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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
2,715
−93 vs. Q3 2023
Portfolio value
$53.9B
−$21.0B (−28.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Creative Planning in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ASIXAdvanSix Inc.COM11$336<0.1%+9+450.0%AddedHistory
CRGECharge Enterprises, Inc.COM12,915$1.47K<0.1%−1,250−8.8%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM25,597$1.81K<0.1%+860+3.5%AddedHistory
ZOMDFZomedica Corp.COM10,419$2.09K<0.1%+10,419NewHistory
XXII22nd Century Group, Inc.Stock17,008$3.17K<0.1%+17,008NewHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,158$3.28K<0.1%−627−5.8%ReducedHistory
GMDAGamida Cell Ltd.SHS12,109$5.00K<0.1%−29−0.2%ReducedHistory
BCLIBrainstorm Cell Therapeutics Inc.COM NEW21,016$5.74K<0.1%+4,878+30.2%AddedHistory
Bakkt Holdings Inc05759B115*W EXP 07/01/20217,976$5.93K<0.1%00.0%Unchanged–
Applied Dna Sciences Inc03815U300COM10,468$6.46K<0.1%00.0%Unchanged–
ALGSAligos Therapeutics, Inc.COM10,050$6.67K<0.1%00.0%UnchangedHistory
SDOTSadot Group Inc.COM17,380$6.96K<0.1%−3,500−16.8%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW14,035$7.16K<0.1%−350−2.4%ReducedHistory
SGMOQSangamo Therapeutics, IncCOM13,690$7.44K<0.1%00.0%UnchangedHistory
SDPISuperior Drilling Products, Inc.COM11,000$7.85K<0.1%+1,000+10.0%AddedHistory
OTLKOutlook Therapeutics, Inc.COM NEW21,883$8.62K<0.1%+383+1.8%AddedHistory
LFWDLifeward Ltd.SHS12,063$9.38K<0.1%00.0%UnchangedHistory
WWRWestwater Resources, Inc.COM NEW16,819$9.50K<0.1%+16,819NewHistory
KPTIKaryopharm Therapeutics Inc.COM11,600$10.0K<0.1%00.0%UnchangedHistory
FEMYFemasys IncCOM10,526$10.3K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM26,012$10.7K<0.1%+6,255+31.7%Added–
VERUVeru Inc.COM14,914$10.7K<0.1%−1,722−10.4%ReducedHistory
SHCRSharecare, Inc.COM CL A10,000$10.8K<0.1%00.0%UnchangedHistory
NVTAInvitae CorpCOM18,163$11.4K<0.1%−22,357−55.2%ReducedHistory
SRXHSRX Global Inc.COM43,650$12.1K<0.1%−11,260−20.5%ReducedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR15,251$12.2K<0.1%00.0%Unchanged–
SQFTPresidio Property Trust, Inc.COM CL A12,287$12.7K<0.1%00.0%UnchangedHistory
AMLIFAmerican Lithium Corp.COM11,972$13.2K<0.1%00.0%UnchangedHistory
OSAProSomnus, Inc.COMMON STOCK14,017$13.7K<0.1%00.0%UnchangedHistory
XPLSolitario Resources Corp.COM25,000$14.0K<0.1%00.0%UnchangedHistory
ASXCAsensus Surgical, Inc.COM44,196$14.1K<0.1%+385+0.9%AddedHistory
SIENProject Sage Oldco, Inc.COM27,217$16.6K<0.1%00.0%UnchangedHistory
BIAFbioAffinity Technologies, Inc.COMMON STOCK12,095$17.8K<0.1%00.0%UnchangedHistory
Cipher Mining Inc17253J114*W EXP 10/22/20210,300$17.8K<0.1%+10,300New–
GEVOGevo, Inc.COM PAR16,251$18.9K<0.1%−5,565−25.5%ReducedHistory
HITIHigh Tide Inc.COM NEW12,119$19.8K<0.1%−350−2.8%ReducedHistory
BFLYButterfly Network, Inc.COM CL A18,462$19.9K<0.1%−974−5.0%ReducedHistory
GOEVCanoo Inc.COM CL A78,487$20.2K<0.1%+48,163+158.8%AddedHistory
NKLANikola CorpCOM23,950$21.0K<0.1%−6,840−22.2%ReducedHistory
ONCTOncternal Therapeutics, Inc.COM39,318$21.1K<0.1%00.0%UnchangedHistory
MCRBSeres Therapeutics, Inc.COM15,304$21.4K<0.1%−3,359−18.0%ReducedHistory
MISTMilestone Pharmaceuticals Inc.COM13,080$21.8K<0.1%00.0%UnchangedHistory
RGTIRigetti Computing, Inc.COMMON STOCK22,640$22.3K<0.1%+22,640NewHistory
BLRXBioLineRx Ltd.SPONSORED ADS14,582$22.9K<0.1%00.0%UnchangedHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/1–$23.1K<0.1%–––
CTSOCytosorbents CorpCOM NEW21,295$23.6K<0.1%00.0%UnchangedHistory
Freyr BatteryL4135L100COM12,694$23.7K<0.1%+12,694New–
GROYGold Royalty Corp.COMMON SHARES16,738$24.6K<0.1%00.0%UnchangedHistory
Mfa Finl Inc55272XAA0NOTE 6.250% 6/1–$24.7K<0.1%–––
Emx Rty Corp26873J107COM15,980$25.9K<0.1%00.0%Unchanged–
SWIMLatham Group, Inc.COM10,000$26.3K<0.1%−184−1.8%ReducedHistory
CASACasa Systems IncCOM50,000$26.5K<0.1%00.0%UnchangedHistory
SERSerina Therapeutics, Inc.COM70,700$27.2K<0.1%−200−0.3%ReducedHistory
PSNYPolestar Automotive Holding UK PLCADS A12,558$28.4K<0.1%−200−1.6%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM26,101$28.4K<0.1%−1,942−6.9%ReducedHistory
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS11,709$28.5K<0.1%+1,312+12.6%AddedHistory
LSFLaird Superfood, Inc.COM STK33,440$30.4K<0.1%−2,485−6.9%ReducedHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM10,276$32.2K<0.1%+10,276NewHistory
SABSSAB Biotherapeutics, Inc.Equity47,518$32.7K<0.1%00.0%UnchangedHistory
MEHCQChrome Holding Co.CLASS A COM36,019$32.9K<0.1%−9,684−21.2%ReducedHistory
PGENPrecigen, Inc.COM24,722$33.1K<0.1%−204,920−89.2%ReducedHistory
Bitfarms Ltd Com09173B107Stock11,477$33.4K<0.1%+11,477New–
KRMDKORU Medical Systems, Inc.COM14,667$36.0K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW41,764$36.3K<0.1%00.0%UnchangedHistory
ABUSArbutus Biopharma CorpCOM14,566$36.4K<0.1%+14,566NewHistory
BBBLACKBERRY LtdCOM10,488$37.1K<0.1%+10,488NewHistory
DOUGDouglas Elliman Inc.COM12,592$37.1K<0.1%−322−2.5%ReducedHistory
CRDFCardiff Oncology, Inc.COM25,500$37.7K<0.1%−33,251−56.6%ReducedHistory
FSRFisker Inc.CL A COM STK21,919$38.4K<0.1%−9,005−29.1%ReducedHistory
GLDGGoldMining Inc.COM40,421$39.4K<0.1%00.0%UnchangedHistory
ATAIAtai Beckley N.V.SHS28,218$39.8K<0.1%+2,406+9.3%AddedHistory
GALTGalectin Therapeutics IncCOM NEW24,214$40.2K<0.1%+4,000+19.8%AddedHistory
OPKOpko Health, Inc.COM27,266$41.2K<0.1%−71,479−72.4%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM10,844$41.9K<0.1%00.0%UnchangedHistory
WOOFPetco Health & Wellness Company, Inc.CL A COM13,279$42.0K<0.1%+13,179+13,179.0%AddedHistory
CNFCNFinance Holdings Ltd.SPON ADS19,320$42.9K<0.1%00.0%UnchangedHistory
GNSSGenasys Inc.COM21,550$43.7K<0.1%00.0%UnchangedHistory
PSTXPoseida Therapeutics, Inc.COM13,600$45.7K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM60,632$45.8K<0.1%−6,175−9.2%ReducedHistory
TGBTrekor Metals LtdCOM33,772$47.3K<0.1%+5,702+20.3%AddedHistory
SENSSenseonics Holdings, Inc.COM84,344$48.1K<0.1%−148−0.2%ReducedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM11,501$49.6K<0.1%+11,501NewHistory
SFIXStitch Fix, Inc.Stock13,990$49.9K<0.1%+3,349+31.5%AddedHistory
AQMSAqua Metals, Inc.COM65,900$50.1K<0.1%+100+0.2%AddedHistory
Gol Linhas Aereas Inteligent38045R206SPON ADR PFD NEW13,925$50.4K<0.1%−741−5.1%Reduced–
CHRSCoherus Oncology, Inc.COM15,150$50.5K<0.1%+15,150NewHistory
GRTSGritstone bio, Inc.COM24,910$50.8K<0.1%00.0%UnchangedHistory
UNGUnited States Natural Gas Fund, LPUNIT PAR10,029$50.8K<0.1%−75−0.7%ReducedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT11,419$52.0K<0.1%+11,419NewHistory
WULFTerawulf Inc.COM22,048$52.9K<0.1%+22,048NewHistory
URGUr-Energy IncCOM34,607$53.3K<0.1%+18,379+113.3%AddedHistory
PHKPIMCO High Income FundCOM SHS10,971$54.7K<0.1%−1,971−15.2%ReducedHistory
SSKNSTRATA Skin Sciences, Inc.COM NEW100,160$55.1K<0.1%+150+0.1%AddedHistory
CATXPerspective Therapeutics, Inc.COM138,500$55.7K<0.1%+9,000+6.9%AddedHistory
REALTheRealReal, Inc.COM28,275$56.8K<0.1%−23,995−45.9%ReducedHistory
EGYVaalco Energy IncCOM NEW12,660$56.8K<0.1%+12,660NewHistory
BTMDbiote Corp.CLASS A COM11,599$57.3K<0.1%00.0%UnchangedHistory
ZTRVirtus Total Return Fund Inc.COM10,523$58.0K<0.1%+10,523NewHistory
BTAIQBioXcel Therapeutics, Inc.COM20,224$59.7K<0.1%−1,000−4.7%ReducedHistory
GERNGeron CorpCOM28,817$60.8K<0.1%+16,420+132.5%AddedHistory

Options (28)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q4 2023
SecurityClassPutsCalls
CRMSalesforce, Inc.Stock–$5.67M
GOOGAlphabet Inc.Stock–$3.10M
GOOGLAlphabet Inc.Stock–$1.84M
WFCWells Fargo & CompanyStock–$957.6K
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$284.1K
MSFTMicrosoft CorpStock–$280.1K
DISWalt Disney CoStock–$254.6K
QCOMQualcomm IncStock–$207.5K
TGTTarget CorpStock–$148.9K
TSLATesla, Inc.Stock$135.1K–
INTCIntel CorpStock–$126.0K
CFLTConfluent, Inc.CLASS A COM$119.6K–
SPYSPDR S&P 500 ETF TrustETF$111.3K–
AAPLApple Inc.Stock$97.2K–
iShares Russell 2000 ETF464287655ETF$58.4K–
CINFCincinnati Financial CorpCOM$39.4K–
NVDANVIDIA CorpStock$34.9K–
Valkyrie ETF Trust II91917A207BITCOIN MINERS$29.3K–
QSQuantumScape CorpCOM CL A–$22.5K
ABNBAirbnb, Inc.Stock$16.7K–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50$10.8K–
DASHDoorDash, Inc.Stock$5.20K–
UNGUnited States Natural Gas Fund, LPUNIT PAR–$2.40K
NUNu Holdings Ltd.ORD SHS CL A$1.95K–
BRK.BBerkshire Hathaway IncStock$1.27K–
SCHWSchwab Charles CorpStock$729–
HDHome Depot, Inc.Stock$303–
CDECoeur Mining, Inc.COM NEW–$51

Sold out since Q3 2023 (352)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 352 by value last quarter.

Positions of Creative Planning sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF356,223$9.03M<0.1%–
ATVIActivision Blizzard, Inc.COM95,954$8.98M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS249,818$6.20M<0.1%–
VMWVmware LLCCL A COM23,106$3.85M<0.1%History
LACLithium Americas Corp.COM NEW177,257$3.02M<0.1%History
SGENSeagen Inc.COM12,090$2.56M<0.1%History
iShares Tr46435G318IBONDS DEC202377,977$1.99M<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY14,813$1.48M<0.1%–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF23,547$1.20M<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB39,431$837.1K<0.1%–
HZNPHorizon Therapeutics Public Ltd CoSHS6,913$799.8K<0.1%History
STELStellar Bancorp, Inc.COM35,384$754.4K<0.1%History
MODNModel N, Inc.COM30,901$754.3K<0.1%History
VanEck ETF Trust92189F387SHRT HGH YLD MUN30,182$652.5K<0.1%–
AGNTAGNT, Inc.COM38,028$617.6K<0.1%History
JPINuveen Preferred Securities & Income Opportunities FundCOM35,629$611.8K<0.1%History
New York Life Invts Active E45409F843MACK MU INSD ETF26,295$600.8K<0.1%–
TWNKHostess Brands, Inc.CL A17,276$575.5K<0.1%History
Pacer US Small Cap Cash Cows ETF69374H857ETF13,728$572.5K<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER19,480$569.8K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF13,523$541.9K<0.1%–
BFHBread Financial Holdings, Inc.COM15,554$531.9K<0.1%History
BCBrunswick CorpCOM5,744$453.8K<0.1%History
NMZNuveen Municipal High Income Opportunity FundCOM45,772$424.8K<0.1%History
NSANational Storage Affiliates TrustCOM SHS BEN IN13,314$422.6K<0.1%History
OLOOlo Inc.CL A68,975$418.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM65,364$403.3K<0.1%–
iShares Tr464289180MSCI EURO FL ETF21,284$402.5K<0.1%–
Ssga Active ETF Tr78467V103ST STR REAL ETF13,598$366.6K<0.1%–
AVTRAvantor, Inc.COM16,486$347.5K<0.1%History
NEWRNew Relic, Inc.COM3,911$334.9K<0.1%History
PIMCO ETF Tr72201R88225YR+ ZERO U S4,388$319.1K<0.1%–
First Tr Exch Traded FD III33739P855INSTL PFD SECS18,464$311.7K<0.1%–
ESTEEarthstone Energy IncCL A15,316$310.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT9,701$300.9K<0.1%–
PLYAPlaya Hotels & Resorts N.V.SHS41,158$298.0K<0.1%History
TRNOTerreno Realty CorpCOM5,026$285.5K<0.1%History
CAECae IncCOM12,066$281.7K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF19,962$280.7K<0.1%–
ADNTAdient plcStock7,561$277.5K<0.1%History
CSRCenterspaceCOM4,326$260.7K<0.1%History
PDCOPatterson Companies, Inc.COM8,654$256.5K<0.1%History
Hingham Instn SVGS Mass433323102COM1,362$254.4K<0.1%–
CROXCrocs, Inc.COM2,877$253.8K<0.1%History
PFISPeoples Financial Services Corp.COM6,307$252.9K<0.1%History
FIVNFive9, Inc.COM3,884$249.7K<0.1%History
PCTYPaylocity Holding CorpCOM1,352$245.7K<0.1%History
CGCarlyle Group Inc.COM8,141$245.5K<0.1%History
ARK Next Generation Technology ETF00214Q401ETF4,506$244.0K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE2,597$243.8K<0.1%–
DINDine Brands Global, Inc.COM4,853$240.0K<0.1%History
GHGuardant Health, Inc.COM7,980$236.5K<0.1%History
LANDGladstone Land CorpCOM16,567$235.8K<0.1%History
LBRDALiberty Broadband CorpCOM SER A2,582$234.7K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF5,194$233.9K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF7,245$232.5K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS3,205$231.9K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT39,250$231.6K<0.1%History
APPNAppian CorpCL A5,036$229.7K<0.1%History
Invesco Exchange Traded FD T46137V704DORSEY WRGT BASC2,918$229.2K<0.1%–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF9,343$228.7K<0.1%–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM22,529$228.7K<0.1%History
NATINational Instruments CorpCOM3,809$227.1K<0.1%History
Innovator ETFs Trust45782C870US EQT PWR BUF7,416$227.0K<0.1%–
MHIPioneer Municipal High Income Fund, Inc.COM SHS31,314$226.4K<0.1%History
Timothy Plan887432359US LRGMD CP CORE6,546$225.6K<0.1%–
FOXFFox Factory Holding CorpCOM2,254$223.3K<0.1%History
WisdomTree Tr97717W869EUROPE SMCP DV4,250$223.0K<0.1%–
EXTRExtreme Networks IncCOM9,191$222.5K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,612$216.9K<0.1%–
SNBRQSleep Number CorpCOM8,774$215.8K<0.1%History
CBUSCibus, Inc.CL A COM STK11,624$211.8K<0.1%History
PEOAdams Natural Resources Fund, Inc.COM9,067$209.6K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S3,147$208.7K<0.1%–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT12,615$208.1K<0.1%History
ZUOZuora IncCOM CL A25,254$208.1K<0.1%History
NMCONuveen Municipal Credit Opportunities FundCOM21,400$207.4K<0.1%History
GHLGreenhill & Co IncCOM14,009$207.3K<0.1%History
FSLYFastly, Inc.CL A10,792$206.9K<0.1%History
BTBTBit Digital, IncSHS95,076$203.5K<0.1%History
ATRCAtriCure, Inc.COM4,643$203.4K<0.1%History
CQPCheniere Energy Partners, L.P.COM UNIT3,751$203.3K<0.1%History
ARTNAArtesian Resources CorpCL A4,780$200.7K<0.1%History
GOFGuggenheim Strategic Opportunities FundCOM SBI13,538$200.2K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD9,085$194.5K<0.1%History
RCMR1 RCM Inc.COM12,799$192.9K<0.1%History
CNKCinemark Holdings, Inc.COM10,221$187.6K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM22,386$184.2K<0.1%History
AUAngloGold Ashanti PLCCOM SHS11,191$176.8K<0.1%History
BAFNBayFirst Financial Corp.COM15,568$174.8K<0.1%History
NCZVirtus Convertible & Income Fund IICOM63,292$174.7K<0.1%History
DJTTrump Media & Technology Group Corp.Stock10,528$172.9K<0.1%History
XRXXerox Holdings CorpCOM NEW10,628$166.8K<0.1%History
BOCBoston Omaha CorpStock10,068$165.0K<0.1%History
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS16,100$157.9K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF11,076$150.0K<0.1%–
GOOSCanada Goose Holdings Inc.SHS SUB VTG10,180$149.2K<0.1%History
PIMCO ETF Tr72201R817INV GRD CRP BD1,562$142.3K<0.1%–
HAHawaiian Holdings IncCOM22,137$140.1K<0.1%History
RXRXRecursion Pharmaceuticals, Inc.CL A18,287$139.9K<0.1%History