Skip to main content

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Alps ETF Tr00162Q858SECTR DIV DOGS12,024$565.5K<0.1%+686+6.1%Added–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF17,634$565.9K<0.1%+729+4.3%Added–
SPDR Index Shs FDS78463X871ST INTL CAP ETF19,445$566.6K<0.1%+19,445New–
SBLKStar Bulk Carriers Corp.SHS PAR29,411$567.1K<0.1%+29,411NewHistory
ALBAlbemarle CorpStock3,356$570.6K<0.1%+49+1.5%AddedHistory
Renaissance Cap Greenwich FD759937204IPO ETF17,848$570.7K<0.1%00.0%Unchanged–
ETF Ser Solutions26922B659CBOE VEST 10 YR18,092$573.1K<0.1%−962−5.0%Reduced–
SPDR Series Trust78464A201ST STR SP600GRWO7,833$573.9K<0.1%+61+0.8%Added–
ACLSAxcelis Technologies IncStock3,544$577.8K<0.1%+1,909+116.8%AddedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF16,623$578.4K<0.1%−8,416−33.6%Reduced–
Fidelity Covington Trust316092337FIDELITY FUND LR35,277$578.6K<0.1%+5,342+17.8%Added–
CLFCleveland-Cliffs Inc.COM37,203$581.5K<0.1%−439−1.2%ReducedHistory
First Tr Exchng Traded FD VI33740U810FT VEST U.S17,180$582.5K<0.1%+17,180New–
STWDStarwood Property Trust, Inc.COM30,165$583.7K<0.1%+258+0.9%AddedHistory
STESTERIS plcSHS USD2,661$583.9K<0.1%−66−2.4%ReducedHistory
QSQuantumScape CorpCOM CL A87,304$584.1K<0.1%+70,310+413.7%AddedHistory
YPFYpf Sociedad AnonimaSPON ADR CL D47,686$584.2K<0.1%−46,084−49.1%ReducedHistory
MGAMagna International IncCOM10,908$584.8K<0.1%+1,556+16.6%AddedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF18,806$585.9K<0.1%+994+5.6%Added–
Innovator ETFs Trust45782C284US SML CP PWR B23,515$588.3K<0.1%+10,000+74.0%Added–
XELXcel Energy IncStock10,285$588.5K<0.1%+1,279+14.2%AddedHistory
WECWec Energy Group, Inc.Stock7,346$591.7K<0.1%−116−1.6%ReducedHistory
OUNZVanEck Merk Gold ETFGOLD SHS33,078$591.8K<0.1%+33+0.1%AddedHistory
iShares Inc464286517JP MORGAN EM ETF17,054$594.0K<0.1%+6,582+62.9%Added–
KEYKeycorpCOM55,303$595.1K<0.1%+2,253+4.2%AddedHistory
PAYCPaycom Software, Inc.Stock2,302$596.8K<0.1%−58−2.5%ReducedHistory
WisdomTree Tr97717Y691CLOUD COMPUTNG20,169$597.6K<0.1%−919−4.4%Reduced–
EIXEdison InternationalStock9,451$598.1K<0.1%+2,015+27.1%AddedHistory
IPGInterpublic Group of Companies, Inc.COM21,009$602.1K<0.1%+6,569+45.5%AddedHistory
VMCVulcan Materials COCOM2,986$603.3K<0.1%+5+0.2%AddedHistory
HTGCHercules Capital, Inc.COM36,781$603.9K<0.1%+1,128+3.2%AddedHistory
Schwab Fundamental U.S. Large Company ETF808524771ETF10,804$604.7K<0.1%+944+9.6%Added–
LNCLincoln National CorpCOM24,614$607.7K<0.1%+24,614NewHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC6,490$608.4K<0.1%−188−2.8%Reduced–
Aim ETF Products Trust00888H505ALLIA US OCT ETF19,596$608.9K<0.1%−930−4.5%Reduced–
iShares Tr464288109MORNINGSTAR VALU9,432$610.9K<0.1%−876−8.5%Reduced–
SPDR Series Trust78464A805ST STR PR SP150011,706$614.5K<0.1%−2,724−18.9%Reduced–
MPTMedical Properties Trust IncCOM112,771$614.6K<0.1%−86,724−43.5%ReducedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR25,816$616.0K<0.1%+605+2.4%AddedHistory
CLHClean Harbors IncCOM3,684$616.6K<0.1%−260−6.6%ReducedHistory
ARLPAlliance Resource Partners LPStock27,381$616.9K<0.1%+8,635+46.1%AddedHistory
Flagstar Bank, National Association649445103COM54,403$616.9K<0.1%+9,135+20.2%Added–
DEODiageo PLCSPON ADR NEW4,141$617.7K<0.1%+163+4.1%AddedHistory
DFSDiscover Financial ServicesCOM7,136$618.2K<0.1%+853+13.6%AddedHistory
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE31,291$618.3K<0.1%+3,837+14.0%Added–
PSLVSprott Physical Silver TrustPHYSICAL SILVER81,597$618.5K<0.1%−27,030−24.9%ReducedHistory
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF31,337$621.4K<0.1%+31,337New–
USOUnited States Oil Fund, LPUNITS7,707$623.2K<0.1%−292−3.7%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF16,421$623.2K<0.1%−1,484−8.3%Reduced–
ENPHEnphase Energy, Inc.Stock5,189$623.5K<0.1%+258+5.2%AddedHistory
HEIHeico CorpCOM3,853$623.9K<0.1%+129+3.5%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR11,325$626.3K<0.1%−639−5.3%ReducedHistory
Timothy Plan887432326HIG DV STK ETF20,495$627.4K<0.1%+353+1.8%Added–
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY33,001$627.7K<0.1%+377+1.2%Added–
iShares Inc464286681MSCI EQUAL WEITE8,374$629.8K<0.1%00.0%Unchanged–
FEFirstenergy CorpCOM18,452$630.7K<0.1%+793+4.5%AddedHistory
LFMDLifeMD, Inc.COM101,294$633.1K<0.1%+101,294NewHistory
INMDInMode Ltd.SHS20,787$633.2K<0.1%+5,847+39.1%AddedHistory
Fidelity MSCI Health Care Index ETF316092600ETF10,457$633.5K<0.1%+7,150+216.2%Added–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB33,805$635.0K<0.1%−2,840−7.8%Reduced–
CASYCaseys General Stores IncCOM2,347$637.3K<0.1%+997+73.9%AddedHistory
MSTRStrategy IncStock1,943$637.8K<0.1%+925+90.9%AddedHistory
NXPINXP Semiconductors N.V.COM3,192$638.1K<0.1%+190+6.3%AddedHistory
GASSStealthGas Inc.SHS127,054$639.7K<0.1%+127,054NewHistory
iShares Tr46436E551ESG SELECT SCRE18,932$641.2K<0.1%+32+0.2%Added–
First Tr Exchng Traded FD VI33740F375FT CBOE EQU BUFF21,422$642.9K<0.1%+21,422New–
OVVOvintiv Inc.COM13,530$643.6K<0.1%−1,125−7.7%ReducedHistory
iShares U.S. Regional Banks ETF464288778ETF19,182$644.5K<0.1%−37,114−65.9%Reduced–
Invesco Actively Managed Exc46090A804TOTAL RETURN14,474$646.0K<0.1%−818−5.3%Reduced–
MTDMettler Toledo International IncCOM583$646.0K<0.1%+222+61.5%AddedHistory
ICLRIcon PLCCOM2,626$646.7K<0.1%+399+17.9%AddedHistory
AWKAmerican Water Works Company, Inc.Stock5,225$647.0K<0.1%+1,113+27.1%AddedHistory
J P Morgan Exchange Traded F46641Q241BETABUILDERS US14,645$647.7K<0.1%+7,544+106.2%Added–
CELHCelsius Holdings, Inc.COM NEW3,776$648.0K<0.1%+3,776NewHistory
Fidelity Covington Trust316092782VLU FACTOR ETF13,601$650.8K<0.1%+2,905+27.2%Added–
EQIXEquinix IncCOM897$651.4K<0.1%+101+12.7%AddedHistory
Global X FDS37960A5371-3 MONTH T-BILL25,960$652.4K<0.1%+25,960New–
iShares Tr464287192US TRSPRTION2,793$652.9K<0.1%00.0%Unchanged–
MSIMotorola Solutions, Inc.Stock2,405$654.7K<0.1%+166+7.4%AddedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI29,576$655.4K<0.1%+3,100+11.7%Added–
Global X FDS37954Y475S&P 500 COVERED16,933$658.5K<0.1%+5,286+45.4%Added–
TDToronto Dominion BankStock10,964$660.7K<0.1%+3,617+49.2%AddedHistory
iShares Tr464288521CRE U S REIT ETF14,019$661.4K<0.1%+486+3.6%Added–
RACEFerrari N.V.COM2,235$661.8K<0.1%−391−14.9%ReducedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR13,317$661.9K<0.1%+424+3.3%Added–
iShares Tr464287754US INDUSTRIALS6,573$663.1K<0.1%−33−0.5%Reduced–
PEverpure, Inc.CL A18,625$663.4K<0.1%+1,627+9.6%AddedHistory
iShares Tr464287291GLOBAL TECH ETF11,516$666.1K<0.1%+111+1.0%Added–
NETCloudflare, Inc.CL A COM10,576$666.7K<0.1%+760+7.7%AddedHistory
AJGArthur J. Gallagher & Co.COM2,961$674.9K<0.1%+136+4.8%AddedHistory
CAGConagra Brands Inc.Stock24,633$675.4K<0.1%−1,639−6.2%ReducedHistory
GLPGlobal Partners LPCOM UNITS19,127$675.6K<0.1%+386+2.1%AddedHistory
SWKSSkyworks Solutions, Inc.Stock6,864$676.7K<0.1%+749+12.2%AddedHistory
JBLJabil IncStock5,349$678.7K<0.1%+578+12.1%AddedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET25,465$681.2K<0.1%00.0%Unchanged–
CPRTCopart IncCOM15,894$684.9K<0.1%+4,610+40.9%AddedConverted for a 2-for-1 splitHistory
RIGTransocean Ltd.REGISTERED SHS83,705$687.2K<0.1%+56,649+209.4%AddedHistory
HPEHewlett Packard Enterprise CoCOM39,637$688.5K<0.1%+2,025+5.4%AddedHistory
WisdomTree Tr97717W109US TOTAL DIVIDND11,451$689.0K<0.1%−3,518−23.5%Reduced–
PEGPublic Service Enterprise Group IncCOM12,175$692.9K<0.1%−961−7.3%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History