CWM, LLC
- SEC CIK
- 0001535847
- Latest filing
- May 14, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Oct 8, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 5,078
- +120 vs. Q2 2024
- Portfolio value
- $23.2B
- +$2.04B (+9.6%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FLLFull House Resorts Inc | COM | 52 | $0 | 0.0% | +52 | New | History |
| GALTGalectin Therapeutics Inc | COM NEW | 170 | $0 | 0.0% | +170 | New | History |
| GENKGEN Restaurant Group, Inc. | CL A COM | 10 | $0 | 0.0% | +10 | New | History |
| GEVOGevo, Inc. | COM PAR | 3 | $0 | 0.0% | −635−99.5% | Reduced | History |
| GLSIGreenwich LifeSciences, Inc. | COM | 30 | $0 | 0.0% | +30 | New | History |
| GRPNGroupon, Inc. | COM NEW | 46 | $0 | 0.0% | +1+2.2% | Added | History |
| GYREGyre Therapeutics, Inc. | COM | 30 | $0 | 0.0% | +30 | New | History |
| IMNMImmunome Inc. | COM | 22 | $0 | 0.0% | +12+120.0% | Added | History |
| INMBInmune Bio, Inc. | COM | 22 | $0 | 0.0% | +22 | New | History |
| ISPRIspire Technology Inc. | COM | 71 | $0 | 0.0% | +25+54.3% | Added | History |
| JANXJanux Therapeutics, Inc. | COM | 8 | $0 | 0.0% | +5+166.7% | Added | History |
| JSPRJasper Therapeutics, Inc. | COM NEW | 15 | $0 | 0.0% | +15 | New | History |
| JYNTJOINT Corp | COM | 27 | $0 | 0.0% | +11+68.8% | Added | History |
| KEQUKewaunee Scientific Corp | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| KRROKorro Bio, Inc. | COM | 3 | $0 | 0.0% | +3 | New | History |
| KYTXKyverna Therapeutics, Inc. | COM | 55 | $0 | 0.0% | +55 | New | History |
| LRMRLarimar Therapeutics, Inc. | COM | 17 | $0 | 0.0% | +4+30.8% | Added | History |
| LXEOLexeo Therapeutics, Inc. | COM | 10 | $0 | 0.0% | −6−37.5% | Reduced | History |
| LXRXLexicon Pharmaceuticals, Inc. | COM NEW | 100 | $0 | 0.0% | +33+49.3% | Added | History |
| LITSLite Strategy, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| LVWRLiveWire Group, Inc. | COM | 73 | $0 | 0.0% | +17+30.4% | Added | History |
| LXULSB Industries, Inc. | COM | 57 | $0 | 0.0% | +57 | New | History |
| MLPMaui Land & Pineapple Co Inc | COM | 21 | $0 | 0.0% | +12+133.3% | Added | History |
| MXCTMaxcyte, Inc. | COM | 83 | $0 | 0.0% | +12+16.9% | Added | History |
| MFINMedallion Financial Corp | COM | 42 | $0 | 0.0% | +42 | New | History |
| MGXMetagenomi Therapeutics, Inc. | COM | 88 | $0 | 0.0% | +88 | New | History |
| MVSTMicrovast Holdings, Inc. | COM | 1,000 | $0 | 0.0% | −555−35.7% | Reduced | History |
| GLUEMonte Rosa Therapeutics, Inc. | COM | 56 | $0 | 0.0% | +35+166.7% | Added | History |
| NNOXNano-X Imaging Ltd. | ORD SHS | 44 | $0 | 0.0% | +6+15.8% | Added | History |
| NRDYNerdy Inc. | CL A COM | 307 | $0 | 0.0% | +227+283.8% | Added | History |
| NTWKNetsol Technologies Inc | COM PAR $.001 | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| NGNENeurogene Inc. | COM | 4 | $0 | 0.0% | +4 | New | History |
| STIMNeuronetics, Inc. | COM | 54 | $0 | 0.0% | 00.0% | Unchanged | History |
| NNNextnav Inc. | COMMON STOCK | 6 | $0 | 0.0% | +3+100.0% | Added | History |
| NAGENiagen Bioscience, Inc. | COM NEW | 94 | $0 | 0.0% | +94 | New | History |
| OPRXOptimizeRx Corp | COM NEW | 14 | $0 | 0.0% | +9+180.0% | Added | History |
| OBIOOrchestra BioMed Holdings, Inc. | COM | 8 | $0 | 0.0% | −11−57.9% | Reduced | History |
| ORICOric Pharmaceuticals, Inc. | COM | 44 | $0 | 0.0% | +24+120.0% | Added | History |
| PEPGPepGen Inc. | COM | 16 | $0 | 0.0% | +14+700.0% | Added | History |
| PRSOPeraso Inc. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| PESIPerma Fix Environmental Services Inc | COM NEW | 33 | $0 | 0.0% | +33 | New | History |
| CATXPerspective Therapeutics, Inc. | COM NEW | 10 | $0 | 0.0% | +10 | New | History |
| PRLDPrelude Therapeutics Inc | COM | 10 | $0 | 0.0% | −12−54.5% | Reduced | History |
| PRTHPriority Technology Holdings, Inc. | COM | 53 | $0 | 0.0% | +39+278.6% | Added | History |
| PLSEPulse Biosciences, Inc. | COM | 21 | $0 | 0.0% | +12+133.3% | Added | History |
| PRPLPurple Innovation, Inc. | COM | 175 | $0 | 0.0% | +116+196.6% | Added | History |
| QTTBQ32 Bio Inc. | COM | 5 | $0 | 0.0% | +5 | New | History |
| QSIQuantum-Si Inc | COM CL A | 436 | $0 | 0.0% | +268+159.5% | Added | History |
| RFLRafael Holdings, Inc. | COM CL B | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| METCRamaco Resources, Inc. | COM CL A | 13 | $0 | 0.0% | −19−59.4% | Reduced | History |
| RCMTRCM Technologies, Inc. | COM NEW | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| RSVRReservoir Media, Inc. | COM | 53 | $0 | 0.0% | +44+488.9% | Added | History |
| RDZNRoadzen Inc. | ORD SHS | 284 | $0 | 0.0% | +284 | New | History |
| RCKYRocky Brands, Inc. | COM | 14 | $0 | 0.0% | −6−30.0% | Reduced | History |
| SANASana Biotechnology, Inc. | COM | 65 | $0 | 0.0% | −2−3.0% | Reduced | History |
| SMTISanara MedTech Inc. | COM | 15 | $0 | 0.0% | +12+400.0% | Added | History |
| SLSSELLAS Life Sciences Group, Inc. | COM NEW | 10 | $0 | 0.0% | +10 | New | History |
| STTKShattuck Labs, Inc. | COM | 29 | $0 | 0.0% | +29 | New | History |
| SGHTSight Sciences, Inc. | COM | 54 | $0 | 0.0% | +41+315.4% | Added | History |
| SKYESkye Bioscience, Inc. | COM NEW | 29 | $0 | 0.0% | +29 | New | History |
| SNDLSNDL Inc. | COM | 160 | $0 | 0.0% | −47−22.7% | Reduced | History |
| SMXTSolarMax Technology, Inc. | COM SHS | 116 | $0 | 0.0% | +116 | New | History |
| SNDASonida Senior Living, Inc. | COM | 10 | $0 | 0.0% | +10 | New | History |
| SSTISoundthinking, Inc. | COM | 30 | $0 | 0.0% | −10−25.0% | Reduced | History |
| SPIRSpire Global, Inc. | COM CL A NEW | 18 | $0 | 0.0% | +18 | New | History |
| STRWStrawberry Fields REIT, Inc. | COM | 20 | $0 | 0.0% | +20 | New | History |
| SUNSSunrise Realty Trust, Inc. | COM | 27 | $0 | 0.0% | +27 | New | History |
| TNGXTango Therapeutics, Inc. | COM | 10 | $0 | 0.0% | +4+66.7% | Added | History |
| TELOTelomir Pharmaceuticals, Inc. | COM | 72 | $0 | 0.0% | +72 | New | History |
| TNYATenaya Therapeutics, Inc. | COM | 29 | $0 | 0.0% | +8+38.1% | Added | History |
| CURVTorrid Holdings Inc. | COM | 65 | $0 | 0.0% | +14+27.5% | Added | History |
| TRVITrevi Therapeutics, Inc. | COM | 86 | $0 | 0.0% | +53+160.6% | Added | History |
| TCRXTScan Therapeutics, Inc. | COM | 7 | $0 | 0.0% | +7 | New | History |
| WVEWave Life Sciences, Inc. | SHS | 17 | $0 | 0.0% | +17 | New | History |
| HOWLWerewolf Therapeutics, Inc. | COM | 192 | $0 | 0.0% | +192 | New | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 25 | $0 | 0.0% | −136−84.5% | Reduced | History |
| WVVIWillamette Valley Vineyards Inc | COM | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| XBITXBiotech Inc. | COM | 34 | $0 | 0.0% | +34 | New | History |
| XWELXWELL, Inc. | COM NEW | 2 | $0 | 0.0% | +2 | New | History |
| ANGIAngi Inc. | COM CL A NEW | 68 | $0 | 0.0% | −276−80.2% | Reduced | History |
| AIMAIM ImmunoTech Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMLIFAmerican Lithium Corp. | COM | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| BCABBioAtla, Inc. | COM | 6 | $0 | 0.0% | −5,293−99.9% | Reduced | History |
| TVRDTvardi Therapeutics, Inc. | COM | 708 | $0 | 0.0% | −262−27.0% | Reduced | History |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 500 | $0 | 0.0% | 00.0% | Unchanged | – |
| DNMRDanimer Scientific, Inc. | COM CL A | 430 | $0 | 0.0% | −22−4.9% | Reduced | History |
| DMRCDigimarc Corp | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| LNAILunai Bioworks Inc. | COM | 153 | $0 | 0.0% | +153 | New | History |
| KYNBKyntra Bio, Inc. | COM | 650 | $0 | 0.0% | −10,022−93.9% | Reduced | History |
| FCELFuelcell Energy Inc | COM | 1,076 | $0 | 0.0% | +313+41.0% | Added | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 33 | $0 | 0.0% | 00.0% | Unchanged | History |
| GBIOGeneration Bio Co. | COM | 46 | $0 | 0.0% | +20+76.9% | Added | History |
| PCFHigh Income Securities Fund | SHS BEN INT | 57 | $0 | 0.0% | +57 | New | History |
| IGMSIGM Biosciences, Inc. | COM | 17 | $0 | 0.0% | +8+88.9% | Added | History |
| INZYInozyme Pharma, Inc. | COM | 47 | $0 | 0.0% | +33+235.7% | Added | History |
| CCRDCoreCard Corp | COM | 23 | $0 | 0.0% | −789−97.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V159 | S&P SPIN OFF | 6 | $0 | 0.0% | 00.0% | Unchanged | – |
| iShares Tr46429B200 | CHINA SM-CAP ETF | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| BNKKBonk, Inc. | COM NEW | 73 | $0 | 0.0% | −73−50.0% | Reduced | History |
| KALVKalVista Pharmaceuticals, Inc. | COM | 21 | $0 | 0.0% | −9−30.0% | Reduced | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (255)
Positions held at the end of Q2 2024 that are gone from this filing.
The largest 100 of 255 by value last quarter.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WRKWestRock Co | COM | 6,122 | $308.0K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 91,259 | $258.0K | <0.1% | History |
| Liberty Media Corp531229789 | Stock | 11,115 | $246.0K | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 1,630 | $163.0K | <0.1% | – |
| WIREEncore Wire Corp | COM | 405 | $117.0K | <0.1% | History |
| MCBCMacatawa Bank Corp | COM | 7,043 | $103.0K | <0.1% | History |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 1,186 | $96.0K | <0.1% | – |
| HAHawaiian Holdings Inc | COM | 7,419 | $92.0K | <0.1% | History |
| SPDR Series Trust78464A128 | ST STR SP1500VT | 509 | $88.0K | <0.1% | – |
| SPDR Series Trust78468R705 | ST STR 1500MOM | 352 | $86.0K | <0.1% | – |
| SILKSilk Road Medical Inc | COM | 2,674 | $72.0K | <0.1% | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 862 | $71.0K | <0.1% | – |
| USACUSA Compression Partners, LP | COMUNIT LTDPAR | 3,000 | $71.0K | <0.1% | History |
| CATCCambridge Bancorp | COM | 1,013 | $70.0K | <0.1% | History |
| AIRCApartment Income REIT Corp. | COM | 1,626 | $63.0K | <0.1% | History |
| DODiamond Offshore Drilling, Inc. | COM | 4,054 | $63.0K | <0.1% | History |
| ETRNMidstream Co LLC | COM | 4,799 | $62.0K | <0.1% | History |
| ProShares Tr74348A707 | ULTRA HIGH YLD | 911 | $62.0K | <0.1% | – |
| HIBBHibbett Inc | COM | 626 | $55.0K | <0.1% | History |
| DBX ETF Tr233051150 | XTRACKERS MSCI | 956 | $49.0K | <0.1% | – |
| Global X FDS37954Y277 | S&P 500 COVERED | 1,540 | $47.0K | <0.1% | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 2,462 | $39.0K | <0.1% | History |
| American Centy ETF Tr025072794 | FOCUSED LRG CAP | 580 | $36.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137Y500 | ZACKS MULT AST | 1,372 | $34.0K | <0.1% | – |
| SIXSix Flags Entertainment Corp | COM | 920 | $30.0K | <0.1% | History |
| Liberty Media Corp531229813 | Stock | 1,277 | $28.0K | <0.1% | – |
| Matthews Asia FDS577125826 | ASIA INNOV ACTIV | 915 | $25.0K | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 7,086 | $23.0K | <0.1% | – |
| HYBNew America High Income Fund Inc | COM NEW | 3,000 | $22.0K | <0.1% | History |
| UGLProShares Trust II | ULTRA GOLD | 292 | $22.0K | <0.1% | History |
| PETSPetmed Express Inc | COM | 5,144 | $21.0K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 463 | $19.0K | <0.1% | – |
| iShares 1-10 Year U.S. Aggregate Bond ETF464288596 | ETF | 171 | $18.0K | <0.1% | – |
| CIMChimera Investment Corp | COM NEW | 1,400 | $18.0K | <0.1% | History |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 2,000 | $18.0K | <0.1% | History |
| EQXEquinox Gold Corp. | COM | 3,190 | $17.0K | <0.1% | History |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 238 | $17.0K | <0.1% | History |
| UNLUnited States 12 Month Natural Gas Fund, LP | UNIT BEN INT | 2,000 | $17.0K | <0.1% | History |
| iShares Inc464286640 | MSCI CHILE ETF | 580 | $15.0K | <0.1% | – |
| American Centy ETF Tr025072323 | AVAN US SMAL ETF | 295 | $15.0K | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 428 | $15.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 1,000 | $14.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 395 | $14.0K | <0.1% | – |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 300 | $14.0K | <0.1% | History |
| ProShares Tr74347R180 | ULTR 7-10 TREA | 325 | $14.0K | <0.1% | – |
| BSBRBanco Santander (Brasil) S.A. | ADS REP 1 UNIT | 2,660 | $13.0K | <0.1% | History |
| SBOWSilverbow Resources, Inc. | COM | 334 | $13.0K | <0.1% | History |
| ITRNIturan Location & Control Ltd. | SHS | 500 | $12.0K | <0.1% | History |
| SLCAU.S. Silica Holdings, Inc. | COM | 784 | $12.0K | <0.1% | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 253 | $11.0K | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 219 | $10.0K | <0.1% | – |
| AMKAssetMark Financial Holdings, Inc. | COM | 287 | $10.0K | <0.1% | History |
| First Tr Exch Traded FD III33741Y100 | HORIZON VOL SMCP | 284 | $9.00K | <0.1% | – |
| AGENAgenus Inc | COM NEW | 556 | $9.00K | <0.1% | History |
| TECXTectonic Therapeutic, Inc. | COM | 531 | $9.00K | <0.1% | History |
| CERECerevel Therapeutics Holdings, Inc. | COM | 225 | $9.00K | <0.1% | History |
| EGRXEagle Pharmaceuticals, Inc. | COM | 1,672 | $9.00K | <0.1% | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 813 | $9.00K | <0.1% | History |
| OMOutset Medical, Inc. | COM | 2,263 | $9.00K | <0.1% | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 182 | $8.00K | <0.1% | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 500 | $8.00K | <0.1% | History |
| Advisorshares Tr00768Y412 | RANGER EQUITY BE | 404 | $8.00K | <0.1% | – |
| KNSAKiniksa Pharmaceuticals International, plc | COM CL A | 451 | $8.00K | <0.1% | History |
| SKESkeena Resources Ltd | Common Stock | 1,400 | $8.00K | <0.1% | History |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 247 | $7.00K | <0.1% | – |
| CNTYCentury Casinos Inc | COM | 2,435 | $7.00K | <0.1% | History |
| KVHIKVH Industries Inc | COM | 1,499 | $7.00K | <0.1% | History |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 784 | $7.00K | <0.1% | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 96 | $6.00K | <0.1% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 297 | $6.00K | <0.1% | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 122 | $6.00K | <0.1% | – |
| SEBSeaboard Corp | COM | 2 | $6.00K | <0.1% | History |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 140 | $6.00K | <0.1% | History |
| INFNInfinera Corp | COM | 936 | $6.00K | <0.1% | History |
| Principal Exchange-Traded FD74255Y409 | HELTHCARE INDX | 165 | $6.00K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 100 | $5.00K | <0.1% | – |
| Goldman Sachs ETF Tr38149W739 | ACTIVEBETA WRLD | 100 | $5.00K | <0.1% | – |
| Alps ETF Tr00162Q395 | OSHARES US SMLCP | 112 | $5.00K | <0.1% | – |
| ATRAAtara Biotherapeutics, Inc. | COM | 542 | $5.00K | <0.1% | History |
| iShares Tr464288265 | MSCI KOKUSAI ETF | 50 | $5.00K | <0.1% | – |
| KPTIKaryopharm Therapeutics Inc. | COM | 6,248 | $5.00K | <0.1% | History |
| BKKTBakkt, Inc. | COM CL A | 262 | $5.00K | <0.1% | History |
| WisdomTree Bloomberg US Dollar Bullish Fund97717W471 | ETF | 162 | $4.00K | <0.1% | – |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 1,459 | $4.00K | <0.1% | History |
| NWLINational Western Life Group, Inc. | CL A | 8 | $4.00K | <0.1% | History |
| Nushares ETF Tr67092P102 | NUVEEN ENHNC YLD | 196 | $4.00K | <0.1% | – |
| Goldman Sachs ETF Tr381430388 | ACCESS EMNG MKTS | 97 | $4.00K | <0.1% | – |
| Northern LTS FD Tr IV66537J606 | BROOKSTONE GRWTH | 116 | $4.00K | <0.1% | – |
| OROR Royalties Inc. | COM | 191 | $3.00K | <0.1% | History |
| Innovator ETFs Trust45782C557 | US EQTY BUF DEC | 62 | $3.00K | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 520 | $3.00K | <0.1% | History |
| ARTNAArtesian Resources Corp | CL A | 73 | $3.00K | <0.1% | History |
| FOSLFossil Group, Inc. | COM | 1,869 | $3.00K | <0.1% | History |
| DMDesktop Metal, Inc. | COM CL A | 835 | $3.00K | <0.1% | History |
| GTHXG1 Therapeutics, Inc. | COM | 1,500 | $3.00K | <0.1% | History |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 333 | $3.00K | <0.1% | History |
| iShares Inc464286145 | MSCI FRONTIER | 116 | $3.00K | <0.1% | – |
| NRPNatural Resource Partners LP | COM UNIT LTD PAR | 30 | $3.00K | <0.1% | History |
| Northern LTS FD Tr IV66537J507 | BROOKSTONE DIVID | 119 | $3.00K | <0.1% | – |
| Northern LTS FD Tr IV66537J705 | BROOKSTONE VALUE | 117 | $3.00K | <0.1% | – |