CWM, LLC
- SEC CIK
- 0001535847
- Latest filing
- May 14, 2026
Holdings in Q2 2024
Holdings as of Jun 30, 2024, filed Jul 10, 2024. Long positions only; changes compare share counts with Q1 2024.
- Positions
- 4,958
- +201 vs. Q1 2024
- Portfolio value
- $21.2B
- +$646.9M (+3.1%) vs. Q1 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| VERXVertex, Inc. | Stock | 12 | $0 | 0.0% | +12 | New | History |
| Fidelity MSCI Materials Index ETF316092881 | ETF | 10 | $0 | 0.0% | −2,093−99.5% | Reduced | – |
| PAYPaymentus Holdings, Inc. | Stock | 8 | $0 | 0.0% | +8 | New | History |
| Siren Nexgen Economy ETF829658202 | ETF | 10 | $0 | 0.0% | 00.0% | Unchanged | – |
| AOUTAmerican Outdoor Brands, Inc. | COM | 40 | $0 | 0.0% | 00.0% | Unchanged | History |
| AAOIApplied Optoelectronics, Inc. | COM | 9 | $0 | 0.0% | +9 | New | History |
| BEEMBeam Global | COM | 18 | $0 | 0.0% | 00.0% | Unchanged | History |
| ZYMEZymeworks Inc. | COM | 31 | $0 | 0.0% | +24+342.9% | Added | History |
| MKTWMarketwise, Inc. | COM CL A | 388 | $0 | 0.0% | +382+6,366.7% | Added | History |
| CANCanaan Inc. | SPONSORED ADS | 120 | $0 | 0.0% | 00.0% | Unchanged | History |
| AEVAAeva Technologies, Inc. | COM NEW | 76 | $0 | 0.0% | +76 | New | History |
| iShares Inc464286780 | MSCI STH AFR ETF | 10 | $0 | 0.0% | 00.0% | Unchanged | – |
| ECEcopetrol S.A. | SPONSORED ADS | 22 | $0 | 0.0% | 00.0% | Unchanged | History |
| TMQTrilogy Metals Inc. | COM | 75 | $0 | 0.0% | 00.0% | Unchanged | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 8 | $0 | 0.0% | −100−92.6% | Reduced | – |
| CGONCG Oncology, Inc. | COM | 12 | $0 | 0.0% | +12 | New | History |
| SYRESpyre Therapeutics, Inc. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| PGCPeapack Gladstone Financial Corp | COM | 3 | $0 | 0.0% | −45−93.8% | Reduced | History |
| EWTXEdgewise Therapeutics, Inc. | COM | 5 | $0 | 0.0% | +2+66.7% | Added | History |
| Innovator ETFs Trust45782C532 | US EQTY ULTRA B | 8 | $0 | 0.0% | +8 | New | – |
| TPGTPG Inc. | COM CL A | 6 | $0 | 0.0% | +6 | New | History |
| VISNVistance Networks, Inc. | COM | 239 | $0 | 0.0% | +212+785.2% | Added | History |
| SQFTWPresidio Property Trust, Inc. | *W EXP 01/24/202 | 5,124 | $0 | 0.0% | 00.0% | Unchanged | History |
| iShares Inc464286814 | MSCI NETHERL ETF | 9 | $0 | 0.0% | 00.0% | Unchanged | – |
| CRNXCrinetics Pharmaceuticals, Inc. | COM | 11 | $0 | 0.0% | +11 | New | History |
| HROWHarrow, Inc. | COM | 6 | $0 | 0.0% | +6 | New | History |
| DYNDyne Therapeutics, Inc. | COM | 10 | $0 | 0.0% | +8+400.0% | Added | History |
| IMRXImmuneering Corp | CLASS A COM | 29 | $0 | 0.0% | +27+1,350.0% | Added | History |
| AXGNAxogen, Inc. | COM | 17 | $0 | 0.0% | +17 | New | History |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| KYMRKymera Therapeutics, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W430 | HEDGED HI YLD BD | 14 | $0 | 0.0% | +14 | New | – |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 22 | $0 | 0.0% | +22 | New | History |
| FTSFortis Inc. | COM | 9 | $0 | 0.0% | +9 | New | History |
| LFSTLifeStance Health Group, Inc. | COM | 37 | $0 | 0.0% | +37 | New | History |
| Aim ETF Products Trust00888H661 | ALLIANZIM US EQT | 14 | $0 | 0.0% | +14 | New | – |
| AVAHAveanna Healthcare Holdings, Inc. | COM | 73 | $0 | 0.0% | +64+711.1% | Added | History |
| SNSharkNinja, Inc. | COM SHS | 2 | $0 | 0.0% | +2 | New | History |
| FDUSFidus Investment Corp | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Dimensional ETF Trust25434V617 | WORLD EQUITY ETF | 3 | $0 | 0.0% | +3 | New | – |
| CPERUnited States Commodity Index Funds Trust | CM REP COPP FD | 1 | $0 | 0.0% | −339−99.7% | Reduced | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 20 | $0 | 0.0% | 00.0% | Unchanged | – |
| XMTRXometry, Inc. | CLASS A COM | 13 | $0 | 0.0% | −53−80.3% | Reduced | History |
| NRGVEnergy Vault Holdings, Inc. | COM | 370 | $0 | 0.0% | +178+92.7% | Added | History |
| ASTSAST SpaceMobile, Inc. | COM CL A | 3 | $0 | 0.0% | +3 | New | History |
| REALTheRealReal, Inc. | COM | 54 | $0 | 0.0% | 00.0% | Unchanged | History |
| Simplify Exchange Traded Fun82889N640 | TREASURY OPT INC | 7 | $0 | 0.0% | +7 | New | – |
| APGEApogee Therapeutics, Inc. | COM | 10 | $0 | 0.0% | +9+900.0% | Added | History |
| IBRXImmunityBio, Inc. | COM | 13 | $0 | 0.0% | +13 | New | History |
| SVRASavara Inc | COM | 8 | $0 | 0.0% | +8 | New | History |
| COGTCogent Biosciences, Inc. | COM | 15 | $0 | 0.0% | +15 | New | History |
| CELCCelcuity Inc. | COM | 11 | $0 | 0.0% | +8+266.7% | Added | History |
| VMOInvesco Municipal Opportunity Trust | COM | 1 | $0 | 0.0% | −89−98.9% | Reduced | History |
| ROIVRoivant Sciences Ltd. | SHS | 24 | $0 | 0.0% | +11+84.6% | Added | History |
| Aim ETF Products Trust00888H877 | ALLIANZIM US EQT | 6 | $0 | 0.0% | +6 | New | – |
| Abrdn ETFs003261203 | BBRG ALL COMMDY | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| TBLATaboola.com Ltd. | ORD SHS | 82 | $0 | 0.0% | +62+310.0% | Added | History |
| WisdomTree Tr97717W380 | INTRST RATE HDGE | 6 | $0 | 0.0% | +6 | New | – |
| XENEXenon Pharmaceuticals Inc. | COM | 7 | $0 | 0.0% | +7 | New | History |
| EVLVEvolv Technologies Holdings, Inc. | COM CL A | 153 | $0 | 0.0% | −40−20.7% | Reduced | History |
| RBBNRibbon Communications Inc. | COM | 117 | $0 | 0.0% | +95+431.8% | Added | History |
| AVKAdvent Convertible & Income Fund | COM | 40 | $0 | 0.0% | 00.0% | Unchanged | History |
| Procure ETF Trust II74280R205 | SPACE ETF | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| TBITrueBlue, Inc. | COM | 29 | $0 | 0.0% | +28+2,800.0% | Added | History |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 13 | $0 | 0.0% | 00.0% | Unchanged | – |
| GDYNGrid Dynamics Holdings, Inc. | CL A | 19 | $0 | 0.0% | +19 | New | History |
| STGWStagwell Inc | COM CL A | 20 | $0 | 0.0% | +19+1,900.0% | Added | History |
| PPTAPerpetua Resources Corp. | COM | 50 | $0 | 0.0% | +43+614.3% | Added | History |
| Diana Shipping Inc.Y2066G138 | *W EXP 12/14/202 | 415 | $0 | 0.0% | −4−1.0% | Reduced | – |
| iShares U S ETF Tr46431W606 | IT RT HDG HGYL | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| AURAurora Innovation, Inc. | CLASS A COM | 166 | $0 | 0.0% | +51+44.3% | Added | History |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 8 | $0 | 0.0% | 00.0% | Unchanged | History |
| PLCEChildrens Place, Inc. | COM | 13 | $0 | 0.0% | +13 | New | History |
| SLNOSoleno Therapeutics Inc | COM | 2 | $0 | 0.0% | +2 | New | History |
| FDMT4D Molecular Therapeutics, Inc. | COM | 6 | $0 | 0.0% | +6 | New | History |
| MASS908 Devices Inc. | COM | 34 | $0 | 0.0% | +34 | New | History |
| ACRSAclaris Therapeutics, Inc. | COM | 268 | $0 | 0.0% | +191+248.1% | Added | History |
| ACRVAcrivon Therapeutics, Inc. | COMMON STOCK | 23 | $0 | 0.0% | +20+666.7% | Added | History |
| ALLOAllogene Therapeutics, Inc. | COM | 61 | $0 | 0.0% | +61 | New | History |
| PINEAlpine Income Property Trust, Inc. | COM | 20 | $0 | 0.0% | +20 | New | History |
| ALTIAlTi Global, Inc. | CL A | 44 | $0 | 0.0% | +41+1,366.7% | Added | History |
| ABATAmerican Battery Technology Co | COM NEW | 67 | $0 | 0.0% | 00.0% | Unchanged | History |
| ARLAmerican Realty Investors Inc | COM | 23 | $0 | 0.0% | +23 | New | History |
| CRMTAmericas Carmart Inc | COM | 8 | $0 | 0.0% | +8 | New | History |
| ASRVAmeriserv Financial Inc | COM | 93 | $0 | 0.0% | +1+1.1% | Added | History |
| AOMRAngel Oak Mortgage REIT, Inc. | COM | 15 | $0 | 0.0% | +15 | New | History |
| SPRYARS Pharmaceuticals, Inc. | COM | 37 | $0 | 0.0% | +37 | New | History |
| AVIRAtea Pharmaceuticals, Inc. | COM | 20 | $0 | 0.0% | +20 | New | History |
| ATOMAtomera Inc | COM | 43 | $0 | 0.0% | +39+975.0% | Added | History |
| BLDPBallard Power Systems Inc. | COM | 130 | $0 | 0.0% | −850−86.7% | Reduced | History |
| BMEABiomea Fusion, Inc. | COM | 19 | $0 | 0.0% | +19 | New | History |
| BTMDbiote Corp. | CLASS A COM | 32 | $0 | 0.0% | +29+966.7% | Added | History |
| BDTXBlack Diamond Therapeutics, Inc. | COM | 9 | $0 | 0.0% | 00.0% | Unchanged | History |
| BRBSBlue Ridge Bankshares, Inc. | COM | 99 | $0 | 0.0% | +1+1.0% | Added | History |
| BWMNBowman Consulting Group Ltd. | COM | 12 | $0 | 0.0% | +9+300.0% | Added | History |
| RILYBRC Group Holdings, Inc. | COM | 17 | $0 | 0.0% | +12+240.0% | Added | History |
| CABACabaletta Bio, Inc. | COM | 5 | $0 | 0.0% | +4+400.0% | Added | History |
| CDZICadiz Inc | COM NEW | 97 | $0 | 0.0% | +97 | New | History |
| BCALCalifornia BanCorp | COM | 23 | $0 | 0.0% | +23 | New | History |
| CRBUCaribou Biosciences, Inc. | COM | 171 | $0 | 0.0% | +170+17,000.0% | Added | History |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q1 2024 (157)
Positions held at the end of Q1 2024 that are gone from this filing.
The largest 100 of 157 by value last quarter.
| Security | Class | Shares in Q1 2024 | Value in Q1 2024 | % of portfolio in Q1 2024 | History |
|---|---|---|---|---|---|
| PXDPioneer Natural Resources Co | COM | 9,040 | $2.37M | <0.1% | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 48,316 | $1.23M | <0.1% | – |
| Ea Series Trust02072L375 | TBG DIVID FO ETF | 23,602 | $697.0K | <0.1% | – |
| Columbia ETF Tr I19761L607 | MULTI SEC MUNI | 32,220 | $666.0K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 9,055 | $477.0K | <0.1% | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 6,960 | $446.0K | <0.1% | – |
| COOCooper Companies, Inc. | COM NEW | 3,637 | $369.0K | <0.1% | History |
| Columbia ETF Tr I19761L300 | SUSTANABLE US | 7,536 | $336.0K | <0.1% | – |
| LBAILakeland Bancorp Inc | COM | 17,542 | $212.0K | <0.1% | History |
| DOORMasonite International Corp | COM | 1,494 | $196.0K | <0.1% | History |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 6,535 | $186.0K | <0.1% | – |
| OZBelpointe PREP, LLC | UNIT RP LTD LB A | 2,520 | $153.0K | <0.1% | History |
| KAMNKAMAN Corp | COM | 2,677 | $123.0K | <0.1% | History |
| QGENQiagen N.V. | SHS NEW | 2,236 | $96.0K | <0.1% | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 1,659 | $95.0K | <0.1% | – |
| SWAVShockwave Medical, Inc. | COM | 273 | $89.0K | <0.1% | History |
| LAZLazard, Inc. | SHS A | 1,969 | $82.0K | <0.1% | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 1,484 | $75.0K | <0.1% | – |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 1,993 | $65.0K | <0.1% | – |
| MDCSekisui House U.S., Inc. | COM | 1,000 | $63.0K | <0.1% | History |
| Fidelity Merrimack STR Tr316188408 | LOW DURTIN ETF | 1,250 | $62.0K | <0.1% | – |
| HPIJohn Hancock Preferred Income Fund | SH BEN INT | 3,466 | $58.0K | <0.1% | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 3,500 | $58.0K | <0.1% | History |
| Fidelity Covington Trust31609A107 | ENHANCED LARGE | 1,765 | $52.0K | <0.1% | – |
| Alps ETF Tr00162Q593 | MED BREAKTHGH | 1,400 | $50.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 2,303 | $49.0K | <0.1% | – |
| CPECallon Petroleum Co | COM | 1,254 | $45.0K | <0.1% | History |
| iShares Tr46436E551 | ESG SELECT SCRE | 1,066 | $44.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V753 | FOOD & BEVERAGE | 903 | $44.0K | <0.1% | – |
| Investment Managers Ser Tr I46144X107 | AXS CHANGE FINAN | 1,172 | $43.0K | <0.1% | – |
| American Centy ETF Tr025072208 | US QUALITY VAL | 650 | $38.0K | <0.1% | – |
| Fidelity Covington Trust31609A503 | ENH MID COR ETF | 1,196 | $37.0K | <0.1% | – |
| First Tr Energy Income & Gro33738G104 | COM | 2,210 | $36.0K | <0.1% | – |
| Fidelity Covington Trust316092527 | SML MID MLTFCT | 857 | $33.0K | <0.1% | – |
| Aim ETF Products Trust00888H836 | US LRG CP BUF10 | 900 | $27.0K | <0.1% | – |
| AELAmerican National Group Inc. | COM | 467 | $26.0K | <0.1% | History |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 852 | $23.0K | <0.1% | – |
| EADAllspring Income Opportunities Fund | INC OPPTY FD | 3,032 | $20.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V118 | GBL LISTED PVT | 276 | $18.0K | <0.1% | – |
| Proshares Ultrapro Short Qqq - US ETP74347G432 | Exchange-Traded Fund | 1,700 | $18.0K | <0.1% | – |
| Natura &CO Hldg S A63884N108 | ADS | 2,409 | $17.0K | <0.1% | – |
| Dimensional ETF Trust25434V823 | US REAL ESTA ETF | 729 | $16.0K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 400 | $15.0K | <0.1% | – |
| CMBTCmb.tech NV | SHS | 847 | $14.0K | <0.1% | History |
| iShares Tr46429B507 | MSCI IRELAND ETF | 186 | $13.0K | <0.1% | – |
| Vanguard Intl Equity Index F922042866 | FTSE PACIFIC ETF | 160 | $12.0K | <0.1% | – |
| Goldman Sachs ETF Tr381430305 | ACTIVEBETA EUR | 341 | $12.0K | <0.1% | – |
| SPSP Plus Corp | COM | 225 | $12.0K | <0.1% | History |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 322 | $11.0K | <0.1% | – |
| AFBAlliancebernstein National Municipal Income Fund | COM | 1,000 | $11.0K | <0.1% | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 1,000 | $11.0K | <0.1% | History |
| TGBTrekor Metals Ltd | COM | 5,000 | $11.0K | <0.1% | History |
| Aim ETF Products Trust00888H851 | US LRGCP B10 NOV | 340 | $10.0K | <0.1% | – |
| FSMFortuna Mining Corp. | COM | 2,673 | $10.0K | <0.1% | History |
| NSNuStar Energy L.P. | UNIT COM | 372 | $9.00K | <0.1% | History |
| iShares Tr464288794 | US BR DEL SE ETF | 72 | $8.00K | <0.1% | – |
| Harbor ETF Trust41151J109 | ARES SYSTEMATIC | 156 | $7.00K | <0.1% | – |
| RBB FD Inc74933W601 | MOTLEY FOL ETF | 143 | $7.00K | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 1,781 | $7.00K | <0.1% | – |
| First Tr MLP & Energy Incom33739B104 | COM | 700 | $7.00K | <0.1% | – |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 510 | $7.00K | <0.1% | History |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 118 | $6.00K | <0.1% | – |
| MDRXVeradigm Inc. | COM | 755 | $6.00K | <0.1% | History |
| Global X FDS37954Y350 | X EMERGING MKT | 285 | $6.00K | <0.1% | – |
| NMSNuveen Minnesota Quality Municipal Income Fund | SHS | 573 | $6.00K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 1,064 | $6.00K | <0.1% | History |
| EGLEEagle Bulk Shipping Inc. | COM | 92 | $6.00K | <0.1% | History |
| RBB FD Inc74933W635 | MOTLEY FOOL GBL | 184 | $6.00K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E594 | KBW PREM YIELD | 250 | $5.00K | <0.1% | – |
| iShares Tr46435G417 | CR 5 10 YR ETF | 108 | $5.00K | <0.1% | – |
| OIAInvesco Municipal Income Opportunities Trust | COM | 830 | $5.00K | <0.1% | History |
| MPTIM-tron Industries, Inc. | COM | 150 | $5.00K | <0.1% | History |
| CMAXCareMax, Inc. | COM CL A | 1,135 | $5.00K | <0.1% | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 440 | $5.00K | <0.1% | – |
| IIMInvesco Value Municipal Income Trust | COM | 353 | $4.00K | <0.1% | History |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 109 | $4.00K | <0.1% | – |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 138 | $4.00K | <0.1% | – |
| BWMXBetterware de Mexico, S.A.P.I. de C.V | SHS | 180 | $4.00K | <0.1% | History |
| AGTIAgiliti, Inc. | COM | 348 | $4.00K | <0.1% | History |
| TXTernium S.A. | SPONSORED ADS | 61 | $3.00K | <0.1% | History |
| HESMHess Midstream LP | CL A SHS | 73 | $3.00K | <0.1% | History |
| DACDanaos Corp | SHS | 35 | $3.00K | <0.1% | History |
| NECBNorthEast Community Bancorp, Inc. | COM | 216 | $3.00K | <0.1% | History |
| OTLKOutlook Therapeutics, Inc. | COM NEW | 283 | $3.00K | <0.1% | History |
| PFIEProfire Energy Inc | COM | 1,464 | $3.00K | <0.1% | History |
| Exscientia PLC30223G102 | ADS | 450 | $3.00K | <0.1% | – |
| TGANTransphorm, Inc. | COM | 649 | $3.00K | <0.1% | History |
| BLCOBausch & Lomb Corp | COMMON SHARES | 183 | $3.00K | <0.1% | History |
| Flexshares Tr33939L886 | ULTR SHO INC FD | 33 | $2.00K | <0.1% | – |
| Innovator ETFs Trust45782C409 | US EQTY BUFR JAN | 44 | $2.00K | <0.1% | – |
| HURCHurco Companies Inc | COM | 100 | $2.00K | <0.1% | History |
| Global X FDS37954Y772 | LNTY THMTC ETF | 75 | $2.00K | <0.1% | – |
| ELTKEltek Ltd | SHS | 146 | $2.00K | <0.1% | History |
| ADTHAdTheorent Holding Company, Inc. | COM | 758 | $2.00K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G888 | SHORT TERM ETF | 10 | $1.00K | <0.1% | – |
| TACTransalta Corp | COM | 133 | $1.00K | <0.1% | History |
| Angel Oak Funds Trust03463K760 | INCOME ETF | 30 | $1.00K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q779 | US MOMENTUM | 16 | $1.00K | <0.1% | – |
| Franklin Templeton ETF Tr35473P488 | US TREAS BD ETF | 46 | $1.00K | <0.1% | – |
| Angel Oak Funds Trust03463K752 | OAK ULTRASHORT | 17 | $1.00K | <0.1% | – |