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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,400
−28 vs. Q4 2021
Portfolio value
$5.01B
+$74.4M (+1.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisors LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,100$203.0K<0.1%+1,100New–
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN3,151$205.0K<0.1%−141−4.3%Reduced–
CFCF Industries Holdings, Inc.COM1,985$205.0K<0.1%−890−31.0%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3,750$206.0K<0.1%+3,750New–
BNSBank of Nova ScotiaCOM2,871$206.0K<0.1%+2,871NewHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT1,127$207.0K<0.1%−537−32.3%Reduced–
iShares Tr46432F859CORE 1 5 YR USD4,266$207.0K<0.1%−1,399−24.7%Reduced–
BCATBlackRock Capital Allocation Term TrustCOM12,560$208.0K<0.1%+12,560NewHistory
VanEck Vectors ETF Tr92189F585OIL REFINERS ETF6,904$208.0K<0.1%+6,904New–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,131$209.0K<0.1%−340−5.3%Reduced–
APTSPreferred Apartment Communities IncCOM8,393$209.0K<0.1%−6,018−41.8%ReducedHistory
UBSIUnited Bankshares IncCOM6,059$211.0K<0.1%+346+6.1%AddedHistory
BMAMacro Bank Inc.SPON ADR B12,210$211.0K<0.1%−25−0.2%ReducedHistory
iShares Tr464287770U.S. FIN SVC ETF1,178$212.0K<0.1%+22+1.9%Added–
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,861$212.0K<0.1%+1,792+13.7%AddedHistory
CRLCharles River Laboratories International, Inc.COM750$213.0K<0.1%−230−23.5%ReducedHistory
AVAAvista CorpCOM4,714$213.0K<0.1%00.0%UnchangedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$213.0K<0.1%00.0%Unchanged–
SMLPSummit Midstream Partners, LPCOM UNIT LTD14,301$213.0K<0.1%+2,370+19.9%AddedHistory
CUZCousins Properties IncCOM NEW5,303$214.0K<0.1%00.0%UnchangedHistory
XPEVXpeng Inc.ADS7,773$214.0K<0.1%+7,773NewHistory
UPSTUpstart Holdings, Inc.COM1,978$216.0K<0.1%+1,978NewHistory
TRPTC Energy CorpCOM3,823$216.0K<0.1%+3,823NewHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.6,794$216.0K<0.1%00.0%Unchanged–
CLFDClearfield, Inc.COM3,319$216.0K<0.1%+3,319NewHistory
Fidelity Covington Trust316092832DIVID ETF RISI4,875$217.0K<0.1%−45−0.9%Reduced–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM13,874$217.0K<0.1%00.0%UnchangedHistory
SSLSasol LtdSPONSORED ADR8,967$217.0K<0.1%−5,923−39.8%ReducedHistory
DXCDXC Technology CoStock6,679$218.0K<0.1%−58−0.9%ReducedHistory
MGMMGM Resorts InternationalStock5,194$218.0K<0.1%+740+16.6%AddedHistory
MPMP Materials Corp.COM CL A3,795$218.0K<0.1%+3,795NewHistory
AMEAmetek IncCOM1,644$219.0K<0.1%00.0%UnchangedHistory
iShares Tr464289420RUS TP200 VL ETF3,141$219.0K<0.1%+3,141New–
MLMMartin Marietta Materials IncCOM572$220.0K<0.1%+71+14.2%AddedHistory
SPDR Series Trust78464A771ST STR SP CAPMKT2,411$220.0K<0.1%+10+0.4%Added–
BLWBlackRock Ltd Duration Income TrustCOM SHS15,428$221.0K<0.1%−15,836−50.7%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM3,375$221.0K<0.1%+3,375NewHistory
CAHCardinal Health IncStock3,920$222.0K<0.1%−536−12.0%ReducedHistory
Kraneshares Tr500767827ELEC VEH FUTUR5,620$222.0K<0.1%−46−0.8%Reduced–
AXAxos Financial, Inc.COM4,810$223.0K<0.1%00.0%UnchangedHistory
MTDMettler Toledo International IncCOM163$224.0K<0.1%+1+0.6%AddedHistory
CSGPCostar Group, Inc.COM3,363$224.0K<0.1%+720+27.2%AddedHistory
FMNBFarmers National Banc CorpCOM13,176$225.0K<0.1%+1,029+8.5%AddedHistory
AAWWAtlas Air Worldwide Holdings IncCOM NEW2,600$225.0K<0.1%00.0%UnchangedHistory
RESRPC IncCOM21,180$226.0K<0.1%−725−3.3%ReducedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT18,478$227.0K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF4,217$228.0K<0.1%+4,217New–
PAAPlains All American Pipeline LPUNIT LTD PARTN21,175$228.0K<0.1%+2,984+16.4%AddedHistory
TROWPrice T Rowe Group IncStock1,515$229.0K<0.1%−853−36.0%ReducedHistory
ALLEAllegion plcORD SHS2,086$229.0K<0.1%+3+0.1%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME15,293$229.0K<0.1%−2,463−13.9%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A28,962$229.0K<0.1%−49,206−62.9%ReducedHistory
JJacobs Solutions Inc.COM1,661$229.0K<0.1%+162+10.8%AddedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM35,000$229.0K<0.1%+35,000NewHistory
iShares Tr464288745GLB CNS DISC ETF1,470$230.0K<0.1%+124+9.2%Added–
RFMRiverNorth Flexible Municipal Income Fund, Inc.COM12,388$230.0K<0.1%+12,388NewHistory
HESHess CorpStock2,160$231.0K<0.1%+2,160NewHistory
SUISun Communities IncCOM1,318$231.0K<0.1%+18+1.4%AddedHistory
SESea LtdSPONSORD ADS1,927$231.0K<0.1%+502+35.2%AddedHistory
POWWOutdoor Holding CoCOM48,227$231.0K<0.1%+48,227NewHistory
TTETotalEnergies SESPONSORED ADS4,562$231.0K<0.1%−2,116−31.7%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,096$232.0K<0.1%−10,246−71.4%Reduced–
NUVNuveen Municipal Value Fund IncCOM24,181$232.0K<0.1%−3,193−11.7%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM8,619$232.0K<0.1%+651+8.2%AddedHistory
YUMCYum China Holdings, Inc.COM5,593$232.0K<0.1%+551+10.9%AddedHistory
JCIJohnson Controls International plcStock3,571$234.0K<0.1%−804−18.4%ReducedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO1,741$234.0K<0.1%+1,741New–
Fidelity Covington Trust316092303CONSMR STAPLES5,104$234.0K<0.1%−744−12.7%Reduced–
HSTHost Hotels & Resorts, Inc.COM12,025$234.0K<0.1%+17+0.1%AddedHistory
MTCHMatch Group, Inc.COM2,159$235.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R878DORSEY WRIGHT6,421$235.0K<0.1%+6,421New–
OCULOcular Therapeutix, IncCOM47,544$235.0K<0.1%+4,391+10.2%AddedHistory
Chiron Real Estate Inc.37954A204COM NEW14,424$235.0K<0.1%+14,424New–
iShares Tr46435G516ESG AW MSCI EAFE3,203$236.0K<0.1%+23+0.7%Added–
WABWestinghouse Air Brake Technologies CorpStock2,468$237.0K<0.1%+271+12.3%AddedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF4,475$237.0K<0.1%+10.0%Added–
BIIBBiogen Inc.COM1,123$237.0K<0.1%+124+12.4%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF7,711$237.0K<0.1%00.0%Unchanged–
DBX ETF Tr233051432XTRACK USD HIGH6,307$238.0K<0.1%−4,648−42.4%Reduced–
Alps ETF Tr00162Q205EQUAL SEC ETF2,192$238.0K<0.1%−129−5.6%Reduced–
MMacy's, Inc.COM9,790$238.0K<0.1%+1,227+14.3%AddedHistory
HNIHni CorpStock6,472$240.0K<0.1%00.0%UnchangedHistory
OGEOGE Energy Corp.COM5,880$240.0K<0.1%+129+2.2%AddedHistory
GLADGladstone Capital CorpCOM20,380$240.0K<0.1%−7,275−26.3%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,145$241.0K<0.1%00.0%Unchanged–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,606$241.0K<0.1%−324−6.6%Reduced–
DBX ETF Tr233051853XTRACK MSCI EURP7,013$241.0K<0.1%−200−2.8%Reduced–
IIPRInnovative Industrial Properties IncCOM1,175$241.0K<0.1%+48+4.3%AddedHistory
Schwab U.S. REIT ETF808524847ETF9,709$242.0K<0.1%+95+1.0%AddedConverted for a 2-for-1 split–
BBYBest Buy Co IncStock2,659$242.0K<0.1%−36−1.3%ReducedHistory
GPNGlobal Payments IncStock1,772$242.0K<0.1%−253−12.5%ReducedHistory
Barclays Bank PLC06740P221IPTH CRUDE OIL7,492$242.0K<0.1%+7,492New–
HEIHeico CorpCOM1,582$243.0K<0.1%+137+9.5%AddedHistory
BRGBluerock Residential Growth REIT, Inc.COM CL A9,144$243.0K<0.1%+14+0.2%AddedHistory
SPDR Series Trust78464A789ST STR SP INS5,807$244.0K<0.1%−21−0.4%Reduced–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,387$245.0K<0.1%+88+3.8%Added–
FISFidelity National Information Services, Inc.Stock2,447$246.0K<0.1%+291+13.5%AddedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,535$247.0K<0.1%+7,535New–
BBDCBarings BDC, Inc.COM23,914$247.0K<0.1%+23,914NewHistory
EVRGEvergy, Inc.Stock3,627$248.0K<0.1%+501+16.0%AddedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q1 2022
SecurityClassPutsCalls
MRNAModerna, Inc.Stock$17.0K–
Invesco QQQ Trust Series I46090E103ETF$3.00K–
RIORio Tinto PLCADR$3.00K–
DISWalt Disney CoStock$3.00K–
SLBSLB LimitedStock$2.00K–
AAPLApple Inc.Stock$1.00K–

Sold out since Q4 2021 (153)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 153 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
PIMCO ETF Tr72201R30415+ YR US TIPS49,114$4.49M0.1%–
Royal Dutch Shell PLC780259107SPON ADR B62,114$2.69M0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A52,507$2.28M<0.1%–
Advisorshares Tr00768Y453PURE US CANN ETF82,149$2.10M<0.1%–
ProShares Bitcoin ETF74347G440ETF72,054$2.08M<0.1%–
PARPar Technology CorpCOM38,306$2.02M<0.1%History
First Tr Exch TRD Alphdx FD33737J307EM SML CP ALPH34,516$1.39M<0.1%–
HPFJohn Hancock Preferred Income Fund IICOM61,350$1.28M<0.1%History
TELTE Connectivity plcREG SHS6,794$1.10M<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY13,243$1.02M<0.1%–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET40,395$1.01M<0.1%–
iShares Tr46435G102CONV BD ETF10,842$967.0K<0.1%–
CHWYChewy, Inc.CL A16,098$949.0K<0.1%History
JEFJefferies Financial Group Inc.COM24,431$948.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY18,159$888.0K<0.1%History
EGPEastgroup Properties IncCOM3,626$826.0K<0.1%History
Dimensional ETF Trust25434V401US EQUI MARK ETF15,257$789.0K<0.1%–
CMGChipotle Mexican Grill IncCOM435$760.0K<0.1%History
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,915$726.0K<0.1%–
ETF Ser Solutions26922B105LHA MKT ST TACTL22,260$718.0K<0.1%–
Flexshares Tr33939L605IBOXX 5YR TRGT22,850$641.0K<0.1%–
EXASExact Sciences CorpCOM8,183$637.0K<0.1%History
THSTreeHouse Foods, Inc.COM15,688$636.0K<0.1%History
DECKDeckers Outdoor CorpCOM1,727$633.0K<0.1%History
CWHCamping World Holdings, Inc.CL A14,525$587.0K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE36,200$579.0K<0.1%–
TDCTeradata CorpStock13,591$577.0K<0.1%History
BHP Group Ltd05545E209SPONSORED ADR8,722$521.0K<0.1%–
BDRYAmplify Commodity TrustBREAKWAVE DRY17,410$513.0K<0.1%History
Metaurus Equity Component Tr59140L100US EQT CUM 202748,700$497.0K<0.1%–
First Tr Exch Traded FD III33739P863CALIF MUN INCM9,000$493.0K<0.1%–
LENLennar CorpCL A4,194$487.0K<0.1%History
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH22,160$474.0K<0.1%–
CNXCConcentrix CorpStock2,641$472.0K<0.1%History
ETF Ser Solutions26922A305ALPCLONE ALTER5,914$461.0K<0.1%–
PRFTPerficient IncCOM3,538$457.0K<0.1%History
CCDCalamos Dynamic Convertible & Income FundCOM14,475$456.0K<0.1%History
XLNXXilinx IncCOM2,135$453.0K<0.1%History
ZIPZiprecruiter, Inc.CL A16,698$416.0K<0.1%History
LEUCentrus Energy CorpStock8,282$413.0K<0.1%History
TDOCTeladoc Health, Inc.COM4,493$413.0K<0.1%History
BCVBancroft Fund LtdCOM15,493$409.0K<0.1%History
SLFSun Life Financial IncCOM7,318$408.0K<0.1%History
CROXCrocs, Inc.COM3,067$393.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,957$392.0K<0.1%–
Dimensional U.S. Small Cap ETF25434V500ETF6,385$383.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB17,558$378.0K<0.1%–
FNVFranco Nevada CorpStock2,690$372.0K<0.1%History
Global X FDS37954Y418THMATC GWT ETF8,191$364.0K<0.1%–
LANDGladstone Land CorpCOM10,758$363.0K<0.1%History
PINSPinterest, Inc.CL A9,955$362.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA14,300$359.0K<0.1%–
OLNOLIN CorpStock6,031$347.0K<0.1%History
iShares Tr46434V1000-5YR INVT GR CP6,782$346.0K<0.1%–
Fidelity Covington Trust316092824LOW VOLITY ETF6,507$340.0K<0.1%–
Global X FDS37954Y442CLOUD COMPUTNG12,700$337.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2813,966$317.0K<0.1%–
HAPNHappen, Inc.COM NEW13,090$317.0K<0.1%History
FIVEFive Below, IncCOM1,486$307.0K<0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI7,794$305.0K<0.1%–
REGRegency Centers CorpCOM4,025$303.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF5,345$300.0K<0.1%–
Renaissance Cap Greenwich FD759937204IPO ETF5,192$300.0K<0.1%–
BBWIBath & Body Works, Inc.COM4,285$299.0K<0.1%History
GRMNGarmin LtdSHS2,151$293.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV5,333$289.0K<0.1%–
OPRXOptimizeRx CorpCOM NEW4,550$283.0K<0.1%History
Innovator ETFs Trust45782C755US EQTY BUFR JUN8,109$280.0K<0.1%–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,957$279.0K<0.1%–
RIGTransocean Ltd.REGISTERED SHS100,923$279.0K<0.1%History
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,487$278.0K<0.1%–
TWTRTwitter, Inc.COM6,387$276.0K<0.1%History
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL9,563$275.0K<0.1%–
Global X FDS37954Y889S&P 500 CATHOLIC4,614$272.0K<0.1%–
BLDQXO Insulation, LLCStock982$271.0K<0.1%History
SMPStandard Motor Products, Inc.Stock5,138$269.0K<0.1%History
iShares Tr464287861EUROPE ETF4,902$267.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH6,455$266.0K<0.1%–
Columbia ETF Tr I19761L508DIVERSIFID FXD12,449$265.0K<0.1%–
EPAMEPAM Systems, Inc.COM397$265.0K<0.1%History
WDCWestern Digital CorpCOM4,007$261.0K<0.1%History
INVHInvitation Homes Inc.COM5,719$259.0K<0.1%History
USCIUnited States Commodity Index Funds TrustCOMM IDX FND5,723$249.0K<0.1%History
FMBIFirst Midwest Bancorp IncCOM12,112$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF13,011$245.0K<0.1%–
TECHBIO-TECHNE CorpCOM469$243.0K<0.1%History
WisdomTree Tr97717Y717GROWTH LEADERS5,505$242.0K<0.1%–
PPLIPeople IncCOM NEW1,839$240.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM2,002$240.0K<0.1%History
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,538$238.0K<0.1%–
FLNAFilana Therapeutics, Inc.COM5,444$238.0K<0.1%History
KMXCarMax IncCOM1,818$237.0K<0.1%History
ZSZscaler, Inc.Stock728$234.0K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM14,715$233.0K<0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF11,388$230.0K<0.1%–
Alps Clean Energy ETF00162Q460ETF3,565$229.0K<0.1%–
TMToyota Motor CorpADS1,230$228.0K<0.1%History
WisdomTree Tr97717X172US HGH YLD CORP4,336$228.0K<0.1%–
IRIngersoll Rand Inc.COM3,636$225.0K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM9,879$224.0K<0.1%History