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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,050
+75 vs. Q2 2021
Portfolio value
$56.4B
+$40.3M (+0.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of Creative Planning in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MCRMFS Charter Income TrustSH BEN INT10,099$87.0K<0.1%00.0%UnchangedHistory
IGRCbre Global Real Estate Income FundCOM10,574$88.0K<0.1%+10,574NewHistory
FUNDSprott Focus Trust Inc.COM10,750$89.0K<0.1%+10,750NewHistory
USXUS Xpress Enterprises IncCOM CL A10,338$89.0K<0.1%00.0%UnchangedHistory
Bitfarms Ltd Com09173B107Stock21,092$90.0K<0.1%+7,864+59.4%Added–
APPHAppHarvest, Inc.COM13,887$91.0K<0.1%−4,890−26.0%ReducedHistory
VXRTVaxart, Inc.COM NEW11,409$91.0K<0.1%+11,409NewHistory
SSKNSTRATA Skin Sciences, Inc.COM NEW50,010$92.0K<0.1%00.0%UnchangedHistory
HOFVHall of Fame Resort & Entertainment CoCOM35,093$93.0K<0.1%+35,093NewHistory
REAXReal REMAX Group Inc.COM NEW50,568$94.0K<0.1%−2,532−4.8%ReducedConverted for a 4-for-1 splitHistory
KPTIKaryopharm Therapeutics Inc.COM16,100$94.0K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM21,400$95.0K<0.1%00.0%UnchangedHistory
OIAInvesco Municipal Income Opportunities TrustCOM12,136$96.0K<0.1%+12,136NewHistory
GUTGabelli Utility TrustCOM12,556$99.0K<0.1%+24+0.2%AddedHistory
CRONCronos Group Inc.COM17,710$100.0K<0.1%−2,237−11.2%ReducedHistory
PSOPearson PLCSPONSORED ADR10,526$102.0K<0.1%+10,526NewHistory
HLHecla Mining CoCOM18,779$103.0K<0.1%−5,099−21.4%ReducedHistory
GGTGabelli Multimedia Trust Inc.COM11,572$106.0K<0.1%+640+5.9%AddedHistory
WKHSWorkhorse Group Inc.COM NEW13,819$106.0K<0.1%−344−2.4%ReducedHistory
EXKEndeavour Silver CorpCOM26,246$107.0K<0.1%+13,000+98.1%AddedHistory
AMAntero Midstream CorpStock10,340$108.0K<0.1%+117+1.1%AddedHistory
COTYCoty Inc.COM CL A13,983$110.0K<0.1%−6,104−30.4%ReducedHistory
NGNovagold Resources IncCOM NEW16,105$111.0K<0.1%−5,000−23.7%ReducedHistory
Adamas Trust, Inc.649604501COM PAR $.0226,139$111.0K<0.1%+254+1.0%Added–
INOInovio Pharmaceuticals, Inc.COM NEW15,711$112.0K<0.1%−9,613−38.0%ReducedHistory
XXII22nd Century Group, Inc.COM37,978$112.0K<0.1%+10.0%AddedHistory
Power & Digital Infra Acq Co739190106COM CL A11,060$112.0K<0.1%+11,060New–
ETRNMidstream Co LLCCOM11,214$114.0K<0.1%−1,361−10.8%ReducedHistory
CXCemex SAB de CVSPON ADR NEW16,078$115.0K<0.1%+951+6.3%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM10,032$117.0K<0.1%+10,032NewHistory
BRMKBroadmark Realty Capital Inc.COM11,886$117.0K<0.1%−612−4.9%ReducedHistory
SRNESorrento Therapeutics, Inc.COM NEW15,443$118.0K<0.1%−7,261−32.0%ReducedHistory
Trident Acquisitions Corp89615T106COM10,150$118.0K<0.1%+10,150New–
Yamana Gold Inc98462Y100COM30,046$119.0K<0.1%+4,178+16.2%Added–
RMTRoyce Micro-Cap Trust, Inc.COM10,508$120.0K<0.1%−42−0.4%ReducedHistory
GAIAGaia, IncCL A13,122$124.0K<0.1%−9,568−42.2%ReducedHistory
ESBAEmpire State Realty OP, L.P.UNIT LTD PRTNSP12,356$124.0K<0.1%00.0%UnchangedHistory
Camber Energy Inc13200M508COM33,200$127.0K<0.1%+33,200New–
NUVBNuvation Bio Inc.COM CL A12,900$128.0K<0.1%+12,900NewHistory
CBHVirtus Convertible & Income 2024 Target Term FundCOM12,375$128.0K<0.1%+12,375NewHistory
PFNPIMCO Income Strategy Fund IICOM12,823$130.0K<0.1%+12,823NewHistory
LYGLloyds Banking Group plcSPONSORED ADR53,415$131.0K<0.1%+7,282+15.8%AddedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A12,228$132.0K<0.1%+1,726+16.4%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS20,311$133.0K<0.1%+5,600+38.1%AddedHistory
Global X FDS37950E549GLB X SUPERDIV10,085$133.0K<0.1%+10,085New–
FTITechnipFMC plcCOM18,089$136.0K<0.1%−69−0.4%ReducedHistory
CGAUCenterra Gold Inc.COM20,017$137.0K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM15,590$140.0K<0.1%+1,900+13.9%AddedHistory
NMRNomura Holdings IncSPONSORED ADR28,636$141.0K<0.1%+15,917+125.1%AddedHistory
VERUVeru Inc.COM16,564$141.0K<0.1%+16,564NewHistory
Trident Acquisitions Corp89615T114*W EXP 05/09/20270,000$142.0K<0.1%−35,000−33.3%Reduced–
CLOVClover Health Investments, Corp.COM CL A19,437$144.0K<0.1%+19,437NewHistory
INSGInseego Corp.COM21,794$145.0K<0.1%−1,267−5.5%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS18,614$146.0K<0.1%+18,614NewHistory
BKTBlackRock Income Trust, Inc.COM24,155$147.0K<0.1%+6,200+34.5%AddedHistory
TELLTellurian Inc.COM37,504$147.0K<0.1%+2,000+5.6%AddedHistory
VTNInvesco Trust for Investment Grade New York MunicipalsCOM11,093$150.0K<0.1%00.0%UnchangedHistory
DBOInvesco DB Oil FundOIL FD10,997$151.0K<0.1%+334+3.1%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM56,776$152.0K<0.1%+56,776NewHistory
Prudential Bancorp, Inc.74431A101COM10,000$153.0K<0.1%+10,000New–
ECFEllsworth Growth & Income Fund LtdCOM11,580$155.0K<0.1%+11,580NewHistory
Turquoise Hill Res Ltd900435207COM10,664$157.0K<0.1%−27−0.3%Reduced–
SBSWSibanye Stillwater LtdSPONSORED ADR12,848$159.0K<0.1%−3,195−19.9%ReducedHistory
TELFYTelefonica S ASPONSORED ADR33,779$159.0K<0.1%+33,779NewHistory
IIIInformation Services Group Inc.COM22,470$161.0K<0.1%+22,470NewHistory
BBBLACKBERRY LtdCOM16,795$163.0K<0.1%+1,382+9.0%AddedHistory
AEYAddvantage Technologies Group IncCOM NEW70,772$167.0K<0.1%+47+0.1%AddedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR10,172$169.0K<0.1%+10,172NewHistory
MVSTMicrovast Holdings, Inc.COM20,720$170.0K<0.1%+20,720NewHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT13,515$172.0K<0.1%+13,515NewHistory
PSECProspect Capital CorpCOM22,335$172.0K<0.1%+1,349+6.4%AddedHistory
WTIW&T Offshore IncCOM46,860$174.0K<0.1%+32,460+225.4%AddedHistory
ZUOZuora IncCOM CL A10,573$175.0K<0.1%−1,663−13.6%ReducedHistory
NWBINorthwest Bancshares, Inc.COM13,240$176.0K<0.1%+1,900+16.8%AddedHistory
NWGNatWest Group plcSPONS ADR 2 ORD28,968$176.0K<0.1%+10,269+54.9%AddedHistory
DFTXDefinium Therapeutics, Inc.COM76,232$178.0K<0.1%+54,096+244.4%AddedHistory
CTSOCytosorbents CorpCOM NEW22,095$179.0K<0.1%+300+1.4%AddedHistory
EARNEllington Credit CoCOM SHS BEN INT16,100$180.0K<0.1%+16,100NewHistory
NMRKNewmark Group, Inc.CL A12,750$182.0K<0.1%+30+0.2%AddedHistory
ONCTOncternal Therapeutics, Inc.COM44,036$184.0K<0.1%+20,937+90.6%AddedHistory
UMCUnited Microelectronics CorpSPON ADR NEW16,250$186.0K<0.1%+5,974+58.1%AddedHistory
FHNFirst Horizon CorpCOM11,493$187.0K<0.1%+82+0.7%AddedHistory
MUABlackRock Muniassets Fund, Inc.COM12,376$188.0K<0.1%+2,110+20.6%AddedHistory
PEOAdams Natural Resources Fund, Inc.COM11,959$188.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E648GBL X FTSE ETF13,294$192.0K<0.1%00.0%Unchanged–
GTGoodyear Tire & Rubber CoCOM11,047$196.0K<0.1%+132+1.2%AddedHistory
Nuveen PFD & Incm Securties67072C105COM20,110$197.0K<0.1%−922−4.4%Reduced–
CNKCinemark Holdings, Inc.COM10,335$199.0K<0.1%+655+6.8%AddedHistory
SPRSpirit AeroSystems Holdings, Inc.COM CL A4,528$200.0K<0.1%−516−10.2%ReducedHistory
DLBDolby Laboratories, Inc.COM CL A2,277$200.0K<0.1%−192−7.8%ReducedHistory
QNSTQuinstreet, IncCOM11,397$200.0K<0.1%+11,397NewHistory
CPKChesapeake Utilities CorpCOM1,678$201.0K<0.1%+1,678NewHistory
iShares Tr464288836U.S. PHARMA ETF1,097$201.0K<0.1%+1,097New–
WEXWEX Inc.COM1,149$202.0K<0.1%−64−5.3%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE5,223$203.0K<0.1%+19+0.4%Added–
WisdomTree Tr97717W851JAPN HEDGE EQT3,218$203.0K<0.1%−397−11.0%Reduced–
iShares Tr464288562RESIDENTIAL MULT2,374$203.0K<0.1%+2,374New–
Direxion Shs ETF Tr25459W102DLY TECH BULL 3X3,586$203.0K<0.1%+3,586New–
Victory Portfolios II92647N766VCSHS US 500 VOL2,871$204.0K<0.1%−2,589−47.4%Reduced–
TUTelus CorpCOM9,299$204.0K<0.1%+201+2.2%AddedHistory

Options (59)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q3 2021
SecurityClassPutsCalls
EAREargo, Inc.COM$346.0K–
MVISMicrovision, Inc.COM NEW–$302.0K
AMATApplied Materials IncStock$250.0K–
BOXBox IncCL A–$203.0K
SNOWSnowflake Inc.Stock–$201.0K
AAPLApple Inc.Stock$156.0K$17.0K
INTCIntel CorpStock–$145.0K
NIONIO Inc.ADR–$108.0K
UBERUber Technologies, IncStock–$95.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF–$86.0K
FDXFedEx CorpStock$52.0K–
PLUGPlug Power IncStock–$50.0K
SPCEVirgin Galactic Holdings, IncCOM–$48.0K
ABNBAirbnb, Inc.Stock–$42.0K
PPGPPG Industries IncStock$31.0K–
TTDTrade Desk, Inc.Stock–$31.0K
UNPUnion Pacific CorpStock$29.0K–
SHOPShopify Inc.Stock–$28.0K
BABAAlibaba Group Holding LtdADR–$26.0K
TLRYTilray Brands, Inc.COM CL 2–$22.0K
BEBloom Energy CorpCOM CL A–$20.0K
AMZNAmazon Com IncStock$11.0K$8.00K
SPYSPDR S&P 500 ETF TrustETF–$19.0K
FSLRFirst Solar, Inc.Stock–$16.0K
JNJJohnson & JohnsonStock$15.0K–
LCIDLucid Group, Inc.COM–$15.0K
AMDAdvanced Micro Devices IncStock$13.0K–
PLTRPalantir Technologies Inc.Stock–$13.0K
UPSUnited Parcel Service IncStock$11.0K–
ABTCAmerican Bitcoin Corp.COM–$11.0K
MSFTMicrosoft CorpStock$9.00K–
ILMNIllumina, Inc.COM–$8.00K
EXASExact Sciences CorpCOM–$8.00K
BACBank of America CorpStock$7.00K–
UPSTUpstart Holdings, Inc.COM–$7.00K
WFCWells Fargo & CompanyStock$6.00K–
POSHPoshmark, Inc.COM CL A–$6.00K
PYPLPayPal Holdings, Inc.Stock–$5.00K
ETSYEtsy IncCOM–$5.00K
NNDMNano Dimension Ltd.SPONSORD ADS NEW–$4.00K
HUTHut 8 Corp.Common Stock–$4.00K
NVTAInvitae CorpCOM–$4.00K
GOOGLAlphabet Inc.Stock$3.00K–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$3.00K
ARK ETF Tr00214Q302GENOMIC REV ETF–$3.00K
COINCoinbase Global, Inc.COM CL A–$3.00K
RIOTRiot Platforms, Inc.COM–$3.00K
FFord Motor CoStock–$2.00K
MGMMGM Resorts InternationalStock–$2.00K
XYZBlock, Inc.CL A–$2.00K
LENLennar CorpCL A–$2.00K
DDD3D Systems CorpCOM NEW–$2.00K
NFLXNetflix IncStock$1.00K–
GMEGameStop Corp.Stock$1.00K–
JPMJPMorgan Chase & CoStock$1.00K–
CCitigroup IncStock$1.00K–
DOCUDocuSign, Inc.Stock–$1.00K
ACBAurora Cannabis IncCOM–$1.00K
COUPCoupa Software IncCOM–$1.00K

Sold out since Q2 2021 (127)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of Creative Planning sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439102CL A164,508$4.74M<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF14,723$3.60M<0.1%–
PARPar Technology CorpCOM41,986$2.94M<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS147,334$2.60M<0.1%History
STNEStoneCo Ltd.COM29,008$1.95M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A95,850$1.81M<0.1%–
MXIMMaxim Integrated Products IncCOM9,275$977.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE56,621$871.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A17,163$760.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH6,926$667.0K<0.1%–
AXSMAxsome Therapeutics, Inc.COM9,668$652.0K<0.1%History
Gores Holdings VI Inc38286R105COM CL A40,132$651.0K<0.1%–
Capital Product Partners L PY11082206PARTNERSHP UNITS52,545$641.0K<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE14,013$621.0K<0.1%–
ZNGAZynga IncCL A52,424$557.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM14,736$553.0K<0.1%History
VALEVale S.A.SPONSORED ADS24,005$548.0K<0.1%History
TWSTTwist Bioscience CorpCOM3,950$526.0K<0.1%History
RADNew Rite Aid, LLCCOM29,439$480.0K<0.1%History
VINCVincerx Pharma, Inc.COM NEW35,000$455.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD14,795$443.0K<0.1%–
USCRU.S. Concrete, Inc.COM5,768$426.0K<0.1%History
VBTXVeritex Holdings, Inc.COM11,648$412.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF6,426$407.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF14,929$386.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,639$386.0K<0.1%–
MSEXMiddlesex Water CoCOM4,451$364.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,996$357.0K<0.1%History
DAYDayforce, Inc.COM3,727$357.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,931$355.0K<0.1%History
iShares Inc464286632MSCI ISRAEL ETF5,074$354.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF8,700$344.0K<0.1%–
RDYDr Reddys Laboratories LtdADR4,550$334.0K<0.1%History
GRWGGrowGeneration Corp.COM6,892$332.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,850$319.0K<0.1%–
MFNCMackinac Financial CorpCOM15,778$312.0K<0.1%History
COHRCoherent Corp.COM4,247$308.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM8,607$303.0K<0.1%History
EBSEmergent BioSolutions Inc.COM4,749$299.0K<0.1%History
NVCRNovoCure LtdORD SHS1,341$297.0K<0.1%History
ASBAssociated Banc-CorpCOM14,330$293.0K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,839$290.0K<0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,535$284.0K<0.1%–
Tuscan Hldgs Corp90069K104COM20,070$274.0K<0.1%–
SRSpire IncCOM3,646$264.0K<0.1%History
Global X FDS37954Y780INTERNET OF THNG7,283$260.0K<0.1%–
CHMGChemung Financial CorpCOM5,814$258.0K<0.1%History
PAASPan American Silver CorpStock8,900$254.0K<0.1%History
PTCPTC Inc.Stock1,789$253.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF3,134$253.0K<0.1%–
TRTNTriton International LtdCL A4,826$253.0K<0.1%History
MDXGMimedx Group, Inc.COM20,135$252.0K<0.1%History
SFIXStitch Fix, Inc.Stock4,153$250.0K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR1,900$250.0K<0.1%History
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM18,207$243.0K<0.1%History
PDIPIMCO Dynamic Income FundSHS8,381$241.0K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD1,323$235.0K<0.1%History
MKSIMKS IncCOM1,313$234.0K<0.1%History
MEDMedifast IncCOM825$233.0K<0.1%History
AEMAgnico Eagle Mines LtdStock3,789$229.0K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,200$229.0K<0.1%History
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X3,720$228.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,189$228.0K<0.1%History
CHWYChewy, Inc.CL A2,801$223.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN2,382$222.0K<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF5,548$222.0K<0.1%–
iShares Inc464286681MSCI EQUAL WEITE2,607$220.0K<0.1%–
APOGApogee Enterprises, Inc.COM5,390$220.0K<0.1%History
LILi Auto Inc.SPONSORED ADS6,250$218.0K<0.1%History
RKTRocket Companies, Inc.Stock11,094$215.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A3,800$215.0K<0.1%History
PEGAPegasystems IncCOM1,528$213.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT9,919$213.0K<0.1%History
WIXWix.com Ltd.SHS734$213.0K<0.1%History
EDITEditas Medicine, Inc.COM3,736$212.0K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,807$209.0K<0.1%History
WisdomTree Tr97717W406US AI ENHANCED2,143$208.0K<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,800$208.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT6,481$208.0K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM13,145$205.0K<0.1%History
RLMDRelmada Therapeutics, Inc.COM6,375$204.0K<0.1%History
SNXTD Synnex CorpCOM1,650$201.0K<0.1%History
iShares Tr46434V282U S EQUITY FACTR4,697$201.0K<0.1%–
SKTTanger Inc.COM10,325$195.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,810$172.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,308$166.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK10,182$156.0K<0.1%History
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,107$150.0K<0.1%History
STKLSunOpta Inc.COM11,902$146.0K<0.1%History
EOLSEvolus, Inc.COM10,946$138.0K<0.1%History
AIRCApartment Income REIT Corp.COM2,909$138.0K<0.1%History
LPLALPL Financial Holdings Inc.COM1,017$137.0K<0.1%History
JAMFJamf Holding Corp.COM4,000$134.0K<0.1%History
YELLQYellow CorpCOM20,385$133.0K<0.1%History
AELAmerican National Group Inc.COM4,000$129.0K<0.1%History
MDVLMedAvail Holdings, Inc.COM10,547$129.0K<0.1%History
OUSTOuster, Inc.COM10,200$127.0K<0.1%History
Genius Sports LtdG3934V117COM15,000$119.0K<0.1%–
PVHPVH Corp.COM1,000$108.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS5,000$108.0K<0.1%History