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Livermore
Livermore
ZHEN

CWM, LLC

SEC CIK
0001535847
Latest filing
May 14, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Oct 8, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
5,078
+120 vs. Q2 2024
Portfolio value
$23.2B
+$2.04B (+9.6%) vs. Q2 2024
Filed
Oct 8, 2024
SEC
Holdings of CWM, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
LOANManhattan Bridge Capital, IncREIT20$00.0%+20NewHistory
SGMLSigma Lithium CorpStock6$00.0%+6NewHistory
ALARAlarum Technologies Ltd.ADR25$00.0%−43−63.2%ReducedHistory
PROPPrairie Operating Co.Stock21$00.0%+21NewHistory
Siren Nexgen Economy ETF829658202ETF10$00.0%00.0%Unchanged–
AOUTAmerican Outdoor Brands, Inc.COM40$00.0%00.0%UnchangedHistory
BEEMBeam GlobalCOM18$00.0%00.0%UnchangedHistory
HOSTHost Digital Inc.CL A42$00.0%+42NewHistory
HRZNHorizon Technology Finance CorpCOM25$00.0%+25NewHistory
iShares Tr464287390LATN AMER 40 ETF7$00.0%−1,509−99.5%Reduced–
MKTWMarketwise, Inc.COM CL A572$00.0%+184+47.4%AddedHistory
CANCanaan Inc.SPONSORED ADS120$00.0%00.0%UnchangedHistory
SPDR Index Shs FDS78463X418ST STR MSCI WLD2$00.0%+2New–
WisdomTree Tr97717W760INTL SMCAP DIV1$00.0%+1New–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM30$00.0%+30NewHistory
Franklin Templeton ETF Tr35473P827FTSE CANADA13$00.0%+13New–
SIMOSilicon Motion Technology CORPSPONSORED ADR2$00.0%−29−93.5%ReducedHistory
TMQTrilogy Metals Inc.COM75$00.0%00.0%UnchangedHistory
DNTHDianthus Therapeutics, Inc.COM5$00.0%+5NewHistory
Schwab Strategic Tr808524672INTERNL DIVID9$00.0%+9New–
Kraneshares Trust500767306CSI CHI INTERNET8$00.0%00.0%Unchanged–
WBWEIBO CorpSPONSORED ADR10$00.0%−373−97.4%ReducedHistory
MDWDMediWound Ltd.SHS NEW10$00.0%+10NewHistory
AIOTPowerfleet, Inc.COM41$00.0%+41NewHistory
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT37$00.0%+37NewHistory
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/2025,124$00.0%00.0%UnchangedHistory
iShares Inc464286814MSCI NETHERL ETF9$00.0%00.0%Unchanged–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2$00.0%+2New–
TSQTownsquare Media, Inc.CL A28$00.0%−367−92.9%ReducedHistory
DOUGDouglas Elliman Inc.COM6$00.0%−1,104−99.5%ReducedHistory
Aim ETF Products Trust00888H661ALLIANZIM US EQT14$00.0%00.0%Unchanged–
BKSYBlackSky Technology Inc.CL A NEW52$00.0%+10+24.6%AddedConverted for a 1-for-8 splitHistory
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV1$00.0%−125−99.2%Reduced–
BTCOInvesco Galaxy Bitcoin ETFCOM SHS BEN INT2$00.0%+2NewHistory
FDUSFidus Investment CorpCOM2$00.0%+1+100.0%AddedHistory
Dimensional ETF Trust25434V617WORLD EQUITY ETF3$00.0%00.0%Unchanged–
Advisorshares Tr00768Y453PURE US CANN ETF20$00.0%00.0%Unchanged–
HIXWestern Asset High Income Fund II Inc.COM50$00.0%+50NewHistory
J P Morgan Exchange Traded F46641Q779US MOMENTUM5$00.0%+5New–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC7$00.0%00.0%Unchanged–
PACBPacific Biosciences of California, Inc.COM121$00.0%−1,246−91.1%ReducedHistory
IBRXImmunityBio, Inc.COM26$00.0%+13+100.0%AddedHistory
SVRASavara IncCOM55$00.0%+47+587.5%AddedHistory
PRMEPrime Medicine, Inc.COM22$00.0%−304−93.3%ReducedHistory
CELCCelcuity Inc.COM17$00.0%+6+54.5%AddedHistory
Etfis Ser Tr I26923G707VIRTUS NEWFLEET1$00.0%−39−97.5%Reduced–
Aim ETF Products Trust00888H877ALLIANZIM US EQT6$00.0%00.0%Unchanged–
Abrdn ETFs003261203BBRG ALL COMMDY1$00.0%00.0%Unchanged–
MCFTMasterCraft Boat Holdings, Inc.COM4$00.0%−139−97.2%ReducedHistory
PIMCO ETF Tr72201R30415+ YR US TIPS7$00.0%−24−77.4%Reduced–
ALTAltimmune, Inc.COM NEW6$00.0%−218−97.3%ReducedHistory
VTMXVesta Real Estate Corporation, S.A.B. de C.V.ADS10$00.0%+10NewHistory
SUNSunoco LPCOM UT REP LP1$00.0%−105−99.1%ReducedHistory
OKLOOklo Inc.COM CL A15$00.0%+15NewHistory
Procure ETF Trust II74280R205SPACE ETF2$00.0%00.0%Unchanged–
VanEck ETF Trust92189F452MORTGAGE REIT13$00.0%00.0%Unchanged–
TLSTelos CorpCOM136$00.0%+136NewHistory
Diana Shipping Inc.Y2066G138*W EXP 12/14/202415$00.0%00.0%Unchanged–
iShares U S ETF Tr46431W606IT RT HDG HGYL1$00.0%00.0%Unchanged–
LKFTLakefront Biotherapeutics NVSPON ADR8$00.0%00.0%UnchangedHistory
BWBabcock & Wilcox Enterprises, Inc.COM10$00.0%−5,101−99.8%ReducedHistory
FDMT4D Molecular Therapeutics, Inc.COM12$00.0%+6+100.0%AddedHistory
ACRSAclaris Therapeutics, Inc.COM1$00.0%−267−99.6%ReducedHistory
ACRVAcrivon Therapeutics, Inc.COMMON STOCK46$00.0%+23+100.0%AddedHistory
ABOSAcumen Pharmaceuticals, Inc.COM168$00.0%+168NewHistory
ADCTADC Therapeutics SASHS24$00.0%+24NewHistory
AMTXAemetis, IncCOM NEW64$00.0%+64NewHistory
AGENAgenus IncCOM NEW30$00.0%+30NewHistory
AISPAirship AI Holdings, Inc.COM37$00.0%+37NewHistory
ALXOAlx Oncology Holdings IncCOM71$00.0%−14−16.5%ReducedHistory
ABATAmerican Battery Technology CoCOM NEW67$00.0%00.0%UnchangedHistory
ASRVAmeriserv Financial IncCOM94$00.0%+1+1.1%AddedHistory
AOMRAngel Oak Mortgage REIT, Inc.COM25$00.0%+10+66.7%AddedHistory
ASTIAscent Solar Technologies, Inc.COM NEW1$00.0%+1NewHistory
ASPIASP Isotopes Inc.COM56$00.0%−249−81.6%ReducedHistory
AVIRAtea Pharmaceuticals, Inc.COM27$00.0%+7+35.0%AddedHistory
BTMDbiote Corp.CLASS A COM64$00.0%+32+100.0%AddedHistory
BOLDBoundless Bio, Inc.COM132$00.0%+132NewHistory
RILYBRC Group Holdings, Inc.COM17$00.0%00.0%UnchangedHistory
CABACabaletta Bio, Inc.COM21$00.0%+16+320.0%AddedHistory
CADLCandel Therapeutics, Inc.COM41$00.0%+41NewHistory
CRDFCardiff Oncology, Inc.COM41$00.0%+41NewHistory
RNACCartesian Therapeutics, Inc.COM NEW16$00.0%+16NewHistory
CATOCato CorpCL A22$00.0%−3,029−99.3%ReducedHistory
IPSCCentury Therapeutics, Inc.COM99$00.0%+73+280.8%AddedHistory
CINTCI&T IncCOM CL A11$00.0%+11NewHistory
CBUSCibus, Inc.CL A COM STK26$00.0%+26NewHistory
CTEVClaritev CorpCL A NEW18$00.0%−214−92.3%ReducedConverted for a 1-for-40 splitHistory
CLYMClimb Bio, Inc.COM20$00.0%+20NewHistory
PMTSCPI Card Group Inc.COM NEW17$00.0%+6+54.5%AddedHistory
CRISCuris IncCOM51$00.0%00.0%UnchangedHistory
CVRXCVRx, Inc.COM21$00.0%+16+320.0%AddedHistory
DOYUDouYu International Holdings LtdSPONSORED ADS1$00.0%+1NewHistory
ELVNEnliven Therapeutics, Inc.COM12$00.0%+5+71.4%AddedHistory
EPSNEpsilon Energy Ltd.COM60$00.0%+60NewHistory
EYPTEyePoint, Inc.COM NEW22$00.0%+21+2,100.0%AddedHistory
FIRYFiry Inc.COM CL A17$00.0%00.0%UnchangedHistory
FHTXFoghorn Therapeutics Inc.COM38$00.0%+21+123.5%AddedHistory
GUTSFractyl Health, Inc.COM192$00.0%+192NewHistory
FULCFulcrum Therapeutics, Inc.COM5$00.0%+5NewHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CWM, LLC in Q3 2024
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$180.0K$10.3M
DOCNDigitalOcean Holdings, Inc.COM–$1.00K

Sold out since Q2 2024 (255)

Positions held at the end of Q2 2024 that are gone from this filing.

The largest 100 of 255 by value last quarter.

Positions of CWM, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
WRKWestRock CoCOM6,122$308.0K<0.1%History
SIRISirius XM Holdings Inc.COM91,259$258.0K<0.1%History
Liberty Media Corp531229789Stock11,115$246.0K<0.1%–
ProShares Tr74347R206PSHS ULTRA QQQ1,630$163.0K<0.1%–
WIREEncore Wire CorpCOM405$117.0K<0.1%History
MCBCMacatawa Bank CorpCOM7,043$103.0K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS1,186$96.0K<0.1%–
HAHawaiian Holdings IncCOM7,419$92.0K<0.1%History
SPDR Series Trust78464A128ST STR SP1500VT509$88.0K<0.1%–
SPDR Series Trust78468R705ST STR 1500MOM352$86.0K<0.1%–
SILKSilk Road Medical IncCOM2,674$72.0K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 500862$71.0K<0.1%–
USACUSA Compression Partners, LPCOMUNIT LTDPAR3,000$71.0K<0.1%History
CATCCambridge BancorpCOM1,013$70.0K<0.1%History
AIRCApartment Income REIT Corp.COM1,626$63.0K<0.1%History
DODiamond Offshore Drilling, Inc.COM4,054$63.0K<0.1%History
ETRNMidstream Co LLCCOM4,799$62.0K<0.1%History
ProShares Tr74348A707ULTRA HIGH YLD911$62.0K<0.1%–
HIBBHibbett IncCOM626$55.0K<0.1%History
DBX ETF Tr233051150XTRACKERS MSCI956$49.0K<0.1%–
Global X FDS37954Y277S&P 500 COVERED1,540$47.0K<0.1%–
BSMBlack Stone Minerals, L.P.COM UNIT2,462$39.0K<0.1%History
American Centy ETF Tr025072794FOCUSED LRG CAP580$36.0K<0.1%–
Invesco Exchange Traded FD T46137Y500ZACKS MULT AST1,372$34.0K<0.1%–
SIXSix Flags Entertainment CorpCOM920$30.0K<0.1%History
Liberty Media Corp531229813Stock1,277$28.0K<0.1%–
Matthews Asia FDS577125826ASIA INNOV ACTIV915$25.0K<0.1%–
Flagstar Bank, National Association649445103COM7,086$23.0K<0.1%–
HYBNew America High Income Fund IncCOM NEW3,000$22.0K<0.1%History
UGLProShares Trust IIULTRA GOLD292$22.0K<0.1%History
PETSPetmed Express IncCOM5,144$21.0K<0.1%History
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT463$19.0K<0.1%–
iShares 1-10 Year U.S. Aggregate Bond ETF464288596ETF171$18.0K<0.1%–
CIMChimera Investment CorpCOM NEW1,400$18.0K<0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS2,000$18.0K<0.1%History
EQXEquinox Gold Corp.COM3,190$17.0K<0.1%History
NENNew England Realty Associates Limited PartnershipDEPOSITRY RCPT238$17.0K<0.1%History
UNLUnited States 12 Month Natural Gas Fund, LPUNIT BEN INT2,000$17.0K<0.1%History
iShares Inc464286640MSCI CHILE ETF580$15.0K<0.1%–
American Centy ETF Tr025072323AVAN US SMAL ETF295$15.0K<0.1%–
EVBGEverbridge, Inc.COM428$15.0K<0.1%History
OPRAOpera LtdSPONSORED ADS1,000$14.0K<0.1%History
First Tr Exch Traded FD III33739P889HORIZON DMST ETF395$14.0K<0.1%–
CEMClearBridge MLP & Midstream Fund Inc.COM300$14.0K<0.1%History
ProShares Tr74347R180ULTR 7-10 TREA325$14.0K<0.1%–
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT2,660$13.0K<0.1%History
SBOWSilverbow Resources, Inc.COM334$13.0K<0.1%History
ITRNIturan Location & Control Ltd.SHS500$12.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM784$12.0K<0.1%History
Goldman Sachs ETF Tr381430479ACCESS INVT GR253$11.0K<0.1%–
Fidelity High Dividend ETF316092840ETF219$10.0K<0.1%–
AMKAssetMark Financial Holdings, Inc.COM287$10.0K<0.1%History
First Tr Exch Traded FD III33741Y100HORIZON VOL SMCP284$9.00K<0.1%–
AGENAgenus IncCOM NEW556$9.00K<0.1%History
TECXTectonic Therapeutic, Inc.COM531$9.00K<0.1%History
CERECerevel Therapeutics Holdings, Inc.COM225$9.00K<0.1%History
EGRXEagle Pharmaceuticals, Inc.COM1,672$9.00K<0.1%History
NMTNuveen Massachusetts Quality Municipal Income FundCOM813$9.00K<0.1%History
OMOutset Medical, Inc.COM2,263$9.00K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE182$8.00K<0.1%–
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM500$8.00K<0.1%History
Advisorshares Tr00768Y412RANGER EQUITY BE404$8.00K<0.1%–
KNSAKiniksa Pharmaceuticals International, plcCOM CL A451$8.00K<0.1%History
SKESkeena Resources LtdCommon Stock1,400$8.00K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF247$7.00K<0.1%–
CNTYCentury Casinos IncCOM2,435$7.00K<0.1%History
KVHIKVH Industries IncCOM1,499$7.00K<0.1%History
Overseas Shipholding Group Inc69036R863CL A NEW784$7.00K<0.1%–
Goldman Sachs ETF Tr381430602ACTIVEBETA US96$6.00K<0.1%–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN297$6.00K<0.1%–
iShares Tr464288372GLB INFRASTR ETF122$6.00K<0.1%–
SEBSeaboard CorpCOM2$6.00K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM140$6.00K<0.1%History
INFNInfinera CorpCOM936$6.00K<0.1%History
Principal Exchange-Traded FD74255Y409HELTHCARE INDX165$6.00K<0.1%–
Goldman Sachs ETF Tr381430362ACCESS INFLATI100$5.00K<0.1%–
Goldman Sachs ETF Tr38149W739ACTIVEBETA WRLD100$5.00K<0.1%–
Alps ETF Tr00162Q395OSHARES US SMLCP112$5.00K<0.1%–
ATRAAtara Biotherapeutics, Inc.COM542$5.00K<0.1%History
iShares Tr464288265MSCI KOKUSAI ETF50$5.00K<0.1%–
KPTIKaryopharm Therapeutics Inc.COM6,248$5.00K<0.1%History
BKKTBakkt, Inc.COM CL A262$5.00K<0.1%History
WisdomTree Bloomberg US Dollar Bullish Fund97717W471ETF162$4.00K<0.1%–
TVGrupo Televisa, S.A.B.SPON ADR REP ORD1,459$4.00K<0.1%History
NWLINational Western Life Group, Inc.CL A8$4.00K<0.1%History
Nushares ETF Tr67092P102NUVEEN ENHNC YLD196$4.00K<0.1%–
Goldman Sachs ETF Tr381430388ACCESS EMNG MKTS97$4.00K<0.1%–
Northern LTS FD Tr IV66537J606BROOKSTONE GRWTH116$4.00K<0.1%–
OROR Royalties Inc.COM191$3.00K<0.1%History
Innovator ETFs Trust45782C557US EQTY BUF DEC62$3.00K<0.1%–
MPAAMotorcar Parts of America IncCOM520$3.00K<0.1%History
ARTNAArtesian Resources CorpCL A73$3.00K<0.1%History
FOSLFossil Group, Inc.COM1,869$3.00K<0.1%History
DMDesktop Metal, Inc.COM CL A835$3.00K<0.1%History
GTHXG1 Therapeutics, Inc.COM1,500$3.00K<0.1%History
VKIInvesco Advantage Municipal Income Trust IISH BEN INT333$3.00K<0.1%History
iShares Inc464286145MSCI FRONTIER116$3.00K<0.1%–
NRPNatural Resource Partners LPCOM UNIT LTD PAR30$3.00K<0.1%History
Northern LTS FD Tr IV66537J507BROOKSTONE DIVID119$3.00K<0.1%–
Northern LTS FD Tr IV66537J705BROOKSTONE VALUE117$3.00K<0.1%–