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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI51,719$1.01M<0.1%+51,719New–
URIUnited Rentals, Inc.COM2,867$1.02M<0.1%+103+3.7%AddedHistory
Innovator ETFs Trust45782C508US EQTY PWR BUF31,310$1.02M<0.1%+7,445+31.2%Added–
ESSEssex Property Trust, Inc.COM2,970$1.03M<0.1%00.0%UnchangedHistory
GNRCGenerac Holdings Inc.Stock3,470$1.03M<0.1%+817+30.8%AddedHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS53,146$1.03M<0.1%+227+0.4%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR20,842$1.04M<0.1%+1,022+5.2%Added–
Global X FDS37954Y657US PFD ETF44,274$1.04M<0.1%+7,678+21.0%Added–
iShares Tr464288588MBS ETF10,249$1.04M<0.1%−2,180−17.5%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF22,062$1.04M<0.1%−490−2.2%ReducedConverted for a 2-for-1 split–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT27,808$1.05M<0.1%−14,354−34.0%Reduced–
Goldman Sachs ETF Tr381430529ACCES TREASURY10,556$1.05M<0.1%+4,359+70.3%Added–
CICigna GroupStock4,457$1.07M<0.1%+189+4.4%AddedHistory
Northern LTS FD Tr III66538R748HCM DEFND 10022,511$1.07M<0.1%+11,948+113.1%Added–
PEGPublic Service Enterprise Group IncCOM15,353$1.07M<0.1%+6,160+67.0%AddedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF31,734$1.08M<0.1%−135−0.4%Reduced–
American Centy ETF Tr025072604AVANTIS EMGMKT18,221$1.08M<0.1%+1,472+8.8%Added–
VanEck Semiconductor ETF92189F676ETF4,019$1.08M<0.1%−1,921−32.3%Reduced–
iShares Tr464287838U.S. BAS MTL ETF7,249$1.08M<0.1%+1,625+28.9%Added–
SYFSynchrony FinancialCOM31,265$1.09M<0.1%+23,565+306.0%AddedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV18,499$1.09M<0.1%+56+0.3%Added–
UTFCohen & Steers Infrastructure Fund IncCOM37,904$1.10M<0.1%+4,869+14.7%AddedHistory
AAgilent Technologies, Inc.COM8,328$1.10M<0.1%+178+2.2%AddedHistory
BALLBALL CorpCOM12,342$1.11M<0.1%+378+3.2%AddedHistory
Alps ETF Tr00162Q478DISRUPTIVE TECH26,049$1.11M<0.1%+3,092+13.5%Added–
EVVEaton Vance Ltd Duration Income FundCOM95,515$1.12M<0.1%+15,321+19.1%AddedHistory
First Tr Exchng Traded FD VI33740F714FT VEST US EQT32,739$1.13M<0.1%−475−1.4%Reduced–
FITBFifth Third BancorpCOM26,215$1.13M<0.1%−604−2.3%ReducedHistory
Vanguard Utilities ETF92204A876ETF6,999$1.13M<0.1%−842−10.7%Reduced–
Pacer FDS Tr69374H741DATA AND INFRAST29,014$1.13M<0.1%−20,954−41.9%Reduced–
CTVACorteva, Inc.Stock19,884$1.14M<0.1%+301+1.5%AddedHistory
First Tr Exchange-Traded Alp33734K109COM SHS12,945$1.14M<0.1%+4,674+56.5%Added–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,759$1.14M<0.1%+375+5.9%Added–
WisdomTree Tr97717W109US TOTAL DIVIDND17,742$1.15M<0.1%−4,451−20.1%Reduced–
HALHalliburton CoStock30,371$1.15M<0.1%+3,362+12.4%AddedHistory
SPDR Series Trust78468R549SP O&G EQP SERV15,348$1.15M<0.1%+51+0.3%Added–
Pacer FDS Tr69374H766INDUSTRIAL RELET22,682$1.15M<0.1%+17,842+368.6%Added–
SPGIS&P Global Inc.Stock2,814$1.15M<0.1%+817+40.9%AddedHistory
iShares Tr464288513IBOXX HI YD ETF14,026$1.15M<0.1%+7,175+104.7%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB55,392$1.17M<0.1%−2,807−4.8%Reduced–
COINCoinbase Global, Inc.COM CL A6,276$1.19M<0.1%+1,501+31.4%AddedHistory
MSMorgan StanleyStock13,670$1.20M<0.1%+1,717+14.4%AddedHistory
DDDuPont de Nemours, Inc.COM16,242$1.20M<0.1%−142−0.9%ReducedHistory
TDToronto Dominion BankStock15,104$1.20M<0.1%+2,415+19.0%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF23,890$1.21M<0.1%+213+0.9%Added–
HSYHershey CoCOM5,582$1.21M<0.1%−7,479−57.3%ReducedHistory
iShares Tr464289883CORE 30 70 ETF32,229$1.21M<0.1%−1,030−3.1%Reduced–
EWEdwards Lifesciences CorpStock10,364$1.22M<0.1%+1,301+14.4%AddedHistory
ETSYEtsy IncCOM9,818$1.22M<0.1%+3,127+46.7%AddedHistory
Nushares ETF Tr67092P110NUVEEN ESG 1-551,561$1.23M<0.1%−853−1.6%Reduced–
TFCTruist Financial CorpCOM21,724$1.23M<0.1%+138+0.6%AddedHistory
MKCMcCormick & Co IncStock12,363$1.23M<0.1%−96−0.8%ReducedHistory
ADIAnalog Devices IncStock7,481$1.24M<0.1%−214−2.8%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF18,752$1.24M<0.1%−18,034−49.0%Reduced–
GBCIGlacier Bancorp, Inc.COM24,743$1.24M<0.1%+24,743NewHistory
Global X FDS37954Y715RBTCS ARTFL INTE42,904$1.25M<0.1%+420+1.0%Added–
OXYOccidental Petroleum CorpStock21,973$1.25M<0.1%+2,100+10.6%AddedHistory
GNTXGentex CorpCOM42,758$1.25M<0.1%+10.0%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF12,457$1.25M<0.1%−7,409−37.3%Reduced–
PLDPrologis, Inc.REIT7,755$1.25M<0.1%+412+5.6%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD24,364$1.26M<0.1%−11,428−31.9%Reduced–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT35,701$1.26M<0.1%−87−0.2%Reduced–
FTNTFortinet, Inc.Stock3,695$1.26M<0.1%+166+4.7%AddedHistory
KHCKraft Heinz CoStock32,053$1.26M<0.1%−9,375−22.6%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB59,946$1.26M<0.1%+14,895+33.1%Added–
iShares Tr464287192US TRSPRTION4,689$1.27M<0.1%−231−4.7%Reduced–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN134,600$1.27M<0.1%+1,694+1.3%Added–
iShares Tr464288208MRGSTR MD CP ETF18,968$1.28M<0.1%+30.0%Added–
iShares Tr464288802ESG OPTIMIZED13,205$1.28M<0.1%−147−1.1%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF42,557$1.28M<0.1%−8,219−16.2%Reduced–
TWLOTwilio IncCL A7,819$1.29M<0.1%+106+1.4%AddedHistory
SJMJ M SMUCKER CoStock9,550$1.29M<0.1%−369−3.7%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD10,609$1.29M<0.1%−1,259−10.6%Reduced–
LDOSLeidos Holdings, Inc.COM11,995$1.30M<0.1%−1,085−8.3%ReducedHistory
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM44,836$1.30M<0.1%+11,648+35.1%AddedHistory
iShares U.S. Regional Banks ETF464288778ETF22,104$1.30M<0.1%+4,203+23.5%Added–
SPOTSpotify Technology S.A.Stock8,652$1.31M<0.1%+6,441+291.3%AddedHistory
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB62,500$1.31M<0.1%+13,107+26.5%Added–
WisdomTree Tr97717Y691CLOUD COMPUTNG32,009$1.31M<0.1%−3,048−8.7%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF5,308$1.32M<0.1%+555+11.7%Added–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH18,524$1.33M<0.1%+12,961+233.0%Added–
iShares Tr464288158SHRT NAT MUN ETF12,694$1.33M<0.1%−3,299−20.6%Reduced–
iShares Tr464287119MORNINGSTAR GRWT20,441$1.33M<0.1%+60.0%Added–
MDLZMondelez International, Inc.Stock21,221$1.33M<0.1%+1,427+7.2%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock5,878$1.33M<0.1%+1,298+28.3%AddedHistory
DOCUDocuSign, Inc.Stock12,520$1.34M<0.1%+47+0.4%AddedHistory
SPDR Index Shs FDS78463X541ST STR NAT ETF21,450$1.35M<0.1%+21,450New–
ELVElevance Health, Inc.Stock2,753$1.35M<0.1%+722+35.5%AddedHistory
KEYKeycorpCOM60,696$1.36M<0.1%+878+1.5%AddedHistory
NTRNutrien Ltd.COM13,134$1.36M<0.1%+691+5.6%AddedHistory
First Trust Cloud Computing ETF33734X192ETF15,200$1.38M<0.1%+2,156+16.5%Added–
MCHPMicrochip Technology IncStock18,340$1.38M<0.1%+15,573+562.8%AddedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF49,716$1.38M<0.1%+180.0%Added–
REGNRegeneron Pharmaceuticals, Inc.COM1,979$1.38M<0.1%+56+2.9%AddedHistory
Starboard Invt Tr85521B783ADAPTIVE HDGD MU150,219$1.39M<0.1%−4,684−3.0%Reduced–
VRTXVertex Pharmaceuticals IncStock5,311$1.39M<0.1%+95+1.8%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF15,928$1.39M<0.1%−5,405−25.3%Reduced–
UBERUber Technologies, IncStock39,052$1.39M<0.1%+1,948+5.3%AddedHistory
CMECME Group Inc.COM5,859$1.39M<0.1%+2,404+69.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB69,857$1.40M<0.1%+2,019+3.0%Added–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History