Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 295,067 | $15.9M | 0.2% | +144,977+96.6% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 241,164 | $15.8M | 0.2% | +18,490+8.3% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 53,865 | $15.7M | 0.2% | +16,673+44.8% | Added | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 289,242 | $15.5M | 0.2% | +59,907+26.1% | Added | – |
| Managed Portfolio Series46143U849 | KNWLDL LD ETF | 330,457 | $15.4M | 0.2% | −2,095−0.6% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 257,798 | $15.4M | 0.2% | +12,701+5.2% | Added | – |
| Innovator ETFs Tr45782C219 | DOUBLE STACKR 9 | 526,624 | $15.1M | 0.2% | −1,749−0.3% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 220,227 | $15.1M | 0.2% | +19,470+9.7% | Added | – |
| LOWLowes Companies Inc | Stock | 77,502 | $15.0M | 0.2% | +38,980+101.2% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 90,605 | $14.8M | 0.2% | +11,431+14.4% | Added | – |
| ORealty Income Corp | REIT | 222,144 | $14.8M | 0.2% | +24,373+12.3% | Added | History |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 284,727 | $14.8M | 0.2% | −120,145−29.7% | Reduced | – |
| IAUiShares Gold Trust | ETF | 437,572 | $14.8M | 0.2% | +354,577+427.2% | AddedConverted for a 1-for-2 split | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 162,386 | $14.7M | 0.2% | +68,243+72.5% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 400,828 | $14.7M | 0.2% | +78,535+24.4% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 291,655 | $14.7M | 0.2% | +286,934+6,077.8% | Added | – |
| First Tr Exchange-Traded Alp33735J101 | COM SHS | 222,523 | $14.6M | 0.2% | +192,769+647.9% | Added | – |
| AMGNAmgen Inc | Stock | 59,718 | $14.6M | 0.2% | +34,011+132.3% | Added | History |
| MAMastercard Inc | Stock | 39,868 | $14.6M | 0.2% | +20,278+103.5% | Added | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 156,960 | $14.5M | 0.2% | +9,740+6.6% | Added | – |
| INTCIntel Corp | Stock | 254,676 | $14.3M | 0.2% | +111,938+78.4% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 262,500 | $14.3M | 0.2% | +70,338+36.6% | Added | – |
| COSTCostco Wholesale Corp | Stock | 35,901 | $14.2M | 0.2% | +13,577+60.8% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 121,536 | $14.2M | 0.2% | +37,033+43.8% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 119,900 | $14.1M | 0.2% | +61,065+103.8% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 123,631 | $14.0M | 0.2% | +1,989+1.6% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 28,413 | $14.0M | 0.2% | +1,537+5.7% | Added | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 632,409 | $13.8M | 0.2% | −12,996−2.0% | Reduced | History |
| SLViShares Silver Trust | ETF | 571,480 | $13.8M | 0.2% | +497,696+674.5% | Added | History |
| ABTAbbott Laboratories | Stock | 119,137 | $13.8M | 0.2% | +61,361+106.2% | Added | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 170,286 | $13.8M | 0.2% | +22,009+14.8% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 249,064 | $13.7M | 0.2% | +27,894+12.6% | Added | – |
| CATCaterpillar Inc | Stock | 62,432 | $13.6M | 0.2% | +21,235+51.5% | Added | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 176,912 | $13.4M | 0.2% | −2,363−1.3% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 54,463 | $13.3M | 0.2% | +22,525+70.5% | Added | History |
| CMCSAComcast Corp | Stock | 228,420 | $13.0M | 0.2% | +124,722+120.3% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 37,155 | $12.8M | 0.2% | +26,453+247.2% | Added | History |
| BACBank of America Corp | Stock | 307,100 | $12.7M | 0.2% | +120,657+64.7% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 171,665 | $12.5M | 0.2% | +47,382+38.1% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 93,102 | $12.4M | 0.2% | −27,907−23.1% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 143,494 | $12.3M | 0.2% | +49,592+52.8% | Added | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 120,048 | $12.2M | 0.2% | +1,349+1.1% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 82,103 | $12.1M | 0.2% | +21,902+36.4% | Added | – |
| DUKDuke Energy CORP | Stock | 121,855 | $12.0M | 0.2% | +72,833+148.6% | Added | History |
| UNPUnion Pacific Corp | Stock | 53,246 | $11.7M | 0.2% | +21,359+67.0% | Added | History |
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 372,803 | $11.6M | 0.2% | +12,739+3.5% | Added | – |
| OKEONEOK Inc | COM | 204,920 | $11.4M | 0.2% | +24,866+13.8% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 288,046 | $11.3M | 0.2% | −238,738−45.3% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 73,742 | $10.8M | 0.2% | +17,634+31.4% | Added | History |
| KOCoca Cola Co | Stock | 198,774 | $10.8M | 0.2% | +70,481+54.9% | Added | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 387,848 | $10.7M | 0.2% | +64,171+19.8% | Added | – |
| NEENextera Energy Inc | Stock | 145,519 | $10.7M | 0.2% | +79,081+119.0% | Added | History |
| Lattice Strategies Tr518416102 | HARTFORD MLT ETF | 347,094 | $10.7M | 0.2% | +1,228+0.4% | Added | – |
| SBUXStarbucks Corp | Stock | 93,746 | $10.5M | 0.1% | +36,835+64.7% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 173,470 | $9.94M | 0.1% | +102,780+145.4% | Added | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 89,791 | $9.92M | 0.1% | +86,306+2,476.5% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 218,344 | $9.86M | 0.1% | +116,491+114.4% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 85,096 | $9.83M | 0.1% | +22,793+36.6% | Added | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 200,835 | $9.76M | 0.1% | +10,623+5.6% | Added | – |
| HONHoneywell International Inc | COM | 43,750 | $9.60M | 0.1% | +13,999+47.1% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 94,142 | $9.58M | 0.1% | +26,508+39.2% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 183,479 | $9.50M | 0.1% | +148,960+431.5% | Added | – |
| DEDeere & Co | Stock | 26,789 | $9.45M | 0.1% | +11,958+80.6% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 113,132 | $9.36M | 0.1% | −152,648−57.4% | Reduced | – |
| iShares Core S&P US Value ETF464287663 | ETF | 129,493 | $9.32M | 0.1% | +3,410+2.7% | Added | – |
| CVSCVS Health Corp | Stock | 110,516 | $9.22M | 0.1% | +58,307+111.7% | Added | History |
| NKENIKE, Inc. | Stock | 59,059 | $9.12M | 0.1% | +16,592+39.1% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 142,845 | $8.99M | 0.1% | +100,054+233.8% | Added | – |
| First Tr Exchange-Traded FD33734X846 | NASDAQ CYB ETF | 192,123 | $8.98M | 0.1% | +11,402+6.3% | Added | – |
| KMBKimberly Clark Corp | Stock | 66,204 | $8.86M | 0.1% | +14,555+28.2% | Added | History |
| ORCLOracle Corp | Stock | 112,880 | $8.79M | 0.1% | +21,418+23.4% | Added | History |
| FDXFedEx Corp | Stock | 29,263 | $8.73M | 0.1% | +12,934+79.2% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 23,910 | $8.63M | 0.1% | +5,073+26.9% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 128,783 | $8.61M | 0.1% | +57,749+81.3% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 33,425 | $8.55M | 0.1% | +453+1.4% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 74,114 | $8.52M | 0.1% | −58,904−44.3% | Reduced | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 165,934 | $8.51M | 0.1% | −62,824−27.5% | Reduced | – |
| TGTTarget Corp | Stock | 34,945 | $8.45M | 0.1% | +13,150+60.3% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 147,689 | $8.43M | 0.1% | +87,549+145.6% | Added | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 64,612 | $8.42M | 0.1% | +56,708+717.5% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 48,310 | $8.39M | 0.1% | −29,355−37.8% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 137,246 | $8.36M | 0.1% | +57,210+71.5% | Added | – |
| LLYEli Lilly & Co | Stock | 36,337 | $8.34M | 0.1% | +7,369+25.4% | Added | History |
| iShares Tr464288273 | EAFE SML CP ETF | 112,392 | $8.34M | 0.1% | +1,716+1.6% | Added | – |
| iShares U S ETF Tr46431W622 | INOVATIV HLTCR | 235,744 | $8.25M | 0.1% | +235,744 | New | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 28,454 | $8.25M | 0.1% | +1,603+6.0% | Added | – |
| RTXRTX Corp | Stock | 96,512 | $8.23M | 0.1% | +29,375+43.8% | Added | History |
| BXBlackstone Inc. | COM | 84,757 | $8.23M | 0.1% | +32,579+62.4% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 117,468 | $8.22M | 0.1% | +53,673+84.1% | Added | – |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 66,757 | $8.03M | 0.1% | +23,027+52.7% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 44,855 | $8.01M | 0.1% | −68,406−60.4% | Reduced | – |
| NFLXNetflix Inc | Stock | 15,115 | $7.98M | 0.1% | +9,003+147.3% | Added | History |
| Innovator ETFs Tr45782C185 | DOUBLE STKER OCT | 260,372 | $7.98M | 0.1% | +3,197+1.2% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 206,746 | $7.97M | 0.1% | +43,133+26.4% | Added | – |
| CCICrown Castle Inc. | REIT | 40,778 | $7.96M | 0.1% | +6,087+17.5% | Added | History |
| ADBEAdobe Inc. | Stock | 13,560 | $7.94M | 0.1% | −9−0.1% | Reduced | History |
| MDTMedtronic plc | Stock | 63,692 | $7.91M | 0.1% | +24,583+62.9% | Added | History |
| MOAltria Group, Inc. | Stock | 165,376 | $7.88M | 0.1% | +63,841+62.9% | Added | History |
| Pacer Trendpilot 100 ETF69374H303 | ETF | 142,013 | $7.87M | 0.1% | −8,557−5.7% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 83,531 | $7.84M | 0.1% | +36,379+77.2% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |