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Creative Planning

SEC CIK
0001540235
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 10, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
2,050
+75 vs. Q2 2021
Portfolio value
$56.4B
+$40.3M (+0.1%) vs. Q2 2021
Filed
Nov 10, 2021
SEC
Holdings of Creative Planning in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Landsea Homes Corp51509P111*W EXP 01/07/20210,000$2.00K<0.1%+10,000New–
TOVXTheriva Biologics, Inc.COM NEW10,000$5.00K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW12,000$6.00K<0.1%−1,600−11.8%ReducedHistory
GAUGaliano Gold Inc.COM13,709$10.0K<0.1%00.0%UnchangedHistory
AGRXAgile Therapeutics IncCOM10,000$10.0K<0.1%00.0%UnchangedHistory
Ctrip Com Intl Ltd22943FAM2CONVERTIBLE BOND–$10.0K<0.1%–––
RGLSRegulus Therapeutics Inc.COM NEW14,200$10.0K<0.1%00.0%UnchangedHistory
TRXTRX GOLD CorpCOM20,000$10.0K<0.1%00.0%UnchangedHistory
Teva Pharmaceutical Fin LLC88163VAE9DBCV 0.250% 2/0–$10.0K<0.1%–––
Ares Capital Corp04010LAT0NOTE 3.750% 2/0–$11.0K<0.1%–––
Equity Distr Acquisition Cor29465E106COM CL A12,000$11.0K<0.1%+12,000New–
LPCNLipocine Inc.COM10,000$11.0K<0.1%00.0%UnchangedHistory
LSTALisata Therapeutics, Inc.COM NEW10,075$12.0K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM11,700$12.0K<0.1%−10,000−46.1%Reduced–
RMTIRockwell Medical, Inc.COM20,650$12.0K<0.1%+500+2.5%AddedHistory
Omnichannel Acquisition Corp.68218L116*W EXP 12/30/20215,000$13.0K<0.1%00.0%Unchanged–
GLDGGoldMining Inc.COM13,342$16.0K<0.1%00.0%UnchangedHistory
Best Inc08653C106SPONSORED ADS10,000$17.0K<0.1%−2,000−16.7%Reduced–
CSLTCastlight Health, Inc.CL B11,411$18.0K<0.1%−140−1.2%ReducedHistory
SNDLSNDL Inc.COM26,233$18.0K<0.1%+603+2.4%AddedHistory
SDPISuperior Drilling Products, Inc.COM10,000$18.0K<0.1%00.0%UnchangedHistory
Naked Brand Group LimitedQ6519T117SHS NEW25,477$18.0K<0.1%+4,109+19.2%Added–
INMInMed Pharmaceuticals Inc.COM NEW10,841$19.0K<0.1%00.0%UnchangedHistory
CFMSConformis IncCOM14,881$20.0K<0.1%00.0%UnchangedHistory
Impax Laboratories Inc45256BAE1NOTE 2.000% 6/1–$20.0K<0.1%–––
SDOTSadot Group Inc.COM17,425$20.0K<0.1%+17,425NewHistory
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/2–$21.0K<0.1%–––
MUXMcEwen Inc.COM19,767$21.0K<0.1%00.0%UnchangedHistory
NHIQNantHealth, Inc.COM13,171$21.0K<0.1%+13,171NewHistory
WATTEnergous CorpCOM11,415$24.0K<0.1%+11,415NewHistory
VCNXVaccinex, Inc.COM11,000$24.0K<0.1%00.0%UnchangedHistory
XWELXWELL, Inc.COM16,358$24.0K<0.1%−280−1.7%ReducedHistory
Power & Digital Infra Acq Co739190114*W EXP 02/12/20210,000$25.0K<0.1%+10,000New–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$26.0K<0.1%–––
SERSerina Therapeutics, Inc.COM31,660$30.0K<0.1%+1,120+3.7%AddedHistory
LCILannett Co IncCOM10,000$30.0K<0.1%+10,000NewHistory
NGLNGL Energy Partners LPCOM UNIT REPST12,763$30.0K<0.1%00.0%UnchangedHistory
Cipher Mining Inc17253J114*W EXP 10/22/20213,000$30.0K<0.1%+13,000New–
Cybin Ord23256X100COM14,300$31.0K<0.1%+14,300New–
SLESuper League Enterprise, Inc.COM10,097$31.0K<0.1%00.0%UnchangedHistory
AVTXAvalo Therapeutics, Inc.COM14,814$32.0K<0.1%+2,114+16.6%AddedHistory
CNSYCerenome, Inc.COM NEW18,539$35.0K<0.1%00.0%UnchangedHistory
ENVBEnveric Biosciences, Inc.COM NEW17,577$36.0K<0.1%00.0%UnchangedHistory
RIGLRigel Pharmaceuticals IncCOM NEW10,000$36.0K<0.1%00.0%UnchangedHistory
SPPISpectrum Pharmaceuticals IncCOM16,532$36.0K<0.1%00.0%UnchangedHistory
TTOOT2 Biosystems, Inc.COM39,764$36.0K<0.1%+800+2.1%AddedHistory
AYTUAytu Biopharma, IncCOM NEW13,000$37.0K<0.1%+13,000NewHistory
TASTCarrols Restaurant Group, Inc.COM10,030$37.0K<0.1%+10,030NewHistory
IDEXIdeanomics, Inc.COM19,310$38.0K<0.1%−1,214−5.9%ReducedHistory
BBDBank BradescoSP ADR PFD NEW10,386$40.0K<0.1%+10,386NewHistory
BLRXBioLineRx Ltd.SPONSORED ADS14,582$40.0K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM17,402$40.0K<0.1%−1,404−7.5%ReducedHistory
URGUr-Energy IncCOM24,036$41.0K<0.1%−2,000−7.7%ReducedHistory
BOXLBoxlight CorpCOM CL A18,252$41.0K<0.1%+4,000+28.1%AddedHistory
MDWDMediWound Ltd.ORD SHS12,500$42.0K<0.1%00.0%UnchangedHistory
CSPRCasper Sleep Inc.COM10,070$43.0K<0.1%+10,070NewHistory
GS Acquisition Hldgs Corp II36258Q113*W EXP 06/30/20220,000$43.0K<0.1%00.0%Unchanged–
MINAberdeen Intermediate Income FundSH BEN INT12,202$44.0K<0.1%+12,202NewHistory
STONStonemor Inc.COM17,881$44.0K<0.1%00.0%UnchangedHistory
NATNordic American Tankers LtdCOM17,526$45.0K<0.1%00.0%UnchangedHistory
WPRTWestport Fuel Systems Inc.COM NEW13,550$45.0K<0.1%−720−5.0%ReducedHistory
AQBAquabounty Technologies IncCOM NEW11,268$46.0K<0.1%−1,999−15.1%ReducedHistory
DSDrive Shack Inc.COM16,196$46.0K<0.1%+4,723+41.2%AddedHistory
SQFTPresidio Property Trust, Inc.COM CL A12,287$46.0K<0.1%00.0%UnchangedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD19,578$49.0K<0.1%+6,404+48.6%AddedHistory
OVIDOvid Therapeutics Inc.COM14,932$50.0K<0.1%−100−0.7%ReducedHistory
FBIOFortress Biotech, Inc.COM15,600$50.0K<0.1%00.0%UnchangedHistory
OTLKOutlook Therapeutics, Inc.COM NEW23,000$50.0K<0.1%00.0%UnchangedHistory
VNRXVolitionrx LtdCOM16,160$50.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM27,670$50.0K<0.1%+1,812+7.0%AddedHistory
GOCOGoHealth, Inc.COM CL A10,351$52.0K<0.1%+10,351NewHistory
WTERAlkaline Water Co IncCOM NEW33,743$54.0K<0.1%+8,500+33.7%AddedHistory
SOLOElectrameccanica Vehicles Corp.COM NEW15,523$55.0K<0.1%+623+4.2%AddedHistory
DHCDiversified Healthcare TrustCOM SH BEN INT16,953$57.0K<0.1%+2,645+18.5%AddedHistory
KGCKinross Gold CorpCOM10,740$58.0K<0.1%+400+3.9%AddedHistory
FINVFinVolution GroupSPONSORED ADS10,233$58.0K<0.1%00.0%UnchangedHistory
TSITCW Strategic Income Fund IncCOM10,206$59.0K<0.1%+10,206NewHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD11,455$60.0K<0.1%+186+1.7%AddedHistory
PPTFranklin Premier Income TrustSH BEN INT13,027$60.0K<0.1%00.0%UnchangedHistory
HBMHudbay Minerals Inc.COM10,000$62.0K<0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM25,558$64.0K<0.1%+558+2.2%AddedHistory
BKCCBlackRock Capital Investment CorpCOM16,814$65.0K<0.1%00.0%UnchangedHistory
FSMFortuna Mining Corp.COM17,406$68.0K<0.1%+1,410+8.8%AddedHistory
HMYHarmony Gold Mining Co LtdADR22,404$71.0K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM14,505$72.0K<0.1%−73,434−83.5%ReducedHistory
AMRNAmarin Corp PLCSPONS ADR NEW14,090$72.0K<0.1%−2,151−13.2%ReducedHistory
CATXPerspective Therapeutics, Inc.COM114,500$72.0K<0.1%00.0%UnchangedHistory
IAFAbrdn Australia Equity Fund, Inc.COM12,407$73.0K<0.1%+12,407NewHistory
HITIHigh Tide Inc.COM NEW12,114$76.0K<0.1%−198−1.6%ReducedHistory
ACBAurora Cannabis IncCOM11,169$77.0K<0.1%+2,890+34.9%AddedHistory
DRTTFDirtt Environmental Solutions LtdCOM24,900$77.0K<0.1%+14,900+149.0%AddedHistory
PSTXPoseida Therapeutics, Inc.COM10,504$77.0K<0.1%00.0%UnchangedHistory
BOXBox IncCL A3,311$78.0K<0.1%+31+0.9%AddedHistory
Zix Corp98974P100COM11,000$78.0K<0.1%00.0%Unchanged–
BTGB2GOLD CorpCOM23,028$79.0K<0.1%00.0%UnchangedHistory
Hoegh LNG Partners LPY3262R100COM UNIT LTD16,002$79.0K<0.1%+16,002New–
GEVOGevo, Inc.COM PAR11,991$80.0K<0.1%+550+4.8%AddedHistory
PBTPermian Basin Royalty TrustUNIT BEN INT14,269$82.0K<0.1%00.0%UnchangedHistory
DBRGDigitalBridge Group, Inc.CL A COM13,719$83.0K<0.1%+2,000+17.1%AddedHistory
RVSBRiverview Bancorp IncCOM11,497$84.0K<0.1%+11,497NewHistory

Options (59)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Creative Planning in Q3 2021
SecurityClassPutsCalls
EAREargo, Inc.COM$346.0K–
MVISMicrovision, Inc.COM NEW–$302.0K
AMATApplied Materials IncStock$250.0K–
BOXBox IncCL A–$203.0K
SNOWSnowflake Inc.Stock–$201.0K
AAPLApple Inc.Stock$156.0K$17.0K
INTCIntel CorpStock–$145.0K
NIONIO Inc.ADR–$108.0K
UBERUber Technologies, IncStock–$95.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF–$86.0K
FDXFedEx CorpStock$52.0K–
PLUGPlug Power IncStock–$50.0K
SPCEVirgin Galactic Holdings, IncCOM–$48.0K
ABNBAirbnb, Inc.Stock–$42.0K
PPGPPG Industries IncStock$31.0K–
TTDTrade Desk, Inc.Stock–$31.0K
UNPUnion Pacific CorpStock$29.0K–
SHOPShopify Inc.Stock–$28.0K
BABAAlibaba Group Holding LtdADR–$26.0K
TLRYTilray Brands, Inc.COM CL 2–$22.0K
BEBloom Energy CorpCOM CL A–$20.0K
AMZNAmazon Com IncStock$11.0K$8.00K
SPYSPDR S&P 500 ETF TrustETF–$19.0K
FSLRFirst Solar, Inc.Stock–$16.0K
JNJJohnson & JohnsonStock$15.0K–
LCIDLucid Group, Inc.COM–$15.0K
AMDAdvanced Micro Devices IncStock$13.0K–
PLTRPalantir Technologies Inc.Stock–$13.0K
UPSUnited Parcel Service IncStock$11.0K–
ABTCAmerican Bitcoin Corp.COM–$11.0K
MSFTMicrosoft CorpStock$9.00K–
ILMNIllumina, Inc.COM–$8.00K
EXASExact Sciences CorpCOM–$8.00K
BACBank of America CorpStock$7.00K–
UPSTUpstart Holdings, Inc.COM–$7.00K
WFCWells Fargo & CompanyStock$6.00K–
POSHPoshmark, Inc.COM CL A–$6.00K
PYPLPayPal Holdings, Inc.Stock–$5.00K
ETSYEtsy IncCOM–$5.00K
NNDMNano Dimension Ltd.SPONSORD ADS NEW–$4.00K
HUTHut 8 Corp.Common Stock–$4.00K
NVTAInvitae CorpCOM–$4.00K
GOOGLAlphabet Inc.Stock$3.00K–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$3.00K
ARK ETF Tr00214Q302GENOMIC REV ETF–$3.00K
COINCoinbase Global, Inc.COM CL A–$3.00K
RIOTRiot Platforms, Inc.COM–$3.00K
FFord Motor CoStock–$2.00K
MGMMGM Resorts InternationalStock–$2.00K
XYZBlock, Inc.CL A–$2.00K
LENLennar CorpCL A–$2.00K
DDD3D Systems CorpCOM NEW–$2.00K
NFLXNetflix IncStock$1.00K–
GMEGameStop Corp.Stock$1.00K–
JPMJPMorgan Chase & CoStock$1.00K–
CCitigroup IncStock$1.00K–
DOCUDocuSign, Inc.Stock–$1.00K
ACBAurora Cannabis IncCOM–$1.00K
COUPCoupa Software IncCOM–$1.00K

Sold out since Q2 2021 (127)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 127 by value last quarter.

Positions of Creative Planning sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Churchill Capital Corp IV171439102CL A164,508$4.74M<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF14,723$3.60M<0.1%–
PARPar Technology CorpCOM41,986$2.94M<0.1%History
GLDMWorld Gold TrustSPDR GLD MINIS147,334$2.60M<0.1%History
STNEStoneCo Ltd.COM29,008$1.95M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A95,850$1.81M<0.1%–
MXIMMaxim Integrated Products IncCOM9,275$977.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE56,621$871.0K<0.1%–
WORKSlack Technologies, Inc.COM CL A17,163$760.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH6,926$667.0K<0.1%–
AXSMAxsome Therapeutics, Inc.COM9,668$652.0K<0.1%History
Gores Holdings VI Inc38286R105COM CL A40,132$651.0K<0.1%–
Capital Product Partners L PY11082206PARTNERSHP UNITS52,545$641.0K<0.1%–
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE14,013$621.0K<0.1%–
ZNGAZynga IncCL A52,424$557.0K<0.1%History
AEOAmerican Eagle Outfitters IncCOM14,736$553.0K<0.1%History
VALEVale S.A.SPONSORED ADS24,005$548.0K<0.1%History
TWSTTwist Bioscience CorpCOM3,950$526.0K<0.1%History
RADNew Rite Aid, LLCCOM29,439$480.0K<0.1%History
VINCVincerx Pharma, Inc.COM NEW35,000$455.0K<0.1%History
iShares Tr46435G474FALN ANGLS USD14,795$443.0K<0.1%–
USCRU.S. Concrete, Inc.COM5,768$426.0K<0.1%History
VBTXVeritex Holdings, Inc.COM11,648$412.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF6,426$407.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF14,929$386.0K<0.1%–
Invesco Actively Managed ETF46090C305EMGRING MKTS506,639$386.0K<0.1%–
MSEXMiddlesex Water CoCOM4,451$364.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,996$357.0K<0.1%History
DAYDayforce, Inc.COM3,727$357.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,931$355.0K<0.1%History
iShares Inc464286632MSCI ISRAEL ETF5,074$354.0K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF8,700$344.0K<0.1%–
RDYDr Reddys Laboratories LtdADR4,550$334.0K<0.1%History
GRWGGrowGeneration Corp.COM6,892$332.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,850$319.0K<0.1%–
MFNCMackinac Financial CorpCOM15,778$312.0K<0.1%History
COHRCoherent Corp.COM4,247$308.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM8,607$303.0K<0.1%History
EBSEmergent BioSolutions Inc.COM4,749$299.0K<0.1%History
NVCRNovoCure LtdORD SHS1,341$297.0K<0.1%History
ASBAssociated Banc-CorpCOM14,330$293.0K<0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,839$290.0K<0.1%–
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL2,535$284.0K<0.1%–
Tuscan Hldgs Corp90069K104COM20,070$274.0K<0.1%–
SRSpire IncCOM3,646$264.0K<0.1%History
Global X FDS37954Y780INTERNET OF THNG7,283$260.0K<0.1%–
CHMGChemung Financial CorpCOM5,814$258.0K<0.1%History
PAASPan American Silver CorpStock8,900$254.0K<0.1%History
PTCPTC Inc.Stock1,789$253.0K<0.1%History
ProShares Tr74347B169ONLINE RTL ETF3,134$253.0K<0.1%–
TRTNTriton International LtdCL A4,826$253.0K<0.1%History
MDXGMimedx Group, Inc.COM20,135$252.0K<0.1%History
SFIXStitch Fix, Inc.Stock4,153$250.0K<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR1,900$250.0K<0.1%History
PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCCOM18,207$243.0K<0.1%History
PDIPIMCO Dynamic Income FundSHS8,381$241.0K<0.1%History
JAZZJazz Pharmaceuticals plcSHS USD1,323$235.0K<0.1%History
MKSIMKS IncCOM1,313$234.0K<0.1%History
MEDMedifast IncCOM825$233.0K<0.1%History
AEMAgnico Eagle Mines LtdStock3,789$229.0K<0.1%History
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM9,200$229.0K<0.1%History
Direxion Shs ETF Tr25459W730DLY MIDCAP ETF3X3,720$228.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,189$228.0K<0.1%History
CHWYChewy, Inc.CL A2,801$223.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN2,382$222.0K<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF5,548$222.0K<0.1%–
iShares Inc464286681MSCI EQUAL WEITE2,607$220.0K<0.1%–
APOGApogee Enterprises, Inc.COM5,390$220.0K<0.1%History
LILi Auto Inc.SPONSORED ADS6,250$218.0K<0.1%History
RKTRocket Companies, Inc.Stock11,094$215.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A3,800$215.0K<0.1%History
PEGAPegasystems IncCOM1,528$213.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT9,919$213.0K<0.1%History
WIXWix.com Ltd.SHS734$213.0K<0.1%History
EDITEditas Medicine, Inc.COM3,736$212.0K<0.1%History
ELSEquity Lifestyle Properties IncCOM2,807$209.0K<0.1%History
WisdomTree Tr97717W406US AI ENHANCED2,143$208.0K<0.1%–
iShares Inc464286871MSCI HONG KG ETF7,800$208.0K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT6,481$208.0K<0.1%History
BTZBlackRock Credit Allocation Income TrustCOM13,145$205.0K<0.1%History
RLMDRelmada Therapeutics, Inc.COM6,375$204.0K<0.1%History
SNXTD Synnex CorpCOM1,650$201.0K<0.1%History
iShares Tr46434V282U S EQUITY FACTR4,697$201.0K<0.1%–
SKTTanger Inc.COM10,325$195.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF10,810$172.0K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10,308$166.0K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK10,182$156.0K<0.1%History
MYIBlackRock Muniyield Quality Fund III, Inc.COM10,107$150.0K<0.1%History
STKLSunOpta Inc.COM11,902$146.0K<0.1%History
EOLSEvolus, Inc.COM10,946$138.0K<0.1%History
AIRCApartment Income REIT Corp.COM2,909$138.0K<0.1%History
LPLALPL Financial Holdings Inc.COM1,017$137.0K<0.1%History
JAMFJamf Holding Corp.COM4,000$134.0K<0.1%History
YELLQYellow CorpCOM20,385$133.0K<0.1%History
AELAmerican National Group Inc.COM4,000$129.0K<0.1%History
MDVLMedAvail Holdings, Inc.COM10,547$129.0K<0.1%History
OUSTOuster, Inc.COM10,200$127.0K<0.1%History
Genius Sports LtdG3934V117COM15,000$119.0K<0.1%–
PVHPVH Corp.COM1,000$108.0K<0.1%History
ASAASA Gold & Precious Metals LtdSHS5,000$108.0K<0.1%History