Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PMPhilip Morris International Inc. | Stock | 79,104 | $7.84M | 0.1% | +45,131+132.8% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 71,972 | $7.72M | 0.1% | +37,366+108.0% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 75,313 | $7.71M | 0.1% | +24,284+47.6% | Added | – |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 149,292 | $7.63M | 0.1% | +149,292 | New | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 151,270 | $7.59M | 0.1% | −91,801−37.8% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 74,133 | $7.56M | 0.1% | +43,877+145.0% | Added | – |
| WisdomTree Bloomberg US Dollar Bullish Fund97717W471 | ETF | 296,020 | $7.53M | 0.1% | +27,106+10.1% | Added | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 123,587 | $7.50M | 0.1% | +123,587 | New | – |
| GEGeneral Electric Co | COM | 554,439 | $7.46M | 0.1% | +211,507+61.7% | Added | History |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 976,298 | $7.43M | 0.1% | +492,468+101.8% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 32,734 | $7.42M | 0.1% | +9,058+38.3% | Added | History |
| ENBEnbridge Inc | Stock | 184,119 | $7.38M | 0.1% | +139,142+309.4% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 69,974 | $7.35M | 0.1% | +52,427+298.8% | Added | – |
| AVGOBroadcom Inc. | Stock | 15,325 | $7.31M | 0.1% | +4,302+39.0% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 115,254 | $7.31M | 0.1% | +34,334+42.4% | Added | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 36,175 | $7.26M | 0.1% | +4,218+13.2% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 80,535 | $7.25M | 0.1% | −28,700−26.3% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 129,072 | $7.14M | 0.1% | +16,008+14.2% | Added | – |
| DDominion Energy, Inc | Stock | 96,764 | $7.12M | 0.1% | +41,362+74.7% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 274,643 | $7.07M | 0.1% | +165,989+152.8% | Added | – |
| WMWaste Management Inc | Stock | 50,435 | $7.07M | 0.1% | +32,232+177.1% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 18,011 | $7.03M | 0.1% | +14,863+472.1% | Added | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 45,765 | $6.89M | 0.1% | +42,800+1,443.5% | Added | – |
| MDLZMondelez International, Inc. | Stock | 110,341 | $6.89M | 0.1% | +1,648+1.5% | Added | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 137,146 | $6.89M | 0.1% | +20,291+17.4% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 21,775 | $6.79M | 0.1% | −77,223−78.0% | Reduced | – |
| WFCWells Fargo & Company | Stock | 149,849 | $6.79M | 0.1% | +58,707+64.4% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 56,254 | $6.76M | 0.1% | +28,860+105.4% | Added | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 182,870 | $6.64M | 0.1% | +144,544+377.1% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 35,171 | $6.63M | 0.1% | +26,996+330.2% | Added | – |
| AMATApplied Materials Inc | Stock | 46,176 | $6.58M | 0.1% | +20,209+77.8% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 66,225 | $6.54M | 0.1% | +10,735+19.3% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 118,058 | $6.47M | 0.1% | +69,468+143.0% | Added | – |
| ITWIllinois Tool Works Inc | Stock | 28,848 | $6.45M | 0.1% | +6,613+29.7% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 12,700 | $6.41M | 0.1% | +3,305+35.2% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 143,053 | $6.29M | 0.1% | +143,053 | New | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 98,857 | $6.25M | 0.1% | +45,092+83.9% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 44,163 | $6.21M | 0.1% | +20,829+89.3% | Added | – |
| NOCNorthrop Grumman Corp | Stock | 16,973 | $6.17M | 0.1% | +2,972+21.2% | Added | History |
| TFCTruist Financial Corp | COM | 110,145 | $6.11M | 0.1% | +41,048+59.4% | Added | History |
| NSCNorfolk Southern Corp | Stock | 22,896 | $6.08M | 0.1% | +12,272+115.5% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 25,689 | $6.07M | 0.1% | +4,037+18.6% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 58,200 | $6.05M | 0.1% | +25,124+76.0% | Added | – |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 51,073 | $6.05M | 0.1% | +43,706+593.3% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 290,575 | $5.99M | 0.1% | +178,426+159.1% | Added | – |
| SHOPShopify Inc. | Stock | 4,071 | $5.95M | 0.1% | +622+18.0% | Added | History |
| SOSouthern Co | Stock | 97,710 | $5.91M | 0.1% | +57,992+146.0% | Added | History |
| iShares Tr464287721 | U.S. TECH ETF | 59,422 | $5.91M | 0.1% | +15,270+34.6% | Added | – |
| iShares Tr464288588 | MBS ETF | 53,974 | $5.84M | 0.1% | −22,408−29.3% | Reduced | – |
| FSKFS KKR Capital Corp | COM | 271,307 | $5.84M | 0.1% | +76,826+39.5% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 380,035 | $5.82M | 0.1% | +319,299+525.7% | Added | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 22,918 | $5.76M | 0.1% | +6,504+39.6% | Added | History |
| APDAir Products & Chemicals, Inc. | Stock | 20,007 | $5.76M | 0.1% | +14,156+241.9% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 290,843 | $5.76M | 0.1% | −114,923−28.3% | Reduced | History |
| Innovator ETFs Trust45782C599 | US SML CP PWR B | 213,495 | $5.72M | 0.1% | +10,237+5.0% | Added | – |
| BLKBlackRock, Inc. | COM | 6,435 | $5.63M | 0.1% | +2,715+73.0% | Added | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 53,439 | $5.63M | 0.1% | +5,088+10.5% | Added | – |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 107,537 | $5.62M | 0.1% | +5,956+5.9% | Added | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 64,586 | $5.57M | 0.1% | −7,818−10.8% | Reduced | – |
| GSGoldman Sachs Group Inc | Stock | 14,632 | $5.55M | 0.1% | +6,754+85.7% | Added | History |
| TXNTexas Instruments Inc | Stock | 28,643 | $5.51M | 0.1% | +12,880+81.7% | Added | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 58,438 | $5.41M | 0.1% | +56,001+2,297.9% | Added | – |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 431,900 | $5.40M | 0.1% | +35,200+8.9% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 90,011 | $5.39M | 0.1% | +49,047+119.7% | Added | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 100,019 | $5.37M | 0.1% | +5,480+5.8% | Added | – |
| CMICummins Inc | Stock | 21,980 | $5.36M | 0.1% | +13,433+157.2% | Added | History |
| FFord Motor Co | Stock | 360,072 | $5.35M | 0.1% | +165,963+85.5% | Added | History |
| Vanguard Health Care ETF92204A504 | ETF | 21,625 | $5.34M | 0.1% | +10,243+90.0% | Added | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 51,252 | $5.34M | 0.1% | +1,761+3.6% | Added | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 104,936 | $5.33M | 0.1% | +20,426+24.2% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 60,147 | $5.29M | 0.1% | +29,473+96.1% | Added | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 222,897 | $5.27M | 0.1% | +195,152+703.4% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 60,722 | $5.27M | 0.1% | +43,806+259.0% | Added | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 150,207 | $5.25M | 0.1% | +12,492+9.1% | Added | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 233,849 | $5.25M | 0.1% | +173,364+286.6% | Added | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 33,666 | $5.19M | 0.1% | +9,757+40.8% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 57,977 | $5.15M | 0.1% | +27,983+93.3% | Added | – |
| NLYAnnaly Capital Management Inc | COM | 579,404 | $5.14M | 0.1% | +236,812+69.1% | Added | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 168,061 | $5.04M | 0.1% | +168,061 | New | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 20,344 | $4.98M | 0.1% | −867−4.1% | Reduced | – |
| iShares Tr464288760 | US AER DEF ETF | 45,110 | $4.94M | 0.1% | +26,155+138.0% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 103,736 | $4.90M | 0.1% | +103,736 | New | – |
| ROSTRoss Stores, Inc. | COM | 39,449 | $4.89M | 0.1% | +313+0.8% | Added | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 72,823 | $4.88M | 0.1% | +20,003+37.9% | AddedConverted for a 4-for-1 split | – |
| ADPAutomatic Data Processing Inc | Stock | 24,523 | $4.87M | 0.1% | +12,866+110.4% | Added | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 128,510 | $4.82M | 0.1% | +69,238+116.8% | Added | – |
| First Tr Exchange-Traded Alp33735K108 | COM SHS | 43,893 | $4.82M | 0.1% | +3,407+8.4% | Added | – |
| XYZBlock, Inc. | CL A | 19,726 | $4.81M | 0.1% | +6,790+52.5% | Added | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 69,459 | $4.81M | 0.1% | −91,150−56.8% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 88,903 | $4.75M | 0.1% | −237,815−72.8% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 119,705 | $4.73M | 0.1% | +112,875+1,652.6% | Added | – |
| IQVIQVIA Holdings Inc. | Stock | 19,479 | $4.72M | 0.1% | +18,188+1,408.8% | Added | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 327,117 | $4.70M | 0.1% | −72,126−18.1% | Reduced | History |
| iShares Tr464288752 | US HOME CONS ETF | 64,993 | $4.50M | 0.1% | +8,691+15.4% | Added | – |
| GILDGilead Sciences, Inc. | Stock | 64,849 | $4.47M | 0.1% | −6,482−9.1% | Reduced | History |
| First Tr Exchng Traded FD VI33740U802 | FT VEST U.S. | 146,279 | $4.47M | 0.1% | +146,279 | New | – |
| CSXCSX Corp | Stock | 139,067 | $4.46M | 0.1% | +37,913+37.5% | AddedConverted for a 3-for-1 split | History |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 63,295 | $4.46M | 0.1% | +43,542+220.4% | Added | – |
| iShares Tr464289875 | CORE 40 MODE ETF | 98,936 | $4.46M | 0.1% | +227+0.2% | Added | – |
| iShares Core High Dividend ETF46429B663 | ETF | 45,991 | $4.44M | 0.1% | +2,914+6.8% | Added | – |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |