Cetera Advisor Networks LLC

SEC CIK: 0001534468
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 1,945; +61 vs. Q2 2021
Portfolio value: $7.39B; +$299.1M (+4.2%) vs. Q2 2021
Filed: Nov 16, 2021; SEC

Holdings of Cetera Advisor Networks LLC in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Invesco QQQ Trust Series I46090E103	ETF	746,482	$267.2M	3.6%	+47,484+6.8%	Added	–
AAPLApple Inc.	Stock	1,841,432	$260.6M	3.5%	+146,281+8.6%	Added	History
MSFTMicrosoft Corp	Stock	533,759	$150.5M	2.0%	+24,807+4.9%	Added	History
iShares Russell 1000 Growth ETF464287614	ETF	532,160	$145.8M	2.0%	+81,651+18.1%	Added	–
Vanguard S&P 500 ETF922908363	ETF	369,630	$145.8M	2.0%	+8,728+2.4%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	283,026	$121.5M	1.6%	−10,640−3.6%	Reduced	History
iShares Core S&P 500 ETF464287200	ETF	270,027	$116.3M	1.6%	+13,039+5.1%	Added	–
AMZNAmazon Com Inc	Stock	33,269	$109.3M	1.5%	+3,461+11.6%	Added	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	695,339	$79.8M	1.1%	+43,835+6.7%	Added	–
iShares Core S&P Small Cap ETF464287804	ETF	675,534	$73.8M	1.0%	+39,365+6.2%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	713,433	$73.7M	1.0%	+42,789+6.4%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	532,325	$72.1M	1.0%	+7,590+1.4%	Added	–
iShares Russell 1000 Value ETF464287598	ETF	344,089	$53.9M	0.7%	−2,314−0.7%	Reduced	–
iShares Core MSCI Eafe ETF46432F842	ETF	687,150	$51.0M	0.7%	+29,021+4.4%	Added	–
HDHome Depot, Inc.	Stock	153,576	$50.4M	0.7%	+15,964+11.6%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	154,711	$44.9M	0.6%	+2,938+1.9%	Added	–
VVisa Inc.	Stock	193,105	$43.0M	0.6%	+5,587+3.0%	Added	History
KYNKayne Anderson Energy Infrastructure Fund, Inc.	COM	5,288,269	$42.3M	0.6%	−172,141−3.2%	Reduced	History
BRK.BBerkshire Hathaway Inc	Stock	152,623	$41.7M	0.6%	+1,754+1.2%	Added	History
Pacer Trendpilot US Bond ETF69374H642	ETF	1,505,742	$40.8M	0.6%	+52,899+3.6%	Added	–
METAMeta Platforms, Inc.	Stock	114,825	$39.0M	0.5%	+11,500+11.1%	Added	History
iShares Tr464287457	1 3 YR TREAS BD	439,629	$37.9M	0.5%	+28,119+6.8%	Added	–
JNJJohnson & Johnson	Stock	232,055	$37.5M	0.5%	+1,983+0.9%	Added	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	168,527	$37.4M	0.5%	+20,398+13.8%	Added	–
PGProcter & Gamble Co	Stock	267,147	$37.3M	0.5%	−288−0.1%	Reduced	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	251,296	$37.2M	0.5%	−2,955−1.2%	Reduced	–
iShares U.S. Treasury Bond ETF46429B267	ETF	1,399,501	$37.1M	0.5%	−59,935−4.1%	Reduced	–
ETF Ser Solutions26922B105	LHA MKT ST TACTL	1,191,800	$36.1M	0.5%	+287,912+31.9%	Added	–
JPMJPMorgan Chase & Co	Stock	214,683	$35.1M	0.5%	+19,824+10.2%	Added	History
GOOGLAlphabet Inc.	Stock	13,029	$34.8M	0.5%	+1,019+8.5%	Added	History
SPDR Series Trust78464A763	ST STR SP DIV	292,655	$34.4M	0.5%	+15,471+5.6%	Added	–
Global X FDS37954Y194	ADAPTIVE US RISK	1,213,192	$34.4M	0.5%	+17,661+1.5%	Added	–
VZVerizon Communications Inc	Stock	634,520	$34.3M	0.5%	+56,507+9.8%	Added	History
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	395,452	$34.0M	0.5%	+5,294+1.4%	Added	–
TSLATesla, Inc.	Stock	41,786	$32.4M	0.4%	+6,465+18.3%	Added	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	435,938	$32.0M	0.4%	−35,346−7.5%	Reduced	–
iShares Core S&P Mid-Cap ETF464287507	ETF	121,286	$31.9M	0.4%	+3,608+3.1%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	616,379	$31.3M	0.4%	+148,217+31.7%	Added	–
NVDANVIDIA Corp	Stock	148,074	$30.7M	0.4%	+13,866+10.3%	AddedConverted for a 4-for-1 split	History
First Tr Exchange-Traded FD33734H106	SHS	778,445	$30.5M	0.4%	+21,910+2.9%	Added	–
iShares Russell Midcap ETF464287499	ETF	386,418	$30.2M	0.4%	+23,200+6.4%	Added	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	635,201	$30.2M	0.4%	+36,027+6.0%	Added	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	402,291	$30.1M	0.4%	−74,505−15.6%	Reduced	–
GOOGAlphabet Inc.	Stock	11,227	$29.9M	0.4%	+1,338+13.5%	Added	History
DISWalt Disney Co	Stock	176,690	$29.9M	0.4%	+15,329+9.5%	Added	History
GLDSPDR Gold Trust	ETF	179,275	$29.4M	0.4%	+5,651+3.3%	Added	History
Vanguard Dividend Appreciation ETF921908844	ETF	182,900	$28.1M	0.4%	−5,892−3.1%	Reduced	–
TAT&T Inc.	Stock	1,032,695	$27.9M	0.4%	−8,174−0.8%	Reduced	History
iShares Tr46435G425	ESG AWR MSCI USA	280,599	$27.6M	0.4%	+13,374+5.0%	Added	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	157,254	$27.6M	0.4%	−19,946−11.3%	Reduced	–
Pacer US Cash Cows 100 ETF69374H881	ETF	618,259	$27.0M	0.4%	+130,150+26.7%	Added	–
PFEPfizer Inc	Stock	624,915	$26.9M	0.4%	+8,109+1.3%	Added	History
ARK Innovation ETF00214Q104	ETF	240,921	$26.6M	0.4%	+64,705+36.7%	Added	–
iShares Semiconductor ETF464287523	ETF	59,253	$26.4M	0.4%	+10,996+22.8%	Added	–
iShares Tips Bond ETF464287176	ETF	206,431	$26.4M	0.4%	+46,853+29.4%	Added	–
iShares Core Dividend Growth ETF46434V621	ETF	515,676	$25.9M	0.4%	+23,300+4.7%	Added	–
iShares Russell 2000 ETF464287655	ETF	116,283	$25.4M	0.3%	+822+0.7%	Added	–
Invesco Exchange Traded FD T46137V613	RAFI US 1000 ETF	160,574	$25.4M	0.3%	−10,536−6.2%	Reduced	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	115,472	$25.3M	0.3%	+2,589+2.3%	Added	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	190,826	$24.3M	0.3%	+27,101+16.6%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	469,862	$23.7M	0.3%	+11,611+2.5%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	99,742	$23.6M	0.3%	+7,461+8.1%	Added	–
XOMExxonMobil Holdings Corp	COM	397,473	$23.4M	0.3%	+38,725+10.8%	Added	History
UNHUnitedHealth Group Inc	Stock	59,744	$23.3M	0.3%	+5,783+10.7%	Added	History
Vanguard Information Technology ETF92204A702	ETF	55,115	$22.1M	0.3%	+1,146+2.1%	Added	–
CVXChevron Corp	Stock	213,391	$21.6M	0.3%	+14,989+7.6%	Added	History
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	269,306	$21.6M	0.3%	+1,473+0.5%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	144,333	$21.6M	0.3%	+9,485+7.0%	Added	–
Schwab U.S. Mid-Cap ETF808524508	ETF	280,867	$21.5M	0.3%	+26,956+10.6%	Added	–
Vanguard Short-Term Bond ETF921937827	ETF	259,614	$21.3M	0.3%	+26,208+11.2%	Added	–
WisdomTree Tr97717W505	US MIDCAP DIVID	489,256	$20.3M	0.3%	−8,652−1.7%	Reduced	–
CSCOCisco Systems, Inc.	Stock	368,744	$20.1M	0.3%	+28,808+8.5%	Added	History
WMTWalmart Inc.	Stock	142,507	$19.9M	0.3%	+4,043+2.9%	Added	History
UPSUnited Parcel Service Inc	Stock	107,339	$19.5M	0.3%	+8,411+8.5%	Added	History
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	984,840	$19.5M	0.3%	+162,796+19.8%	Added	–
BABoeing Co	Stock	88,111	$19.4M	0.3%	+6,736+8.3%	Added	History
PEPPepsiCo Inc	Stock	127,918	$19.2M	0.3%	+8,324+7.0%	Added	History
ABBVAbbVie Inc.	Stock	175,634	$18.9M	0.3%	+12,588+7.7%	Added	History
State Street Real Estate Select Sector SPDR ETF81369Y860	ETF	419,888	$18.7M	0.3%	+392,148+1,413.7%	Added	–
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	368,345	$18.6M	0.3%	+14,726+4.2%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	241,662	$18.6M	0.3%	+2,585+1.1%	Added	–
MCDMcDonalds Corp	Stock	76,845	$18.5M	0.3%	−1,787−2.3%	Reduced	History
SPDR Series Trust78464A805	ST STR PR SP1500	341,925	$18.1M	0.2%	+13,542+4.1%	Added	–
MRKMerck & Co., Inc.	Stock	238,553	$17.9M	0.2%	+32,902+16.0%	Added	History
iShares Core S&P U.S. Growth ETF464287671	ETF	173,348	$17.8M	0.2%	+15,299+9.7%	Added	–
CRMSalesforce, Inc.	Stock	65,013	$17.6M	0.2%	+10,550+19.4%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	278,360	$17.2M	0.2%	+14,827+5.6%	Added	–
Invesco Exchange Traded FD T46137V597	RAFI US 1500	94,160	$17.2M	0.2%	+1,423+1.5%	Added	–
QCOMQualcomm Inc	Stock	132,883	$17.1M	0.2%	+16,726+14.4%	Added	History
First Tr Exchange Traded FD33738R605	DORSEY WRT 5 ETF	371,533	$17.0M	0.2%	+2,448+0.7%	Added	–
VanEck Morningstar Wide Moat ETF92189F643	ETF	229,132	$16.8M	0.2%	+9,849+4.5%	Added	–
LOWLowes Companies Inc	Stock	82,485	$16.7M	0.2%	+4,983+6.4%	Added	History
Pacer US Small Cap Cash Cows ETF69374H857	ETF	390,691	$16.6M	0.2%	+20,145+5.4%	Added	–
iShares Tr464287622	RUS 1000 ETF	68,418	$16.5M	0.2%	+2,318+3.5%	Added	–
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	205,593	$16.3M	0.2%	+35,307+20.7%	Added	–
Global X FDS37954Y574	ADAPTIVE US	544,495	$16.2M	0.2%	−48,452−8.2%	Reduced	–
iShares MSCI Eafe ETF464287465	ETF	206,820	$16.1M	0.2%	+3,646+1.8%	Added	–
First Tr Exchange-Traded Alp33735J101	COM SHS	250,198	$16.1M	0.2%	+27,675+12.4%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	316,304	$16.0M	0.2%	+24,649+8.5%	Added	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	105,494	$15.8M	0.2%	−10,084−8.7%	Reduced	–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2021
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$12.0K	–
CCLCarnival Corp Ltd.	UNIT 99/99/9999	–	$6.00K
Yamana Gold Inc98462Y100	COM	–	$3.00K
AALAmerican Airlines Group Inc.	Stock	–	$2.00K
iShares U.S. Medical Devices ETF464288810	ETF	–	$1.00K
AAPLApple Inc.	Stock	–	$1.00K
AGFirst Majestic Silver Corp	COM	–	$1.00K

Sold out since Q2 2021 (137)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 137 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
Invesco Exchange Traded FD T46137V878	DORSEY WRGT ENRG	99,848	$3.06M	<0.1%	–
Franklin ETF Tr353506108	SHRT DUR US GOVT	16,860	$1.60M	<0.1%	–
ALXNAlexion Pharmaceuticals, Inc.	COM	7,761	$1.43M	<0.1%	History
Innovator ETFs Tr45782C243	INVTOR 2 PLS 5	46,579	$1.09M	<0.1%	–
Churchill Capital Corp IV171439102	CL A	35,525	$1.02M	<0.1%	–
Invesco Exchange Traded FD T46137V779	BLDG CONSTR ETF	17,682	$876.0K	<0.1%	–
Northern LTS FD Tr IV66538H591	MAIN SECTR ROTN	20,757	$855.0K	<0.1%	–
MAAMid America Apartment Communities Inc.	COM	4,976	$838.0K	<0.1%	History
First Tr Exchange-Traded FD33736Q104	UT COM SHS ETF	13,157	$727.0K	<0.1%	–
Pershing Square Tontine Hldg71531R109	COM CL A	31,260	$711.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138G201	S&P SMLCP MATL	10,953	$706.0K	<0.1%	–
FIVEFive Below, Inc	COM	3,491	$675.0K	<0.1%	History
Invesco Exchange Traded FD T46137V803	DWA CYCLICALS	7,090	$662.0K	<0.1%	–
LKQLKQ Corp	COM	13,395	$659.0K	<0.1%	History
SUMSummit Materials, Inc.	CL A	17,520	$611.0K	<0.1%	History
KNSAKiniksa Pharmaceuticals International, plc	COM CL A	43,632	$608.0K	<0.1%	History
SPRSpirit AeroSystems Holdings, Inc.	COM CL A	12,268	$579.0K	<0.1%	History
SPDR Series Trust78464A540	ST STR SP TELCO	5,457	$558.0K	<0.1%	–
Invesco Exchange Traded FD T46137V167	S&P SML600 VAL	5,688	$540.0K	<0.1%	–
APPNAppian Corp	CL A	3,836	$528.0K	<0.1%	History
MDXGMimedx Group, Inc.	COM	37,598	$470.0K	<0.1%	History
IRBTiRobot Corp	COM	4,828	$451.0K	<0.1%	History
CM Life Sciences Inc18978W208	UNIT 09/01/2025	28,100	$443.0K	<0.1%	–
PRVBProvention Bio, Inc.	COM	51,451	$434.0K	<0.1%	History
SFStifel Financial Corp	COM	6,675	$433.0K	<0.1%	History
GLPIGaming & Leisure Properties, Inc.	COM	9,208	$427.0K	<0.1%	History
SPDR Series Trust78468R101	ST SHO TREAS ETF	13,916	$426.0K	<0.1%	–
TPICQTpi Composites, Inc	COM	8,332	$403.0K	<0.1%	History
MGIMoneygram International Inc	COM NEW	39,501	$398.0K	<0.1%	History
MTNVail Resorts Inc	COM	1,248	$395.0K	<0.1%	History
WORKSlack Technologies, Inc.	COM CL A	8,462	$375.0K	<0.1%	History
LOGILogitech International S.A.	SHS	3,091	$374.0K	<0.1%	History
Innovator ETFs Trust45782C326	US EQTY BUFR MAY	12,015	$374.0K	<0.1%	–
DACDanaos Corp	SHS	4,850	$372.0K	<0.1%	History
USCRU.S. Concrete, Inc.	COM	5,026	$371.0K	<0.1%	History
HSKAHeska Corp	COM RESTRC NEW	1,580	$363.0K	<0.1%	History
SBSWSibanye Stillwater Ltd	SPONSORED ADR	21,451	$359.0K	<0.1%	History
TDGTransDigm Group INC	COM	539	$349.0K	<0.1%	History
DBAInvesco DB Agriculture Fund	AGRICULTURE FD	18,505	$344.0K	<0.1%	History
MNDTMandiant, Inc.	COM	16,995	$344.0K	<0.1%	History
ProShares Tr74347B169	ONLINE RTL ETF	4,165	$337.0K	<0.1%	–
USFDUS Foods Holding Corp.	COM	8,739	$335.0K	<0.1%	History
MXIMMaxim Integrated Products Inc	COM	3,145	$331.0K	<0.1%	History
TIGRUP Fintech Holding Ltd	SPONSORED ADS	11,350	$329.0K	<0.1%	History
CM Life Sciences Inc18978W109	COM CL A	23,500	$329.0K	<0.1%	–
Goldman Sachs ETF Tr381430545	HEDGE IND ETF	3,145	$320.0K	<0.1%	–
PACKRanpak Holdings Corp.	COM CL A	12,755	$319.0K	<0.1%	History
RLIRli Corp	COM	2,890	$302.0K	<0.1%	History
Tuscan Hldgs Corp90069K104	COM	22,050	$301.0K	<0.1%	–
Global X FDS37954Y830	GLOBAL X COPPER	8,060	$299.0K	<0.1%	–
EHEHang Holdings Ltd	ADS	6,800	$292.0K	<0.1%	History
iShares U S ETF Tr46431W838	SHOR MAT MUN ETF	5,774	$290.0K	<0.1%	–
iShares Inc46434G822	MSCI JAPAN ETF	4,275	$289.0K	<0.1%	–
SPDR Series Trust78464A789	ST STR SP INS	7,391	$285.0K	<0.1%	–
INDIindie Semiconductor, Inc.	CLASS A COM	28,460	$281.0K	<0.1%	History
Direxion Shares ETF Trust25459Y207	NASDAQ 100 EQ WT	3,290	$275.0K	<0.1%	–
Clover Health Investments, Corp.18914F111	*W EXP 04/21/202	54,000	$275.0K	<0.1%	–
YETIYETI Holdings, Inc.	COM	2,965	$272.0K	<0.1%	History
ELANElanco Animal Health Inc	COM	7,846	$272.0K	<0.1%	History
CLRContinental Resources, Inc	COM	7,115	$271.0K	<0.1%	History
NVCRNovoCure Ltd	ORD SHS	1,210	$268.0K	<0.1%	History
PFPTProofpoint Inc	COM	1,524	$265.0K	<0.1%	History
BFZBlackRock California Municipal Income Trust	SH BEN INT	17,177	$257.0K	<0.1%	History
STNEStoneCo Ltd.	COM	3,814	$256.0K	<0.1%	History
EVMEaton Vance California Municipal Bond Fund	COM	21,160	$253.0K	<0.1%	History
PZZAPapa Johns International Inc	Stock	2,413	$252.0K	<0.1%	History
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	4,725	$252.0K	<0.1%	–
Collaborative Investmnt Ser19423L672	THE SPAC AND NEW	8,625	$251.0K	<0.1%	–
iShares Inc464286426	MSCI EM ASIA ETF	2,703	$250.0K	<0.1%	–
SRPTSarepta Therapeutics, Inc.	COM	3,220	$250.0K	<0.1%	History
CORECore-Mark Holding Company, LLC	COM	5,539	$249.0K	<0.1%	History
BKNBlackRock Investment Quality Municipal Trust, Inc.	COM	13,403	$247.0K	<0.1%	History
CRSRCorsair Gaming, Inc.	COM	7,364	$245.0K	<0.1%	History
SPDR Ser Tr78468R697	S&P KENSHO INTLG	5,120	$245.0K	<0.1%	–
SIXSix Flags Entertainment Corp	COM	5,628	$244.0K	<0.1%	History
CTLTCatalent, Inc.	COM	2,251	$243.0K	<0.1%	History
CPRICapri Holdings Ltd	SHS	4,213	$241.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E180	S&P SMLCP DISC	2,052	$241.0K	<0.1%	–
LINDLindblad Expeditions Holdings, Inc.	Stock	15,000	$240.0K	<0.1%	History
Kraneshares Tr500767827	ELEC VEH FUTUR	5,125	$239.0K	<0.1%	–
TRTNTriton International Ltd	CL A	4,567	$239.0K	<0.1%	History
BROBrown & Brown, Inc.	Stock	4,439	$236.0K	<0.1%	History
MTDMettler Toledo International Inc	COM	170	$236.0K	<0.1%	History
SPDR Series Trust78464A383	ST STR BACKE ETF	9,119	$236.0K	<0.1%	–
First Tr Exchng Traded FD VI33740F409	INCOME OPPRTNTES	9,198	$234.0K	<0.1%	–
Health Assurn Acquisition Co42226W208	UNIT 99/99/9999	22,500	$234.0K	<0.1%	–
LTCLTC Properties Inc	REIT	6,079	$233.0K	<0.1%	History
IDCCInterDigital, Inc.	COM	3,167	$231.0K	<0.1%	History
GPNGlobal Payments Inc	Stock	1,227	$230.0K	<0.1%	History
Listed FD Tr53656F466	MORGAN CREEK	11,000	$230.0K	<0.1%	–
NTESNetEase, Inc.	SPONSORED ADS	1,975	$228.0K	<0.1%	History
SSDSimpson Manufacturing Co., Inc.	COM	2,055	$227.0K	<0.1%	History
SIVRabrdn Silver ETF Trust	PHYSCL SILVR SHS	9,012	$227.0K	<0.1%	History
CVACovanta Holding Corp	COM	12,605	$222.0K	<0.1%	History
EMEEMCOR Group, Inc.	Stock	1,783	$220.0K	<0.1%	History
iShares Tr464287184	CHINA LG-CAP ETF	4,675	$217.0K	<0.1%	–
Invesco Exchange Traded FD T46137V639	AI AND NEXT GEN	1,312	$216.0K	<0.1%	–
MANManpowerGroup Inc.	COM	1,810	$215.0K	<0.1%	History
UHTUniversal Health Realty Income Trust	SH BEN INT	3,483	$214.0K	<0.1%	History
AGRAvangrid, Inc.	COM	4,164	$214.0K	<0.1%	History