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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Enerplus Corp292766102COM146,462$2.58M<0.1%−621−0.4%Reduced–
Global X Uranium ETF37954Y871ETF95,567$2.58M<0.1%+36,524+61.9%Added–
iShares Tr46429B655FLTG RATE NT ETF50,816$2.59M<0.1%+1,481+3.0%Added–
LINLinde PLCStock6,997$2.61M<0.1%+609+9.5%AddedHistory
AXPAmerican Express CoStock17,557$2.62M<0.1%−184−1.0%ReducedHistory
MPCMarathon Petroleum CorpStock17,397$2.63M<0.1%+2,016+13.1%AddedHistory
FDXFedEx CorpStock9,941$2.63M<0.1%−5,818−36.9%ReducedHistory
BRK.ABerkshire Hathaway IncCL A5$2.66M<0.1%00.0%UnchangedHistory
Schwab U.S. Small-Cap ETF808524607ETF64,870$2.69M<0.1%+30,051+86.3%Added–
CICigna GroupStock9,471$2.71M<0.1%+1,192+14.4%AddedHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT67,343$2.73M<0.1%−604−0.9%Reduced–
LECOLincoln Electric Holdings IncCOM15,032$2.73M<0.1%+820+5.8%AddedHistory
USBUS Bancorp DECOM NEW83,326$2.75M<0.1%+18,070+27.7%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF21,041$2.76M<0.1%−2,724−11.5%Reduced–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF85,393$2.77M<0.1%+7,368+9.4%Added–
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW40,582$2.78M<0.1%+4,719+13.2%Added–
SNPSSynopsys IncCOM6,063$2.78M<0.1%+2,296+61.0%AddedHistory
Ssga Active Tr78470P408STATE STREET US67,841$2.80M<0.1%+50,798+298.1%Added–
TGTTarget CorpStock25,385$2.81M<0.1%−238−0.9%ReducedHistory
iShares Tr46434V696CORE MSCI PAC50,665$2.82M<0.1%−1,307−2.5%Reduced–
SPDR Series Trust78464A664ST LON TREAS ETF108,633$2.84M<0.1%+38,311+54.5%Added–
BPBP PLCADR73,429$2.84M<0.1%+861+1.2%AddedHistory
BDXBecton Dickinson & CoStock10,998$2.84M<0.1%+806+7.9%AddedHistory
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF34,058$2.86M<0.1%−3,102−8.3%Reduced–
Innovator ETFs Trust45782C870US EQT PWR BUF93,652$2.87M<0.1%−14,031−13.0%Reduced–
ENBEnbridge IncStock86,442$2.88M<0.1%+8,876+11.4%AddedHistory
Pacer Trendpilot US Mid Cap ETF69374H204ETF91,852$2.90M<0.1%−22,606−19.8%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR33,532$2.91M<0.1%+2,405+7.7%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF99,457$2.92M<0.1%−13,500−12.0%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD77,944$2.92M<0.1%+35,658+84.3%Added–
U.S. Global Jets ETF26922A842ETF173,391$2.95M<0.1%−5,903−3.3%Reduced–
CCitigroup IncStock72,916$3.00M<0.1%+25,244+53.0%AddedHistory
CBChubb LtdStock14,410$3.00M<0.1%+5,370+59.4%AddedHistory
SHELShell plcADR46,692$3.01M<0.1%−564−1.2%ReducedHistory
First Tr Exchange Trad FD VI33739H101FST TR GLB FD125,584$3.01M<0.1%−53,648−29.9%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF19,774$3.04M<0.1%−5,691−22.3%Reduced–
iShares Inc464286525MSCI GBL MIN VOL32,058$3.06M<0.1%−2,212−6.5%Reduced–
FFord Motor CoStock247,207$3.07M<0.1%+9,488+4.0%AddedHistory
iShares Tr464288752US HOME CONS ETF39,199$3.08M<0.1%+12,704+47.9%Added–
PDIPIMCO Dynamic Income FundSHS178,315$3.08M<0.1%+10,719+6.4%AddedHistory
Schwab US Tips ETF808524870ETF61,185$3.09M<0.1%+11,011+21.9%Added–
Innovator ETFs Trust45782C540US EQTY PWR BUF95,813$3.10M<0.1%−38,727−28.8%Reduced–
VanEck Morningstar Wide Moat ETF92189F643ETF41,006$3.11M<0.1%+5,538+15.6%Added–
iShares Tr464287846DOW JONES US ETF29,967$3.13M<0.1%+21+0.1%Added–
WisdomTree Tr97717X578EM EX ST-OWNED117,410$3.13M<0.1%−6,850−5.5%Reduced–
Vanguard S&P 500 Value ETF921932703ETF21,258$3.16M<0.1%−191−0.9%Reduced–
Schwab Strategic Tr808524862SHT TM US TRES66,397$3.18M<0.1%+12,823+23.9%Added–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF79,960$3.20M0.1%+4,296+5.7%Added–
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM254,537$3.21M0.1%+8,726+3.5%AddedHistory
Vanguard World FD921910840MEGA CAP VAL ETF31,690$3.21M0.1%−95−0.3%Reduced–
iShares Core S&P US Value ETF464287663ETF43,504$3.25M0.1%+1,184+2.8%Added–
First Tr Exchange Traded FD33738R308BUYWRIT INCM ETF159,366$3.25M0.1%+70,199+78.7%Added–
WFCWells Fargo & CompanyStock79,724$3.26M0.1%−645−0.8%ReducedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF42,049$3.31M0.1%+2,294+5.8%Added–
SHWSherwin Williams CoCOM13,012$3.32M0.1%+3,448+36.1%AddedHistory
Starboard Invt Tr85521B742ADAPTIVE ALPHA146,878$3.33M0.1%+7,941+5.7%Added–
First Tr Exchange-Traded FD33738D879FT VEST RIS158,186$3.33M0.1%+24,169+18.0%Added–
Starboard Invt Tr85521B775RH TACTICAL ROT275,786$3.34M0.1%−30,772−10.0%Reduced–
UBERUber Technologies, IncStock74,274$3.42M0.1%+10,114+15.8%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF33,227$3.42M0.1%−1,599−4.6%Reduced–
AMATApplied Materials IncStock24,907$3.45M0.1%+1,916+8.3%AddedHistory
ETF Ser Solutions26922A321DISTILLATE US77,263$3.45M0.1%+605+0.8%Added–
Innovator ETFs Trust45782C367INTRNL DEV APRL143,010$3.45M0.1%−1,908−1.3%Reduced–
BLKBlackRock, Inc.COM5,350$3.46M0.1%+15+0.3%AddedHistory
IDXXIDEXX Laboratories IncCOM7,944$3.47M0.1%+102+1.3%AddedHistory
PXDPioneer Natural Resources CoCOM15,190$3.49M0.1%+3,141+26.1%AddedHistory
iShares Global Clean Energy ETF464288224ETF239,197$3.50M0.1%−15,733−6.2%Reduced–
PSXPhillips 66Stock29,435$3.54M0.1%+5,983+25.5%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN252,090$3.54M0.1%+20,051+8.6%AddedHistory
iShares S&P 100 ETF464287101ETF17,629$3.54M0.1%−925−5.0%Reduced–
Global X FDS37954Y830GLOBAL X COPPER97,415$3.55M0.1%+8,487+9.5%Added–
GSGoldman Sachs Group IncStock10,986$3.55M0.1%+739+7.2%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF14,694$3.60M0.1%+3,105+26.8%Added–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST38,349$3.66M0.1%−2,385−5.9%Reduced–
QCOMQualcomm IncStock33,040$3.67M0.1%−3,105−8.6%ReducedHistory
WMWaste Management IncStock24,417$3.72M0.1%+1,916+8.5%AddedHistory
CCJCameco CorpStock95,484$3.78M0.1%−16,761−14.9%ReducedHistory
NKENIKE, Inc.Stock39,628$3.79M0.1%−1,027−2.5%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF15,562$3.83M0.1%+854+5.8%Added–
Pacer US Small Cap Cash Cows ETF69374H857ETF92,317$3.85M0.1%+48,612+111.2%Added–
INTUIntuit Inc.Stock7,568$3.87M0.1%+1,191+18.7%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX81,948$3.87M0.1%+16,615+25.4%Added–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION155,466$3.89M0.1%−1,141−0.7%Reduced–
ARK Innovation ETF00214Q104ETF98,137$3.89M0.1%+10,001+11.3%Added–
PANWPalo Alto Networks IncStock16,638$3.90M0.1%+6,071+57.5%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A179,381$3.90M0.1%+67,529+60.4%AddedHistory
Advisorshares Tr00768Y438Q DYNAMIC GROWTH143,167$3.92M0.1%−8,134−5.4%Reduced–
Legg Mason ETF Invt52468L406FRANKLIN US LOW115,734$3.92M0.1%−3,608−3.0%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF203,486$3.94M0.1%+38,622+23.4%Added–
Pacer FDS Tr69374H568SWAN SOS FD OF162,996$3.94M0.1%+137,441+537.8%Added–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER85,057$3.96M0.1%+3,731+4.6%Added–
iShares Tr464288281JPMORGAN USD EMG48,336$3.99M0.1%−673−1.4%Reduced–
iShares Tr464288638ISHS 5-10YR INVT82,050$3.99M0.1%+1,724+2.1%Added–
OXYOccidental Petroleum CorpStock62,085$4.03M0.1%−61,288−49.7%ReducedHistory
SYKStryker CorpStock14,741$4.03M0.1%+518+3.6%AddedHistory
IRMIron Mountain IncCOM68,301$4.06M0.1%+12,119+21.6%AddedHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT105,265$4.09M0.1%−6,407−5.7%Reduced–
NOWServiceNow, Inc.Stock7,355$4.11M0.1%+141+2.0%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF81,371$4.12M0.1%+64,408+379.7%Added–
CRWDCrowdStrike Holdings, Inc.Stock24,785$4.15M0.1%+2,256+10.0%AddedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History