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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,596
+18 vs. Q1 2023
Portfolio value
$14.4B
+$833.5M (+6.1%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ARRArmour Residential REIT, Inc.COM NEW13,044$69.5K<0.1%−17,046−56.7%ReducedHistory
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM51,323$70.8K<0.1%−3,270−6.0%ReducedHistory
ERICEricsson LM Telephone CoADR B SEK 1013,074$71.3K<0.1%+1,522+13.2%AddedHistory
Sandstorm Gold Ltd Com New80013R206Stock14,023$71.8K<0.1%+3,300+30.8%Added–
SABRSabre CorpCOM22,886$73.0K<0.1%+1,044+4.8%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD12,470$73.7K<0.1%+902+7.8%AddedHistory
CHMICherry Hill Mortgage Investment CorpCOM15,312$74.0K<0.1%+15,312NewHistory
UAAUnder Armour, Inc.Stock10,253$74.0K<0.1%+10,253NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM24,998$76.0K<0.1%+7,316+41.4%AddedHistory
RMTIRockwell Medical, Inc.COM NEW14,127$77.1K<0.1%+14,127NewHistory
KAMAN Corp483548AF0NOTE 3.250% 5/081,000$78.0K<0.1%00.0%Unchanged–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/195,000$79.7K<0.1%00.0%Unchanged–
SJTSan Juan Basin Royalty TrustUNIT BEN INT10,851$80.6K<0.1%+10,851NewHistory
Itron, Inc.465741AN6NOTE 3/191,000$80.7K<0.1%+91,000New–
DXLGDestination XL Group, Inc.COM16,588$81.3K<0.1%−208−1.2%ReducedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/085,000$82.1K<0.1%+13,000+18.1%Added–
UAUnder Armour, Inc.CL C12,752$85.6K<0.1%−15,580−55.0%ReducedHistory
SANBanco Santander, S.A.ADR23,264$86.3K<0.1%−780−3.2%ReducedHistory
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0106,000$87.1K<0.1%+64,000+152.4%Added–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/090,000$88.6K<0.1%00.0%Unchanged–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0107,000$88.9K<0.1%00.0%Unchanged–
POWWOutdoor Holding CoCOM41,990$89.4K<0.1%+1,000+2.4%AddedHistory
MHIPioneer Municipal High Income Fund, Inc.COM SHS10,492$89.5K<0.1%−141−1.3%ReducedHistory
BTEBaytex Energy Corp.COM27,578$89.9K<0.1%+3,545+14.8%AddedHistory
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT20,431$93.2K<0.1%−2,262−10.0%Reduced–
SXCSunCoke Energy, Inc.COM12,021$94.6K<0.1%−2,445−16.9%ReducedHistory
BBDCBarings BDC, Inc.COM12,324$96.6K<0.1%−284−2.3%ReducedHistory
MVISMicrovision, Inc.COM NEW21,213$97.2K<0.1%−14,750−41.0%ReducedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/0105,000$100.4K<0.1%00.0%Unchanged–
SBIWestern Asset Intermediate Muni Fund Inc.COM13,369$101.9K<0.1%+450+3.5%AddedHistory
SELFGlobal Self Storage, Inc.COM20,211$102.1K<0.1%−2,498−11.0%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/194,000$103.0K<0.1%00.0%Unchanged–
VGMInvesco Trust for Investment Grade MunicipalsCOM10,639$103.3K<0.1%+28+0.3%AddedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1105,000$103.4K<0.1%00.0%Unchanged–
MOMOHello Group Inc.ADS10,799$103.8K<0.1%+10,799NewHistory
EVGEaton Vance Short Duration Diversified Income FundCOM10,615$104.1K<0.1%+137+1.3%AddedHistory
FUBOFuboTV Inc.COM50,257$104.5K<0.1%−15,050−23.0%ReducedHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM35,778$105.2K<0.1%−2,000−5.3%ReducedHistory
AUPHAurinia Pharmaceuticals Inc.COM11,022$106.7K<0.1%00.0%UnchangedHistory
BRCCBRC Inc.COM CL A21,327$110.0K<0.1%+2,690+14.4%AddedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH23,520$110.3K<0.1%+1,170+5.2%AddedHistory
AGDabrdn Global Dynamic Dividend FundCOM11,574$110.4K<0.1%+1,004+9.5%AddedHistory
NANNuveen New York Quality Municipal Income FundCOM10,331$111.1K<0.1%−154−1.5%ReducedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$112.5K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF12,450$112.6K<0.1%−11,451−47.9%Reduced–
MHHMastech Digital, Inc.COM11,418$112.8K<0.1%+11,418NewHistory
CLVTClarivate PLCORD SHS11,941$113.8K<0.1%+11,941NewHistory
KTKT CorpSPONSORED ADR10,176$115.0K<0.1%−2,315−18.5%ReducedHistory
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$116.0K<0.1%00.0%Unchanged–
TELLTellurian Inc.COM82,483$116.3K<0.1%+48,017+139.3%AddedHistory
JFRNuveen Floating Rate Income FundCOM14,957$118.0K<0.1%+2,572+20.8%AddedHistory
FULTFulton Financial CorpCOM10,003$119.2K<0.1%−669−6.3%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS13,203$119.8K<0.1%−6,237−32.1%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF13,785$122.1K<0.1%+13,785NewHistory
RKTRocket Companies, Inc.Stock13,774$123.4K<0.1%+2,512+22.3%AddedHistory
NUVNuveen Municipal Value Fund IncCOM14,327$124.6K<0.1%+1,528+11.9%AddedHistory
RFICohen & Steers Total Return Realty Fund IncCOM10,932$124.8K<0.1%−2,400−18.0%ReducedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,749$125.7K<0.1%+44+0.3%AddedHistory
SFLSFL Corp Ltd.SHS13,533$126.3K<0.1%−2,526−15.7%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM20,473$126.5K<0.1%00.0%UnchangedHistory
GTNGray Media, IncCOM16,060$126.6K<0.1%+16,060NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A17,547$127.6K<0.1%−1,381−7.3%ReducedHistory
LAZRQLuminar Technologies, Inc.COM CL A18,559$127.7K<0.1%−2,738−12.9%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM10,148$128.8K<0.1%+41+0.4%AddedHistory
JBLUJetBlue Airways CorpCOM14,583$129.2K<0.1%−1,131−7.2%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST43,308$129.5K<0.1%+77+0.2%Added–
FPIFarmland Partners Inc.COM10,613$129.6K<0.1%+10,613NewHistory
PPTFranklin Premier Income TrustSH BEN INT37,134$130.7K<0.1%+116+0.3%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,545$130.9K<0.1%−200−1.7%ReducedHistory
JHIJohn Hancock Investors TrustCOM10,365$131.0K<0.1%+190+1.9%AddedHistory
Golden Ocean Group LtdG39637205SHS NEW17,601$132.9K<0.1%−298−1.7%Reduced–
PMXPIMCO Municipal Income Fund IIICOM16,547$133.2K<0.1%+36+0.2%AddedHistory
DXDynex Capital IncCOM10,691$134.6K<0.1%−9,906−48.1%ReducedHistory
PCFHigh Income Securities FundSHS BEN INT20,887$135.3K<0.1%+1,200+6.1%AddedHistory
PSFEPaysafe LtdSHS13,601$137.2K<0.1%−1,200−8.1%ReducedHistory
DAWNDay One Biopharmaceuticals, Inc.Stock11,500$137.3K<0.1%+1,500+15.0%AddedHistory
HBMHudbay Minerals Inc.COM28,700$137.8K<0.1%+10,000+53.5%AddedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,833$139.0K<0.1%−362−3.0%ReducedHistory
Listed FD Tr53656F417ROUNDHILL BALL13,547$140.6K<0.1%+356+2.7%Added–
First Tr MLP & Energy Incom33739B104COM18,450$142.3K<0.1%+67+0.4%Added–
VVRInvesco Senior Income TrustCOM36,958$142.3K<0.1%−101−0.3%ReducedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM12,781$142.8K<0.1%+1,760+16.0%AddedHistory
First Tr Energy Income & Gro33738G104COM10,257$142.9K<0.1%+74+0.7%Added–
ALDXAldeyra Therapeutics, Inc.COM17,049$143.0K<0.1%+2,641+18.3%AddedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM12,392$144.1K<0.1%−470−3.7%ReducedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,749$144.2K<0.1%+49+0.2%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM13,972$144.6K<0.1%−164−1.2%ReducedHistory
RUMRUM Group Inc.Stock16,540$147.5K<0.1%−500−2.9%ReducedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6021,474$147.7K<0.1%00.0%UnchangedHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT12,594$148.4K<0.1%00.0%UnchangedHistory
PROFProfound Medical Corp.COM NEW11,669$149.7K<0.1%−285−2.4%ReducedHistory
PKPark Hotels & Resorts Inc.COM11,733$150.4K<0.1%−1,950−14.3%ReducedHistory
AGIAlamos Gold IncStock12,737$151.9K<0.1%+12,737NewHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF24,914$152.1K<0.1%+5,947+31.4%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR17,981$154.6K<0.1%+432+2.5%AddedHistory
ARK ETF Tr00214Q807SPACE & DEFENSE10,220$155.3K<0.1%−200−1.9%Reduced–
NCANuveen California Municipal Value FundCOM STK18,300$156.5K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R688S&P INTL DIVID10,235$157.4K<0.1%−3,909−27.6%Reduced–
XPEVXpeng Inc.ADS11,749$157.7K<0.1%+11,749NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2023
SecurityClassPutsCalls
AGFirst Majestic Silver CorpCOM–$11.1K
AMDAdvanced Micro Devices IncStock–$2.49K
PAASPan American Silver CorpStock–$1.06K
NVDANVIDIA CorpStock$82–

Sold out since Q1 2023 (145)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 145 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Ser Tr78464A813S&P 600 SML CAP61,142$5.14M<0.1%–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF92,499$4.68M<0.1%–
JGHNuveen Global High Income FundSHS285,955$3.17M<0.1%History
ETF Managers Tr26924G409PRIME MOBILE PAY51,815$2.16M<0.1%–
HGLBHighland Global Allocation FundCOM182,136$1.65M<0.1%History
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF64,164$1.52M<0.1%–
BHKBlackRock Core Bond TrustSHS BEN INT132,125$1.43M<0.1%History
ABBNYABB LtdSPONSORED ADR39,656$1.36M<0.1%History
Yamana Gold Inc98462Y100COM227,928$1.33M<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS66,421$1.28M<0.1%–
WBXWallbox N.V.SHS260,728$1.27M<0.1%History
Tidal ETF Tr886364793SOUND EQUITY INM47,873$1.23M<0.1%–
CERTCertara, Inc.COM50,781$1.22M<0.1%History
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD79,231$1.17M<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU50,791$1.01M<0.1%–
CRFCornerstone Total Return Fund IncCOM134,033$990.5K<0.1%History
UBSIUnited Bankshares IncCOM27,793$978.3K<0.1%History
JNPRJuniper Networks IncCOM27,500$946.6K<0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT10,486$760.8K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG20,995$733.2K<0.1%History
Starboard Invt Tr85521B775RH TACTICAL ROT57,923$689.1K<0.1%–
Invesco Exch TRD SLF Idx FD46138J742RAFI STRATGIC US17,581$673.4K<0.1%–
TXNMTXNM Energy IncCOM12,938$629.8K<0.1%History
NEOGNeogen CorpCOM31,509$583.5K<0.1%History
VLYValley National BancorpCOM55,967$517.1K<0.1%History
SNVSynovus Financial CorpCOM NEW16,652$513.4K<0.1%History
CXTCrane NXT, Co.COM4,115$467.0K<0.1%History
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR18,399$459.1K<0.1%–
SPDR Index Shs FDS78463X541ST STR NAT ETF7,977$455.4K<0.1%–
FIBKFirst Interstate Bancsystem IncCOM14,089$420.7K<0.1%History
PPBIPacific Premier Bancorp IncCOM17,247$414.3K<0.1%History
TRIThomson Reuters CorpCOM NEW3,133$407.7K<0.1%History
WisdomTree Tr97717X719CHINADIV EX FI11,492$399.7K<0.1%–
PDDPDD Holdings Inc.SPONSORED ADS5,256$398.9K<0.1%History
iShares Tr464288265MSCI KOKUSAI ETF4,446$389.9K<0.1%–
WisdomTree Tr97717W380INTRST RATE HDGE8,938$389.1K<0.1%–
TNDMTandem Diabetes Care IncCOM NEW9,050$367.5K<0.1%History
Nuveen Intermediate Duration Quality Municipal Term Fund670677103COM28,575$364.9K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS13,491$352.1K<0.1%–
PBProsperity Bancshares IncCOM5,689$350.0K<0.1%History
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV3,724$337.5K<0.1%–
iShares Tr464287275GBL COMM SVC ETF5,037$322.7K<0.1%–
HTHTH World Group LtdSPONSORED ADS6,503$318.5K<0.1%History
SPDR Series Trust78464A151SST SPDR BLOOMBE11,039$315.1K<0.1%–
HALOHalozyme Therapeutics, Inc.COM8,227$314.2K<0.1%History
iShares Inc464286475EM MKT SM-CP ETF6,181$311.4K<0.1%–
SBRSabine Royalty TrustUNIT BEN INT4,307$309.3K<0.1%History
BGSB&G Foods, Inc.COM19,327$300.2K<0.1%History
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM16,506$298.8K<0.1%History
ETF Managers Tr26924G888ETHO CLIMATE LEA5,632$293.8K<0.1%–
FFIVF5, Inc.Stock1,978$288.2K<0.1%History
IQiQIYI, Inc.SPONSORED ADS38,703$281.8K<0.1%History
UMBFUmb Financial CorpCOM4,742$273.7K<0.1%History
GLPGlobal Partners LPCOM UNITS8,561$265.6K<0.1%History
WSCWillScot Holdings CorpCOM CL A5,422$254.2K<0.1%History
AEGAegon Ltd.NY REGISTRY SHS58,836$253.0K<0.1%History
LKFNLakeland Financial CorpCOM3,969$248.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,194$245.3K<0.1%History
ProShares Tr74347B557SP500 EX TECH3,535$244.3K<0.1%–
BCPCBalchem CorpCOM1,921$243.0K<0.1%History
SPDR Series Trust78468R747ST STR MSCI GEN2,896$240.1K<0.1%–
DNLIDenali Therapeutics Inc.COM10,373$239.0K<0.1%History
ASHAshland Inc.COM2,308$237.1K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE11,021$235.2K<0.1%–
CPKChesapeake Utilities CorpCOM1,835$234.9K<0.1%History
LOGILogitech International S.A.SHS4,020$233.4K<0.1%History
TFIITFI International Inc.COM1,954$232.9K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS7,708$227.8K<0.1%–
POSTPost Holdings, Inc.COM2,516$226.1K<0.1%History
NWNNorthwest Natural Holding CoCOM4,744$225.6K<0.1%History
DBEInvesco DB Energy FundENERGY FD10,821$222.3K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,743$221.7K<0.1%–
MGEEMge Energy IncCOM2,838$220.4K<0.1%History
Invesco Actively Managed Exc46090A101ACTIVE US REAL2,510$219.5K<0.1%–
iShares MSCI India ETF46429B598ETF5,572$219.3K<0.1%–
iShares Inc464286707MSCI FRANCE ETF5,781$218.5K<0.1%–
CASSCass Information Systems IncCOM5,015$217.2K<0.1%History
Global X FDS37960A669SUPERDIVIDEND9,404$216.7K<0.1%–
PRKPark National CorpCOM1,800$213.4K<0.1%History
SYFSynchrony FinancialCOM7,198$209.3K<0.1%History
WisdomTree Tr97717W786INTL DIV EX FINL5,382$209.1K<0.1%–
SPDR Series Trust78464A789ST STR SP INS5,295$208.4K<0.1%–
NEWRNew Relic, Inc.COM2,768$208.4K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF9,402$208.3K<0.1%–
AAOIApplied Optoelectronics, Inc.COM94,000$207.7K<0.1%History
MCRMFS Charter Income TrustSH BEN INT32,999$207.6K<0.1%History
COLMColumbia Sportswear CoCOM2,295$207.1K<0.1%History
SPDR Series Trust78464A540ST STR SP TELCO2,548$206.5K<0.1%–
HRBH&R Block IncCOM5,779$203.7K<0.1%History
SSTKShutterstock, Inc.COM2,804$203.6K<0.1%History
CHRDChord Energy CorpCOM NEW1,507$202.8K<0.1%History
iShares Inc464286772MSCI STH KOR ETF3,295$201.7K<0.1%–
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF1,824$201.5K<0.1%–
COLLCollegium Pharmaceutical, IncCOM8,371$200.8K<0.1%History
First Rep BK San Francisco C33616C100COM13,933$194.9K<0.1%–
MRCMRC Global Inc.COM19,613$190.6K<0.1%History
NWBINorthwest Bancshares, Inc.COM15,030$180.8K<0.1%History
MGFAberdeen Government Markets Income FundSH BEN INT49,950$164.8K<0.1%History
MACMacerich CoCOM14,210$150.6K<0.1%History
PSNYPolestar Automotive Holding UK PLCADS A39,505$149.7K<0.1%History