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Livermore
Livermore
ZHEN

CWM, LLC

SEC CIK
0001535847
Latest filing
May 14, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Jul 10, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
4,958
+201 vs. Q1 2024
Portfolio value
$21.2B
+$646.9M (+3.1%) vs. Q1 2024
Filed
Jul 10, 2024
SEC
Holdings of CWM, LLC in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
IPSCCentury Therapeutics, Inc.COM26$00.0%+24+1,200.0%AddedHistory
CZFSCitizens Financial Services IncCOM6$00.0%+4+200.0%AddedHistory
CCOClear Channel Outdoor Holdings, Inc.COM303$00.0%+289+2,064.3%AddedHistory
CLPTClearPoint Neuro, Inc.COM13$00.0%+13NewHistory
CLMBClimb Global Solutions, Inc.COM7$00.0%+6+600.0%AddedHistory
CMPXCompass Therapeutics, Inc.COM143$00.0%−18−11.2%ReducedHistory
CTGOContango Silver & Gold Inc.COM14$00.0%+13+1,300.0%AddedHistory
CRMDCorMedix Inc.COM22$00.0%+17+340.0%AddedHistory
PMTSCPI Card Group Inc.COM NEW11$00.0%+10+1,000.0%AddedHistory
LAWCS Disco, Inc.COM54$00.0%+54NewHistory
CRISCuris IncCOM51$00.0%+50+5,000.0%AddedHistory
CVRXCVRx, Inc.COM5$00.0%+5NewHistory
CXAICXApp Inc.COM CL A33$00.0%+33NewHistory
DJCODaily Journal CorpCOM1$00.0%+1NewHistory
DSGNDesign Therapeutics, Inc.COM98$00.0%+97+9,700.0%AddedHistory
DBIDesigner Brands Inc.CL A9$00.0%+5+125.0%AddedHistory
DHXDhi Group, Inc.COM162$00.0%+162NewHistory
IRONDisc Medicine, Inc.COM11$00.0%+10+1,000.0%AddedHistory
DLTHDuluth Holdings Inc.COM CL B75$00.0%+75NewHistory
EEXEmerald Holding, Inc.COM40$00.0%+31+344.4%AddedHistory
ELVNEnliven Therapeutics, Inc.COM7$00.0%+3+75.0%AddedHistory
TRDAEntrada Therapeutics, Inc.COM17$00.0%+16+1,600.0%AddedHistory
ELAEnvela CorpCOM101$00.0%+99+4,950.0%AddedHistory
ESCAEscalade IncCOM36$00.0%+32+800.0%AddedHistory
EVIEvi Industries, Inc.COM21$00.0%+21NewHistory
EXFYExpensify, Inc.COM CL A215$00.0%−274−56.0%ReducedHistory
EYPTEyePoint, Inc.COM NEW1$00.0%−25−96.2%ReducedHistory
FENCFennec Pharmaceuticals Inc.COM37$00.0%+29+362.5%AddedHistory
FDBCFidelity D & D Bancorp IncCOM10$00.0%+9+900.0%AddedHistory
FCCOFirst Community CorpCOM28$00.0%−3,685−99.2%ReducedHistory
MYFWFirst Western Financial IncCOM13$00.0%+13NewHistory
FIRYFiry Inc.COM CL A17$00.0%00.0%UnchangedHistory
FHTXFoghorn Therapeutics Inc.COM17$00.0%+16+1,600.0%AddedHistory
GOTUGaotu Techedu Inc.SPONSORED ADS31$00.0%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR638$00.0%+625+4,807.7%AddedHistory
GRNDGrindr Inc.COM28$00.0%−11−28.2%ReducedHistory
HFFGHF Foods Group Inc.COM56$00.0%−6−9.7%ReducedHistory
HQIHireQuest, Inc.COM19$00.0%+18+1,800.0%AddedHistory
HNSTHonest Company, Inc.COM8$00.0%00.0%UnchangedHistory
HDSNHudson Technologies IncCOM1$00.0%−39−97.5%ReducedHistory
IMNMImmunome Inc.COM10$00.0%+10NewHistory
INFUInfuSystem Holdings, IncCOM41$00.0%+37+925.0%AddedHistory
ISPRIspire Technology Inc.COM46$00.0%+44+2,200.0%AddedHistory
JANXJanux Therapeutics, Inc.COM3$00.0%+2+200.0%AddedHistory
JMSBJohn Marshall Bancorp, Inc.COM15$00.0%+13+650.0%AddedHistory
JYNTJOINT CorpCOM16$00.0%+16NewHistory
KEQUKewaunee Scientific CorpCOM10$00.0%00.0%UnchangedHistory
KWYKINGSWAY CorpCOM NEW27$00.0%+19+237.5%AddedHistory
KODKodiak Sciences Inc.COM21$00.0%+14+200.0%AddedHistory
KRMDKORU Medical Systems, Inc.COM146$00.0%+146NewHistory
LELands' End, Inc.COM29$00.0%+29NewHistory
LRMRLarimar Therapeutics, Inc.COM13$00.0%+12+1,200.0%AddedHistory
SWIMLatham Group, Inc.COM77$00.0%+72+1,440.0%AddedHistory
LCNBLCNB CorpCOM18$00.0%+6+50.0%AddedHistory
LENZLENZ Therapeutics, Inc.COM8$00.0%+8NewHistory
LXEOLexeo Therapeutics, Inc.COM16$00.0%+16NewHistory
LXRXLexicon Pharmaceuticals, Inc.COM NEW67$00.0%+65+3,250.0%AddedHistory
LXLexinFintech Holdings Ltd.ADR175$00.0%00.0%UnchangedHistory
LITSLite Strategy, Inc.COM1$00.0%00.0%UnchangedHistory
LVWRLiveWire Group, Inc.COM56$00.0%+49+700.0%AddedHistory
LYTSLsi Industries IncCOM21$00.0%+21NewHistory
TUSKMammoth Energy Services, Inc.COM135$00.0%+78+136.8%AddedHistory
MLPMaui Land & Pineapple Co IncCOM9$00.0%+8+800.0%AddedHistory
MXCTMaxcyte, Inc.COM71$00.0%+67+1,675.0%AddedHistory
MGTXMeiraGTx Holdings plcCOM47$00.0%+47NewHistory
MVISMicrovision, Inc.COM NEW239$00.0%+20+9.1%AddedHistory
GLUEMonte Rosa Therapeutics, Inc.COM21$00.0%+19+950.0%AddedHistory
MLTXMoonLake ImmunotherapeuticsCLASS A ORD5$00.0%+5NewHistory
NNOXNano-X Imaging Ltd.ORD SHS38$00.0%+36+1,800.0%AddedHistory
NRDYNerdy Inc.CL A COM80$00.0%+79+7,900.0%AddedHistory
NTWKNetsol Technologies IncCOM PAR $.00110$00.0%00.0%UnchangedHistory
STIMNeuronetics, Inc.COM54$00.0%00.0%UnchangedHistory
NREFNexPoint Real Estate Finance, Inc.COM24$00.0%+24NewHistory
NNNextnav Inc.COMMON STOCK3$00.0%+3NewHistory
NWFLNorwood Financial CorpCOM19$00.0%+16+533.3%AddedHistory
NVCTNuvectis Pharma, Inc.COM16$00.0%+16NewHistory
OCULOcular Therapeutix, IncCOM10$00.0%+10NewHistory
OPKOpko Health, Inc.COM177$00.0%+141+391.7%AddedHistory
OPFIOppFi Inc.COM CL A117$00.0%+117NewHistory
OPRXOptimizeRx CorpCOM NEW5$00.0%+5NewHistory
OBIOOrchestra BioMed Holdings, Inc.COM19$00.0%+17+850.0%AddedHistory
ORICOric Pharmaceuticals, Inc.COM20$00.0%+17+566.7%AddedHistory
OFIXOrthofix Medical Inc.COM23$00.0%00.0%UnchangedHistory
OVIDOvid Therapeutics Inc.COM376$00.0%+371+7,420.0%AddedHistory
PDSBPDS Biotechnology CorpCOM42$00.0%−19−31.1%ReducedHistory
PEPGPepGen Inc.COM2$00.0%+1+100.0%AddedHistory
PRSOPeraso Inc.COM NEW1$00.0%+1NewHistory
PHATPhathom Pharmaceuticals, Inc.COM8$00.0%+4+100.0%AddedHistory
PMVPPMV Pharmaceuticals, Inc.COM230$00.0%+65+39.4%AddedHistory
PRLDPrelude Therapeutics IncCOM22$00.0%+20+1,000.0%AddedHistory
PRTHPriority Technology Holdings, Inc.COM14$00.0%+12+600.0%AddedHistory
PLSEPulse Biosciences, Inc.COM9$00.0%+8+800.0%AddedHistory
PRPLPurple Innovation, Inc.COM59$00.0%+39+195.0%AddedHistory
QSIQuantum-Si IncCOM CL A168$00.0%+159+1,766.7%AddedHistory
RFLRafael Holdings, Inc.COM CL B8$00.0%00.0%UnchangedHistory
METCRamaco Resources, Inc.COM CL A32$00.0%+8+33.3%AddedHistory
METCBRamaco Resources, Inc.COM CL B23$00.0%+21+1,050.0%AddedHistory
RCMTRCM Technologies, Inc.COM NEW10$00.0%00.0%UnchangedHistory
RRGBRed Robin Gourmet Burgers IncCOM8$00.0%+8NewHistory
RSVRReservoir Media, Inc.COM9$00.0%+2+28.6%AddedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of CWM, LLC in Q2 2024
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$288.0K$11.5M
DOCNDigitalOcean Holdings, Inc.COM–$1.00K

Sold out since Q1 2024 (157)

Positions held at the end of Q1 2024 that are gone from this filing.

The largest 100 of 157 by value last quarter.

Positions of CWM, LLC sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
PXDPioneer Natural Resources CoCOM9,040$2.37M<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF48,316$1.23M<0.1%–
Ea Series Trust02072L375TBG DIVID FO ETF23,602$697.0K<0.1%–
Columbia ETF Tr I19761L607MULTI SEC MUNI32,220$666.0K<0.1%–
ETF Managers Tr26924G409PRIME MOBILE PAY9,055$477.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,960$446.0K<0.1%–
COOCooper Companies, Inc.COM NEW3,637$369.0K<0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US7,536$336.0K<0.1%–
LBAILakeland Bancorp IncCOM17,542$212.0K<0.1%History
DOORMasonite International CorpCOM1,494$196.0K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN6,535$186.0K<0.1%–
OZBelpointe PREP, LLCUNIT RP LTD LB A2,520$153.0K<0.1%History
KAMNKAMAN CorpCOM2,677$123.0K<0.1%History
QGENQiagen N.V.SHS NEW2,236$96.0K<0.1%History
iShares Tr464288356CALIF MUN BD ETF1,659$95.0K<0.1%–
SWAVShockwave Medical, Inc.COM273$89.0K<0.1%History
LAZLazard, Inc.SHS A1,969$82.0K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR1,484$75.0K<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU1,993$65.0K<0.1%–
MDCSekisui House U.S., Inc.COM1,000$63.0K<0.1%History
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF1,250$62.0K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT3,466$58.0K<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM3,500$58.0K<0.1%History
Fidelity Covington Trust31609A107ENHANCED LARGE1,765$52.0K<0.1%–
Alps ETF Tr00162Q593MED BREAKTHGH1,400$50.0K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN2,303$49.0K<0.1%–
CPECallon Petroleum CoCOM1,254$45.0K<0.1%History
iShares Tr46436E551ESG SELECT SCRE1,066$44.0K<0.1%–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE903$44.0K<0.1%–
Investment Managers Ser Tr I46144X107AXS CHANGE FINAN1,172$43.0K<0.1%–
American Centy ETF Tr025072208US QUALITY VAL650$38.0K<0.1%–
Fidelity Covington Trust31609A503ENH MID COR ETF1,196$37.0K<0.1%–
First Tr Energy Income & Gro33738G104COM2,210$36.0K<0.1%–
Fidelity Covington Trust316092527SML MID MLTFCT857$33.0K<0.1%–
Aim ETF Products Trust00888H836US LRG CP BUF10900$27.0K<0.1%–
AELAmerican National Group Inc.COM467$26.0K<0.1%History
Nushares ETF Tr67092P888NUVEEN ESG EMRGN852$23.0K<0.1%–
EADAllspring Income Opportunities FundINC OPPTY FD3,032$20.0K<0.1%History
Invesco Exchange Traded FD T46137V118GBL LISTED PVT276$18.0K<0.1%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund1,700$18.0K<0.1%–
Natura &CO Hldg S A63884N108ADS2,409$17.0K<0.1%–
Dimensional ETF Trust25434V823US REAL ESTA ETF729$16.0K<0.1%–
iShares Inc464286285JP MRGN EM HI BD400$15.0K<0.1%–
CMBTCmb.tech NVSHS847$14.0K<0.1%History
iShares Tr46429B507MSCI IRELAND ETF186$13.0K<0.1%–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF160$12.0K<0.1%–
Goldman Sachs ETF Tr381430305ACTIVEBETA EUR341$12.0K<0.1%–
SPSP Plus CorpCOM225$12.0K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY322$11.0K<0.1%–
AFBAlliancebernstein National Municipal Income FundCOM1,000$11.0K<0.1%History
FMNFederated Hermes Premier Municipal Income FundCOM1,000$11.0K<0.1%History
TGBTrekor Metals LtdCOM5,000$11.0K<0.1%History
Aim ETF Products Trust00888H851US LRGCP B10 NOV340$10.0K<0.1%–
FSMFortuna Mining Corp.COM2,673$10.0K<0.1%History
NSNuStar Energy L.P.UNIT COM372$9.00K<0.1%History
iShares Tr464288794US BR DEL SE ETF72$8.00K<0.1%–
Harbor ETF Trust41151J109ARES SYSTEMATIC156$7.00K<0.1%–
RBB FD Inc74933W601MOTLEY FOL ETF143$7.00K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST1,781$7.00K<0.1%–
First Tr MLP & Energy Incom33739B104COM700$7.00K<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR510$7.00K<0.1%History
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY118$6.00K<0.1%–
MDRXVeradigm Inc.COM755$6.00K<0.1%History
Global X FDS37954Y350X EMERGING MKT285$6.00K<0.1%–
NMSNuveen Minnesota Quality Municipal Income FundSHS573$6.00K<0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM1,064$6.00K<0.1%History
EGLEEagle Bulk Shipping Inc.COM92$6.00K<0.1%History
RBB FD Inc74933W635MOTLEY FOOL GBL184$6.00K<0.1%–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD250$5.00K<0.1%–
iShares Tr46435G417CR 5 10 YR ETF108$5.00K<0.1%–
OIAInvesco Municipal Income Opportunities TrustCOM830$5.00K<0.1%History
MPTIM-tron Industries, Inc.COM150$5.00K<0.1%History
CMAXCareMax, Inc.COM CL A1,135$5.00K<0.1%History
Listed FD Tr53656F417ROUNDHILL BALL440$5.00K<0.1%–
IIMInvesco Value Municipal Income TrustCOM353$4.00K<0.1%History
Innovator ETFs Trust45782C664US EQTY BUF SEP109$4.00K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG138$4.00K<0.1%–
BWMXBetterware de Mexico, S.A.P.I. de C.VSHS180$4.00K<0.1%History
AGTIAgiliti, Inc.COM348$4.00K<0.1%History
TXTernium S.A.SPONSORED ADS61$3.00K<0.1%History
HESMHess Midstream LPCL A SHS73$3.00K<0.1%History
DACDanaos CorpSHS35$3.00K<0.1%History
NECBNorthEast Community Bancorp, Inc.COM216$3.00K<0.1%History
OTLKOutlook Therapeutics, Inc.COM NEW283$3.00K<0.1%History
PFIEProfire Energy IncCOM1,464$3.00K<0.1%History
Exscientia PLC30223G102ADS450$3.00K<0.1%–
TGANTransphorm, Inc.COM649$3.00K<0.1%History
BLCOBausch & Lomb CorpCOMMON SHARES183$3.00K<0.1%History
Flexshares Tr33939L886ULTR SHO INC FD33$2.00K<0.1%–
Innovator ETFs Trust45782C409US EQTY BUFR JAN44$2.00K<0.1%–
HURCHurco Companies IncCOM100$2.00K<0.1%History
Global X FDS37954Y772LNTY THMTC ETF75$2.00K<0.1%–
ELTKEltek LtdSHS146$2.00K<0.1%History
ADTHAdTheorent Holding Company, Inc.COM758$2.00K<0.1%History
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF10$1.00K<0.1%–
TACTransalta CorpCOM133$1.00K<0.1%History
Angel Oak Funds Trust03463K760INCOME ETF30$1.00K<0.1%–
J P Morgan Exchange Traded F46641Q779US MOMENTUM16$1.00K<0.1%–
Franklin Templeton ETF Tr35473P488US TREAS BD ETF46$1.00K<0.1%–
Angel Oak Funds Trust03463K752OAK ULTRASHORT17$1.00K<0.1%–