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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,884
+410 vs. Q1 2021
Portfolio value
$7.09B
+$2.38B (+50.4%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco QQQ Trust Series I46090E103ETF698,998$247.7M3.5%+384,942+122.6%Added–
AAPLApple Inc.Stock1,695,151$232.2M3.3%+524,937+44.9%AddedHistory
Vanguard S&P 500 ETF922908363ETF360,902$142.0M2.0%+32,800+10.0%Added–
MSFTMicrosoft CorpStock508,952$137.9M1.9%+210,837+70.7%AddedHistory
SPYSPDR S&P 500 ETF TrustETF293,666$125.7M1.8%+82,799+39.3%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF450,509$122.3M1.7%+18,477+4.3%Added–
iShares Core S&P 500 ETF464287200ETF256,988$110.5M1.6%−18,089−6.6%Reduced–
AMZNAmazon Com IncStock29,808$102.5M1.4%+8,769+41.7%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF651,504$75.1M1.1%+196,567+43.2%Added–
Vanguard Morningstar Value ETF922908744ETF524,735$72.1M1.0%+235,993+81.7%Added–
iShares Core S&P Small Cap ETF464287804ETF636,169$71.9M1.0%+148,859+30.5%Added–
Vanguard High Dividend Yield Index ETF921946406ETF670,644$70.3M1.0%+186,024+38.4%Added–
iShares Russell 1000 Value ETF464287598ETF346,403$54.9M0.8%+172,357+99.0%Added–
iShares Core MSCI Eafe ETF46432F842ETF658,129$49.3M0.7%+95,823+17.0%Added–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM5,460,410$48.5M0.7%+5,460,410NewHistory
HDHome Depot, Inc.Stock137,612$43.9M0.6%+70,544+105.2%AddedHistory
VVisa Inc.Stock187,518$43.8M0.6%+113,122+152.1%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF151,773$43.5M0.6%+42,048+38.3%Added–
BRK.BBerkshire Hathaway IncStock150,869$41.9M0.6%+49,856+49.4%AddedHistory
Pacer Trendpilot US Bond ETF69374H642ETF1,452,843$40.3M0.6%+66,328+4.8%Added–
iShares U.S. Treasury Bond ETF46429B267ETF1,459,436$38.8M0.5%−233,747−13.8%Reduced–
JNJJohnson & JohnsonStock230,072$37.9M0.5%+76,670+50.0%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF254,251$37.1M0.5%+142,601+127.7%Added–
PGProcter & Gamble CoStock267,435$36.1M0.5%+112,202+72.3%AddedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF476,796$36.0M0.5%+71,463+17.6%Added–
METAMeta Platforms, Inc.Stock103,325$35.9M0.5%+56,238+119.4%AddedHistory
iShares Tr4642874571 3 YR TREAS BD411,510$35.5M0.5%+360,501+706.7%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF471,284$34.7M0.5%−217,268−31.6%Reduced–
SPDR Series Trust78464A763ST STR SP DIV277,184$33.9M0.5%+63,445+29.7%Added–
Global X FDS37954Y194ADAPTIVE US RISK1,195,531$33.6M0.5%+55,100+4.8%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG390,158$33.6M0.5%+15,999+4.3%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF148,129$33.0M0.5%+24,238+19.6%Added–
VZVerizon Communications IncStock578,013$32.4M0.5%+196,534+51.5%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF117,678$31.6M0.4%+24,527+26.3%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF177,200$30.7M0.4%+9,863+5.9%Added–
JPMJPMorgan Chase & CoStock194,859$30.3M0.4%+94,542+94.2%AddedHistory
First Tr Exchange-Traded FD33734H106SHS756,535$30.1M0.4%+103,414+15.8%Added–
TAT&T Inc.Stock1,040,869$30.0M0.4%+255,805+32.6%AddedHistory
GOOGLAlphabet Inc.Stock12,010$29.3M0.4%+5,485+84.1%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF188,792$29.2M0.4%+30,097+19.0%Added–
iShares Tr464287630RUS 2000 VAL ETF174,970$29.0M0.4%−39,594−18.5%Reduced–
First Trust Rising Dividend Achievers ETF33738R506ETF599,174$28.8M0.4%+139,629+30.4%Added–
iShares Russell Midcap ETF464287499ETF363,218$28.8M0.4%+66,612+22.5%Added–
GLDSPDR Gold TrustETF173,624$28.8M0.4%+38,388+28.4%AddedHistory
DISWalt Disney CoStock161,361$28.4M0.4%+53,243+49.2%AddedHistory
ETF Ser Solutions26922B105LHA MKT ST TACTL903,888$27.7M0.4%+29,190+3.3%Added–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF171,110$27.4M0.4%+1,094+0.6%Added–
NVDANVIDIA CorpStock33,552$26.8M0.4%+9,504+39.5%AddedHistory
iShares Russell 2000 ETF464287655ETF115,461$26.5M0.4%+20,257+21.3%Added–
iShares Tr46435G425ESG AWR MSCI USA267,225$26.3M0.4%+110,108+70.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF112,883$25.4M0.4%−58,988−34.3%Reduced–
iShares Core Dividend Growth ETF46434V621ETF492,376$24.8M0.3%−338,901−40.8%Reduced–
GOOGAlphabet Inc.Stock9,889$24.8M0.3%+2,714+37.8%AddedHistory
PFEPfizer IncStock616,806$24.2M0.3%+172,124+38.7%AddedHistory
TSLATesla, Inc.Stock35,321$24.0M0.3%+12,358+53.8%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF468,162$23.8M0.3%+196,940+72.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF458,251$23.6M0.3%+118,236+34.8%Added–
ARK Innovation ETF00214Q104ETF176,216$23.0M0.3%+40,615+30.0%Added–
XOMExxonMobil Holdings CorpCOM358,748$22.6M0.3%+99,929+38.6%AddedHistory
iShares Semiconductor ETF464287523ETF48,257$21.9M0.3%+44,093+1,058.9%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF92,281$21.9M0.3%+11,175+13.8%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF267,833$21.7M0.3%+254,291+1,877.8%Added–
UNHUnitedHealth Group IncStock53,961$21.6M0.3%+21,015+63.8%AddedHistory
Vanguard Information Technology ETF92204A702ETF53,969$21.5M0.3%+3,548+7.0%Added–
WisdomTree Tr97717W505US MIDCAP DIVID497,908$20.9M0.3%+35,305+7.6%Added–
Pacer US Cash Cows 100 ETF69374H881ETF488,109$20.9M0.3%+19,478+4.2%Added–
CVXChevron CorpStock198,402$20.8M0.3%+58,208+41.5%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF163,725$20.6M0.3%+14,244+9.5%Added–
UPSUnited Parcel Service IncStock98,928$20.6M0.3%+28,791+41.0%AddedHistory
iShares Tips Bond ETF464287176ETF159,578$20.4M0.3%+71,663+81.5%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF134,848$19.9M0.3%−110,038−44.9%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF253,911$19.9M0.3%+25,456+11.1%Added–
WMTWalmart Inc.Stock138,464$19.5M0.3%+61,213+79.2%AddedHistory
BABoeing CoStock81,375$19.5M0.3%+25,760+46.3%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF233,406$19.2M0.3%+130,656+127.2%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND239,077$18.7M0.3%−12,113−4.8%Reduced–
ABBVAbbVie Inc.Stock163,046$18.4M0.3%+81,353+99.6%AddedHistory
MCDMcDonalds CorpStock78,632$18.2M0.3%+35,486+82.2%AddedHistory
CSCOCisco Systems, Inc.Stock339,936$18.0M0.3%+122,704+56.5%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT353,619$18.0M0.3%+220,605+165.9%Added–
PEPPepsiCo IncStock119,594$17.7M0.2%+58,649+96.2%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF215,045$17.7M0.2%+175,432+442.9%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF263,533$17.7M0.2%+63,176+31.5%Added–
Global X FDS37954Y574ADAPTIVE US592,947$17.6M0.2%+11,605+2.0%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF369,085$17.5M0.2%+67,690+22.5%Added–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT115,578$17.4M0.2%+9,891+9.4%Added–
SPDR Series Trust78464A805ST STR PR SP1500328,383$17.4M0.2%+328,383New–
Invesco Exchange Traded FD T46137V597RAFI US 150092,737$17.3M0.2%+1,443+1.6%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF126,651$17.0M0.2%+54,429+75.4%Added–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV822,044$17.0M0.2%+793,731+2,803.4%Added–
iShares Tr4642886613 7 YR TREAS BD127,561$16.6M0.2%+46,435+57.2%Added–
QCOMQualcomm IncStock116,157$16.6M0.2%+56,127+93.5%AddedHistory
Pacer US Small Cap Cash Cows ETF69374H857ETF370,546$16.5M0.2%+41,957+12.8%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF219,283$16.2M0.2%+13,429+6.5%Added–
LMTLockheed Martin CorpStock42,790$16.2M0.2%+22,540+111.3%AddedHistory
MMM3M CoStock80,757$16.0M0.2%+20,358+33.7%AddedHistory
iShares MSCI Eafe ETF464287465ETF203,174$16.0M0.2%+21,133+11.6%Added–
iShares Tr464287622RUS 1000 ETF66,100$16.0M0.2%+6,987+11.8%Added–
MRKMerck & Co., Inc.Stock205,651$16.0M0.2%+56,255+37.7%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF158,049$16.0M0.2%+12,043+8.2%Added–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$26.0K–
USOUnited States Oil Fund, LPUNITS–$13.0K
AGFirst Majestic Silver CorpCOM–$9.00K
Yamana Gold Inc98462Y100COM–$8.00K
Invesco QQQ Trust Series I46090E103ETF$2.00K–
State Street Technology Select Sector SPDR ETF81369Y803ETF–$2.00K
AALAmerican Airlines Group Inc.Stock–$2.00K
AMDAdvanced Micro Devices IncStock–$2.00K
BALLBALL CorpCOM$2.00K–
CHPTChargePoint Holdings, Inc.COM CL A–$2.00K
MOAltria Group, Inc.Stock–$1.00K
USBUS Bancorp DECOM NEW$0$1.00K

Sold out since Q1 2021 (65)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
FS KKR Cap Corp II35952V303COM153,193$2.99M0.1%–
Western Asset Mun Def Opp Tr95768A109COM63,677$1.35M<0.1%–
HPSJohn Hancock Preferred Income Fund IIICOM68,315$1.24M<0.1%History
Standard Avb Finl Corp85303B100COM32,010$1.04M<0.1%–
Varian Med Sys Inc92220P105COM4,469$789.0K<0.1%–
Colony CR Real Estate Inc19625T101COM CL A91,652$781.0K<0.1%–
Alps ETF Tr00162Q478DISRUPTIVE TECH16,129$725.0K<0.1%–
Trident Acquisitions Corp89615T106COM49,000$585.0K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF20,083$567.0K<0.1%–
Innovator ETFs Trust45782C573US EQTY PWR BUF16,300$484.0K<0.1%–
Innovator ETFs Trust45782C284US SML CP PWR B17,716$468.0K<0.1%–
VVVValvoline IncCOM17,715$462.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 219,741$449.0K<0.1%History
WKHSWorkhorse Group Inc.COM NEW30,603$421.0K<0.1%History
Innovator ETFs Trust45782C565US EQTY ULTRA BU13,777$396.0K<0.1%–
TCPCBlackRock TCP Capital Corp.COM27,089$375.0K<0.1%History
BLDRBuilders FirstSource, Inc.Stock7,969$370.0K<0.1%History
Thunder BRDG Acquistion II LG8857S116CL A SHS35,550$370.0K<0.1%–
NKLANikola CorpCOM26,349$366.0K<0.1%History
GS Acquisition Hldgs Corp II36258Q105COM CL A33,897$354.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS37,482$353.0K<0.1%–
HONEHarborOne Bancorp, Inc.COM NEW24,797$334.0K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,248$328.0K<0.1%History
Forest Road Acquisition Corp34619R102COM29,700$301.0K<0.1%–
Innovator ETFs Trust45782C839US EQT ULTRA BF11,135$298.0K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,739$298.0K<0.1%–
LPROOpen Lending CorpCOM8,250$292.0K<0.1%History
Hudson Executive Invt Corp443761101COM CL A29,000$288.0K<0.1%–
CGNXCognex CorpCOM3,279$272.0K<0.1%History
CARAvis Budget Group, Inc.COM3,731$271.0K<0.1%History
VIEWView, Inc.COM CL A36,100$267.0K<0.1%History
FLEXFlex Ltd.Stock14,485$265.0K<0.1%History
JACKJack in the Box IncCOM2,221$244.0K<0.1%History
GANGAN LtdORD SHS13,300$242.0K<0.1%History
CWHCamping World Holdings, Inc.CL A6,469$235.0K<0.1%History
Nuveen Corporate Incm Noveme67077N106COM24,600$231.0K<0.1%–
Ftac Olympus Acquisition CorG37288100CL A SHS20,700$219.0K<0.1%–
WDFCWD 40 CoCOM698$214.0K<0.1%History
MSTRStrategy IncStock312$212.0K<0.1%History
JWNNordstrom IncStock5,578$211.0K<0.1%History
SPDR Ser Tr78468R655S&P KENSHO CLEAN1,838$210.0K<0.1%–
TMBRTrex Wind-Down, Inc.COM102,128$207.0K<0.1%History
RNGRingCentral, Inc.CL A681$203.0K<0.1%History
Nushares ETF Tr67092P607NUVEEN ESG SMLCP4,700$202.0K<0.1%–
Nuveen CR Opportunities 202267075U102COM23,775$199.0K<0.1%–
DPCM Cap Inc23344P101COM CL A20,000$197.0K<0.1%–
APTXAptinyx Inc.COM60,000$180.0K<0.1%History
ZOMDFZomedica Corp.COM109,500$173.0K<0.1%History
OUSTOuster, Inc.COM17,200$146.0K<0.1%History
ALDXAldeyra Therapeutics, Inc.COM11,188$133.0K<0.1%History
Forum Merger III Corp349885103COM CL A13,100$131.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/202611,400$115.0K<0.1%–
China Jo-Jo Drugstores Inc16949A206COM NEW100,000$112.0K<0.1%–
Nextgen Acquisition CorpG65305107CL A11,300$112.0K<0.1%–
HYLNHyliion Holdings Corp.COMMON STOCK10,250$109.0K<0.1%History
Thoma Bravo AdvantageG88272102COM CL A10,000$105.0K<0.1%–
EMBJEmbraer S.A.ADR10,120$101.0K<0.1%History
FTITechnipFMC plcCOM11,011$85.0K<0.1%History
WWRWestwater Resources, Inc.COM NEW13,000$70.0K<0.1%History
NTBLNotable Labs, Ltd.COM32,800$66.0K<0.1%History
Hyperscale Data, Inc.05150X104COM12,600$41.0K<0.1%–
GALTGalectin Therapeutics IncCOM NEW16,006$35.0K<0.1%History
VCNXVaccinex, Inc.COM10,500$31.0K<0.1%History
Onconova Therapeutics Inc68232V405COM PAR13,000$13.0K<0.1%–
Gabelli Util Tr36240A168RIGHT 04/14/202110,066$1.00K<0.1%–