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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
HIIHuntington Ingalls Industries, Inc.COM1,908$380.0K<0.1%+1+0.1%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,489$382.0K<0.1%00.0%Unchanged–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF8,529$382.0K<0.1%−3,507−29.1%Reduced–
ETF Managers Tr26924G508ETFMG ALTR HRVST36,884$382.0K<0.1%−69,228−65.2%Reduced–
Osi ETF Tr67110P704OSHS GBL INTER10,164$382.0K<0.1%−3,339−24.7%Reduced–
SNAPSnap IncStock10,704$385.0K<0.1%+272+2.6%AddedHistory
UALUnited Airlines Holdings, Inc.COM8,305$385.0K<0.1%+137+1.7%AddedHistory
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM20,318$385.0K<0.1%+20,318NewHistory
NWLNewell Brands Inc.Stock18,029$386.0K<0.1%+2,905+19.2%AddedHistory
ADSKAutodesk, Inc.COM1,801$386.0K<0.1%+475+35.8%AddedHistory
First Tr Exchange-Traded FD33733E807NAT GAS ETF15,865$387.0K<0.1%−63,102−79.9%Reduced–
OCCIOFS Credit Company, Inc.COM31,302$389.0K<0.1%−10,771−25.6%ReducedHistory
HBIHanesbrands Inc.COM26,172$390.0K<0.1%+5,208+24.8%AddedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF5,793$392.0K<0.1%+215+3.9%Added–
LUMNLumen Technologies, Inc.Stock34,903$393.0K<0.1%+15,744+82.2%AddedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS3,035$393.0K<0.1%+315+11.6%Added–
AUPHAurinia Pharmaceuticals Inc.COM31,749$393.0K<0.1%+4,550+16.7%AddedHistory
SPDR Ser Tr78464A110FACTST INV ETF2,567$393.0K<0.1%+534+26.3%Added–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX10,196$394.0K<0.1%−433−4.1%Reduced–
NETCloudflare, Inc.CL A COM3,299$395.0K<0.1%+211+6.8%AddedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,787$397.0K<0.1%−8−0.2%Reduced–
ALPPAlpine 4 Holdings, Inc.COM378,462$397.0K<0.1%+650+0.2%AddedHistory
Innovator ETFs Trust45782C466GRWT100 PWR BF9,786$398.0K<0.1%+9,786New–
MSTRStrategy IncStock823$400.0K<0.1%+455+123.6%AddedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL3,750$402.0K<0.1%+2+0.1%Added–
Invesco Exch TRD SLF Idx FD46138J668BULLSHS 23 USD17,048$402.0K<0.1%+17,048New–
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,761$403.0K<0.1%−1,048−18.0%Reduced–
Listed FD Tr53656F789ROUNDHILL SPORTS20,336$406.0K<0.1%−2,392−10.5%Reduced–
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR27,520$407.0K<0.1%−2,967−9.7%ReducedHistory
PWRQuanta Services, Inc.COM3,100$408.0K<0.1%−3,102−50.0%ReducedHistory
First Tr Exchng Traded FD VI33740F680FT VEST US EQT12,450$408.0K<0.1%+1,000+8.7%Added–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS4,146$409.0K<0.1%−195−4.5%Reduced–
GGGGraco IncCOM5,896$411.0K<0.1%+96+1.7%AddedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV18,832$411.0K<0.1%−3,388−15.2%Reduced–
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,778$414.0K<0.1%+111+3.0%Added–
iShares Tr464288273EAFE SML CP ETF6,248$414.0K<0.1%−1,032−14.2%Reduced–
GLPGlobal Partners LPCOM UNITS15,185$414.0K<0.1%+82+0.5%AddedHistory
SPDR Series Trust78464A672ST INTER ETF13,766$417.0K<0.1%+518+3.9%Added–
Innovator ETFs Trust45782C383US EQTY PWR BUF12,967$419.0K<0.1%+12,967New–
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY8,340$423.0K<0.1%−13,356−61.6%Reduced–
RITMRithm Capital Corp.REIT38,706$425.0K<0.1%+5,039+15.0%AddedHistory
Barclays BK PLC06746P571ETN LKD 485,895$427.0K<0.1%+5,895New–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM19,452$428.0K<0.1%−85−0.4%ReducedHistory
ONOn Semiconductor CorpStock6,872$430.0K<0.1%+6,872NewHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS18,116$432.0K<0.1%−355−1.9%ReducedHistory
CRCrane CoCOM4,000$433.0K<0.1%−199−4.7%ReducedHistory
WYWeyerhaeuser CoCOM NEW11,459$434.0K<0.1%−16−0.1%ReducedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT14,804$435.0K<0.1%+3,233+27.9%AddedHistory
TMUST-Mobile US, Inc.Stock3,401$436.0K<0.1%−18,549−84.5%ReducedHistory
NRPNatural Resource Partners LPCOM UNIT LTD PAR10,212$436.0K<0.1%00.0%UnchangedHistory
HXLHexcel CorpCOM7,372$438.0K<0.1%−409−5.3%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM33,508$440.0K<0.1%−5,703−14.5%ReducedHistory
American Centy ETF Tr025072307US QUALITY GROW6,474$440.0K<0.1%+492+8.2%Added–
WisdomTree Tr97717W315EMER MKT HIGH FD10,084$441.0K<0.1%+10,084New–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF8,311$441.0K<0.1%−3,473−29.5%Reduced–
iShares Tr464288372GLB INFRASTR ETF8,662$441.0K<0.1%00.0%Unchanged–
iShares Tr46434V274INTL EQTY FACTOR15,968$442.0K<0.1%+45+0.3%Added–
iShares Tr46434V282U S EQUITY FACTR9,944$442.0K<0.1%+6+0.1%Added–
ORCOrchid Island Capital, Inc.COM135,989$442.0K<0.1%+29,000+27.1%AddedHistory
MAINMain Street Capital CORPCEF10,416$444.0K<0.1%+3,310+46.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J676BULLSHS 22 USD18,399$445.0K<0.1%+18,399New–
SWKStanley Black & Decker, Inc.COM3,187$446.0K<0.1%+163+5.4%AddedHistory
Vanguard Industrials ETF92204A603ETF2,316$450.0K<0.1%+70+3.1%Added–
PMLPIMCO Municipal Income Fund IICOM39,315$452.0K<0.1%−5,136−11.6%ReducedHistory
iShares Tr464289859CORE 80 20 ETF6,558$452.0K<0.1%+1,297+24.7%Added–
VanEck ETF Trust92189F130REAL ASSETS ETF16,102$453.0K<0.1%00.0%Unchanged–
BAXBaxter International IncStock5,857$454.0K<0.1%−395−6.3%ReducedHistory
DRIDarden Restaurants IncCOM3,414$454.0K<0.1%−237−6.5%ReducedHistory
VVRInvesco Senior Income TrustCOM106,637$454.0K<0.1%+106,637NewHistory
UGAUnited States Gasoline Fund, LPUNITS8,145$454.0K<0.1%+8,145NewHistory
iShares Tr46435U796SYSTEMATIC BD ET4,907$455.0K<0.1%+250+5.4%Added–
SPDR Series Trust78468R861STATE STRET SPDR22,019$455.0K<0.1%+1,306+6.3%Added–
PGRProgressive CorpStock4,003$456.0K<0.1%+331+9.0%AddedHistory
Barclays Bank PLC06746P563ETN LKD 487,445$456.0K<0.1%−33,010−81.6%Reduced–
JCENuveen Core Equity Alpha FundCOM26,125$458.0K<0.1%00.0%UnchangedHistory
AXONAxon Enterprise, Inc.COM3,333$459.0K<0.1%+382+12.9%AddedHistory
iShares Tr464287788U.S. FINLS ETF5,424$459.0K<0.1%+224+4.3%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF6,520$459.0K<0.1%+50+0.8%Added–
CHPTChargePoint Holdings, Inc.COM CL A23,089$459.0K<0.1%−32,848−58.7%ReducedHistory
BSXBoston Scientific CorpStock10,438$462.0K<0.1%−1,189−10.2%ReducedHistory
MELIMercadolibre IncCOM389$463.0K<0.1%−157−28.8%ReducedHistory
VanEck ETF Trust92189H805RARE EARTH AND S3,916$463.0K<0.1%+2,106+116.4%Added–
AGFirst Majestic Silver CorpCOM35,204$463.0K<0.1%+35,204NewHistory
Barclays BK PLC06746P431ETN LKD 483,575$466.0K<0.1%+1,535+75.2%Added–
APAAPA CorpStock11,288$467.0K<0.1%−750−6.2%ReducedHistory
HCAHCA Healthcare, Inc.COM1,865$467.0K<0.1%+119+6.8%AddedHistory
JDJD.com, Inc.SPON ADS CL A8,066$467.0K<0.1%+1,038+14.8%AddedHistory
HQHabrdn Healthcare InvestorsSH BEN INT22,514$468.0K<0.1%+3,769+20.1%AddedHistory
XUnited States Steel CorpCOM12,388$468.0K<0.1%−556,403−97.8%ReducedHistory
Barclays Bank PLC06746P548ETN LKD 485,990$469.0K<0.1%+5,990New–
PEverpure, Inc.CL A13,310$470.0K<0.1%+12+0.1%AddedHistory
IDAIdacorp IncCOM4,079$471.0K<0.1%+132+3.3%AddedHistory
Invesco Exch Traded FD Tr II46138G706SOLAR ETF6,258$472.0K<0.1%−11,201−64.2%Reduced–
CNPCenterpoint Energy IncCOM15,430$473.0K<0.1%+290+1.9%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS21,606$473.0K<0.1%+11,920+123.1%AddedHistory
VTLEVital Energy, Inc.COM5,979$473.0K<0.1%+247+4.3%AddedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF19,015$474.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45782C284US SML CP PWR B18,447$474.0K<0.1%+8,021+76.9%Added–
MTBM&T Bank CorpCOM2,803$475.0K<0.1%−141−4.8%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW9,723$477.0K<0.1%−526−5.1%Reduced–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History