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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
State Street SPDR S&P Biotech ETF78464A870ETF56,893$4.15M0.1%−556−1.0%Reduced–
AZOAutoZone IncCOM1,636$4.16M0.1%+252+18.2%AddedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF95,083$4.16M0.1%+9,286+10.8%Added–
Goldman Sachs ETF Tr381430602ACTIVEBETA US74,542$4.16M0.1%−814−1.1%Reduced–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF40,040$4.25M0.1%+2,103+5.5%Added–
State Street SPDR S&P Semiconductor ETF78464A862ETF21,888$4.29M0.1%+832+4.0%Added–
ORCLOracle CorpStock40,738$4.31M0.1%+1,762+4.5%AddedHistory
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF96,661$4.32M0.1%+36,284+60.1%Added–
DUKDuke Energy CORPStock48,932$4.32M0.1%+2,372+5.1%AddedHistory
First Tr Exchng Traded FD VI33740U778VEST BUFFERED219,642$4.32M0.1%−15,753−6.7%Reduced–
Global X FDS37954Y483NASDAQ 100 COVER258,125$4.33M0.1%−3,657−1.4%Reduced–
First Tr Exchng Traded FD VI33740F581FT VEST NAS181,113$4.35M0.1%+9,398+5.5%Added–
MDTMedtronic plcStock56,106$4.40M0.1%−11,093−16.5%ReducedHistory
DHRDanaher CorpStock17,772$4.41M0.1%−12,276−40.9%ReducedHistory
ARCCAres Capital CorpCEF227,258$4.42M0.1%+8,682+4.0%AddedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX39,890$4.43M0.1%+4,874+13.9%Added–
Vanguard Energy ETF92204A306ETF34,986$4.43M0.1%+13,991+66.6%Added–
Aim ETF Products Trust00888H711ALLIA US AUG ETF183,024$4.44M0.1%+183,024New–
Global X Lithium & Battery Tech ETF37954Y855ETF80,624$4.45M0.1%−840−1.0%Reduced–
iShares Tr4642874407-10 YR TRSY BD48,863$4.48M0.1%+5,920+13.8%Added–
First Tr Exchng Traded FD VI33740F557FT VEST NAS204,726$4.48M0.1%+129,518+172.2%Added–
BACBank of America CorpStock164,326$4.50M0.1%−2,503−1.5%ReducedHistory
EMREmerson Electric CoStock46,967$4.54M0.1%+14,070+42.8%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV39,801$4.58M0.1%−1,202−2.9%Reduced–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF201,039$4.61M0.1%+13,474+7.2%Added–
AMDAdvanced Micro Devices IncStock44,836$4.61M0.1%+13,230+41.9%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL78,957$4.64M0.1%+70.0%Added–
IAUiShares Gold TrustETF132,954$4.65M0.1%−4,280−3.1%ReducedHistory
Principal Exchange Traded FD74255Y201QUALITY ETF85,995$4.69M0.1%+1,833+2.2%Added–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF127,837$4.72M0.1%+28,272+28.4%Added–
WisdomTree Tr97717X271DYNAMIC INT EQ154,395$4.72M0.1%+1,819+1.2%Added–
iShares Tr464287630RUS 2000 VAL ETF34,976$4.74M0.1%+631+1.8%Added–
iShares Russell Mid-Cap Value ETF464287473ETF45,508$4.75M0.1%+1,104+2.5%Added–
TMOThermo Fisher Scientific Inc.Stock9,412$4.76M0.1%+309+3.4%AddedHistory
Cambria ETF Tr132061706EMRG SHAREHLDR166,385$4.77M0.1%−6,172−3.6%Reduced–
iShares Tr464288513IBOXX HI YD ETF65,404$4.82M0.1%+1,170+1.8%Added–
Vanguard Real Estate ETF922908553ETF63,785$4.83M0.1%+12,414+24.2%Added–
BXBlackstone Inc.COM45,269$4.85M0.1%−2,378−5.0%ReducedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF144,543$4.85M0.1%+53,227+58.3%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD106,882$4.89M0.1%+48,364+82.6%Added–
GEGeneral Electric CoStock44,407$4.91M0.1%+7,376+19.9%AddedHistory
iShares Tr46435G524INTL DIV GRWTH84,361$5.00M0.1%+1,538+1.9%Added–
UPSUnited Parcel Service IncStock32,190$5.02M0.1%−2,114−6.2%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF85,681$5.08M0.1%+20,056+30.6%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF64,895$5.10M0.1%+3,077+5.0%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF79,109$5.10M0.1%+10,990+16.1%Added–
SHOPShopify Inc.Stock94,773$5.17M0.1%+9,261+10.8%AddedHistory
Vanguard Information Technology ETF92204A702ETF12,525$5.20M0.1%+3,019+31.8%Added–
SBUXStarbucks CorpStock56,938$5.20M0.1%+1,675+3.0%AddedHistory
AMTAmerican Tower CorpREIT31,637$5.20M0.1%+11,525+57.3%AddedHistory
DOWDow Inc.Stock100,990$5.21M0.1%+19,284+23.6%AddedHistory
NFLXNetflix IncStock13,856$5.23M0.1%+2,238+19.3%AddedHistory
CMCSAComcast CorpStock119,022$5.28M0.1%−3,973−3.2%ReducedHistory
ADPAutomatic Data Processing IncStock21,941$5.28M0.1%+1,336+6.5%AddedHistory
COPConocoPhillipsStock44,113$5.28M0.1%+4,562+11.5%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF33,225$5.30M0.1%−807−2.4%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF89,023$5.34M0.1%+6,842+8.3%Added–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX61,415$5.37M0.1%+958+1.6%Added–
Pgim ETF Tr69344A107PGIM ULTRA SH BD108,885$5.39M0.1%+34,097+45.6%Added–
iShares Tr4642874571 3 YR TREAS BD66,798$5.41M0.1%−6,094−8.4%Reduced–
Vanguard Mun BD FDS922907746TAX EXEMPT BD113,172$5.44M0.1%+20,936+22.7%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF93,113$5.49M0.1%+12,553+15.6%Added–
SLGNSilgan Holdings IncCOM129,052$5.56M0.1%+129,052NewHistory
TJXTJX Companies IncStock63,051$5.60M0.1%+2,205+3.6%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF136,321$5.62M0.1%−1,518−1.1%Reduced–
iShares Tr46435G474FALN ANGLS USD227,866$5.65M0.1%−148,621−39.5%Reduced–
UNPUnion Pacific CorpStock28,077$5.72M0.1%+602+2.2%AddedHistory
iShares MSCI Eafe ETF464287465ETF83,258$5.74M0.1%−68,849−45.3%Reduced–
iShares Tr46435G326CORE MSCI INTL98,639$5.75M0.1%+7,056+7.7%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF188,866$5.86M0.1%+68,745+57.2%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF150,409$5.90M0.1%+41,886+38.6%Added–
FSKFS KKR Capital CorpCOM306,292$6.03M0.1%+8,880+3.0%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD81,249$6.11M0.1%−2,033−2.4%Reduced–
Vanguard S&P 500 Growth ETF921932505ETF24,848$6.13M0.1%+89+0.4%Added–
NEENextera Energy IncStock107,542$6.16M0.1%−16,569−13.4%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF95,017$6.20M0.1%−60,368−38.9%Reduced–
CSCOCisco Systems, Inc.Stock115,818$6.23M0.1%+842+0.7%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF124,073$6.24M0.1%+4,433+3.7%Added–
DKNGDraftKings Inc.Stock211,891$6.24M0.1%+24,576+13.1%AddedHistory
SONSonoco Products CoCOM114,922$6.25M0.1%−3,508−3.0%ReducedHistory
AMGNAmgen IncStock23,477$6.31M0.1%+2,221+10.4%AddedHistory
CSQCalamos Strategic Total Return FundCOM SH BEN INT452,035$6.36M0.1%+6,606+1.5%AddedHistory
WisdomTree Tr97717W570US MIDCAP FUND125,477$6.37M0.1%+620+0.5%Added–
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI384,402$6.42M0.1%+9,157+2.4%Added–
iShares Tr464287515EXPANDED TECH18,879$6.44M0.1%+328+1.8%Added–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH102,422$6.46M0.1%−2,647−2.5%Reduced–
ADMArcher-Daniels-Midland CoStock86,657$6.54M0.1%−4,841−5.3%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF215,959$6.56M0.1%+7,988+3.8%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF126,788$6.58M0.1%−34,031−21.2%Reduced–
ACNAccenture plcStock21,777$6.69M0.1%+1,345+6.6%AddedHistory
BMYBristol Myers Squibb CoStock116,188$6.74M0.1%−4,599−3.8%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF251,383$6.76M0.1%+5,187+2.1%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT222,329$6.77M0.1%+10,727+5.1%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND86,829$6.78M0.1%+9,133+11.8%Added–
RTXRTX CorpStock94,720$6.82M0.1%+11,619+14.0%AddedHistory
iShares Tr464287622RUS 1000 ETF29,141$6.85M0.1%+1,487+5.4%Added–
DNPDNP Select Income Fund IncCOM728,991$6.94M0.1%+68,069+10.3%AddedHistory
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF327,578$6.96M0.1%+25,321+8.4%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF101,179$6.96M0.1%−2,041−2.0%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP165,541$6.99M0.1%+41,941+33.9%Added–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History