Skip to main content

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,643
+1 vs. Q1 2023
Portfolio value
$6.34B
+$339.0M (+5.6%) vs. Q1 2023
Filed
Aug 10, 2023
SEC
Holdings of Cetera Advisors LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DDOGDatadog, Inc.CL A COM4,308$423.8K<0.1%+4,308NewHistory
MPLXMPLX LPCOM UNIT REP LTD12,501$424.3K<0.1%+668+5.6%AddedHistory
RFRegions Financial CorpCOM23,867$425.3K<0.1%+2,577+12.1%AddedHistory
VanEck ETF Trust92189F411BDC INCOME ETF27,773$426.6K<0.1%−5,822−17.3%Reduced–
Invesco Exch Traded FD Tr II46138G664S&P SMALLCAP 6003,770$427.6K<0.1%−1,089−22.4%Reduced–
Innovator ETFs Trust45782C425US EQT ULTRA BFR15,394$428.4K<0.1%00.0%Unchanged–
WSTWest Pharmaceutical Services IncCOM1,121$428.7K<0.1%−20−1.8%ReducedHistory
iShares Inc464286509MSCI CDA ETF12,283$429.8K<0.1%+1,876+18.0%Added–
GLADGladstone Capital CorpCOM44,244$431.8K<0.1%+4,438+11.1%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE11,033$431.8K<0.1%−977−8.1%Reduced–
NTRNutrien Ltd.COM7,307$431.9K<0.1%−5,231−41.7%ReducedHistory
APAAPA CorpStock12,658$432.5K<0.1%+228+1.8%AddedHistory
FNGSBank of MontrealNT LKD 3812,913$434.3K<0.1%−3,064−19.2%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX27,929$436.8K<0.1%−4,301−13.3%Reduced–
AUPHAurinia Pharmaceuticals Inc.COM45,364$439.1K<0.1%+1,065+2.4%AddedHistory
Innovator ETFs Trust45783Y855DEFINED WLT SHLD15,751$439.3K<0.1%+5,839+58.9%Added–
AIC3.ai, Inc.Stock12,093$440.5K<0.1%−9,864−44.9%ReducedHistory
UALUnited Airlines Holdings, Inc.COM8,037$441.0K<0.1%−2,046−20.3%ReducedHistory
EXASExact Sciences CorpCOM4,697$441.0K<0.1%−752−13.8%ReducedHistory
SPDR Series Trust78468R861STATE STRET SPDR23,940$441.9K<0.1%+23,940New–
XRAYDentsply Sirona Inc.Stock11,094$444.0K<0.1%+11,094NewHistory
iShares Tr46434V282U S EQUITY FACTR9,977$444.6K<0.1%+5+0.1%Added–
CLMCornerstone Strategic Investment Fund, Inc.COM53,177$445.6K<0.1%−9,620−15.3%ReducedHistory
iShares Tr46434V647GLOBAL REIT ETF19,462$447.0K<0.1%−2,097−9.7%Reduced–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.14,590$448.5K<0.1%+2,654+22.2%Added–
HIIHuntington Ingalls Industries, Inc.COM1,971$448.6K<0.1%−223−10.2%ReducedHistory
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%−1,668−11.7%ReducedHistory
EBSEmergent BioSolutions Inc.COM61,338$450.8K<0.1%+50,457+463.7%AddedHistory
Direxion Shares ETF Trust25461A726DIREXION HCM17,350$450.9K<0.1%+17,350New–
VanEck ETF Trust92189H409HIGH YLD MUNIETF8,818$452.7K<0.1%−1,060−10.7%Reduced–
ODFLOld Dominion Freight Line, Inc.COM1,225$452.8K<0.1%+307+33.4%AddedHistory
STLDSteel Dynamics IncCOM4,158$453.0K<0.1%−2,968−41.7%ReducedHistory
PPLPPL CorpCOM17,157$454.0K<0.1%+1,770+11.5%AddedHistory
CTRACoterra Energy Inc.Stock17,984$455.0K<0.1%−53,087−74.7%ReducedHistory
TDToronto Dominion BankStock7,347$455.6K<0.1%−933−11.3%ReducedHistory
RPMRPM International IncCOM5,086$456.4K<0.1%−8−0.2%ReducedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF24,514$456.5K<0.1%−1,738−6.6%Reduced–
Timothy Plan887432342U S SM CP CORE14,335$457.1K<0.1%00.0%Unchanged–
EMEEMCOR Group, Inc.Stock2,486$459.4K<0.1%+206+9.0%AddedHistory
OMCOmnicom Group Inc.COM4,846$461.1K<0.1%+183+3.9%AddedHistory
iShares Tr46436E759ESG EAFE ETF7,574$461.3K<0.1%+795+11.7%Added–
iShares Tr464288307MRGSTR MD CP GRW7,579$461.8K<0.1%+441+6.2%Added–
ANAutonation, Inc.COM2,812$462.9K<0.1%−964−25.5%ReducedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV24,086$462.9K<0.1%−12,288−33.8%Reduced–
LKQLKQ CorpCOM7,965$464.1K<0.1%+326+4.3%AddedHistory
iShares Tr464289859CORE 80 20 ETF7,012$465.2K<0.1%−45−0.6%Reduced–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF16,331$465.5K<0.1%−4,071−20.0%Reduced–
Schwab Strategic Tr8085247221000 INDEX ETF10,895$466.2K<0.1%−1,412−11.5%Reduced–
ETSYEtsy IncCOM5,517$466.8K<0.1%−1,311−19.2%ReducedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF17,991$467.4K<0.1%−2,808−13.5%Reduced–
BRBroadridge Financial Solutions, Inc.Stock2,832$469.0K<0.1%+107+3.9%AddedHistory
VALEVale S.A.SPONSORED ADS34,957$469.1K<0.1%+4,133+13.4%AddedHistory
VRSKVerisk Analytics, Inc.COM2,076$469.3K<0.1%−128−5.8%ReducedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR31,520$470.3K<0.1%+1,357+4.5%AddedHistory
BIDUBaidu, Inc.ADR3,439$470.8K<0.1%−768−18.3%ReducedHistory
Global X FDS37954Y624AUTONMOUS EV ETF18,085$470.9K<0.1%+104+0.6%Added–
First Tr Exch Traded FD III33741Y100HORIZON VOL SMCP15,219$471.2K<0.1%−2,354−13.4%Reduced–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%+15,426NewHistory
SWNSouthwestern Energy CoCOM78,775$473.4K<0.1%+9,800+14.2%AddedHistory
MTDMettler Toledo International IncCOM361$473.5K<0.1%−10−2.7%ReducedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,769$473.9K<0.1%−903−6.2%Reduced–
ACGLArch Capital Group Ltd.Stock6,345$474.9K<0.1%+969+18.0%AddedHistory
BENFranklin Templeton IncCOM17,802$475.5K<0.1%+4,650+35.4%AddedHistory
MAAMid America Apartment Communities Inc.COM3,132$475.6K<0.1%+116+3.8%AddedHistory
BBDCBarings BDC, Inc.COM60,694$475.8K<0.1%−34,509−36.2%ReducedHistory
FERGFerguson Enterprises Inc.SHS3,029$476.5K<0.1%−65−2.1%ReducedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%+11,857New–
Global X FDS37954Y475S&P 500 COVERED11,647$478.1K<0.1%−1,953−14.4%Reduced–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY10,009$478.5K<0.1%−12−0.1%Reduced–
OMEROmeros CorpCOM88,365$480.7K<0.1%+88,365NewHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF20,493$481.2K<0.1%+1,327+6.9%Added–
CSGPCostar Group, Inc.COM5,407$481.2K<0.1%−1,156−17.6%ReducedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B16,007$483.2K<0.1%00.0%Unchanged–
CINFCincinnati Financial CorpCOM4,973$483.9K<0.1%+2,683+117.2%AddedHistory
Innovator ETFs Trust45782C334GRWT100 PWR BF11,635$485.1K<0.1%+11,635New–
FTVFortive CorpStock6,534$488.5K<0.1%+1,591+32.2%AddedHistory
AGNCAGNC Investment Corp.REIT48,331$489.6K<0.1%+20,589+74.2%AddedHistory
Timothy Plan887432359US LRGMD CP CORE13,609$489.6K<0.1%00.0%Unchanged–
NNOXNano-X Imaging Ltd.ORD SHS31,610$489.6K<0.1%+31,610NewHistory
KEYKeycorpCOM53,050$490.2K<0.1%−17,720−25.0%ReducedHistory
Innovator ETFs Trust45782C276GRWT100 PWR BUF9,577$490.9K<0.1%+2,815+41.6%Added–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK34,889$494.0K<0.1%−5,342−13.3%ReducedHistory
SPDR Series Trust78464A821ST STR SP400GRW6,895$494.0K<0.1%−69−1.0%Reduced–
NMZNuveen Municipal High Income Opportunity FundCOM47,015$496.9K<0.1%+2,250+5.0%AddedHistory
USACUSA Compression Partners, LPCOMUNIT LTDPAR25,211$497.7K<0.1%+583+2.4%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF12,281$498.0K<0.1%+205+1.7%Added–
Amplify Blockchain Technology ETF032108607ETF22,089$502.5K<0.1%−171−0.8%Reduced–
HBANHuntington Bancshares IncCOM46,647$502.9K<0.1%+3,444+8.0%AddedHistory
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%+4,540NewHistory
Fidelity Covington Trust316092337FIDELITY FUND LR29,935$503.8K<0.1%+29,935New–
BTIBritish American Tobacco p.l.c.SPONSORED ADR15,195$504.5K<0.1%−2,414−13.7%ReducedHistory
iShares Tr464287788U.S. FINLS ETF6,782$506.0K<0.1%−686−9.2%Reduced–
VODVodafone Group Public Ltd CoADR53,552$506.1K<0.1%−9,952−15.7%ReducedHistory
LYGLloyds Banking Group plcSPONSORED ADR230,880$507.9K<0.1%00.0%UnchangedHistory
USOUnited States Oil Fund, LPUNITS7,999$508.3K<0.1%−1,369−14.6%ReducedHistory
TROWPrice T Rowe Group IncStock4,538$508.4K<0.1%+676+17.5%AddedHistory
Flagstar Bank, National Association649445103COM45,268$508.8K<0.1%+1,233+2.8%Added–
UTFCohen & Steers Infrastructure Fund IncCOM21,562$509.3K<0.1%−1,778−7.6%ReducedHistory
LKFNLakeland Financial CorpCOM10,517$510.3K<0.1%+99+1.0%AddedHistory
TDOCTeladoc Health, Inc.COM20,181$511.0K<0.1%−252−1.2%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$111.7K$355
Invesco QQQ Trust Series I46090E103ETF$89.8K–
NVDANVIDIA CorpStock$27.6K–
SLViShares Silver TrustETF$23.8K–
CCJCameco CorpStock$16.7K–
ISRGIntuitive Surgical IncCOM NEW$9.66K–
PODDInsulet CorpStock$7.80K–
GLDSPDR Gold TrustETF$6.86K–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD278,617$7.77M0.1%History
RGLDRoyal Gold IncStock29,034$3.77M0.1%History
Columbia ETF Tr I19761L300SUSTANABLE US91,925$3.46M0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP36,181$3.04M0.1%–
TRTNTriton International LtdCL A28,768$1.82M<0.1%History
Barclays Bank PLC06740P114IPTH PURE BRD34,699$1.56M<0.1%–
Tidal ETF Tr886364603RPAR RISK PARI55,230$1.08M<0.1%–
SESea LtdSPONSORD ADS11,358$983.0K<0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL12,318$934.9K<0.1%–
PIImpinj IncCOM6,724$911.2K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A85,865$899.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO6,902$880.7K<0.1%–
BBWBuild-A-Bear Workshop IncCOM36,145$840.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT45,055$706.9K<0.1%History
KRPKimbell Royalty Partners, LPUNIT44,599$679.2K<0.1%History
CWENClearway Energy, Inc.CL C21,284$666.8K<0.1%History
PDDPDD Holdings Inc.SPONSORED ADS8,479$643.6K<0.1%History
GBDCGolub Capital BDC, Inc.COM46,866$635.5K<0.1%History
STNGScorpio Tankers Inc.SHS10,415$586.5K<0.1%History
TFSLTFS Financial CORPCOM46,232$583.9K<0.1%History
Barclays BK PLC06746P456ETN LKD 488,440$550.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL10,695$545.9K<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL9,760$523.7K<0.1%–
XPEVXpeng Inc.ADS46,198$513.3K<0.1%History
VRDNViridian Therapeutics, Inc.COM19,945$507.4K<0.1%History
ALGMAllegro Microsystems, Inc.COM10,155$487.3K<0.1%History
ProShares Tr74347B391EQTS FOR RISIN9,773$482.0K<0.1%–
TRINTrinity Capital Inc.COM36,902$469.8K<0.1%History
CANETeucrium Commodity TrustSUGAR FD40,050$455.8K<0.1%History
CPERUnited States Commodity Index Funds TrustCM REP COPP FD18,090$451.2K<0.1%History
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT2,985$451.2K<0.1%–
TRIThomson Reuters CorpCOM NEW3,456$449.7K<0.1%History
Barclays BK PLC06746P431ETN LKD 485,445$447.3K<0.1%–
Barclays Bank PLC06739H313ETN DJUBSCOCO 3813,625$438.0K<0.1%–
DBBInvesco DB Base Metals FundBASE METALS FD21,365$431.6K<0.1%History
FROFrontline plcCOM25,992$430.4K<0.1%History
SBRSabine Royalty TrustUNIT BEN INT5,993$430.3K<0.1%History
EPAMEPAM Systems, Inc.COM1,425$426.1K<0.1%History
CXTCrane NXT, Co.COM3,590$407.5K<0.1%History
GAMGeneral American Investors Co IncCOM9,978$388.2K<0.1%History
CNCCentene CorpStock5,854$370.0K<0.1%History
Crescent PT Energy Corp22576C101COM51,981$366.5K<0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD16,304$361.1K<0.1%–
iShares Tr464289446RUS TOP 200 ETF3,666$356.7K<0.1%–
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF21,900$339.2K<0.1%–
GSLGlobal Ship Lease, Inc.COM CL A17,942$336.2K<0.1%History
ADCAgree Realty CorpCOM4,868$334.0K<0.1%History
AVIDAvid Technology, Inc.COM10,000$319.8K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR38,077$316.8K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF5,542$316.4K<0.1%–
iShares U S ETF Tr46431W580INFLATION HEDG12,048$315.8K<0.1%–
SPHSuburban Propane Partners LPUNIT LTD PARTN20,277$310.6K<0.1%History
DHTDHT Holdings, Inc.SHS NEW28,591$309.1K<0.1%History
ANDEAndersons, Inc.COM7,439$307.4K<0.1%History
WSBCWesbanco IncCOM9,973$306.2K<0.1%History
BBYBest Buy Co IncStock3,890$304.4K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF8,718$296.1K<0.1%–
MASIMasimo CorpCOM1,591$293.6K<0.1%History
HDSNHudson Technologies IncCOM33,547$292.9K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI9,815$289.3K<0.1%–
SPDR Series Trust78464A573ST STR SP HCSVC3,313$286.5K<0.1%–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM18,131$286.1K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG15,231$282.2K<0.1%–
AVYAvery Dennison CorpCOM1,532$274.2K<0.1%History
KIMKimco Realty CorpCOM13,724$268.0K<0.1%History
Cambria ETF Tr132061300CAMBRIA FGN SHR10,410$260.4K<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF10,071$260.3K<0.1%–
MKTXMarketaxess Holdings IncCOM654$255.9K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG8,133$249.4K<0.1%–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,190$248.3K<0.1%–
PORPortland General Electric CoCOM NEW5,059$247.3K<0.1%History
RMBSRambus IncCOM4,820$247.1K<0.1%History
RCMTRCM Technologies, Inc.COM NEW21,017$243.0K<0.1%History
RGENRepligen CorpCOM1,435$241.6K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM2,469$240.1K<0.1%History
EMNEastman Chemical CoStock2,843$239.8K<0.1%History
TYLTyler Technologies IncCOM676$239.7K<0.1%History
AAPAdvance Auto Parts IncCOM1,965$239.0K<0.1%History
Innovator ETFs Trust45782C649US EQTY ULTRA B8,679$238.7K<0.1%–
UDNInvesco DB US Dollar Index Bearish FundBEARISH FD12,475$234.2K<0.1%History
UBSIUnited Bankshares IncCOM6,642$233.8K<0.1%History
ROCCBaytex Energy USA, Inc.COM5,683$232.1K<0.1%History
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM8,020$231.8K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,875$231.7K<0.1%–
PKGPackaging Corp of AmericaStock1,661$230.6K<0.1%History
APTVAptiv PLCSHS2,042$229.1K<0.1%History
Abrdn ETFs003261203BBRG ALL COMMDY6,856$227.2K<0.1%–
HRBH&R Block IncCOM6,317$222.7K<0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S2,712$221.2K<0.1%–
CIENCiena CorpCOM NEW4,208$221.0K<0.1%History
CNRCore Natural Resources, Inc.COM3,765$219.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF778$215.6K<0.1%–
Yamana Gold Inc98462Y100COM36,800$215.3K<0.1%–
Schwab U.S. REIT ETF808524847ETF11,023$214.9K<0.1%–
iShares Tr464287697U.S. UTILITS ETF2,526$211.5K<0.1%–
GFSGLOBALFOUNDRIES Inc.Stock2,912$210.2K<0.1%History
FNFFidelity National Financial, Inc.COM SHS6,005$209.8K<0.1%History
SONYSony Group CorpSPONSORED ADR2,310$209.4K<0.1%History
Barclays Bank PLC06740P221IPTH CRUDE OIL7,212$208.8K<0.1%–
OLNOLIN CorpStock3,750$208.1K<0.1%History