CWM, LLC
- SEC CIK
- 0001535847
- 最新申報
- 2026/5/14
2024 年第 3 季持倉
持倉截至 2024/9/30，2024/10/8 申報。只含多頭部位，變化是跟 2024 年第 2 季比股數。
- 持股檔數
- 5,078
- 較 2024 年第 2 季 +120
- 總值
- $232.4 億
- 較 2024 年第 2 季 +$20.4 億 (+9.6%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 2,009,809 | $11.6 億 | 5.0% | −207,147−9.3% | 減碼 | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 21,325,421 | $10.0 億 | 4.3% | +3,483,112+19.5% | 加碼 | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 3,952,552 | $7.09 億 | 3.0% | −71,444−1.8% | 減碼 | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 5,713,256 | $5.47 億 | 2.4% | −297,617−5.0% | 減碼 | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 7,213,673 | $4.87 億 | 2.1% | +547,989+8.2% | 加碼 | – |
| AAPLApple Inc. | Stock | 2,071,727 | $4.83 億 | 2.1% | +71,463+3.6% | 加碼 | 歷史 |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 8,847,525 | $4.38 億 | 1.9% | −36,673−0.4% | 減碼 | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 11,425,714 | $4.29 億 | 1.8% | +906,935+8.6% | 加碼 | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 15,064,765 | $3.94 億 | 1.7% | +1,054,449+7.5% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 829,883 | $3.57 億 | 1.5% | +26,032+3.2% | 加碼 | 歷史 |
| iShares Tr464288877 | EAFE VALUE ETF | 6,177,993 | $3.55 億 | 1.5% | +3,140,696+103.4% | 加碼 | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 3,612,414 | $3.42 億 | 1.5% | +505,632+16.3% | 加碼 | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 5,721,998 | $3.13 億 | 1.3% | +607,400+11.9% | 加碼 | – |
| NVDANVIDIA Corp | Stock | 2,538,205 | $3.08 億 | 1.3% | +180,982+7.7% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 593,586 | $2.90 億 | 1.2% | −4,921−0.8% | 減碼 | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,451,914 | $2.86 億 | 1.2% | −13,765−0.9% | 減碼 | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 2,537,106 | $2.73 億 | 1.2% | −229,989−8.3% | 減碼 | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 3,397,395 | $2.38 億 | 1.0% | −50,403−1.5% | 減碼 | – |
| AMZNAmazon Com Inc | Stock | 1,239,111 | $2.31 億 | 1.0% | +53,128+4.5% | 加碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 4,351,050 | $2.30 億 | 1.0% | +211,529+5.1% | 加碼 | – |
| iShares Tr464288588 | MBS ETF | 2,389,977 | $2.29 億 | 1.0% | +154,109+6.9% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 2,324,775 | $1.93 億 | 0.8% | +185,303+8.7% | 加碼 | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,731,755 | $1.80 億 | 0.8% | −3,819−0.2% | 減碼 | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 3,950,894 | $1.80 億 | 0.8% | +496,655+14.4% | 加碼 | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 1,713,908 | $1.73 億 | 0.7% | −15,618−0.9% | 減碼 | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 1,864,939 | $1.71 億 | 0.7% | +24,900+1.4% | 加碼 | – |
| iShares Tr464287721 | U.S. TECH ETF | 1,104,002 | $1.67 億 | 0.7% | −28,406−2.5% | 減碼 | – |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 1,678,123 | $1.67 億 | 0.7% | +55,014+3.4% | 加碼 | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 2,727,097 | $1.67 億 | 0.7% | +445,639+19.5% | 加碼 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 426,128 | $1.64 億 | 0.7% | −5,995−1.4% | 減碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 282,562 | $1.62 億 | 0.7% | −21,644−7.1% | 減碼 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 895,887 | $1.49 億 | 0.6% | +3,053+0.3% | 加碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 240,263 | $1.38 億 | 0.6% | +15,212+6.8% | 加碼 | 歷史 |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 4,588,142 | $1.37 億 | 0.6% | +1,359,761+42.1% | 加碼 | – |
| BRK.BBerkshire Hathaway Inc | Stock | 258,336 | $1.19 億 | 0.5% | +60.0% | 加碼 | 歷史 |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 1,163,332 | $1.16 億 | 0.5% | +124,687+12.0% | 加碼 | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 1,358,481 | $1.15 億 | 0.5% | +235,018+20.9% | 加碼 | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 1,152,800 | $1.12 億 | 0.5% | +109,394+10.5% | 加碼 | – |
| iShares Flexible Income Active ETF092528603 | ETF | 2,050,024 | $1.10 億 | 0.5% | +249,912+13.9% | 加碼 | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 1,832,301 | $1.09 億 | 0.5% | +92,413+5.3% | 加碼 | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 455,605 | $1.03 億 | 0.4% | −6,136−1.3% | 減碼 | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 491,655 | $9,969 萬 | 0.4% | −20,236−4.0% | 減碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 1,651,041 | $9,479 萬 | 0.4% | −337,579−17.0% | 減碼 | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 977,892 | $9,384 萬 | 0.4% | +1,718+0.2% | 加碼 | – |
| AVGOBroadcom Inc. | Stock | 519,912 | $8,969 萬 | 0.4% | +70,282+15.6% | 加碼依 10 比 1 拆股換算 | 歷史 |
| SPDR Series Trust78464A672 | ST INTER ETF | 2,993,488 | $8,699 萬 | 0.4% | +417,172+16.2% | 加碼 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 877,947 | $8,613 萬 | 0.4% | −281,503−24.3% | 減碼 | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 792,357 | $8,607 萬 | 0.4% | +112,854+16.6% | 加碼 | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 910,979 | $8,545 萬 | 0.4% | −45,117−4.7% | 減碼 | – |
| PGProcter & Gamble Co | Stock | 476,257 | $8,249 萬 | 0.4% | +19,121+4.2% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 306,723 | $8,025 萬 | 0.3% | +505+0.2% | 加碼 | 歷史 |
| HDHome Depot, Inc. | Stock | 195,937 | $7,939 萬 | 0.3% | +4,666+2.4% | 加碼 | 歷史 |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 1,469,347 | $7,785 萬 | 0.3% | +148,030+11.2% | 加碼 | – |
| JPMJPMorgan Chase & Co | Stock | 364,410 | $7,684 萬 | 0.3% | +22,748+6.7% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 931,526 | $7,522 萬 | 0.3% | +16,749+1.8% | 加碼 | 歷史 |
| WisdomTree Tr97717X172 | US HGH YLD CORP | 1,626,803 | $7,514 萬 | 0.3% | −22,746−1.4% | 減碼 | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 1,812,312 | $7,503 萬 | 0.3% | +548,147+43.4% | 加碼 | – |
| XOMExxonMobil Holdings Corp | COM | 639,429 | $7,495 萬 | 0.3% | +21,852+3.5% | 加碼 | 歷史 |
| J P Morgan Exchange Traded F46654Q609 | ACTIVE GROWTH | 961,254 | $7,390 萬 | 0.3% | +126,344+15.1% | 加碼 | – |
| Tidal Trust II88636J204 | RET STCKD GL STK | 2,847,185 | $7,112 萬 | 0.3% | +759,650+36.4% | 加碼 | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 1,461,419 | $7,059 萬 | 0.3% | +438,704+42.9% | 加碼 | – |
| JNJJohnson & Johnson | Stock | 434,670 | $7,044 萬 | 0.3% | +30,666+7.6% | 加碼 | 歷史 |
| iShares Core S&P US Value ETF464287663 | ETF | 701,226 | $6,696 萬 | 0.3% | −24,614−3.4% | 減碼 | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 728,740 | $6,654 萬 | 0.3% | +70,601+10.7% | 加碼 | – |
| LLYEli Lilly & Co | Stock | 75,089 | $6,652 萬 | 0.3% | +2,389+3.3% | 加碼 | 歷史 |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 1,617,253 | $6,595 萬 | 0.3% | −128,329−7.4% | 減碼 | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 631,046 | $6,391 萬 | 0.3% | +105,388+20.0% | 加碼 | – |
| iShares Tr464287150 | CORE S&P TTL STK | 506,309 | $6,360 萬 | 0.3% | +60,104+13.5% | 加碼 | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 352,478 | $6,153 萬 | 0.3% | −12,009−3.3% | 減碼 | – |
| VVisa Inc. | Stock | 223,164 | $6,136 萬 | 0.3% | +240.0% | 加碼 | 歷史 |
| Putnam ETF Trust746729300 | FOCUSED LAR CAP | 1,607,814 | $6,100 萬 | 0.3% | +1,607,814 | 新進 | – |
| MRKMerck & Co., Inc. | Stock | 534,583 | $6,071 萬 | 0.3% | +12,094+2.3% | 加碼 | 歷史 |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 1,273,648 | $5,953 萬 | 0.3% | +272,917+27.3% | 加碼 | – |
| Doubleline ETF Trust25861R105 | OPPO CORE BD ETF | 1,255,964 | $5,948 萬 | 0.3% | +229,427+22.3% | 加碼 | – |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 2,018,736 | $5,869 萬 | 0.3% | +305,734+17.8% | 加碼 | – |
| UNHUnitedHealth Group Inc | Stock | 99,275 | $5,804 萬 | 0.2% | +504+0.5% | 加碼 | 歷史 |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 1,035,544 | $5,768 萬 | 0.2% | +274,529+36.1% | 加碼 | – |
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 2,028,633 | $5,707 萬 | 0.2% | +610,397+43.0% | 加碼 | – |
| CSCOCisco Systems, Inc. | Stock | 1,058,331 | $5,632 萬 | 0.2% | +20,621+2.0% | 加碼 | 歷史 |
| ORCLOracle Corp | Stock | 327,345 | $5,578 萬 | 0.2% | −3,415−1.0% | 減碼 | 歷史 |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 883,430 | $5,506 萬 | 0.2% | −37,425−4.1% | 減碼 | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 1,858,195 | $5,465 萬 | 0.2% | −70,663−3.7% | 減碼 | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 1,079,429 | $5,462 萬 | 0.2% | +509,812+89.5% | 加碼 | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 583,644 | $5,462 萬 | 0.2% | −18,257−3.0% | 減碼 | – |
| VZVerizon Communications Inc | Stock | 1,213,320 | $5,449 萬 | 0.2% | +15,994+1.3% | 加碼 | 歷史 |
| TAT&T Inc. | Stock | 2,455,560 | $5,402 萬 | 0.2% | +69,306+2.9% | 加碼 | 歷史 |
| SPDR Series Trust78468R804 | ST STR R1K LOWV | 318,115 | $5,384 萬 | 0.2% | +314,205+8,035.9% | 加碼 | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,295,242 | $5,347 萬 | 0.2% | −384,048−22.9% | 減碼 | – |
| WisdomTree Tr97717Y790 | US EFFIC CORE FD | 1,135,125 | $5,334 萬 | 0.2% | +81,868+7.8% | 加碼 | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 1,043,850 | $5,297 萬 | 0.2% | −17,286−1.6% | 減碼 | – |
| GOOGAlphabet Inc. | Stock | 313,837 | $5,247 萬 | 0.2% | +2,831+0.9% | 加碼 | 歷史 |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 1,134,248 | $5,071 萬 | 0.2% | +3,420+0.3% | 加碼 | – |
| Vanguard Whitehall FDS921946794 | INTL HIGH ETF | 686,951 | $5,044 萬 | 0.2% | −14,637−2.1% | 減碼 | – |
| iShares Inc46434G889 | EMNG MKTS EQT | 1,004,620 | $5,002 萬 | 0.2% | −53,379−5.0% | 減碼 | – |
| American Centy ETF Tr025072505 | DIVERSIFIED MU | 959,910 | $4,936 萬 | 0.2% | +193,126+25.2% | 加碼 | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 388,245 | $4,899 萬 | 0.2% | −61,978−13.8% | 減碼 | – |
| COSTCostco Wholesale Corp | Stock | 54,764 | $4,855 萬 | 0.2% | +3,151+6.1% | 加碼 | 歷史 |
| ABBVAbbVie Inc. | Stock | 245,019 | $4,839 萬 | 0.2% | +15,388+6.7% | 加碼 | 歷史 |
| iShares Tr46434V274 | INTL EQTY FACTOR | 1,518,649 | $4,773 萬 | 0.2% | −62,824−4.0% | 減碼 | – |
| GLDSPDR Gold Trust | ETF | 191,260 | $4,649 萬 | 0.2% | +3,661+2.0% | 加碼 | 歷史 |
選擇權（2 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2024 年第 2 季之後清倉（255 檔）
2024 年第 2 季季末還持有、這份申報已經沒有的部位。
依上一季市值列出前 100 檔，共 255 檔。
| 證券 | 類別 | 2024 年第 2 季股數 | 2024 年第 2 季市值 | 2024 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| WRKWestRock Co | COM | 6,122 | $30.8 萬 | <0.1% | 歷史 |
| SIRISirius XM Holdings Inc. | COM | 91,259 | $25.8 萬 | <0.1% | 歷史 |
| Liberty Media Corp531229789 | Stock | 11,115 | $24.6 萬 | <0.1% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 1,630 | $16.3 萬 | <0.1% | – |
| WIREEncore Wire Corp | COM | 405 | $11.7 萬 | <0.1% | 歷史 |
| MCBCMacatawa Bank Corp | COM | 7,043 | $10.3 萬 | <0.1% | 歷史 |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 1,186 | $9.60 萬 | <0.1% | – |
| HAHawaiian Holdings Inc | COM | 7,419 | $9.20 萬 | <0.1% | 歷史 |
| SPDR Series Trust78464A128 | ST STR SP1500VT | 509 | $8.80 萬 | <0.1% | – |
| SPDR Series Trust78468R705 | ST STR 1500MOM | 352 | $8.60 萬 | <0.1% | – |
| SILKSilk Road Medical Inc | COM | 2,674 | $7.20 萬 | <0.1% | 歷史 |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 862 | $7.10 萬 | <0.1% | – |
| USACUSA Compression Partners, LP | COMUNIT LTDPAR | 3,000 | $7.10 萬 | <0.1% | 歷史 |
| CATCCambridge Bancorp | COM | 1,013 | $7.00 萬 | <0.1% | 歷史 |
| AIRCApartment Income REIT Corp. | COM | 1,626 | $6.30 萬 | <0.1% | 歷史 |
| DODiamond Offshore Drilling, Inc. | COM | 4,054 | $6.30 萬 | <0.1% | 歷史 |
| ETRNMidstream Co LLC | COM | 4,799 | $6.20 萬 | <0.1% | 歷史 |
| ProShares Tr74348A707 | ULTRA HIGH YLD | 911 | $6.20 萬 | <0.1% | – |
| HIBBHibbett Inc | COM | 626 | $5.50 萬 | <0.1% | 歷史 |
| DBX ETF Tr233051150 | XTRACKERS MSCI | 956 | $4.90 萬 | <0.1% | – |
| Global X FDS37954Y277 | S&P 500 COVERED | 1,540 | $4.70 萬 | <0.1% | – |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 2,462 | $3.90 萬 | <0.1% | 歷史 |
| American Centy ETF Tr025072794 | FOCUSED LRG CAP | 580 | $3.60 萬 | <0.1% | – |
| Invesco Exchange Traded FD T46137Y500 | ZACKS MULT AST | 1,372 | $3.40 萬 | <0.1% | – |
| SIXSix Flags Entertainment Corp | COM | 920 | $3.00 萬 | <0.1% | 歷史 |
| Liberty Media Corp531229813 | Stock | 1,277 | $2.80 萬 | <0.1% | – |
| Matthews Asia FDS577125826 | ASIA INNOV ACTIV | 915 | $2.50 萬 | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 7,086 | $2.30 萬 | <0.1% | – |
| HYBNew America High Income Fund Inc | COM NEW | 3,000 | $2.20 萬 | <0.1% | 歷史 |
| UGLProShares Trust II | ULTRA GOLD | 292 | $2.20 萬 | <0.1% | 歷史 |
| PETSPetmed Express Inc | COM | 5,144 | $2.10 萬 | <0.1% | 歷史 |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 463 | $1.90 萬 | <0.1% | – |
| iShares 1-10 Year U.S. Aggregate Bond ETF464288596 | ETF | 171 | $1.80 萬 | <0.1% | – |
| CIMChimera Investment Corp | COM NEW | 1,400 | $1.80 萬 | <0.1% | 歷史 |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 2,000 | $1.80 萬 | <0.1% | 歷史 |
| EQXEquinox Gold Corp. | COM | 3,190 | $1.70 萬 | <0.1% | 歷史 |
| NENNew England Realty Associates Limited Partnership | DEPOSITRY RCPT | 238 | $1.70 萬 | <0.1% | 歷史 |
| UNLUnited States 12 Month Natural Gas Fund, LP | UNIT BEN INT | 2,000 | $1.70 萬 | <0.1% | 歷史 |
| iShares Inc464286640 | MSCI CHILE ETF | 580 | $1.50 萬 | <0.1% | – |
| American Centy ETF Tr025072323 | AVAN US SMAL ETF | 295 | $1.50 萬 | <0.1% | – |
| EVBGEverbridge, Inc. | COM | 428 | $1.50 萬 | <0.1% | 歷史 |
| OPRAOpera Ltd | SPONSORED ADS | 1,000 | $1.40 萬 | <0.1% | 歷史 |
| First Tr Exch Traded FD III33739P889 | HORIZON DMST ETF | 395 | $1.40 萬 | <0.1% | – |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 300 | $1.40 萬 | <0.1% | 歷史 |
| ProShares Tr74347R180 | ULTR 7-10 TREA | 325 | $1.40 萬 | <0.1% | – |
| BSBRBanco Santander (Brasil) S.A. | ADS REP 1 UNIT | 2,660 | $1.30 萬 | <0.1% | 歷史 |
| SBOWSilverbow Resources, Inc. | COM | 334 | $1.30 萬 | <0.1% | 歷史 |
| ITRNIturan Location & Control Ltd. | SHS | 500 | $1.20 萬 | <0.1% | 歷史 |
| SLCAU.S. Silica Holdings, Inc. | COM | 784 | $1.20 萬 | <0.1% | 歷史 |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 253 | $1.10 萬 | <0.1% | – |
| Fidelity High Dividend ETF316092840 | ETF | 219 | $1.00 萬 | <0.1% | – |
| AMKAssetMark Financial Holdings, Inc. | COM | 287 | $1.00 萬 | <0.1% | 歷史 |
| First Tr Exch Traded FD III33741Y100 | HORIZON VOL SMCP | 284 | $9,000 | <0.1% | – |
| AGENAgenus Inc | COM NEW | 556 | $9,000 | <0.1% | 歷史 |
| TECXTectonic Therapeutic, Inc. | COM | 531 | $9,000 | <0.1% | 歷史 |
| CERECerevel Therapeutics Holdings, Inc. | COM | 225 | $9,000 | <0.1% | 歷史 |
| EGRXEagle Pharmaceuticals, Inc. | COM | 1,672 | $9,000 | <0.1% | 歷史 |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 813 | $9,000 | <0.1% | 歷史 |
| OMOutset Medical, Inc. | COM | 2,263 | $9,000 | <0.1% | 歷史 |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 182 | $8,000 | <0.1% | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 500 | $8,000 | <0.1% | 歷史 |
| Advisorshares Tr00768Y412 | RANGER EQUITY BE | 404 | $8,000 | <0.1% | – |
| KNSAKiniksa Pharmaceuticals International, plc | COM CL A | 451 | $8,000 | <0.1% | 歷史 |
| SKESkeena Resources Ltd | Common Stock | 1,400 | $8,000 | <0.1% | 歷史 |
| Pacer Developed Markets International Cash Cows 100 ETF69374H873 | ETF | 247 | $7,000 | <0.1% | – |
| CNTYCentury Casinos Inc | COM | 2,435 | $7,000 | <0.1% | 歷史 |
| KVHIKVH Industries Inc | COM | 1,499 | $7,000 | <0.1% | 歷史 |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 784 | $7,000 | <0.1% | – |
| Goldman Sachs ETF Tr381430602 | ACTIVEBETA US | 96 | $6,000 | <0.1% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 297 | $6,000 | <0.1% | – |
| iShares Tr464288372 | GLB INFRASTR ETF | 122 | $6,000 | <0.1% | – |
| SEBSeaboard Corp | COM | 2 | $6,000 | <0.1% | 歷史 |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 140 | $6,000 | <0.1% | 歷史 |
| INFNInfinera Corp | COM | 936 | $6,000 | <0.1% | 歷史 |
| Principal Exchange-Traded FD74255Y409 | HELTHCARE INDX | 165 | $6,000 | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 100 | $5,000 | <0.1% | – |
| Goldman Sachs ETF Tr38149W739 | ACTIVEBETA WRLD | 100 | $5,000 | <0.1% | – |
| Alps ETF Tr00162Q395 | OSHARES US SMLCP | 112 | $5,000 | <0.1% | – |
| ATRAAtara Biotherapeutics, Inc. | COM | 542 | $5,000 | <0.1% | 歷史 |
| iShares Tr464288265 | MSCI KOKUSAI ETF | 50 | $5,000 | <0.1% | – |
| KPTIKaryopharm Therapeutics Inc. | COM | 6,248 | $5,000 | <0.1% | 歷史 |
| BKKTBakkt, Inc. | COM CL A | 262 | $5,000 | <0.1% | 歷史 |
| WisdomTree Bloomberg US Dollar Bullish Fund97717W471 | ETF | 162 | $4,000 | <0.1% | – |
| TVGrupo Televisa, S.A.B. | SPON ADR REP ORD | 1,459 | $4,000 | <0.1% | 歷史 |
| NWLINational Western Life Group, Inc. | CL A | 8 | $4,000 | <0.1% | 歷史 |
| Nushares ETF Tr67092P102 | NUVEEN ENHNC YLD | 196 | $4,000 | <0.1% | – |
| Goldman Sachs ETF Tr381430388 | ACCESS EMNG MKTS | 97 | $4,000 | <0.1% | – |
| Northern LTS FD Tr IV66537J606 | BROOKSTONE GRWTH | 116 | $4,000 | <0.1% | – |
| OROR Royalties Inc. | COM | 191 | $3,000 | <0.1% | 歷史 |
| Innovator ETFs Trust45782C557 | US EQTY BUF DEC | 62 | $3,000 | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 520 | $3,000 | <0.1% | 歷史 |
| ARTNAArtesian Resources Corp | CL A | 73 | $3,000 | <0.1% | 歷史 |
| FOSLFossil Group, Inc. | COM | 1,869 | $3,000 | <0.1% | 歷史 |
| DMDesktop Metal, Inc. | COM CL A | 835 | $3,000 | <0.1% | 歷史 |
| GTHXG1 Therapeutics, Inc. | COM | 1,500 | $3,000 | <0.1% | 歷史 |
| VKIInvesco Advantage Municipal Income Trust II | SH BEN INT | 333 | $3,000 | <0.1% | 歷史 |
| iShares Inc464286145 | MSCI FRONTIER | 116 | $3,000 | <0.1% | – |
| NRPNatural Resource Partners LP | COM UNIT LTD PAR | 30 | $3,000 | <0.1% | 歷史 |
| Northern LTS FD Tr IV66537J507 | BROOKSTONE DIVID | 119 | $3,000 | <0.1% | – |
| Northern LTS FD Tr IV66537J705 | BROOKSTONE VALUE | 117 | $3,000 | <0.1% | – |