M2.1%+561,440+1,051.5%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF1,127,266$29.1M1.8%+41,713+3.8%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF579,371$26.8M1.7%+17,839+3.2%Added–
MSFTMicrosoft CorpStock49,660$25.7M1.6%−418−0.8%ReducedHistory
Putnam ETF Trust746729300FOCUSED LAR CAP599,503$25.6M1.6%+20,689+3.6%Added–
iShares Tr464288877EAFE VALUE ETF334,044$22.7M1.4%+13,915+4.3%Added–
SPYSPDR S&P 500 ETF TrustETF33,214$22.1M1.4%+3,758+12.8%AddedHistory
AMZNAmazon Com IncStock88,597$19.5M1.2%+4,790+5.7%AddedHistory
Vanguard S&P 500 ETF922908363ETF30,592$18.7M1.2%−251−0.8%Reduced–
Vanguard Morningstar Growth ETF922908736ETF37,039$17.8M1.1%+1,670+4.7%Added–
Pgim ETF Tr69344A107PGIM ULTRA SH BD347,266$17.3M1.1%+177,707+104.8%Added–
Invesco QQQ Trust Series I46090E103ETF26,178$15.7M1.0%−4,037−13.4%Reduced–
GOOGLAlphabet Inc.Stock63,611$15.5M1.0%+1,864+3.0%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF146,859$15.4M1.0%−8,293−5.3%Reduced–
VanEck ETF Trust92189F486IG FLOA RATE ETF587,605$15.0M0.9%−381,201−39.3%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF157,221$14.4M0.9%−71,544−31.3%Reduced–
METAMeta Platforms, Inc.Stock19,566$14.3M0.9%+2,880+17.3%AddedHistory
AVGOBroadcom Inc.Stock40,164$13.3M0.8%+1,690+4.4%AddedHistory
SPDR Series Trust78464A805ST STR PR SP1500163,525$13.2M0.8%−5,800−3.4%Reduced–
JNJJohnson & JohnsonStock69,686$12.9M0.8%+400+0.6%AddedHistory
Innovator ETFs Trust45784N767GROWTH 100 PWR B617,097$12.8M0.8%−56,676−8.4%Reduced–
Ea Series Trust02072L565ALPHA ARCH 1-3110,565$12.6M0.8%+5,339+5.1%Added–
JPMJPMorgan Chase & CoStock38,929$12.3M0.8%+2,201+6.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF17,043$11.4M0.7%+1,709+11.1%Added–
MCDMcDonalds CorpStock36,852$11.2M0.7%+727+2.0%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF417,670$11.0M0.7%−29,195−6.5%Reduced–
iShares Russell 1000 Growth ETF464287614ETF22,419$10.5M0.7%+135+0.6%Added–
BRK.BBerkshire Hathaway IncStock20,641$10.4M0.7%+17,614+581.9%AddedHistory
IBMInternational Business Machines CorpStock35,295$9.96M0.6%+870+2.5%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF39,764$9.83M0.6%+8,978+29.2%Added–
iShares Tr4642874407-10 YR TRSY BD101,000$9.74M0.6%−58,456−36.7%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF161,483$9.68M0.6%+8,442+5.5%Added–
TSLATesla, Inc.Stock21,393$9.51M0.6%−4,103−16.1%ReducedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF81,525$9.01M0.6%+3,641+4.7%Added–
HDHome Depot, Inc.Stock22,180$8.98M0.6%+4,518+25.6%AddedHistory
GLDSPDR Gold TrustETF23,998$8.54M0.5%−25,664−51.7%ReducedHistory
RTXRTX CorpStock50,917$8.52M0.5%−60.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM75,500$8.52M0.5%+4,460+6.3%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF84,823$8.50M0.5%+60+0.1%Added–
iShares Russell 1000 Value ETF464287598ETF40,196$8.18M0.5%+3,210+8.7%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF187,667$8.04M0.5%+16,508+9.6%Added–
Zacks Trust98888G105EARNGS CONSTANT229,206$7.71M0.5%+5,905+2.6%Added–
VVisa Inc.Stock22,328$7.62M0.5%+1,795+8.7%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF131,070$7.25M0.5%+1,639+1.3%Added–
PLTRPalantir Technologies Inc.Stock39,341$7.18M0.4%+7,494+23.5%AddedHistory
ABBVAbbVie Inc.Stock30,689$7.10M0.4%+133+0.4%AddedHistory
iShares Russell 2000 ETF464287655ETF28,306$6.85M0.4%+224+0.8%Added–
iShares Tr464288885EAFE GRWTH ETF59,559$6.78M0.4%+2,139+3.7%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF123,144$6.67M0.4%+2,861+2.4%Added–
GOOGAlphabet Inc.Stock27,377$6.67M0.4%−50.0%ReducedHistory
WMTWalmart Inc.Stock64,032$6.60M0.4%−14,590−18.6%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF30,124$6.31M0.4%+980+3.4%Added–
APLDApplied Digital Corp.COM NEW274,725$6.30M0.4%−134,149−32.8%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF28,732$6.20M0.4%−71−0.2%Reduced–
SPDR Index Shs FDS78463X509ST PORT MARK ETF127,136$5.96M0.4%+13,435+11.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF18,104$5.96M0.4%+2,223+14.0%Added–
Vanguard Morningstar Value ETF922908744ETF31,323$5.83M0.4%+5,498+21.3%Added–
TYGTortoise Energy Infrastructure CorpCOM130,936$5.64M0.4%+9,032+7.4%AddedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER913,265$5.25M0.3%−36,736−3.9%ReducedHistory
VanEck ETF Trust92189H748CLO ETF97,611$5.18M0.3%+70,274+257.1%Added–
iShares Semiconductor ETF464287523ETF18,947$5.14M0.3%+3,391+21.8%Added–
Zacks Trust98888G204SMALL/MID CAP135,952$5.08M0.3%+5,673+4.4%Added–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF101,110$5.08M0.3%+8,356+9.0%Added–
Direxion Shares ETF Trust25461A726DIREXION HCM134,914$5.06M0.3%+54,015+66.8%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF76,184$5.04M0.3%+12,790+20.2%Added–
SLViShares Silver TrustETF117,641$4.99M0.3%+35,859+43.8%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF72,897$4.96M0.3%+5,745+8.6%Added–
ANETArista Networks, Inc.Stock33,837$4.93M0.3%+33,837NewHistory
Vanguard Scottsdale FDS92206C730VNG RUS1000IDX16,303$4.93M0.3%−2,579−13.7%Reduced–
ARK Innovation ETF00214Q104ETF56,080$4.84M0.3%+29,434+110.5%Added–
CASYCaseys General Stores IncCOM8,507$4.81M0.3%+15+0.2%AddedHistory
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM331,164$4.80M0.3%−8,938−2.6%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF16,320$4.79M0.3%+209+1.3%Added–
AXPAmerican Express CoStock13,788$4.58M0.3%+5,053+57.8%AddedHistory
GSGoldman Sachs Group IncStock5,718$4.55M0.3%+1,142+25.0%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR16,211$4.53M0.3%+4,480+38.2%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS57,034$4.37M0.3%+10,994+23.9%AddedHistory
LLYEli Lilly & CoStock5,595$4.28M0.3%+735+15.1%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF48,865$4.27M0.3%+69+0.1%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF14,954$4.21M0.3%+3,130+26.5%Added–
SGOLabrdn Gold ETF TrustETF111,819$4.12M0.3%+99,202+786.3%AddedHistory
iShares S&P 500 Growth ETF464287309ETF33,710$4.07M0.3%+1,049+3.2%Added–
Zacks Trust98888G808FOCUS GROWTH ETF135,023$3.94M0.2%−1,623−1.2%Reduced–
AVKAdvent Convertible & Income FundCOM296,531$3.79M0.2%−14,387−4.6%ReducedHistory
PGProcter & Gamble CoStock24,590$3.78M0.2%+24,590NewHistory
IBITiShares Bitcoin Trust ETFETF57,161$3.71M0.2%−13,174−18.7%ReducedHistory
VXXBarclays Bank PLCIPATH S&P 500 SH109,174$3.62M0.2%+109,174NewHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL71,031$3.51M0.2%+743+1.1%Added–
iShares Tr46432F859CORE 1 5 YR USD71,521$3.49M0.2%+57,975+428.0%Added–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS125,688$3.45M0.2%+533+0.4%AddedHistory
CATCaterpillar IncStock7,189$3.43M0.2%+212+3.0%AddedHistory
CVXChevron CorpStock22,010$3.42M0.2%−606−2.7%ReducedHistory
Principal Exchange Traded FD74255Y607PRIN U S SMALL59,876$3.41M0.2%+906+1.5%Added–
COSTCostco Wholesale CorpStock3,603$3.33M0.2%−520−12.6%ReducedHistory
iShares Tr46434V613CORE UNIVRSL USD70,273$3.28M0.2%−5,524−7.3%Reduced–

Sold out since Q2 2025 (65)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Arete Wealth Advisors, LLC sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
ProShares Tr74349Y753SHOR S&P 500 NEW245,630$9.75M0.7%–
iShares Tr464287697U.S. UTILITS ETF37,698$3.94M0.3%–
GAPGap IncCOM156,206$3.41M0.2%History
CROXCrocs, Inc.COM25,733$2.62M0.2%History
BlackRock ETF Trust II iShares Larg Cap Added092528801ETF59,663$1.85M0.1%–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF21,618$1.72M0.1%–
QETHInvesco Galaxy Ethereum ETFSHS55,503$1.40M0.1%History
SPDR Series Trust78464A201ST STR SP600GRWO13,847$1.23M0.1%–
NDAQNasdaq, Inc.COM11,397$1.02M0.1%History
ETF Ser Solutions26922A321DISTILLATE US17,942$993.0K0.1%–
CTVACorteva, Inc.Stock12,413$925.0K0.1%History
Pacer Trendpilot 100 ETF69374H303ETF11,833$845.0K0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF19,150$783.0K0.1%–
CCKCrown Holdings, Inc.COM7,398$762.0K0.1%History
Innovator ETFs Trust45784N700EQUITY DEFIN 1YR28,726$747.0K0.1%–
iShares Tr464289180MSCI EURO FL ETF22,841$722.0K0.1%–
JCIJohnson Controls International plcStock6,698$707.0K0.1%History
Innovator ETFs Trust45784N106EQUITY DEFINED P26,262$680.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF15,803$639.0K<0.1%–
RKTRocket Companies, Inc.Stock44,421$630.0K<0.1%History
CSQCalamos Strategic Total Return FundCOM SH BEN INT34,356$627.0K<0.1%History
BROSDutch Bros Inc.CL A8,886$608.0K<0.1%History
LHLabcorp Holdings Inc.Stock2,127$558.0K<0.1%History
UPSTUpstart Holdings, Inc.COM7,984$516.0K<0.1%History
ASTSAST SpaceMobile, Inc.COM CL A10,207$477.0K<0.1%History
Innovator ETFs Trust45784N205GROWTH 100 POWER17,309$473.0K<0.1%–
MSCIMSCI Inc.Stock815$470.0K<0.1%History
TOSTToast, Inc.Stock10,216$452.0K<0.1%History
FNFabrinetSHS1,513$446.0K<0.1%History
OSCROscar Health, Inc.CL A20,427$438.0K<0.1%History
DASHDoorDash, Inc.Stock1,699$419.0K<0.1%History
FEIMFrequency Electronics IncCOM17,145$389.0K<0.1%History
JOBYJoby Aviation, Inc.COMMON STOCK34,818$367.0K<0.1%History
JBLJabil IncStock1,655$361.0K<0.1%History
DAVEDave Inc.CLASS A COM NEW1,257$337.0K<0.1%History
TWTradeweb Markets Inc.Stock2,245$329.0K<0.1%History
NNOXNano-X Imaging Ltd.ORD SHS62,800$325.0K<0.1%History
Vanguard Energy ETF92204A306ETF2,701$322.0K<0.1%–
WINGWingstop Inc.COM923$311.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,745$307.0K<0.1%History
MCSMarcus CorpCOM17,481$295.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS9,558$280.0K<0.1%History
Innovator ETFs Trust45782C805US EQT ULTRA BF8,807$276.0K<0.1%–
TWLOTwilio IncCL A2,171$270.0K<0.1%History
Advisorshares Tr00768Y560ADVISORSHS ETF3,717$260.0K<0.1%–
Innovator ETFs Trust45782C730US EQT ULTRA BF7,269$259.0K<0.1%–
Innovator ETFs Trust45782C292US EQT ULTRA BF7,340$255.0K<0.1%–
NWENorthWestern Energy Group, Inc.COM NEW4,949$254.0K<0.1%History
iShares Tr464287762US HLTHCARE ETF4,452$251.0K<0.1%–
BAXBaxter International IncStock8,241$249.0K<0.1%History
EMEEMCOR Group, Inc.Stock453$243.0K<0.1%History
SPDR Series Trust78464A672ST INTER ETF8,048$232.0K<0.1%–
DOWDow Inc.Stock8,707$231.0K<0.1%History
LMBLimbach Holdings, Inc.COM1,649$231.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ2,698$231.0K<0.1%–
ZTSZoetis Inc.Stock1,428$223.0K<0.1%History
UFPTUfp Technologies IncCOM902$220.0K<0.1%History
SMRNuscale Power CorpCL A COM5,529$219.0K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE2,887$215.0K<0.1%History
Global X FDS37954Y343GLBL X MLP ETF4,091$205.0K<0.1%–
CLColgate Palmolive CoStock2,245$204.0K<0.1%History
UGIUgi CorpStock5,552$203.0K<0.1%History
VETVermilion Energy Inc.COM17,427$127.0K<0.1%History
NMFCNew Mountain Finance CorpCOM10,096$107.0K<0.1%History
OLNOLIN CorpStock5,653––History