Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 62,184 | $2.99M | <0.1% | +2,805+4.7% | Added | – |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 443,335 | $2.99M | <0.1% | +10,445+2.4% | Added | History |
| IRMIron Mountain Inc | COM | 70,213 | $2.97M | <0.1% | +13,634+24.1% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 189,228 | $2.97M | <0.1% | +169,149+842.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 55,179 | $2.95M | <0.1% | +24,893+82.2% | Added | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 85,342 | $2.94M | <0.1% | +85,342 | New | – |
| DOWDow Inc. | Stock | 46,366 | $2.93M | <0.1% | +17,934+63.1% | Added | History |
| Flexshares Tr33939L845 | QLT DIV DEF IDX | 54,465 | $2.93M | <0.1% | −11,420−17.3% | Reduced | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 170,016 | $2.92M | <0.1% | +6,138+3.7% | Added | – |
| Victory Portfolios II92647N782 | VCSHS US 500 ENH | 40,882 | $2.92M | <0.1% | +3,366+9.0% | Added | – |
| iShares Tr464287572 | GLOBAL 100 ETF | 40,915 | $2.90M | <0.1% | +725+1.8% | Added | – |
| MARMarriott International Inc | Stock | 21,145 | $2.89M | <0.1% | +7,643+56.6% | Added | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 44,508 | $2.88M | <0.1% | +2,751+6.6% | Added | – |
| SPDR Series Trust78468R747 | ST STR MSCI GEN | 28,220 | $2.87M | <0.1% | +364+1.3% | Added | – |
| iShares Inc464286525 | MSCI GBL MIN VOL | 27,827 | $2.86M | <0.1% | −1,879−6.3% | Reduced | – |
| TJXTJX Companies Inc | Stock | 42,356 | $2.86M | <0.1% | +15,769+59.3% | Added | History |
| iShares Tr464288802 | ESG OPTIMIZED | 29,892 | $2.86M | <0.1% | +17,731+145.8% | Added | – |
| LUVSouthwest Airlines Co | COM | 53,485 | $2.84M | <0.1% | +31,051+138.4% | Added | History |
| IRDMIridium Communications Inc. | COM | 70,475 | $2.82M | <0.1% | +439+0.6% | Added | History |
| iShares Tr464287333 | GLOBAL FINLS ETF | 36,085 | $2.80M | <0.1% | +36,085 | New | – |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 46,162 | $2.80M | <0.1% | +9,726+26.7% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 44,754 | $2.80M | <0.1% | +37,722+536.4% | Added | – |
| PSXPhillips 66 | Stock | 32,605 | $2.80M | <0.1% | +10,544+47.8% | Added | History |
| Global X Uranium ETF37954Y871 | ETF | 131,669 | $2.79M | <0.1% | +11,863+9.9% | Added | – |
| CCIFCarlyle Credit Income Fund | SHS BEN INT | 258,339 | $2.79M | <0.1% | −64,001−19.9% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 64,367 | $2.79M | <0.1% | +27,651+75.3% | Added | History |
| SYKStryker Corp | Stock | 10,719 | $2.78M | <0.1% | +4,953+85.9% | Added | History |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 36,034 | $2.78M | <0.1% | +30,257+523.7% | Added | – |
| iShares Inc464286392 | MSCI WORLD ETF | 21,871 | $2.77M | <0.1% | −38−0.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 30,877 | $2.76M | <0.1% | +9,490+44.4% | Added | – |
| MPCMarathon Petroleum Corp | Stock | 45,590 | $2.75M | <0.1% | +23,976+110.9% | Added | History |
| Pacer FDS Tr69374H691 | CFRA STVAL EQL | 71,688 | $2.73M | <0.1% | −3,175−4.2% | Reduced | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 135,609 | $2.72M | <0.1% | +8,538+6.7% | Added | – |
| Invesco Exchange Traded FD T46137V407 | INVESCO MSCI | 39,365 | $2.72M | <0.1% | +1,362+3.6% | Added | – |
| DFSDiscover Financial Services | COM | 23,029 | $2.72M | <0.1% | +6,498+39.3% | Added | History |
| UBERUber Technologies, Inc | Stock | 54,230 | $2.72M | <0.1% | +18,638+52.4% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 26,235 | $2.72M | <0.1% | +13,978+114.0% | Added | History |
| SRESempra | Stock | 20,325 | $2.69M | <0.1% | +1,975+10.8% | Added | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 64,923 | $2.68M | <0.1% | +9,312+16.7% | Added | – |
| SHWSherwin Williams Co | COM | 9,837 | $2.68M | <0.1% | +1,263+14.7% | AddedConverted for a 3-for-1 split | History |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 129,168 | $2.66M | <0.1% | +39,435+43.9% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 10,012 | $2.63M | <0.1% | +3,809+61.4% | Added | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 25,472 | $2.62M | <0.1% | +25,472 | New | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 94,962 | $2.62M | <0.1% | +94,962 | New | – |
| TTDTrade Desk, Inc. | Stock | 33,823 | $2.62M | <0.1% | +21,453+173.4% | AddedConverted for a 10-for-1 split | History |
| MCHPMicrochip Technology Inc | Stock | 17,409 | $2.61M | <0.1% | +13,202+313.8% | Added | History |
| NVSNovartis AG | ADR | 28,491 | $2.60M | <0.1% | +20,790+270.0% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 2,820 | $2.59M | <0.1% | +711+33.7% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 56,270 | $2.59M | <0.1% | +16,864+42.8% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 22,950 | $2.55M | <0.1% | −56,799−71.2% | Reduced | – |
| iShares Tr464289446 | RUS TOP 200 ETF | 24,768 | $2.55M | <0.1% | +24,768 | New | – |
| SGOLabrdn Gold ETF Trust | ETF | 149,579 | $2.54M | <0.1% | +149,579 | New | History |
| RYRoyal Bank of Canada | Stock | 24,822 | $2.52M | <0.1% | +19,992+413.9% | Added | History |
| KRKroger Co | Stock | 65,569 | $2.51M | <0.1% | +2,058+3.2% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 6 | $2.51M | <0.1% | 00.0% | Unchanged | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 72,887 | $2.50M | <0.1% | +5,380+8.0% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 75,678 | $2.49M | <0.1% | +4,594+6.5% | Added | – |
| NXJNuveen New Jersey Quality Municipal Income Fund | COM | 158,974 | $2.48M | <0.1% | +21,782+15.9% | Added | History |
| VLOValero Energy Corp | Stock | 31,635 | $2.47M | <0.1% | +7,707+32.2% | Added | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 265,641 | $2.46M | <0.1% | +2,684+1.0% | Added | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 84,708 | $2.46M | <0.1% | +76,955+992.6% | Added | – |
| WECWec Energy Group, Inc. | Stock | 27,602 | $2.46M | <0.1% | +1,209+4.6% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 70,291 | $2.46M | <0.1% | −954−1.3% | Reduced | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 149,680 | $2.46M | <0.1% | +149,680 | New | – |
| MSMorgan Stanley | Stock | 27,824 | $2.45M | <0.1% | +10,313+58.9% | Added | History |
| VRSKVerisk Analytics, Inc. | COM | 13,876 | $2.42M | <0.1% | +12,701+1,080.9% | Added | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 45,276 | $2.42M | <0.1% | +33,265+277.0% | Added | – |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 96,701 | $2.41M | <0.1% | +3,182+3.4% | Added | History |
| NOWServiceNow, Inc. | Stock | 4,362 | $2.40M | <0.1% | +1,536+54.4% | Added | History |
| FCXFreeport-McMoran Inc | Stock | 64,479 | $2.39M | <0.1% | +22,056+52.0% | Added | History |
| Paramount Global92556H206 | CL B | 52,783 | $2.39M | <0.1% | +42,413+409.0% | Added | – |
| WisdomTree Tr97717W794 | TRUE DEV INTL FD | 48,266 | $2.38M | <0.1% | +48,266 | New | – |
| URIUnited Rentals, Inc. | COM | 7,445 | $2.38M | <0.1% | +709+10.5% | Added | History |
| EOSEaton Vance Enhanced Equity Income Fund II | COM | 101,994 | $2.37M | <0.1% | +4,589+4.7% | Added | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 96,613 | $2.37M | <0.1% | +4,437+4.8% | Added | – |
| GPCGenuine Parts Co | Stock | 18,711 | $2.37M | <0.1% | +11,933+176.1% | Added | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 82,143 | $2.36M | <0.1% | +24,698+43.0% | Added | History |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 31,861 | $2.35M | <0.1% | +6,330+24.8% | Added | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 111,904 | $2.34M | <0.1% | +111,904 | New | – |
| MKCMcCormick & Co Inc | Stock | 26,480 | $2.34M | <0.1% | +9,490+55.9% | Added | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 23,826 | $2.32M | <0.1% | +1,231+5.4% | Added | – |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 26,959 | $2.31M | <0.1% | +8,660+47.3% | Added | – |
| ADMArcher-Daniels-Midland Co | Stock | 38,057 | $2.31M | <0.1% | +17,484+85.0% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 98,247 | $2.31M | <0.1% | +13,101+15.4% | Added | – |
| SESea Ltd | SPONSORD ADS | 8,384 | $2.30M | <0.1% | +3,259+63.6% | Added | History |
| AEPAmerican Electric Power Co Inc | Stock | 27,182 | $2.30M | <0.1% | +4,415+19.4% | Added | History |
| HSYHershey Co | COM | 13,194 | $2.30M | <0.1% | +6,099+86.0% | Added | History |
| PLTRPalantir Technologies Inc. | Stock | 86,630 | $2.28M | <0.1% | +48,772+128.8% | Added | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 56,094 | $2.28M | <0.1% | +3,057+5.8% | Added | – |
| METMetlife Inc | Stock | 38,059 | $2.28M | <0.1% | +10,387+37.5% | Added | History |
| DDDuPont de Nemours, Inc. | COM | 29,348 | $2.27M | <0.1% | +16,842+134.7% | Added | History |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 76,985 | $2.27M | <0.1% | −4,704−5.8% | Reduced | – |
| VanEck ETF Trust92189F452 | MORTGAGE REIT | 114,316 | $2.27M | <0.1% | +6,860+6.4% | Added | – |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 8,600 | $2.26M | <0.1% | +1,447+20.2% | Added | – |
| DHIHorton D R Inc | COM | 24,969 | $2.26M | <0.1% | +1,095+4.6% | Added | History |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 120,391 | $2.25M | <0.1% | +3,392+2.9% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 42,897 | $2.25M | <0.1% | +36,543+575.1% | Added | – |
| CLColgate Palmolive Co | Stock | 27,612 | $2.25M | <0.1% | +10,682+63.1% | Added | History |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 39,700 | $2.24M | <0.1% | +7,040+21.6% | AddedConverted for a 10-for-1 split | – |
| EXCExelon Corp | Stock | 50,067 | $2.22M | <0.1% | +11,858+31.0% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |