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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1008,697$207.9K<0.1%−2,590−22.9%Reduced–
ERHAllspring Utilities & High Income FundWF UTILITIES INC18,601$208.3K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W851JAPN HEDGE EQT3,247$208.8K<0.1%+3,247New–
KTFDWS Municipal Income TrustCOM24,324$209.4K<0.1%−28,209−53.7%ReducedHistory
UNFIUnited Natural Foods IncCOM5,411$209.5K<0.1%+5,411NewHistory
VanEck ETF Trust92189F692PHARMACEUTCL ETF2,696$209.6K<0.1%+2,696New–
Alps ETF Tr00162Q395OSHARES US SMLCP6,248$209.8K<0.1%+6,248New–
UPBDUpbound Group, Inc.COM9,359$211.0K<0.1%+9,359NewHistory
HIXWestern Asset High Income Fund II Inc.COM43,717$211.6K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y768STAR GLOB BUYW6,201$212.6K<0.1%−276−4.3%Reduced–
CCOICogent Communications Holdings, Inc.COM NEW3,726$212.7K<0.1%+3,726NewHistory
PSNYPolestar Automotive Holding UK PLCADS A40,206$213.5K<0.1%−899−2.2%ReducedHistory
QLYSQualys, Inc.COM1,903$213.6K<0.1%+1,903NewHistory
GENGen Digital Inc.Stock9,968$213.6K<0.1%+9,968NewHistory
IONSIonis Pharmaceuticals IncCOM5,672$214.2K<0.1%+5,672NewHistory
CRUSCirrus Logic, Inc.Stock2,877$214.3K<0.1%+2,877NewHistory
CPKChesapeake Utilities CorpCOM1,819$215.0K<0.1%+1,819NewHistory
Alps Clean Energy ETF00162Q460ETF4,735$215.4K<0.1%−108−2.2%Reduced–
SHAKShake Shack Inc.CL A5,187$215.4K<0.1%+5,187NewHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS16,500$215.7K<0.1%+16,500NewHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,760$216.0K<0.1%+9,760New–
BURLBurlington Stores, Inc.COM1,066$216.1K<0.1%+1,066NewHistory
RNRRenaissancere Holdings LtdCOM1,174$216.3K<0.1%+1,174NewHistory
STLAStellantis N.V.SHS15,375$217.6K<0.1%+3,212+26.4%AddedHistory
EMFTempleton Emerging Markets FundCOM19,088$218.0K<0.1%−7,955−29.4%ReducedHistory
Global X FDS37954Y681FOUNDER RUN CO9,882$218.0K<0.1%00.0%Unchanged–
iShares Inc464286103MSCI AUST ETF9,815$218.2K<0.1%+9,815New–
WisdomTree Tr97717Y857US MULTIFACTOR5,803$218.2K<0.1%+5,803New–
PEOAdams Natural Resources Fund, Inc.COM10,026$218.6K<0.1%+10,026NewHistory
SYFSynchrony FinancialCOM6,655$218.7K<0.1%+6,655NewHistory
PNFPPinnacle Financial Partners, Inc.COM2,984$219.0K<0.1%+2,984NewHistory
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,312$219.1K<0.1%+2,312New–
STSensata Technologies Holding plcSHS5,441$219.7K<0.1%+5,441NewHistory
TFXTeleflex IncCOM882$220.2K<0.1%+882NewHistory
Vanguard Emerging Markets Government Bond ETF921946885ETF3,611$220.2K<0.1%+3,611New–
COOPMaverick Merger Sub 2, LLCCOM5,515$221.3K<0.1%+80+1.5%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT7,685$221.6K<0.1%+7,685New–
Pacer FDS Tr69374H634AMERICAN ENERGY8,331$221.9K<0.1%+300+3.7%Added–
NWBINorthwest Bancshares, Inc.COM15,872$221.9K<0.1%+597+3.9%AddedHistory
LTCLTC Properties IncREIT6,271$222.8K<0.1%+51+0.8%AddedHistory
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD9,285$223.4K<0.1%+9,285New–
GLBEGlobal-E Online Ltd.SHS10,833$223.6K<0.1%+10,833NewHistory
SANMSanmina CorpCOM3,927$224.9K<0.1%+3,927NewHistory
AERAerCap Holdings N.V.SHS3,861$225.2K<0.1%+3,861NewHistory
WSBCWesbanco IncCOM6,097$225.4K<0.1%+6,097NewHistory
Innovator ETFs Trust45783Y848US EQTY ACCELRT99,734$225.9K<0.1%+9,734New–
HLNEHamilton Lane INCCL A3,549$226.7K<0.1%+3,549NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,990$227.7K<0.1%+2,990New–
FCFFirst Commonwealth Financial CorpCOM16,335$228.2K<0.1%+1,320+8.8%AddedHistory
ASHAshland Inc.COM2,125$228.5K<0.1%+2,125NewHistory
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,304$228.7K<0.1%+2,304NewHistory
MFGMizuho Financial Group IncSPONSORED ADR80,605$228.9K<0.1%+80,605NewHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF9,829$229.5K<0.1%+9,829New–
BBWIBath & Body Works, Inc.COM5,457$230.0K<0.1%+5,457NewHistory
TENTsakos Energy Navigation LtdSHS13,606$230.3K<0.1%+13,606NewHistory
iShares Tr46436E825IBONDS 29 TRM TS10,690$230.8K<0.1%+950+9.8%Added–
iShares U S ETF Tr46431W705INT RT HDG C B2,551$230.8K<0.1%+2,551New–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV17,222$231.1K<0.1%+17,222New–
XPOXPO, Inc.COM6,953$231.5K<0.1%+768+12.4%AddedHistory
Signature BK New York N Y82669G104COM2,013$231.9K<0.1%+2,013New–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,601$232.1K<0.1%+20+0.8%AddedHistory
SUNSunoco LPCOM UT REP LP5,388$232.2K<0.1%+5,388NewHistory
ITTItt Inc.COM2,866$232.4K<0.1%+2,866NewHistory
MRCMRC Global Inc.COM20,117$233.0K<0.1%+20,117NewHistory
LCIILci IndustriesCOM2,520$233.0K<0.1%+2,520NewHistory
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,249$233.7K<0.1%+25+1.1%Added–
ARWArrow Electronics, Inc.COM2,238$234.0K<0.1%+2,238NewHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF5,275$234.2K<0.1%+5,275New–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL1,491$234.2K<0.1%+1,491New–
Global X FDS37960A677MSCI SUPR EM ETF9,838$234.2K<0.1%+9,838New–
ALSumisho Air Lease CorpCL A6,107$234.6K<0.1%+6,107NewHistory
iShares Future AI & Tech ETF46435U556ETF9,193$234.7K<0.1%+9,193New–
iShares Inc464286285JP MRGN EM HI BD6,723$235.1K<0.1%+6,723New–
BCBrunswick CorpCOM3,265$235.3K<0.1%+3,265NewHistory
PBFPBF Energy Inc.CL A5,774$235.5K<0.1%+5,774NewHistory
Davis Fundamental ETF Tr23908L306SELECT WRLD WI9,474$235.5K<0.1%−4,112−30.3%Reduced–
BERYBerry Global Group, Inc.COM3,898$235.6K<0.1%+3,898NewHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,835$235.7K<0.1%+363+3.5%Added–
OVLYOak Valley BancorpCOM10,412$235.8K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF9,493$236.2K<0.1%+9,493New–
ONTOnterris, Inc.COM5,343$237.2K<0.1%+5,343NewHistory
Nisource Inc.65473P121UNIT 12/01/20232,300$237.5K<0.1%00.0%Unchanged–
PCTPureCycle Technologies, Inc.COM35,220$238.1K<0.1%+1,226+3.6%AddedHistory
SPDR Index Shs FDS78463X400SP CHINA ETF3,043$238.4K<0.1%+3,043New–
DSMBNY Mellon Strategic Municipal Bond Fund, Inc.COM41,390$239.2K<0.1%+41,390NewHistory
DVDoubleVerify Holdings, Inc.COM10,924$239.9K<0.1%+10,924NewHistory
TXTTextron IncCOM3,389$239.9K<0.1%+3,389NewHistory
LTHMLivent Corp.COM12,123$240.9K<0.1%+12,123NewHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B8,792$241.2K<0.1%−816−8.5%Reduced–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,881$241.2K<0.1%−120−4.0%Reduced–
First Tr Exchng Traded FD VI33740F714FT VEST US EQT7,467$241.3K<0.1%+7,467New–
Global X FDS37960A669SUPERDIVIDEND10,048$241.5K<0.1%+10,048New–
TCPCBlackRock TCP Capital Corp.COM18,699$242.0K<0.1%+2,394+14.7%AddedHistory
AXIAYAXIA Energia S.A.SPONSORED ADR30,557$242.3K<0.1%+30,557NewHistory
DCIDonaldson Co IncStock4,118$242.4K<0.1%−147−3.4%ReducedHistory
HOMBHome Bancshares IncCOM10,646$242.6K<0.1%+819+8.3%AddedHistory
ORANYOrangeSPONSORED ADR24,589$242.9K<0.1%+2,216+9.9%AddedHistory
CGNXCognex CorpCOM5,158$243.0K<0.1%+5,158NewHistory
CPAYCorpay, Inc.COM1,324$243.2K<0.1%+1,324NewHistory
SLDPSolid Power, Inc.CLASS A COM96,173$244.3K<0.1%+96,173NewHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–