Skip to main content
Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
2,055
0 vs. Q1 2022
Portfolio value
$7.80B
−$439.2M (−5.3%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SFLSFL Corp Ltd.SHS11,416$108.0K<0.1%+11,416NewHistory
VLYValley National BancorpCOM10,353$108.0K<0.1%−27,301−72.5%ReducedHistory
FSRFisker Inc.CL A COM STK12,657$109.0K<0.1%−36−0.3%ReducedHistory
LADRLadder Capital CorpCL A10,393$110.0K<0.1%+10,393NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM10,515$110.0K<0.1%−286−2.6%ReducedHistory
PMLPIMCO Municipal Income Fund IICOM10,264$111.0K<0.1%+10,264NewHistory
VVRInvesco Senior Income TrustCOM28,442$111.0K<0.1%+7,987+39.0%AddedHistory
RIOTRiot Platforms, Inc.COM26,345$111.0K<0.1%+3,962+17.7%AddedHistory
MFMAberdeen Municipal Income FundSH BEN INT20,715$112.0K<0.1%+3,000+16.9%AddedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$112.0K<0.1%00.0%UnchangedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM22,774$113.0K<0.1%+12,524+122.2%AddedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH21,450$115.0K<0.1%+2,500+13.2%AddedHistory
RKTRocket Companies, Inc.Stock15,812$116.0K<0.1%−2,816−15.1%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM12,580$116.0K<0.1%+27+0.2%AddedHistory
BKTBlackRock Income Trust, Inc.COM25,696$117.0K<0.1%−650−2.5%ReducedHistory
GHYPGIM Global High Yield Fund, Inc.COM10,266$118.0K<0.1%+10,266NewHistory
Carnival Corp Ltd.14365C103ADR14,882$118.0K<0.1%+1,154+8.4%Added–
Tuscan Hldgs Corp II90070A103COM11,487$119.0K<0.1%+11,487New–
SCSSteelcase IncCL A11,190$120.0K<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock12,414$121.0K<0.1%+846+7.3%AddedHistory
TZOOTravelzooCOM NEW20,000$121.0K<0.1%00.0%UnchangedHistory
FMYFirst Trust Mortgage Income FundCOM SHS10,401$121.0K<0.1%+33+0.3%AddedHistory
HLHecla Mining CoCOM31,121$122.0K<0.1%+600+2.0%AddedHistory
EDITEditas Medicine, Inc.COM10,391$123.0K<0.1%+10,391NewHistory
MACMacerich CoCOM14,158$124.0K<0.1%+14,158NewHistory
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$124.0K<0.1%+1,284+10.7%Added–
PTONPeloton Interactive, Inc.CL A COM13,544$125.0K<0.1%+5,467+67.7%AddedHistory
ALTOAlto Ingredients, Inc.COM33,610$125.0K<0.1%00.0%UnchangedHistory
Chiron Real Estate Inc.37954A204COM NEW11,257$126.0K<0.1%+11,257New–
IRWDIronwood Pharmaceuticals IncCOM CL A11,021$127.0K<0.1%00.0%UnchangedHistory
SELFGlobal Self Storage, Inc.COM22,709$128.0K<0.1%00.0%UnchangedHistory
ELMDElectromed, Inc.Stock13,333$129.0K<0.1%+13,333NewHistory
NANNuveen New York Quality Municipal Income FundCOM11,108$130.0K<0.1%+1,022+10.1%AddedHistory
MGFAberdeen Government Markets Income FundSH BEN INT37,150$130.0K<0.1%−120,491−76.4%ReducedHistory
FTFFranklin Ltd Duration Income TrustCOM19,718$133.0K<0.1%+142+0.7%AddedHistory
OPTUOptimum Communications, Inc.CL A14,404$133.0K<0.1%+730+5.3%AddedHistory
RMCORoyalty Management Holding CorpCLASS A COM13,383$135.0K<0.1%+13,383NewHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY15,500$135.0K<0.1%+5,200+50.5%Added–
XFLTXAI Floating Rate & Alternative Income TrustCOM19,353$135.0K<0.1%−22,200−53.4%ReducedHistory
PCFHigh Income Securities FundSHS BEN INT18,745$136.0K<0.1%−1,525−7.5%ReducedHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,242$137.0K<0.1%+11,242NewHistory
JBLUJetBlue Airways CorpCOM16,776$141.0K<0.1%−880−5.0%ReducedHistory
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS19,428$144.0K<0.1%−257−1.3%ReducedHistory
HTGCHercules Capital, Inc.COM10,733$145.0K<0.1%−3,726−25.8%ReducedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM11,021$145.0K<0.1%+11,021NewHistory
AMAntero Midstream CorpStock16,402$148.0K<0.1%+373+2.3%AddedHistory
PCGPG&E CorpStock14,914$149.0K<0.1%+2,000+15.5%AddedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM21,308$149.0K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM52,453$149.0K<0.1%+21,391+68.9%AddedHistory
NUVNuveen Municipal Value Fund IncCOM16,744$150.0K<0.1%−3,873−18.8%ReducedHistory
RMTRoyce Micro-Cap Trust, Inc.COM17,933$150.0K<0.1%−2,227−11.0%ReducedHistory
MVISMicrovision, Inc.COM NEW40,463$156.0K<0.1%+1,700+4.4%AddedHistory
NIDNuveen Intermediate Duration Municipal Term FundCOM12,035$156.0K<0.1%00.0%UnchangedHistory
EHTHeHealth, Inc.COM16,823$157.0K<0.1%+1,718+11.4%AddedHistory
First Tr Energy Infrastrctr33738C103COM10,992$157.0K<0.1%−2,678−19.6%Reduced–
ONLOrion Properties Inc.REIT14,685$161.0K<0.1%−3,279−18.3%ReducedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM16,455$161.0K<0.1%−470−2.8%ReducedHistory
ONBOld National BancorpStock11,055$163.0K<0.1%−3,378−23.4%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM14,725$163.0K<0.1%+980+7.1%AddedHistory
EGOEldorado Gold CorpCOM25,506$163.0K<0.1%+6,962+37.5%AddedHistory
UAAUnder Armour, Inc.Stock19,681$164.0K<0.1%+7,824+66.0%AddedHistory
PAIWestern Asset Investment Grade Income Fund Inc.COM13,632$164.0K<0.1%−230−1.7%ReducedHistory
Two Harbors Investment Corp.90187B408COM NEW33,002$164.0K<0.1%+33,002New–
RESRPC IncCOM24,058$166.0K<0.1%+24,058NewHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS18,734$168.0K<0.1%+1,048+5.9%AddedHistory
TTCFTattooed Chef, Inc.COM CL A26,662$168.0K<0.1%+1,934+7.8%AddedHistory
RRGBRed Robin Gourmet Burgers IncCOM21,061$169.0K<0.1%+21,061NewHistory
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM13,760$173.0K<0.1%+760+5.8%AddedHistory
ZYXIZynex IncCOM22,000$176.0K<0.1%00.0%UnchangedHistory
INGING Groep NVSPONSORED ADR18,004$179.0K<0.1%+1,993+12.4%AddedHistory
Global X FDS37950E549GLB X SUPERDIV19,460$180.0K<0.1%+1,200+6.6%Added–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$181.0K<0.1%00.0%Unchanged–
FSLYFastly, Inc.CL A15,602$181.0K<0.1%+1,239+8.6%AddedHistory
XERSXeris Biopharma Holdings, Inc.COM117,490$181.0K<0.1%+25,834+28.2%AddedHistory
QSQuantumScape CorpCOM CL A21,241$183.0K<0.1%+630+3.1%AddedHistory
RITMRithm Capital Corp.REIT19,860$185.0K<0.1%−241−1.2%ReducedHistory
CNXCNX Resources CorpCOM11,202$185.0K<0.1%−2,136−16.0%ReducedHistory
NOVNOV Inc.COM10,980$186.0K<0.1%−7,709−41.2%ReducedHistory
First Tr Energy Income & Gro33738G104COM11,708$186.0K<0.1%−260−2.2%Reduced–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM15,750$188.0K<0.1%+3,050+24.0%AddedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM16,679$190.0K<0.1%−5,960−26.3%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM19,427$190.0K<0.1%−6,922−26.3%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM15,033$191.0K<0.1%+11+0.1%AddedHistory
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$191.0K<0.1%−1,880−11.8%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM23,472$197.0K<0.1%+1,000+4.4%AddedHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS11,754$198.0K<0.1%−700−5.6%Reduced–
FCFFirst Commonwealth Financial CorpCOM14,850$199.0K<0.1%+74+0.5%AddedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK10,370$199.0K<0.1%+356+3.6%Added–
Vanguard Long-Term Treasury ETF92206C847ETF2,864$200.0K<0.1%−50,496−94.6%Reduced–
Innovator ETFs Trust45782C284US SML CP PWR B8,577$200.0K<0.1%−6,982−44.9%Reduced–
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,735$200.0K<0.1%−110−6.0%Reduced–
WOOFPetco Health & Wellness Company, Inc.CL A COM13,595$200.0K<0.1%+44+0.3%AddedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,700$200.0K<0.1%−15,000−36.9%ReducedHistory
COOPMaverick Merger Sub 2, LLCCOM5,435$200.0K<0.1%00.0%UnchangedHistory
ProShares Tr74348A145PET CARE ETF3,786$200.0K<0.1%−51−1.3%Reduced–
SHLXShell Midstream Partners, L.P.UNIT LTD INT14,256$200.0K<0.1%+139+1.0%AddedHistory
TRIThomson Reuters CorpCOM NEW1,919$200.0K<0.1%−26−1.3%ReducedHistory
XUnited States Steel CorpCOM11,174$200.0K<0.1%−2,764−19.8%ReducedHistory
Innovator ETFs Trust45782C581US EQTY BUF NOV7,055$202.0K<0.1%−6,773−49.0%Reduced–
HOMBHome Bancshares IncCOM9,759$203.0K<0.1%+69+0.7%AddedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$118.0K–
NVDANVIDIA CorpStock$14.0K–
Yamana Gold Inc98462Y100COM–$13.0K
TTDTrade Desk, Inc.Stock–$5.00K
State Street Financial Select Sector SPDR ETF81369Y605ETF$2.00K–
AAPLApple Inc.Stock$2.00K–

Sold out since Q1 2022 (183)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 183 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
PIMCO ETF Tr72201R403BROAD US TIPS43,766$2.77M<0.1%–
DMOWestern Asset Mortgage Opportunity Fund Inc.COM103,605$1.39M<0.1%History
PBCTPeople's United Financial, Inc.COM56,523$1.13M<0.1%History
SPDR Series Trust78464A128ST STR SP1500VT6,713$1.04M<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW15,988$819.0K<0.1%–
YETIYETI Holdings, Inc.COM13,607$816.0K<0.1%History
FOXAFox CorpCL A COM18,337$723.0K<0.1%History
LPXLouisiana-Pacific CorpCOM10,405$646.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX11,718$631.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT4,280$558.0K<0.1%–
Flexshares Tr33939L837INTL QLTDV IDX23,162$553.0K<0.1%–
Osi ETF Tr67110P407OSHARES US QUALT12,564$553.0K<0.1%–
iShares U S ETF Tr46431W598BLOOMBERG ROLL8,774$538.0K<0.1%–
Invesco Actively Managed ETF46090A408GWT MLTI ASST28,000$513.0K<0.1%–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR7,004$493.0K<0.1%–
GGPIGores Guggenheim, Inc.CLASS A COM40,880$465.0K<0.1%History
SPSCSPS Commerce IncCOM3,488$458.0K<0.1%History
ASBAssociated Banc-CorpCOM19,988$455.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A9,354$433.0K<0.1%History
JXNJackson Financial Inc.COM CL A9,420$417.0K<0.1%History
TTGTTechTarget, Inc.COM5,074$412.0K<0.1%History
Exchange Traded Concepts Tr301505715NORTH SHOR GBL4,945$411.0K<0.1%–
Viacomcbs Inc92556H305PFD7,158$398.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,575$392.0K<0.1%–
MEDPMedpace Holdings, Inc.COM2,304$377.0K<0.1%History
Kraneshares Tr500767587QUADRATIC DEFLA14,647$375.0K<0.1%–
CATYCathay General BancorpCOM8,335$373.0K<0.1%History
TREXTrex Co IncCOM5,684$371.0K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC6,335$371.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR23,875$369.0K<0.1%History
CROXCrocs, Inc.COM4,775$365.0K<0.1%History
SPHRSphere Entertainment Co.CL A4,269$356.0K<0.1%History
PUMPProPetro Holding Corp.COM25,165$351.0K<0.1%History
NETCloudflare, Inc.CL A COM2,914$349.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC7,493$341.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,394$334.0K<0.1%–
WDAYWorkday, Inc.CL A1,372$329.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW7,403$324.0K<0.1%History
WGOWinnebago Industries IncCOM5,989$324.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR13,688$324.0K<0.1%History
HLNEHamilton Lane INCCL A4,174$323.0K<0.1%History
ETF Ser Solutions26922A511US DIVERSIFIED8,460$321.0K<0.1%–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST4,198$314.0K<0.1%–
Siren ETF Tr829658400DIVCN DIVD ETF8,546$314.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW10,191$311.0K<0.1%History
MCMoelis & CoCL A6,366$299.0K<0.1%History
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,036$299.0K<0.1%–
SEICSEI Investments CoCOM4,948$298.0K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,272$295.0K<0.1%–
Innovator ETFs Trust45782C276GRWT100 PWR BUF6,198$293.0K<0.1%–
SAPSAP SEADR2,630$292.0K<0.1%History
UHSUniversal Health Services IncCL B2,011$291.0K<0.1%History
Silvercrest Metals Inc828363101COM31,675$283.0K<0.1%–
CCSCentury Communities, Inc.COM5,271$282.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD10,080$282.0K<0.1%–
CDNACareDx, Inc.COM7,510$278.0K<0.1%History
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF9,044$277.0K<0.1%–
MGEEMge Energy IncCOM3,476$277.0K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF3,937$275.0K<0.1%–
ETSYEtsy IncCOM2,212$275.0K<0.1%History
BYDBoyd Gaming CorpCOM4,160$274.0K<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,642$273.0K<0.1%–
OLNOLIN CorpStock5,220$273.0K<0.1%History
Invesco Actively Managed ETF46090A200BLNCD MLTI AST16,710$273.0K<0.1%–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV18,260$273.0K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM10,705$271.0K<0.1%History
Sprott ETF Trust85210B201JR GOLD MINERS E6,252$271.0K<0.1%–
TTCToro CoCOM3,145$269.0K<0.1%History
CZRCaesars Entertainment, Inc.COM3,470$268.0K<0.1%History
UNFIUnited Natural Foods IncCOM6,418$265.0K<0.1%History
ZZillow Group, Inc.CL C CAP STK5,385$265.0K<0.1%History
FCTFirst Trust Senior Floating Rate Income Fund IICOM20,967$264.0K<0.1%History
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,696$263.0K<0.1%–
CLFDClearfield, Inc.COM4,028$263.0K<0.1%History
BBWIBath & Body Works, Inc.COM5,398$258.0K<0.1%History
OLPOne Liberty Properties IncCOM8,382$258.0K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A10,322$257.0K<0.1%History
East Stone Acquisition CorpG2911D108SHS24,633$255.0K<0.1%–
SPDR Ser Tr78468R689S&P KENSHO SMART5,420$254.0K<0.1%–
Global X FDS37950E416SOCIAL MED ETF5,973$253.0K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF6,435$252.0K<0.1%–
CERNCERNER CorpCOM2,682$251.0K<0.1%History
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,178$251.0K<0.1%–
TRGPTarga Resources Corp.COM3,316$250.0K<0.1%History
EPAMEPAM Systems, Inc.COM842$250.0K<0.1%History
INVAInnoviva, Inc.COM12,857$249.0K<0.1%History
CUBECubeSmartREIT4,767$248.0K<0.1%History
CEMClearBridge MLP & Midstream Fund Inc.COM7,282$246.0K<0.1%History
iShares Tr46435U192GENOMICS IMMUN7,106$245.0K<0.1%–
EHCEncompass Health CorpCOM3,421$243.0K<0.1%History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF13,133$241.0K<0.1%–
EGPEastgroup Properties IncCOM1,175$239.0K<0.1%History
EATBrinker International, IncStock6,202$237.0K<0.1%History
HOGHarley-Davidson, Inc.COM6,023$237.0K<0.1%History
AESAES CorpStock9,148$235.0K<0.1%History
NVMINova Ltd.COM2,138$234.0K<0.1%History
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP2,459$234.0K<0.1%–
BHCBausch Health Companies Inc.Stock10,193$233.0K<0.1%History
CASSCass Information Systems IncCOM6,301$233.0K<0.1%History
ASANAsana, Inc.CL A5,765$230.0K<0.1%History