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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Timothy Plan887432359US LRGMD CP CORE13,813$476.1K<0.1%+204+1.5%Added–
Global X FDS37954Y624AUTONMOUS EV ETF20,311$477.1K<0.1%+2,226+12.3%Added–
BENFranklin Templeton IncCOM19,536$480.2K<0.1%+1,734+9.7%AddedHistory
EMEEMCOR Group, Inc.Stock2,283$480.3K<0.1%−203−8.2%ReducedHistory
Innovator ETFs Trust45783Y855DEFINED WLT SHLD17,366$482.8K<0.1%+1,615+10.3%Added–
MGMMGM Resorts InternationalStock13,151$483.4K<0.1%−244−1.8%ReducedHistory
OPRAOpera LtdSPONSORED ADS42,961$484.2K<0.1%+26,398+159.4%AddedHistory
Innovator ETFs Trust45782C334GRWT100 PWR BF11,635$486.6K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF7,288$487.4K<0.1%+1,424+24.3%Added–
RPMRPM International IncCOM5,143$487.6K<0.1%+57+1.1%AddedHistory
LENLennar CorpCL A4,360$489.3K<0.1%+280+6.9%AddedHistory
Fidelity Covington Trust316092352BLUE CHIP GRWTH17,108$495.4K<0.1%+3,138+22.5%Added–
RRCRange Resources CorpCOM15,287$495.5K<0.1%+15,287NewHistory
LYGLloyds Banking Group plcSPONSORED ADR233,086$496.5K<0.1%+2,206+1.0%AddedHistory
STRLSterling Infrastructure, Inc.COM6,759$496.7K<0.1%+6,759NewHistory
NMZNuveen Municipal High Income Opportunity FundCOM53,646$497.8K<0.1%+6,631+14.1%AddedHistory
ASURAsure Software IncCOM52,641$498.0K<0.1%+52,641NewHistory
PSECProspect Capital CorpCOM82,822$501.1K<0.1%+29,968+56.7%AddedHistory
Innovator ETFs Trust45782C474US SML CP PWR B16,338$501.9K<0.1%−5,564−25.4%Reduced–
RFRegions Financial CorpCOM29,237$502.9K<0.1%+5,370+22.5%AddedHistory
LKFNLakeland Financial CorpCOM10,605$503.3K<0.1%+88+0.8%AddedHistory
FERGFerguson Enterprises Inc.SHS3,063$503.8K<0.1%+34+1.1%AddedHistory
TROWPrice T Rowe Group IncStock4,807$504.1K<0.1%+269+5.9%AddedHistory
iShares Tr464287788U.S. FINLS ETF6,747$504.4K<0.1%−35−0.5%Reduced–
HESHess CorpStock3,308$506.1K<0.1%+425+14.7%AddedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY10,333$506.1K<0.1%+324+3.2%Added–
AGNCAGNC Investment Corp.REIT53,648$506.4K<0.1%+5,317+11.0%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF5,027$507.4K<0.1%−44−0.9%Reduced–
UUnity Software Inc.COM16,168$507.5K<0.1%−7,935−32.9%ReducedHistory
NNNNNN REIT, Inc.REIT14,406$509.1K<0.1%+801+5.9%AddedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US6,610$509.5K<0.1%+6,610New–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE9,991$509.7K<0.1%−10,044−50.1%Reduced–
Innovator ETFs Trust45782C672US EQT ULTRA BF17,868$512.1K<0.1%+17,868New–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF22,193$513.5K<0.1%+1,700+8.3%Added–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS283,831$513.7K<0.1%+102,664+56.7%AddedHistory
HBANHuntington Bancshares IncCOM49,444$514.2K<0.1%+2,797+6.0%AddedHistory
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR20,176$515.0K<0.1%+5,780+40.2%Added–
CPBCAMPBELL'S CoCOM12,547$515.4K<0.1%+302+2.5%AddedHistory
IVTInvenTrust Properties Corp.COM NEW21,675$516.1K<0.1%−4,502−17.2%ReducedHistory
Invesco Exchange Traded FD T46137V167S&P SML600 VAL5,686$517.9K<0.1%−552−8.8%Reduced–
GPKGraphic Packaging Holding CoCOM23,290$518.9K<0.1%+706+3.1%AddedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,990$518.9K<0.1%+95+1.9%Added–
COHRCoherent Corp.COM15,927$519.9K<0.1%+9,027+130.8%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS14,181$519.9K<0.1%−643−4.3%ReducedHistory
iShares Tr464287325GLOB HLTHCRE ETF6,323$521.1K<0.1%−2,150−25.4%Reduced–
ROSTRoss Stores, Inc.COM4,616$521.4K<0.1%+2,054+80.2%AddedHistory
VODVodafone Group Public Ltd CoADR55,020$521.6K<0.1%+1,468+2.7%AddedHistory
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF7,697$521.7K<0.1%+103+1.4%Added–
CINFCincinnati Financial CorpCOM5,108$522.5K<0.1%+135+2.7%AddedHistory
IQVIQVIA Holdings Inc.Stock2,656$522.6K<0.1%+36+1.4%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN17,222$522.7K<0.1%+6,142+55.4%AddedHistory
ARK ETF Tr00214Q5003D PRINTING ETF25,761$523.2K<0.1%−3,358−11.5%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX30,045$523.4K<0.1%+2,116+7.6%Added–
BERYBerry Global Group, Inc.COM8,458$523.6K<0.1%+243+3.0%AddedHistory
DXCMDexcom IncCOM5,624$524.7K<0.1%−406−6.7%ReducedHistory
ATOAtmos Energy CorpCOM4,966$526.1K<0.1%−824−14.2%ReducedHistory
ZSZscaler, Inc.Stock3,385$526.7K<0.1%−182−5.1%ReducedHistory
BNYBank of New York Mellon CorpStock12,372$527.6K<0.1%+616+5.2%AddedHistory
UUUUEnergy Fuels IncCOM NEW63,964$528.1K<0.1%−3,401−5.0%ReducedHistory
AEEAmeren CorpCOM7,061$528.4K<0.1%−283−3.9%ReducedHistory
ATVIActivision Blizzard, Inc.COM5,649$529.0K<0.1%−4,700−45.4%ReducedHistory
NDSNNordson CorpCOM2,372$529.4K<0.1%+156+7.0%AddedHistory
FTVFortive CorpStock7,144$529.8K<0.1%+610+9.3%AddedHistory
LWLamb Weston Holdings, Inc.Stock5,739$530.6K<0.1%+610+11.9%AddedHistory
COINCoinbase Global, Inc.COM CL A7,071$530.9K<0.1%−2,857−28.8%ReducedHistory
BHPBHP Group LtdADR9,346$531.6K<0.1%−60,076−86.5%ReducedHistory
iShares Tr464288851US OIL GS EX ETF5,452$531.7K<0.1%+5,452New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF8,205$532.2K<0.1%+497+6.4%Added–
Franklin Templeton ETF Tr35473P462BRANDYWINEGLOBAL45,879$532.4K<0.1%00.0%Unchanged–
RCLRoyal Caribbean Cruises LtdCOM5,802$534.6K<0.1%+710+13.9%AddedHistory
VRSKVerisk Analytics, Inc.COM2,269$536.1K<0.1%+193+9.3%AddedHistory
iShares Tr46436E544ESG SELE SCR ETF16,269$537.9K<0.1%−56−0.3%Reduced–
CTRACoterra Energy Inc.Stock19,932$539.2K<0.1%+1,948+10.8%AddedHistory
Aim ETF Products Trust00888H869ALLIANZIM US EQ21,997$539.8K<0.1%+21,997New–
iShares Tr464288562RESIDENTIAL MULT8,195$540.5K<0.1%−122−1.5%Reduced–
PIMCO ETF Tr72201R643ENHANCD SHORT5,514$541.0K<0.1%+5,514New–
EQTEQT CorpStock13,337$541.2K<0.1%+595+4.7%AddedHistory
ADSKAutodesk, Inc.COM2,617$541.4K<0.1%−289−9.9%ReducedHistory
ORIOld Republic International CorpCOM20,166$543.3K<0.1%+20,166NewHistory
PEBOPeoples Bancorp IncCOM21,430$543.9K<0.1%−232−1.1%ReducedHistory
CAHCardinal Health IncStock6,273$544.6K<0.1%+709+12.7%AddedHistory
ACGLArch Capital Group Ltd.Stock6,845$545.6K<0.1%+500+7.9%AddedHistory
TELTE Connectivity plcREG SHS4,430$547.3K<0.1%+543+14.0%AddedHistory
First Tr Exchng Traded FD VI33740F672FT VEST UQ EQT15,818$547.5K<0.1%−772−4.7%Reduced–
ETF Managers Tr26924G409PRIME MOBILE PAY14,076$550.4K<0.1%−19,965−58.6%Reduced–
Victory Portfolios II92647N824VCSHS US EQ INCM9,855$550.5K<0.1%−18,212−64.9%Reduced–
Innovator ETFs Trust45782C391US EQTY BUFR MAR15,165$551.0K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM20,376$551.6K<0.1%−2,840−12.2%ReducedHistory
Schwab Strategic Tr8085247221000 INDEX ETF13,358$551.7K<0.1%+2,463+22.6%Added–
BCEBce IncCOM NEW14,511$553.9K<0.1%+1,050+7.8%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,838$555.4K<0.1%−396−12.2%Reduced–
iShares Tr46435G516ESG AW MSCI EAFE8,048$556.4K<0.1%−1,881−18.9%Reduced–
Fidelity High Dividend ETF316092840ETF14,432$556.9K<0.1%+1,096+8.2%Added–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID27,049$557.5K<0.1%+7,325+37.1%Added–
iShares Tr464287739U.S. REAL ES ETF7,156$559.2K<0.1%−3,063−30.0%Reduced–
MRNAModerna, Inc.Stock5,434$561.3K<0.1%+173+3.3%AddedHistory
FITBFifth Third BancorpCOM22,162$561.4K<0.1%−3,486−13.6%ReducedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF12,143$561.4K<0.1%−481−3.8%Reduced–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,857$564.5K<0.1%−69−1.8%Reduced–
GWWW.W. Grainger, Inc.Stock817$564.9K<0.1%−72−8.1%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History