Cetera Advisor Networks LLC
- SEC CIK
- 0001534468
- Latest filing
- May 24, 2024
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 1,884
- +410 vs. Q1 2021
- Portfolio value
- $7.09B
- +$2.38B (+50.4%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WMBWilliams Companies, Inc. | COM | 83,446 | $2.21M | <0.1% | +55,111+194.5% | Added | History |
| ROKRockwell Automation, Inc | Stock | 7,738 | $2.21M | <0.1% | +2,087+36.9% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 19,642 | $2.21M | <0.1% | +11,028+128.0% | Added | – |
| KMXCarMax Inc | COM | 17,075 | $2.21M | <0.1% | +14,990+718.9% | Added | History |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 19,206 | $2.20M | <0.1% | +19,206 | New | – |
| First Tr Exch TRD Alphdx FD33737J307 | EM SML CP ALPH | 47,089 | $2.20M | <0.1% | +33,558+248.0% | Added | – |
| Barrick Gold Corp067901108 | COM | 105,759 | $2.19M | <0.1% | +53,203+101.2% | Added | – |
| AWKAmerican Water Works Company, Inc. | Stock | 14,181 | $2.19M | <0.1% | +4,269+43.1% | Added | History |
| GLWCorning Inc | COM | 53,339 | $2.18M | <0.1% | +18,766+54.3% | Added | History |
| MGFAberdeen Government Markets Income Fund | SH BEN INT | 489,540 | $2.18M | <0.1% | +97,200+24.8% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 59,106 | $2.17M | <0.1% | +52,864+846.9% | Added | – |
| PANWPalo Alto Networks Inc | Stock | 5,856 | $2.17M | <0.1% | +1,701+40.9% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 99,330 | $2.15M | <0.1% | +5,315+5.7% | Added | – |
| VanEck ETF Trust92189F387 | SHRT HGH YLD MUN | 84,193 | $2.14M | <0.1% | +70,497+514.7% | Added | – |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 45,824 | $2.13M | <0.1% | +14,242+45.1% | Added | History |
| BNYBank of New York Mellon Corp | Stock | 41,615 | $2.13M | <0.1% | +17,117+69.9% | Added | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 54,247 | $2.13M | <0.1% | +2,702+5.2% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 117,779 | $2.13M | <0.1% | +3,804+3.3% | Added | History |
| BPBP PLC | ADR | 80,330 | $2.12M | <0.1% | +33,852+72.8% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 27,395 | $2.12M | <0.1% | +11,321+70.4% | Added | – |
| EDConsolidated Edison Inc | Stock | 29,385 | $2.11M | <0.1% | +9,914+50.9% | Added | History |
| CHDChurch & Dwight Co Inc | COM | 24,640 | $2.10M | <0.1% | +4,251+20.8% | Added | History |
| NEMNEWMONT Corp | Stock | 32,925 | $2.09M | <0.1% | +23,607+253.3% | Added | History |
| CLFCleveland-Cliffs Inc. | COM | 96,424 | $2.08M | <0.1% | +64,737+204.3% | Added | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 15,692 | $2.08M | <0.1% | +8,675+123.6% | Added | – |
| TWLOTwilio Inc | CL A | 5,262 | $2.07M | <0.1% | +2,488+89.7% | Added | History |
| MCFContango Oil & Gas Co | COM NEW | 478,591 | $2.07M | <0.1% | +478,591 | New | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 8,124 | $2.06M | <0.1% | +3,083+61.2% | Added | History |
| INTUIntuit Inc. | Stock | 4,201 | $2.06M | <0.1% | +165+4.1% | Added | History |
| SPDR Series Trust78464A581 | ST STR SP HCEQ | 15,913 | $2.06M | <0.1% | +455+2.9% | Added | – |
| HRLHormel Foods Corp | COM | 43,029 | $2.06M | <0.1% | +5,676+15.2% | Added | History |
| BAXBaxter International Inc | Stock | 25,404 | $2.04M | <0.1% | +5,290+26.3% | Added | History |
| DBRGDigitalBridge Group, Inc. | CL A COM | 258,844 | $2.04M | <0.1% | +258,844 | New | History |
| CCitigroup Inc | Stock | 28,874 | $2.04M | <0.1% | +9,387+48.2% | Added | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 39,013 | $2.04M | <0.1% | +39,013 | New | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 19,751 | $2.04M | <0.1% | +16,586+524.0% | Added | – |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 69,423 | $2.02M | <0.1% | +53,542+337.1% | Added | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 69,359 | $2.02M | <0.1% | −11,068−13.8% | Reduced | – |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 36,925 | $2.02M | <0.1% | +976+2.7% | Added | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 62,235 | $2.02M | <0.1% | +9,202+17.4% | Added | – |
| KKellanova | Stock | 31,307 | $2.01M | <0.1% | +10,224+48.5% | Added | History |
| WisdomTree Tr97717W760 | INTL SMCAP DIV | 26,898 | $2.01M | <0.1% | +5,410+25.2% | Added | – |
| AGNCAGNC Investment Corp. | REIT | 118,497 | $2.00M | <0.1% | +44,907+61.0% | Added | History |
| Innovator ETFs Trust45782C508 | US EQTY PWR BUF | 61,689 | $2.00M | <0.1% | −2,486−3.9% | Reduced | – |
| SJMJ M SMUCKER Co | Stock | 15,355 | $1.99M | <0.1% | +9,047+143.4% | Added | History |
| iShares Tr46435G433 | MSCI USA SMCP MN | 52,054 | $1.98M | <0.1% | +45,124+651.1% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 18,287 | $1.97M | <0.1% | +5,917+47.8% | Added | – |
| First Tr Exchange-Traded FD336917109 | SHS | 59,129 | $1.96M | <0.1% | +9,696+19.6% | Added | – |
| XUnited States Steel Corp | COM | 81,744 | $1.96M | <0.1% | +58,333+249.2% | Added | History |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 16,000 | $1.96M | <0.1% | −10,980−40.7% | Reduced | – |
| MELIMercadolibre Inc | COM | 1,252 | $1.95M | <0.1% | +914+270.4% | Added | History |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 12,168 | $1.94M | <0.1% | +4,090+50.6% | Added | – |
| GABGabelli Equity Trust Inc | COM | 278,947 | $1.93M | <0.1% | +22,323+8.7% | Added | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 35,211 | $1.92M | <0.1% | +21,327+153.6% | Added | – |
| SPGIS&P Global Inc. | Stock | 4,683 | $1.92M | <0.1% | +760+19.4% | Added | History |
| iShares Tr464287754 | US INDUSTRIALS | 17,262 | $1.92M | <0.1% | +12,434+257.5% | Added | – |
| VODVodafone Group Public Ltd Co | ADR | 111,800 | $1.92M | <0.1% | +30,210+37.0% | Added | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 72,080 | $1.90M | <0.1% | +36,933+105.1% | Added | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 34,223 | $1.89M | <0.1% | −2,237−6.1% | Reduced | – |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 189,695 | $1.89M | <0.1% | +43,564+29.8% | Added | History |
| TWTRTwitter, Inc. | COM | 27,446 | $1.89M | <0.1% | +17,269+169.7% | Added | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 27,128 | $1.89M | <0.1% | +6,622+32.3% | AddedConverted for a 2-for-1 split | – |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 29,461 | $1.87M | <0.1% | +8,249+38.9% | Added | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 69,354 | $1.87M | <0.1% | +69,354 | New | – |
| OIAInvesco Municipal Income Opportunities Trust | COM | 223,695 | $1.86M | <0.1% | +11,235+5.3% | Added | History |
| AFLAflac Inc | Stock | 34,564 | $1.85M | <0.1% | +18,237+111.7% | Added | History |
| LAMRLamar Advertising Co | REIT | 17,711 | $1.85M | <0.1% | +17,711 | New | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 28,262 | $1.85M | <0.1% | +3,694+15.0% | Added | – |
| GNRCGenerac Holdings Inc. | Stock | 4,443 | $1.84M | <0.1% | +1,863+72.2% | Added | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 34,055 | $1.84M | <0.1% | +5,704+20.1% | Added | – |
| CIMChimera Investment Corp | COM NEW | 122,387 | $1.84M | <0.1% | +18,872+18.2% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 31,221 | $1.83M | <0.1% | +14,767+89.7% | Added | History |
| YUMYum Brands Inc | Stock | 15,775 | $1.81M | <0.1% | +7,064+81.1% | Added | History |
| CARRCarrier Global Corp | Stock | 37,293 | $1.81M | <0.1% | +7,348+24.5% | Added | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 90,317 | $1.80M | <0.1% | +8,924+11.0% | Added | – |
| ZMZoom Communications, Inc. | Stock | 4,615 | $1.79M | <0.1% | +1,998+76.3% | Added | History |
| JRINuveen Real Asset Income & Growth Fund | COM | 110,340 | $1.77M | <0.1% | +10,893+11.0% | Added | History |
| iShares S&P 100 ETF464287101 | ETF | 8,969 | $1.76M | <0.1% | +4,768+113.5% | Added | – |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 14,939 | $1.75M | <0.1% | +5,681+61.4% | Added | – |
| DKNGDraftKings Inc. | COM CL A | 33,467 | $1.75M | <0.1% | +15,261+83.8% | Added | History |
| ALGNAlign Technology Inc | COM | 2,822 | $1.72M | <0.1% | +137+5.1% | Added | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 32,426 | $1.72M | <0.1% | +32,426 | New | – |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 60,415 | $1.72M | <0.1% | +20,087+49.8% | Added | – |
| ANSSAnsys Inc | COM | 4,943 | $1.72M | <0.1% | −798−13.9% | Reduced | History |
| RBLXRoblox Corp | Stock | 19,055 | $1.72M | <0.1% | +19,055 | New | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 35,821 | $1.71M | <0.1% | +21,157+144.3% | Added | History |
| First Tr Exchange-Traded Alp33734Y109 | COM SHS | 18,293 | $1.71M | <0.1% | +1,790+10.8% | Added | – |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 23,267 | $1.70M | <0.1% | +11,994+106.4% | Added | – |
| ARCCAres Capital Corp | CEF | 86,569 | $1.70M | <0.1% | +30,438+54.2% | Added | History |
| Columbia ETF Tr I19761L508 | DIVERSIFID FXD | 78,580 | $1.69M | <0.1% | +47,847+155.7% | Added | – |
| PPGPPG Industries Inc | Stock | 9,968 | $1.69M | <0.1% | +5,208+109.4% | Added | History |
| Global X FDS37954Y657 | US PFD ETF | 64,617 | $1.69M | <0.1% | +9,324+16.9% | Added | – |
| CCDCalamos Dynamic Convertible & Income Fund | COM | 54,185 | $1.69M | <0.1% | +2,834+5.5% | Added | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 14,599 | $1.69M | <0.1% | +1,842+14.4% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 77,623 | $1.69M | <0.1% | +11,058+16.6% | Added | – |
| VTRVentas, Inc. | REIT | 29,515 | $1.69M | <0.1% | +9,650+48.6% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 34,317 | $1.68M | <0.1% | +13,995+68.9% | Added | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 52,873 | $1.67M | <0.1% | −181,976−77.5% | Reduced | – |
| PHYSSprott Physical Gold Trust | PHYSICAL GOLD TR | 118,275 | $1.66M | <0.1% | +30,735+35.1% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 8,635 | $1.66M | <0.1% | +3,927+83.4% | Added | History |
Options (12)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $26.0K | – |
| USOUnited States Oil Fund, LP | UNITS | – | $13.0K |
| AGFirst Majestic Silver Corp | COM | – | $9.00K |
| Yamana Gold Inc98462Y100 | COM | – | $8.00K |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.00K | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | – | $2.00K |
| AALAmerican Airlines Group Inc. | Stock | – | $2.00K |
| AMDAdvanced Micro Devices Inc | Stock | – | $2.00K |
| BALLBALL Corp | COM | $2.00K | – |
| CHPTChargePoint Holdings, Inc. | COM CL A | – | $2.00K |
| MOAltria Group, Inc. | Stock | – | $1.00K |
| USBUS Bancorp DE | COM NEW | $0 | $1.00K |
Sold out since Q1 2021 (65)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| FS KKR Cap Corp II35952V303 | COM | 153,193 | $2.99M | 0.1% | – |
| Western Asset Mun Def Opp Tr95768A109 | COM | 63,677 | $1.35M | <0.1% | – |
| HPSJohn Hancock Preferred Income Fund III | COM | 68,315 | $1.24M | <0.1% | History |
| Standard Avb Finl Corp85303B100 | COM | 32,010 | $1.04M | <0.1% | – |
| Varian Med Sys Inc92220P105 | COM | 4,469 | $789.0K | <0.1% | – |
| Colony CR Real Estate Inc19625T101 | COM CL A | 91,652 | $781.0K | <0.1% | – |
| Alps ETF Tr00162Q478 | DISRUPTIVE TECH | 16,129 | $725.0K | <0.1% | – |
| Trident Acquisitions Corp89615T106 | COM | 49,000 | $585.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 20,083 | $567.0K | <0.1% | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 16,300 | $484.0K | <0.1% | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 17,716 | $468.0K | <0.1% | – |
| VVVValvoline Inc | COM | 17,715 | $462.0K | <0.1% | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 19,741 | $449.0K | <0.1% | History |
| WKHSWorkhorse Group Inc. | COM NEW | 30,603 | $421.0K | <0.1% | History |
| Innovator ETFs Trust45782C565 | US EQTY ULTRA BU | 13,777 | $396.0K | <0.1% | – |
| TCPCBlackRock TCP Capital Corp. | COM | 27,089 | $375.0K | <0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 7,969 | $370.0K | <0.1% | History |
| Thunder BRDG Acquistion II LG8857S116 | CL A SHS | 35,550 | $370.0K | <0.1% | – |
| NKLANikola Corp | COM | 26,349 | $366.0K | <0.1% | History |
| GS Acquisition Hldgs Corp II36258Q105 | COM CL A | 33,897 | $354.0K | <0.1% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 37,482 | $353.0K | <0.1% | – |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,797 | $334.0K | <0.1% | History |
| PLNTPlanet Fitness, Inc. | CL A | 4,248 | $328.0K | <0.1% | History |
| Forest Road Acquisition Corp34619R102 | COM | 29,700 | $301.0K | <0.1% | – |
| Innovator ETFs Trust45782C839 | US EQT ULTRA BF | 11,135 | $298.0K | <0.1% | – |
| iShares Tr464288117 | INTL TREA BD ETF | 5,739 | $298.0K | <0.1% | – |
| LPROOpen Lending Corp | COM | 8,250 | $292.0K | <0.1% | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 29,000 | $288.0K | <0.1% | – |
| CGNXCognex Corp | COM | 3,279 | $272.0K | <0.1% | History |
| CARAvis Budget Group, Inc. | COM | 3,731 | $271.0K | <0.1% | History |
| VIEWView, Inc. | COM CL A | 36,100 | $267.0K | <0.1% | History |
| FLEXFlex Ltd. | Stock | 14,485 | $265.0K | <0.1% | History |
| JACKJack in the Box Inc | COM | 2,221 | $244.0K | <0.1% | History |
| GANGAN Ltd | ORD SHS | 13,300 | $242.0K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 6,469 | $235.0K | <0.1% | History |
| Nuveen Corporate Incm Noveme67077N106 | COM | 24,600 | $231.0K | <0.1% | – |
| Ftac Olympus Acquisition CorG37288100 | CL A SHS | 20,700 | $219.0K | <0.1% | – |
| WDFCWD 40 Co | COM | 698 | $214.0K | <0.1% | History |
| MSTRStrategy Inc | Stock | 312 | $212.0K | <0.1% | History |
| JWNNordstrom Inc | Stock | 5,578 | $211.0K | <0.1% | History |
| SPDR Ser Tr78468R655 | S&P KENSHO CLEAN | 1,838 | $210.0K | <0.1% | – |
| TMBRTrex Wind-Down, Inc. | COM | 102,128 | $207.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 681 | $203.0K | <0.1% | History |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 4,700 | $202.0K | <0.1% | – |
| Nuveen CR Opportunities 202267075U102 | COM | 23,775 | $199.0K | <0.1% | – |
| DPCM Cap Inc23344P101 | COM CL A | 20,000 | $197.0K | <0.1% | – |
| APTXAptinyx Inc. | COM | 60,000 | $180.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 109,500 | $173.0K | <0.1% | History |
| OUSTOuster, Inc. | COM | 17,200 | $146.0K | <0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 11,188 | $133.0K | <0.1% | History |
| Forum Merger III Corp349885103 | COM CL A | 13,100 | $131.0K | <0.1% | – |
| Soaring Eagle Acquisition CoG8354H100 | UNIT 02/23/2026 | 11,400 | $115.0K | <0.1% | – |
| China Jo-Jo Drugstores Inc16949A206 | COM NEW | 100,000 | $112.0K | <0.1% | – |
| Nextgen Acquisition CorpG65305107 | CL A | 11,300 | $112.0K | <0.1% | – |
| HYLNHyliion Holdings Corp. | COMMON STOCK | 10,250 | $109.0K | <0.1% | History |
| Thoma Bravo AdvantageG88272102 | COM CL A | 10,000 | $105.0K | <0.1% | – |
| EMBJEmbraer S.A. | ADR | 10,120 | $101.0K | <0.1% | History |
| FTITechnipFMC plc | COM | 11,011 | $85.0K | <0.1% | History |
| WWRWestwater Resources, Inc. | COM NEW | 13,000 | $70.0K | <0.1% | History |
| NTBLNotable Labs, Ltd. | COM | 32,800 | $66.0K | <0.1% | History |
| Hyperscale Data, Inc.05150X104 | COM | 12,600 | $41.0K | <0.1% | – |
| GALTGalectin Therapeutics Inc | COM NEW | 16,006 | $35.0K | <0.1% | History |
| VCNXVaccinex, Inc. | COM | 10,500 | $31.0K | <0.1% | History |
| Onconova Therapeutics Inc68232V405 | COM PAR | 13,000 | $13.0K | <0.1% | – |
| Gabelli Util Tr36240A168 | RIGHT 04/14/2021 | 10,066 | $1.00K | <0.1% | – |