Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NIONIO Inc. | ADR | 83,196 | $4.43M | 0.1% | +54,828+193.3% | Added | History |
| GISGeneral Mills Inc | Stock | 72,443 | $4.41M | 0.1% | +34,219+89.5% | Added | History |
| Listed FD Tr53656F847 | CORE ALT FD | 150,097 | $4.41M | 0.1% | +7,962+5.6% | Added | – |
| Cambria ETF Tr132061508 | GLB MOMENT ETF | 146,294 | $4.40M | 0.1% | +6,417+4.6% | Added | – |
| AXPAmerican Express Co | Stock | 26,611 | $4.40M | 0.1% | +6,562+32.7% | Added | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 61,216 | $4.37M | 0.1% | +53,540+697.5% | Added | – |
| PRUPrudential Financial Inc | Stock | 42,527 | $4.36M | 0.1% | +15,561+57.7% | Added | History |
| AMTAmerican Tower Corp | REIT | 16,032 | $4.33M | 0.1% | +9,022+128.7% | Added | History |
| ALLAllstate Corp | Stock | 32,913 | $4.29M | 0.1% | +19,795+150.9% | Added | History |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 145,166 | $4.29M | 0.1% | +5,350+3.8% | Added | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 60,776 | $4.24M | 0.1% | +3,988+7.0% | AddedConverted for a 4-for-1 split | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 45,964 | $4.20M | 0.1% | +12,673+38.1% | Added | – |
| TTTrane Technologies plc | SHS | 22,773 | $4.19M | 0.1% | +1,152+5.3% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 39,658 | $4.18M | 0.1% | +5,559+16.3% | Added | – |
| ROKURoku, Inc | COM CL A | 9,083 | $4.17M | 0.1% | +6,629+270.1% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 227,747 | $4.15M | 0.1% | +37,128+19.5% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 54,839 | $4.15M | 0.1% | +36,420+197.7% | Added | – |
| First Tr Exchange-Traded FD336920103 | US EQTY OPPT ETF | 32,209 | $4.11M | 0.1% | −2,244−6.5% | Reduced | – |
| iShares Tr46434V100 | 0-5YR INVT GR CP | 79,110 | $4.10M | 0.1% | +79,110 | New | – |
| FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | COM | 179,632 | $4.08M | 0.1% | +12,833+7.7% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 49,263 | $4.08M | 0.1% | +366+0.7% | Added | – |
| ELVElevance Health, Inc. | Stock | 10,669 | $4.07M | 0.1% | +5,755+117.1% | Added | History |
| DHRDanaher Corp | Stock | 15,175 | $4.07M | 0.1% | +4,024+36.1% | Added | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 216,365 | $4.04M | 0.1% | +17,711+8.9% | Added | History |
| KHCKraft Heinz Co | Stock | 98,575 | $4.02M | 0.1% | +14,116+16.7% | Added | History |
| MRNAModerna, Inc. | Stock | 17,103 | $4.02M | 0.1% | +5,574+48.3% | Added | History |
| FEFirstenergy Corp | COM | 107,989 | $4.02M | 0.1% | +60,974+129.7% | Added | History |
| DBX ETF Tr233051150 | XTRACKERS MSCI | 101,230 | $4.00M | 0.1% | +101,230 | New | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 104,831 | $3.94M | 0.1% | −8,938−7.9% | Reduced | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 16,981 | $3.93M | 0.1% | +2,443+16.8% | Added | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 79,857 | $3.87M | 0.1% | +15,932+24.9% | Added | – |
| PPLPPL Corp | COM | 137,803 | $3.85M | 0.1% | +73,679+114.9% | Added | History |
| BKNGBooking Holdings Inc. | Stock | 1,746 | $3.82M | 0.1% | +1,384+382.3% | Added | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 30,713 | $3.81M | 0.1% | +15,914+107.5% | Added | – |
| PDIPIMCO Dynamic Income Fund | SHS | 131,976 | $3.80M | 0.1% | +6,488+5.2% | Added | History |
| LDOSLeidos Holdings, Inc. | COM | 37,598 | $3.80M | 0.1% | +19,892+112.3% | Added | History |
| ECLEcolab Inc. | Stock | 18,428 | $3.80M | 0.1% | +4,776+35.0% | Added | History |
| USBUS Bancorp DE | COM NEW | 66,328 | $3.78M | 0.1% | +21,549+48.1% | Added | History |
| iShares Tr46435G342 | MORTGE REL ETF | 101,431 | $3.77M | 0.1% | +2,709+2.7% | Added | – |
| LHXL3HARRIS Technologies, Inc. | Stock | 17,260 | $3.73M | 0.1% | +11,244+186.9% | Added | History |
| DOCUDocuSign, Inc. | Stock | 13,332 | $3.73M | 0.1% | +7,667+135.3% | Added | History |
| CORCencora, Inc. | Stock | 32,467 | $3.72M | 0.1% | +25,831+389.3% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 10,920 | $3.69M | 0.1% | +1,990+22.3% | Added | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 190,770 | $3.68M | 0.1% | +14,965+8.5% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 38,577 | $3.67M | 0.1% | +29,297+315.7% | Added | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 90,818 | $3.66M | 0.1% | +23,320+34.5% | Added | – |
| iShares Broad Usd Investment Grade Corporate Bond ETF464288620 | ETF | 60,403 | $3.66M | 0.1% | −20,321−25.2% | Reduced | – |
| STZConstellation Brands, Inc. | Stock | 15,650 | $3.66M | 0.1% | +3,034+24.0% | Added | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 189,395 | $3.65M | 0.1% | +67,602+55.5% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 6,395 | $3.62M | 0.1% | +1,348+26.7% | Added | History |
| GMGeneral Motors Co | COM | 61,118 | $3.62M | 0.1% | +28,131+85.3% | Added | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 32,859 | $3.61M | 0.1% | +27,574+521.7% | Added | – |
| First Tr Exchange-Traded FD33734X853 | INTL EQUITY OPP | 52,472 | $3.59M | 0.1% | +18,988+56.7% | Added | – |
| Vanguard Scottsdale FDS92206C730 | VNG RUS1000IDX | 17,828 | $3.57M | 0.1% | +4,704+35.8% | Added | – |
| COPConocoPhillips | Stock | 58,311 | $3.55M | 0.1% | +26,584+83.8% | Added | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 52,300 | $3.55M | 0.1% | −676−1.3% | Reduced | – |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 53,939 | $3.54M | <0.1% | +33,667+166.1% | Added | – |
| ACNAccenture plc | Stock | 11,881 | $3.50M | <0.1% | +5,199+77.8% | Added | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 32,936 | $3.49M | <0.1% | +14,447+78.1% | Added | – |
| WisdomTree Tr97717W562 | US SMALLCAP FUND | 70,408 | $3.48M | <0.1% | −502−0.7% | Reduced | – |
| iShares Tr464287119 | MORNINGSTAR GRWT | 53,666 | $3.48M | <0.1% | +9,541+21.6% | AddedConverted for a 5-for-1 split | – |
| SYYSysco Corp | Stock | 44,687 | $3.47M | <0.1% | +23,276+108.7% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 24,060 | $3.47M | <0.1% | −11,138−31.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 78,774 | $3.47M | <0.1% | −174,779−68.9% | Reduced | – |
| PNCPNC Financial Services Group, Inc. | Stock | 18,192 | $3.47M | <0.1% | +4,904+36.9% | Added | History |
| CHYCalamos Convertible & High Income Fund | COM SHS | 212,355 | $3.47M | <0.1% | +15,814+8.0% | Added | History |
| iShares Tr46435G474 | FALN ANGLS USD | 115,469 | $3.46M | <0.1% | +90,154+356.1% | Added | – |
| IGIWestern Asset Investment Grade Opportunity Trust Inc. | COM | 155,776 | $3.43M | <0.1% | +6,399+4.3% | Added | History |
| EPDEnterprise Products Partners L.P. | Stock | 141,797 | $3.42M | <0.1% | +70,357+98.5% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 24,638 | $3.42M | <0.1% | +11,229+83.7% | Added | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 44,736 | $3.38M | <0.1% | +7,648+20.6% | Added | – |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 33,617 | $3.37M | <0.1% | +15,008+80.6% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 107,367 | $3.36M | <0.1% | +82,869+338.3% | Added | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 79,463 | $3.34M | <0.1% | +62,924+380.5% | Added | – |
| XELXcel Energy Inc | Stock | 50,605 | $3.33M | <0.1% | +4,686+10.2% | Added | History |
| JGHNuveen Global High Income Fund | SHS | 204,096 | $3.31M | <0.1% | +5,580+2.8% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 143,355 | $3.29M | <0.1% | +86,995+154.4% | Added | – |
| BDXBecton Dickinson & Co | Stock | 13,520 | $3.29M | <0.1% | +5,770+74.5% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 68,280 | $3.28M | <0.1% | +62,690+1,121.5% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 24,428 | $3.24M | <0.1% | +1,385+6.0% | Added | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 61,223 | $3.22M | <0.1% | +19,147+45.5% | Added | History |
| CICigna Group | Stock | 13,572 | $3.22M | <0.1% | +4,392+47.8% | Added | History |
| GDGeneral Dynamics Corp | Stock | 17,076 | $3.21M | <0.1% | +5,834+51.9% | Added | History |
| MUMicron Technology Inc | Stock | 37,528 | $3.19M | <0.1% | +17,787+90.1% | Added | History |
| Global X FDS37954Y632 | ARTIFICIAL ETF | 104,279 | $3.18M | <0.1% | +5,375+5.4% | Added | – |
| ETNEaton Corp plc | Stock | 21,299 | $3.16M | <0.1% | +16,187+316.6% | Added | History |
| Franklin Templeton ETF Tr35473P801 | US LRG CP MLTFCT | 73,362 | $3.14M | <0.1% | +4,514+6.6% | Added | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 23,102 | $3.13M | <0.1% | +3,984+20.8% | Added | – |
| EMREmerson Electric Co | Stock | 32,364 | $3.12M | <0.1% | +9,883+44.0% | Added | History |
| LRCXLam Research Corp | COM | 4,783 | $3.11M | <0.1% | +2,223+86.8% | Added | History |
| WELLWelltower Inc. | REIT | 37,314 | $3.10M | <0.1% | +25,253+209.4% | Added | History |
| Exchange Listed FDS Tr30151E764 | ARMOR US EQT IDX | 125,236 | $3.09M | <0.1% | +125,236 | New | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 33,261 | $3.08M | <0.1% | +5,001+17.7% | AddedConverted for a 2-for-1 split | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 90,572 | $3.08M | <0.1% | +52,034+135.0% | Added | – |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 25,609 | $3.06M | <0.1% | +25,609 | New | – |
| Invesco Exchange Traded FD T46137V878 | DORSEY WRGT ENRG | 99,848 | $3.06M | <0.1% | +22,733+29.5% | Added | – |
| WPCW. P. Carey Inc. | COM | 40,608 | $3.03M | <0.1% | +16,777+70.4% | Added | History |
| PAYXPaychex Inc | Stock | 28,013 | $3.01M | <0.1% | +14,144+102.0% | Added | History |
| CLXClorox Co | Stock | 16,677 | $3.00M | <0.1% | +3,588+27.4% | Added | History |
| TROWPrice T Rowe Group Inc | Stock | 15,155 | $3.00M | <0.1% | +10,964+261.6% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |